The Dutch and English
trading companies, who had begun their activities in India at the outset of the
1600s, made a major contribution to the Indian economy by supplying the bullion
that enabled the twin trends of monetization and commercialization to gather
steam. Desire for their bullion and for revenues arising from trade led the
Mughals and local rulers in the far south to permit and even encourage European
traders to settle within their realms. The number and size of European trading
posts went up steadily during the hundred years between 1650 and 1750; so too
did the volume of trade in which they engaged.
Fueling the growth of
the European trading companies was a new demand for Indian products within
Europe. The large quantities of Indian textiles purchased earlier by the Dutch
and English companies (the VOC and EIC, respectively) had been sent to Southeast
Asia to be exchanged for spices or, alternatively, to the Middle East. Africa
was another outlet for Indian cotton goods, which were used widely to purchase
slaves. Very little could be sold in Europe due to lack of consumer interest.
Around the middle of the seventeenth century, however, Europeans discovered a
taste for chintz, the intricately patterned textiles discussed in chapter 6.
Hand painted and/or printed in predominantly reds and blues on a white ground,
the resist technique described earlier continued to be used for these chintz
exports to Europe. The initial demand for these magnificent pieces was as
household furnishings, to be displayed on walls or placed in the bedroom. Bed
coverings, such as this example from the early eighteenth century, were known
in English as palampores, a distorted form of the
original Persian name for them.
Just as there were
specific designs desired by the long-standing Southeast Asian market, so too
the European market had its own particular tastes. One of the most popular
patterns in Europe, shown here, is the tree of life. The designs on pieces
destined for Europe were based on a combination of European, Persian, and
Chinese motifs and provided rich color accents for the often dark European
household interiors. The favored designs and even the thickness of the hanging
or bed cover changed quite rapidly, at times leaving the exