In the conventional
historiography, the year 1492 traditionally represents the moment when the Europeans
came of age and then launched the 'Voyages of Discovery'. And their
significance derives from the assumption that they served to project outwards
the Western capitalist system as the Europeans 'battered down the walls' of the
so-called inward-looking, backward Eastern regions, thereby transforming them
into outward-looking capitalist economies.
From there,
globalization is allegedly propelled forwards in a linear way by successive
Western pioneers down to the end of the nineteenth century before culminating
with the post -1945 era when the global economy acquired its 'thick' and
fullest form under the aegis of American hegemony or the Pax Americana (e.g.,
Held et al. 1999). Such an analysis elevates the Westerners to the status of
global history's progressive subject - past, present and future. The Eastern
peoples, by contrast, are dismissed as but globalization’s passive object,
simply awaiting the arrival of the Westerners who could deliver them into the
bright light of (Western) 'progressive global modernity', though always under
conditions, if not terms, laid down by the more advanced West.
As with the
conventional analyses of globalization, the major theories of the rise of
Western capitalism - including liberalism, Weberianism
and Marxism - also suffer from a pervading Eurocentric bias (see Blaut 2000;
Frank 1998: Ch. 1). Euro centrism effectively imposes a constructed or
imaginary line of 'civilizational-apartheid' between the East and West, in
which the former is separated off from the latter and is simultaneously
denigrated as the West's inferior opposite Other. Simultaneously the West was
inscribed with uniquely progressive characteristics that distinguished it from
an East that was defined only by regressive properties.
This premise infects
the major theories in that they view the rise of capitalism as occurring
not merely in Europe, but that it was achieved single-handedly by Europeans.
And this in turn derives from the assumption that Europe is and always has been
'unique'. Moreover, it is axiomatic that these seeds did not exist within the
East or that if they did so they landed on fallow ground only to be choked
during the germination process by oppressive Eastern political, ideological and
social institutions.
Accordingly, the path
that Eurocentric analysts have so far taken, is to scan a very narrow patch of
turf - in order to select the critical progressive variables that made Europe's
rise inevitable. Certainly by the end of the twentieth century (if not well
before) it became apparent that the European patch had been exhaustively
ploughed by generations of Eurocentric scholars. Indeed this has occurred to
the extent that it is now suffering from 'intellectual-ecological breakdown',
given that it has largely failed to uncover any fresh variables that can
provide a new account (Blaut 2000).
In contrast to the
historical Eurocentric perspective, we argued that the emergence of the global economy long predated
the rise of Western capitalism. And I see the link between these two entwined
processes as lying not with the 'West' but with the 'progressive East'. A
panoply of pioneering Eastern capitalist agents set up a global economy after
the sixth century, along the sinews of which the more advanced Eastern
'resource portfolios' (ie., technologies, ideas and
institutions) diffused through Oriental globalization to be subsequently
assimilated or copied by the Europeans, thereby fuelling
the rise of Western capitalism.
As a result of this
argument it becomes apparent that scanning only the European patch either for
the causes of Europe's breakthrough or for the origins of globalization, as
Frank (1998) notes, is in effect to shine the spotlight in the wrong place. For
when we illuminate the much greener field of the Afro-Asian region, we
rediscover or bring to light the many Eastern factors that made the rise of
globalization and Western capitalism possible.
For example between
roughly 650 and 1100 Islamic West Asia/North Africa had the highest levels of
extensive and intensive power, though by about 1100 the leading edge of
intensive global power passed to China (where it remained well into the
nineteenth century). Nevertheless, West
Asia/North Africa and increasingly India -maintained the leading edge of
extensive power until about the fifteenth century when China once more took
over in this respect, even
though the former powers continued to enjoy significant levels of intensive and
extensive power well into the eighteenth century. Nevertheless this
picture was re-imagined by Eurocentric intellectuals in the nineteenth century,
so that first Venice and later Portugal, Spain, The Netherlands and Britain
were (re)presented as the leading global powers in the post-1000 period.
The claim that a
global economy or globalization existed prior to 1500 is usually rebutted on
six main grounds (e.g., Held et al. 1999). Refuting these in turn enables us to
provide an initial justification for our claim that globalization predated 1500.
First, the world
before 1500 was not segmented into isolated components. Rather, after about 500
CE Persians, Arabs, Africans, Javanese, Jews, Indians and Chinese created and
maintained a global economy until about 1800, in which the major civilizations of
the world were at all times interlinked (hence the term Oriental globalization). Second, the portrayal of the Eastern states as but
growth-repressive oriental despotisms is incorrect given that Eastern rulers
often provided a pacified environment and kept transit taxes low precisely so
as to facilitate global trade. Third, in contrast to the assumption of an
absence of sufficiently rational institutions to enable global capitalism,
there was in fact a whole series of such institutions in place after 500 to
support global trade. As Janet Abu-Lughod noted:
Distances as measured
by time, were calculated in weeks and months at best, but it took years to
traverse the entire [global] circuit. And yet goods were transferred, prices
set, exchange rates agreed upon, contracts entered into, credit - on funds or
on goods located elsewhere - extended, partnerships formed, and, obviously,
records kept and agreements honored. (Abu-Lughod 1989: 8)
Fourth, contra the
view of inadequate transportation to support global interactions, while
transport technologies were obviously nowhere near as advanced as they are
today, nevertheless they proved to be conducive for global trade. Moreover, the
Eurocentric assumption that global trade affected only about 10 per cent of the
world's population - and was therefore inconsequential - is based on the
assumption that such trade was in luxury goods which were consumed only by the
elites. But this obscures the point that the majority of global trade was
actually conducted in mass-based consumer products, which affected considerably
more than 10 per cent of the world's population (Chaudhuri 1978; Frank 1998).
Fifth, while the
velocity of global transmissions was indeed very slow, nevertheless global
flows had a major re-organizational or high (transformative) 'impact' on
societies across the world. The ultimate significance of the global economy lay
not in the type or quantity of trade that it supported, but that it provided a
ready-made conveyor-belt along which the more advanced Eastern 'resource
portfolios' diffused across to the West. Indeed, as section two of the chapter
argues, the high impact propensity of Oriental globalization is confirmed by my
point that it promoted the transformation of Europe from an agrarian peripheral
backwater to a modern capitalist economy.
Sixth and finally, it
is often asserted that a global economy could not have existed prior to 1500
(or even the nineteenth century) because not all parts of the globe were
tightly interconnected. But the assumption that the whole world should be
tightly linked before we can declare that it is global is problematic even for
the modern period. Again as Abu-Lughod (1989: 32) points out:
No world system is
global, in the sense that all parts articulate evenly with one another,
regardless of whether the role they play is central or peripheral. Even today,
the world, more globally integrated than ever before in history, is broken up
into important subspheres or subsystems, such as the
northern Atlantic system ... the Pacific rim ... China, still a system unto
itself, and [so on].
Indeed the vast bulk
of 'global' trade today is confined within the trilateral bloc, while economies
are still primarily national in scope given that about 90 per cent of
production in the major economies is for the domestic market (Weiss 1999: 63).
Moreover, domestic investment by domestic capital far exceeds direct investment
overseas plus foreign investment at home, with the latter being financed mainly
from domestic savings (Wade 1996: 66, 86; Weiss 1999: 63). We need not conclude
from this that globalization is non-existent today; merely that it is neither
no less 'perfect' today than it was under its historical Oriental incarnation,
nor does it have to be 'perfect' for us to accept its existence.
Overall, the
Eurocentric narrative displays a strong sense of a-historicism because those
who argue that globalization did not exist in any form prior to 1500 do so by
analyzing the world through the presenters lens of modern globalization (e.g.,
high velocity or high intensity of transactions). Thus teleological scanning
the past for the features of globalization’s modern format not surprisingly
enables them to 'confirm' its absence prior to 1500. But a slightly looser
definition reveals the presence of early and modern globalization. Thus we can
say that globalization existed prior to (and
indeed after) 1500 insofar
as significant flows of goods, resources, currencies, capital, institutions,
ideas, technologies, diseases and peoples flowed across regions to such an
extent that they impacted upon, and led to the transformation of, societies
across much of the globe.
We take the
post-500 era as the approximate starting date of Oriental globalization. The
revival of camel transport was important because it enabled the long overland
routes across Central Asia to be relatively easily traversed (McNeill 1995:
314). But the key development here was the emergence of a series of interlinked
'empires' that enabled a significantly pacified environment withirl'
which overland and seaborne trade could flourish (Bentley 1993: Ch. 1 and 3;
Wink 1990). These comprised T'ang China (618-907),
the Islamic Ummayadi Abbasid Empire in West Asia
(661-1258), the Fatimids in North Africa (909-1171) and the Ummayad
polity in Spain (756-1031). Moreover, the kingdom of SrIvijaya
in Sumatra was also important because it constituted a vital entrep6t that
connected China to the Indian Ocean between the seventh and thirteenth
centuries. In short, the prosperity and commercialization of the Arab and
Chinese (as well as the South Asian and North African) world acted like a huge
bellows that fanned the flames of an emergent global economy (McNeill 1995:
316).
Noteworthy here is
that Henry Pirenne's famous thesis - that the Islamic
invasions broke the unity of Western Europe from Eastern Europe (Byzantium),
and that it was only by the turn of the millennium when trade resumed - needs
to be inverted:
There was a close
connection between the Frankish and Arab worlds, and ... the Carolingian
Renaissance, the successes of the Italian city-states, and the growth of the
Hanseatic League were all enhanced rather than retarded by contacts with the
Muslim East .... It seems quite certain that trade revived at many places in
the late eighth and ninth centuries [in Europe] .... Contradicting Pirenne, therefore, historians now speak of the economic
'Islamization of early medieval Europe'. (Wink 1990: 35-6)
Indeed, in contrast
to Pirenne (1939), without Muhammad, medieval
European commercial development would have been virtually inconceivable. Thus
by the eighth century, Europe had become integrated within the emergent
Afro-Asian-led global economy. While there were many important groups who
helped build the global economy, especially the Jews, North Africans, Indians,
Chinese and Javanese, nevertheless the birth of Oriental globalization owes
much to the cultures Muslims inherited.
Plus the West Asian
Muslims built upon the earlier achievements of the Sassanid Persians, which
stem back possibly to the third and certainly to the fourth century. After 610,
West Asia began its rise to global power with the 'revelation' of Muhammad. While
previously West Asia was highly fragmented and subject to various colonizing
efforts by Persia, Syria and Byzantine Egypt, and one of the most significant
aspects of Islam as a result was its penchant for trade and rational capitalist
activity.
Ultimately Islamic
power’s, comparative advantage lay in its considerable 'extensive' power. That
is, Islam at the time, was able to conquer horizontal space, realized most
fully in its ability to diffuse across large parts of the globe (like we
already investigated in the case of the Mughal
empire in what became British
India), as well as in its ability to spread capitalism. Islam's power thus
spread rapidly after the seventh century with the Mediterranean becoming in
effect a Muslim lake, and 'Western Europe' a promontory within the Afro-Asian-Ied global economy. Islam also spread eastwards to India,
Southeast Asia and China, as well as southwards into Africa through either
religious or commercial influence (and often both). Its economic reach was
extraordinary for the time, constituting the pivot of world trade. And
certainly by the ninth century - as various contemporary documents confirm -
there was one long, continuous line of transcontinental trade pioneered by
Islamic merchants, reaching from China to the Mediterranean (Abu-Lughod 1989:
62; Wink 1990; Bentley 1993).
The Islamic Ummayads, Abbasids and North African Fatimids were
important in that they united various arteries of long-distance trade known in
antiquity between the Indian Ocean and the Mediterranean (to be discussed
below). The Abbasid capital, Baghdad, was linked to the all-important Persian
Gulf route. The contemporary, al-Ya'qubi (c. 875),
described Baghdad as the 'water-front to the world', while aI-Mansur
proclaimed that 'there is no obstacle to us and China; everything on the sea
can come to us on it' (cited in Rourani 1963: 64).
Other Islamic ports were also important, especially Siraf
on the Persian Gulf (on the coast of Iran south of Shiraz), which was the major
terminus for goods from China and Southeast Asia.
The Red Sea route,
guarded over by Egypt, was also of special importance, as was the overland
route to China, along which caravans passed through the Iranian cities of
Tabriz, Ramadan and Nishapur to Bukhara and Samarkand in Transoxiana, and then
on to either China or India (see below). Ultimately, Islam constituted the
bridge of the world, enabling the diffusion of global trade as well as all
manner of Eastern resource portfolios into Europe between 650 and c.1800.
According to Gods
Crucible (2008) by David Levering Lewis, it deserves emphasis that this
immediately stands at odds with the Eurocentric assumption that Islam was a
regressive religion that blocked the possibility of capitalist, let alone
rational capitalist, activity. Moreover, this assumption according to
Lewis, is often deployed so as to deny the existence of a robust global
economy prior to 1500 (if not 1850).
Lewis also points out
that Muhammad himself had been a commenda (or qiracf) trader. In his twenties he married a rich Qurayshi woman (the Quraysh had grown rich from the caravan
trade as well as banking). And according to “Gods Crucible “ the Meccans - the
tribe of Quraysh - caused their capital to fructify through trade and loans at
interest in a way that Weber would call rational.
Also according to
Rodinson, merchants of the Muslim Empire conformed perfectly to Weber's
criteria for capitalist activity. They seized every and any opportunity for
profit and calculated their outlays, their encashment’s and their profits in
money terms. (Rodinson 1974: 14)
Indeed in spite of
its violence, according to Lewis in “Gods Crucible “ there are many points in
the Qur'an that suggest a clear link between rational capitalist behavior and
Islam. Thus while we usually consider the Sharfa (the
Islamic sacred law) as the root of despotism and economic backwardness, it was
in fact created as a means to prevent the abuse of the rulers' or caliphs'
power and, moreover, it set out clear provisions for contract law.
Elsewhere, according
to Hodgson, Islam was 'no "monotheism of the desert", born of the
Bedouins' awed wonder at the vast openness of sky and land ... Islam grew out
of a long tradition of urban religion and it was as city-oriented as any variant
of that tradition' (Hodgson 1993: 133).
The thrust of this
claim is supported by the point that Islamic West Asia constituted the leading
edge of global intensive power right down into the eleventh century. Eric Jones
points out that the Abbasid Caliphate was the first region to achieve per capita
economic growth - supposedly the leitmotif of modem capitalism Gones 1988: Ch.
3).
Fact is, that
manufacturing existed throughout West Asia and North Africa. For example, paper
manufacturing began after 751; textile-manufacturing was important and
widespread, as was sugar refinement; and Islamic iron and steel production
outpaced in quantity and quality that produced by the Europeans right through
the eighteenth and into the nineteenth centuries. Moreover, Islam held a
comparative advantage over Europe with respect to scientific knowledge and
rational thinking (see the second section below). Notable too is that the
Muslims created a whole series of capitalist institutions (concerning
partnerships, contract law, banking, credit and many others), upon which not
only Islamic production, investment and commerce rested but also global trade. In
sum the density of commercial relations within the Muslim world constituted a
sort of world market ... of unprecedented dimensions. The development of
exchange had made possible regional specialization in industry and agriculture
.... Not only did the Muslim world know a capitalistic sector, but this sector
was apparently the most extensive and highly developed in history before the
[modem period]. (Rodinson 1974: 56)
Also Jewish;
traders, financiers and intellectuals, were important in Baghdad until about
the tenth century and subsequently in Cairo in Fatimid Egypt after 969. Their
roles are described in rich detail in the contemporary Geniza papers held in
Cairo (Goitein 1964).
Following
Abu-Lughod's discussion in her magisterial book, Before European Hegemony
(1989), there were three principal trade routes that linked up with eight
regional sub-systems, which I shall discuss in turn. And while these were
important in the centuries before 1000, after that date they intensified
further.
The Northern route
and the economic gift of the Mongol Empire A significant boost to Oriental
globalization was provided by the emergence of the Mongol Empire in the
thirteenth century. By the latter part of the thirteenth century the majority
of the Eurasian landmass was held under Mongol control. The critical point is
that this relatively unified territorial empire - the Pax Mongolica
- provided a pacified region for capitalism to flourish. It promoted very
long-distance, or global, overland trade covering the 5,000 miles between China
and Europe. Institutional constraints and political costs along this route came
down, not least because the Mongols proved to be receptive towards the many
merchants who traversed the Empire. Indeed the famous contemporary of Marco
Polo, Balducci Pegolotti, described the Silk Road as
'perfectly safe by day and night'.
The common dismissal
of the Mongols as ravagers of economic progress is problematic. That they
indeed engaged in brutal killing (especially in China) does not undermine the
point that the Mongol Empire provided highly benign services for Europe by
enabling the diffusion of trade and many advanced Eastern resource portfolios
into Europe (Fernandez-Armesto 2001: 120-31). Nevertheless, this influential
trade circuit was in decline by the mid-fourteenth century. But this did not
mark the end of the Eastern-led global economy, since trade was increasingly channelled through the Middle and especially Southern
routes.
The Middle route: the
maintenance of Islamic global extensive power According to Abu-Lughod (1989)
this route began at the Mediterranean coast of Syria/Palestine, crossed... the
small desert and then the Mesopotamian plain to Baghdad, before finally breaking
up into a land and sea route. The land route continued across Persia to
Transoxiana and then either southeastward to northern India or due eastward to
Samarkand and then across the desert to China. The sea route followed the
Tigris River down to the Persian Gulf from Baghdad via Basra and then passed
the trading kingdoms of Oman, Sirar, Hormuz or Qais (guardians of the link
between the Gulf and the Indian Ocean beyond). While this route became
important after the sixth century, it became extremely influential when Baghdad
was the prime Muslim centre of trade after 750. But
when Baghdad was plundered by the Mongols in 1258, the route underwent a
temporary decline. However, with Iraq being subsequently ruled from Persia, the
Gulf route revived. This Middle route was also important because it enabled a
deeply symbiotic trading relationship between the Crusader kingdoms and the
Muslim merchants who brought goods from as far away as the Orient.
The chief Crusader
port in West Asia - Acre - was controlled up to 1291 by the Venetians, and
there they excluded their Pisan and Genoese rivals. Nevertheless, although the
Venetians dominated the European trading system, they always entered the global
system on terms dictated by the West Asian Muslims and especially the North
Africans. When Constantinople fell to the Byzantines in 1261, the Genoese were
favored over the Venetians, thereby pushing the latter to focus more on the
Southern route. But with the Fall of Acre in 1291 the Venetians had no choice
but to rely on the Southern route which was dominated by the Egyptians.
The Southern route:
Europe's dependence on Egypt's trading hegemony, 1291-1517 This route linked
the Alexandria-Cairo-Red Sea complex with the Arabian Sea and then the Indian
Ocean and beyond. The fall of Baghdad in 1258 saw the capital of the Islamic world
shift to AI-Qahirah - later Europeanized to Cairo -
which then became the pivotal centre of global trade
(though this latter process began during the Fatimid era in the tenth century).
As Abu-Lughod claims, 'Whoever controlled the sea-route to Asia could set the
terms of trade for a Europe now in retreat. From the thirteenth century and up
to the sixteenth that power was Egypt' (Abu-Lughod 1989: 149). Between 1291 and
1517 about 80 per cent of all trade that passed to the East by sea was
controlled by the Egyptians.
And despite the
numerous prohibitions on trading with the 'infidel' issued by Pope
Nicholas IV, the fact is that the Venetians managed to circumvent the ban and
secured new treaties with the Sultan in 1355 and 1361. And right up until 1517,
Venice survived because Egypt played such an important role within the global
economy. Moreover, Venice and Genoa were not the 'pioneers' of global trade but
adaptors or intermediaries, inserting themselves into the interstices of the
Afro-Asian-Ied global economy and entering the global
economy very much on the strict terms laid down by the West Asian Muslims and
especially the Egyptians. Nevertheless, the Venetians and other Europeans
accepted this dependent relationship because it was through this that they
gained access to the many goods produced throughout the East.
In the mid-fifteenth
century the Arab navigator, Shihab aI-DIn Ahmad Ibn
Majid, sailed from West Asia to the Cape and then up the west coast of Africa
and then on into the Mediterranean. And, the Chinese (Islamic) admiral, Zheng
He, sailed up the east coast of Africa in the early fifteenth century, though
it is also possible that Chinese sailors had made it across in the eighth
century. And the Javanese had made it to Madagascar and had settled in North
Africa as early as the second century. In sum, it is clear that all the
Portuguese were doing was directly joining the Afro-Asian-Ied
global economy that had emerged after the sixth century. For our (at times
critical) evaluation of Zheng He see:
After 1517 the
Islamic trading hegemony over Europe was maintained (despite Portuguese
pronouncements to the contrary). For the baton of Islamic extensive power was
passed from Egypt to the Ottoman Empire, which maintained its hold over the
Portuguese in the Indian Ocean (see also Hodgson 1974).
Mughal India and
Southeast Asia - remained strong enough to resist and dominate the European
traders right up until about 1800. Nevertheless, while West Asia/North Africa remained
the bridge of the world for much of the second millennium, the leading edge of
global extensive power passed neither to Portugal after 1500 nor to Britain
after 1600, but to Chinese between c. 1450 and 1800.
China at or near the centre of the global economy, c. 1450-1800 Before
discussing China's move towards the centre of the
global trading system around 1450 it is important to preface this by returning
to the point made earlier: that China had come to occupy the leading edge of
global intensive power by about 1100. This was the result of the 'industrial
miracle' that occurred largely under the Sung dynasty. At the centre of this was an iron and steel revolution.
By 1078 the amounts
of iron produced in China, as well as its cheapness, were only matched by the
British as late as 1800. Significantly, Chinese iron was deployed in mass-based
products, from knives to drill bits, ploughshares, chains for suspension bridges
and a host of everyday items. Moreover, China's production of cast iron as well
as wrought iron enabled the Chinese to produce cast iron cannon, which were far
more effective than the European wrought iron cannon. In turn, all this was
based on the use of blast furnaces which used piston bellows. Importantly,
Chinese iron production goes back to the sixth century BCE during the Warring
States period. And the double-acting piston bellows were deployed for iron
production as early as the fourth century BCE. No less impressive was that as
early as the second century BCE the Chinese were producing steel and by the
fifth century CE steel was produced using a 'co-fusion' process whereby wrought
and cast iron were melded together. Finally, the familiar claim that
eighteenth-century Britain was the first country to substitute coke for
charcoal in the production of iron under conditions of deforestation misses the
point that this first occurred in eleventh-century China.
Also Chinese textile
production was considerably superior to Europe's, and stemmed back to the
fourteenth century BCE. Striking too were the transportation and energy
revolutions. The former saw the creation of an extensive canal system that
rested on pound-locks, while the latter inter alia led to the use of water
mills which were deployed for manufacturing purposes - most notably to fuel the
water-powered bellows in the furnaces (which began as early 31 CE). Last, but
by no means least, almost all of the ingredients that went into making the
European agricultural revolution of the eighteenth and nineteenth centuries had
already been invented and were in place in China by the sixth century.
Accordingly, the industrial (and agricultural) miracle placed China at the centre of global production, which in turn was vital in
enabling China to move to or near the centre of the
global trading system by about 1450.
One of the enduring
myths of Eurocentric world history is that China withdrew from international
trade in 1434 into its own regressive imperial tribute system, the significance
of which was that it created a vacuum into which the more pioneering Europeans
poured (e.g., Landes 1998: 96).
But in fact after
1434 the Chinese economy came to occupy the leading edge of global extensive
power. The conventional picture of a withdrawal errs initially because Western
historians take too literal a view of both the official ban and the Chinese
tribute system. The official documents are distorted by the Chinese
government's attempt at being seen to maintain a Confucian (i.e., isolationist)
ideal. Moreover, the withdrawal is wrongly confirmed by the existence of a
regressive imperial tribute system, which was supposedly based on coercion and
state administered forms of tribute rather than commercial trade. But a number
of points can be marshaled to refute this superficial reading.
First, the tribute
system was in fact a disguised trading system that permitted considerable
amounts of Chinese foreign trade (Hamashita 1994;
Deng 1997). Second, 'vassals' were keen to become part of the system because
for nominal amounts of tribute offered to the emperor they could gain access to
China's highly lucrative economy. So keen were they that they often fought each
other to become part of the system. And how else can we explain the point that
the Portuguese, Spanish and Dutch repeatedly asked to join the system as
vassals? Moreover, some such as Japan in 1557 - even threatened an invasion of
China if they were ejected from the system.
The ban was also a
myth for various reasons. First, many Chinese merchants circumvented it in all
manner of ways, for example by carrying a Portuguese Cartaz
which enabled them to masquerade as Portuguese shipping, or alternatively by
engaging in a thriving smuggling trade (Deng 1997). Second, not all trade was
banned since large amounts were officially sanctioned in three key ports:
Macao, Chang-chou in Fukien Province and Su-chou in western Shensi Province
(and through Amoy, Ningbo and Shanghai in Ch'ing times). But the clincher
surely lies with the point that most of the world's silver was sucked into
China, thereby confirming that the economy was both fully integrated within the
global economy and was robust enough to enjoy a strong trade surplus. The key
turning point here lay in the mid-fifteenth century when the Chinese economy
was converted to a silver currency. Moreover, the high demand for Chinese
exports ensured that much of the world's silver - especially that plundered in
the Americas by the Europeans - was sucked into China. In turn, gold bullion
spewed back outwards (having been exchanged for silver), where it was then sold
in Europe only to be converted back into silver before re-entering China once
more (Flynn and Ginildez 1994; Frank 1998; Pomeranz
2000).
It was China that
sucked Europe and the Americas into a tight and interdependent global economic
web through the strong demand that it provided for the American silver that was
plundered by the Europeans. All in all, as Jacques Gernet aptly notes, 'there
was a big gap between the official regulations [i.e., the ban on foreign trade]
and the reality of the commercial situation; the [official] restrictions
imposed on trade might lead us to suppose that China was isolated at the very
time when maritime trade was most intense' (Gernet 1999: 420).
Thus while West Asia
(the Ottoman and Persian empires), India and Southeast Asia all continued to
play important roles in the global economy down to the nineteenth century,
undoubtedly the most important role was performed by China between about 1450
and 1800. But to sum up this first section, it seems clear that globalization
is not unique to, or consequential only for, the twentieth century. Moreover,
not only did (Oriental) globalization begin during Europe's 'Dark Age', but its
ultimate significance lay in the fact that it was the midwife, if not the
mother, of the modern West.
For many theorists,
globalization’s ultimate importance lies in its ability to shape and transform
societies across the world - what has been referred to as 'high impact'
propensity (Held et al. 1999). It is therefore incumbent on me to reveal the
high impact propensity of Oriental globalization in order to secure acceptance
of its robustness. The robustness of Oriental globalization is confirmed by the
claim of this section: that it promoted no less than the radical transformation
of Europe from a backward agrarian society lying on the margins of the
Afro-Asian-Ied global economy into a modem capitalist
economy. My central claim is that every major turning point in the rise of
Western capitalism was informed by the assimilation of the more advanced
Eastern resource portfolios, which in turn had diffused across the Afro-Asian-Ied global economy into Europe through Oriental
globalization.
Most Eurocentric
accounts begin with the commercial and financial revolutions that washed across
Europe after about 1000. The standard view credits., the Italians as the prime
agents or movers in all of this. But while the Italians were undoubtedly the prime
movers within Europe, they only were so because of their privileged trading
connection with West Asia and North Africa, especially Egypt (Abu-Lughod 1989:
35-8; Braudel 1992). For a significant amount of trade from the East passed
across the Islamic 'bridge of the world' into Italy and thence across Europe.
That is, the Italians were not pioneers, but intermediaries, of the global
trade that flowed across from the East. Moreover, Italy's financial success
owed much to the Islamic financial institutions that also diffused across
(Hobson 2004: Ch. 6). The Italian collegantzia
partnership ('invented' in the eleventh century) was in fact an exact replica
of the Islamic commenda agreement that had been
invented at least four centuries earlier (Udovitch
1970). But this should hardly come as a revelation given that Muhammad himself
was originally a commenda merchant. Moreover, all the
major 'Italian' [mancial institutions - bills of
exchange, cheques, credit institutions, banks and insurance - originated many
centuries earlier in Islamic West Asia before they diffused across to Europe.
Before turning to the
Renaissance which is conventionally thought to have originated in Italy, the
next major turning point comprises the Voyages of (Re)discovery. These
allegedly represented the sign of Europe's scientific, military and
nautical/navigational superiority. But virtually all of the navigational and
nautical technologies/techniques deployed by Da Gama and Columbus - the square
hull and stem post rudder, the lateen sail and triple mast system, the
astrolabe and compass, as well as lunar cycle charts, solar calendars,
latitude/longitude tables and trigonometry - were borrowed either from China or
Islamic West Asia. Put simply, had it not been for the diffusion of these
Eastern portfolios there might never have been a European Age of Rediscovery.
For without them, the Iberians would surely have remained confined to the
Islamic Mediterranean. In turn the European excursions to the East are often
linked to the European military revolution (1550-1660), which is viewed as the
sign of Europe's military technological genius. But this obscures the point
that all of the crucial military technologies were in fact borrowed from China
where the world's first military revolution occurred between 850 and c. 1290.
Indeed the Chinese invented gunpowder (850), the first metal-barrelled gun (1275) and the first cannon (1288). And in
all cases, there is good circumstantial evidence for their diffusion across to
Europe.
As thus noted, the
Voyages of Rediscovery allegedly reflected the intellectual breakthroughs
associated with the so-called European Renaissance (and which would later be
complemented by the European scientific revolution). Moreover, these two
intellectual movements are singled out by many Eurocentric historians as
constituting the vital turning points that enabled Europe's breakthrough to
modern capitalism. But while many Europeans trace their modern heritage back to
the Renaissance, and hence to Ancient Creece, the
fact is that many of its central ideas were derived from the world of Islam,
all of which were pioneered after the eighth century CE (Goody 2004).
Islamic breakthroughs
in mathematics including algebra and trigonometry were vital. The former term
was taken from the title of one of al-KhwarizmI's
mathematical texts. And by the beginning of the tenth century all six of the
classical trigonometric functions had been defined and tabulated by Muslim
mathematicians. Developments in public health, hygiene and medicine were also
notable. Al-RazI's medical works were translated and
reprinted in Europe some 40 times between 1498-1866. And Ibn SIna's Canon of Medicine became the founding text for
European medical schools between the twelfth and fifteenth centuries. The
Muslims developed numerous medicines and anaesthetics
and pioneered the study of anatomy. They were also keen astrologers and
astronomers, and their ideas were avidly borrowed by the Europeans. Ibn
al-Shatir's mathematical models bore a remarkable resemblance to those used by
Copernicus 150 years later. And as early as the ninth century, al-KhwarizmI calculated the circumference of the Earth to within
41 metres. Last but not least, the Baconian idea that
science should be based on the experimental method had already been pioneered
by the Muslims (not the Greeks).
Also behind the
headlines of pioneering British inventors as we have seen lay the Chinese who had undergone their own
industrial miracle during the Sung dynasty in the eleventh century. Yet claims
still persist, that the British agricultural revolution was allegedly spurred
on by a series of British inventions, including the curved iron moldboard
plough, Jethro Tull's seed drill and horse-drawn hoe, the horse-powered
threshing machine and the rotary winnowing machine. Added to this were
breakthroughs in crop rotations. But in each case, these had been invented in
China by the sixth century. In the case of the plough and rotary winnowing
machine, Chinese models were directly brought across (either by the Jesuits,
European scientists or Dutch sailors). And the remaining inventions were most
likely copied from Chinese manuals that flooded Europe after 1650 (some of
which were transmitted by the Jesuits).
Much the same story
applies to the British industrial revolution. Thus while most history books
celebrates James Watt for his pioneering skills in inventing the Steam engine,
the fact is that he owed much to the Chinese. The essentials of the steam engine
go back to Wang Chen's Treatise on Agriculture (1313), which in turn goes back
to the Chinese invention of the water-powered bellows (31 C E). Moreover,
Chinese breakthroughs in gun and cannon manufacturing were also important in
enabling the later invention of the steam engine (given that the cannon or gun
is in effect a one-cylinder combustion engine and all of our modern motors are
descended from it). Interestingly, a further link here is that one of the major
challenges confronting Watt was the need to bore an airtight cylinder:
interesting because he turned to John Wilkinson for help, given that Wilkinson
owned a boring mill that was designed for cannon production.
While European
history books axiomatically assume that it was the British who first used
coal to produce iron ore, this in fact began in eleventh-century Sung China
under similar conditions of deforestation. And the famous Martin-Siemens steel
process of 1863 was pre-empted by the Chinese 'co-fusion' process that was
developed in the fifth century CE. Given China's substantial lead in iron and
steel production, it was not surprising that British producers (including the
famous Benjamin Huntsman of Sheffield) undertook detailed studies of Chinese
production methods in order to develop their own steel manufacturing
techniques. It is true that the European invention of the Bessemer Converter
(1852) was significantly derived from the breakthroughs made by the American,
William Kelly, in 1845. But what is not usually pointed out is that Kelly
himself had brought over four Chinese steel experts to Kentucky from whom he
learned the principles of steel production.
The other great
pillar of the British industrial revolution was the development of cotton
manufacturing. But while British inventors such as John Lombe are usually
singled out for praise, this misses the point that some of their inventions had
been pioneered in China many centuries earlier. For example, Lombe's silk
machines became the model for the Derby cotton machines. But while Lombe's
'invention' is recognized as a copy of the Italian machines, what is not
usually admitted is that they in turn were a direct copy of the earlier Chinese
inventions that had been assimilated in the thirteenth century (Pacey 1991).
Notable too is that in textiles, the Chinese had long developed machines which
differed in only one detail to that of James Hargreaves' famous 'spinning
jenny' and John Kay's equally famous 'flying shuttle'. All in all, therefore,
it is debatable as to whether there would ever have been a British industrial
revolution had it not been for the much earlier pioneering Chinese
breakthroughs, the knowledge of which (if not the actual technologies) were
transmitted to Britain through a host of Oriental global channels.
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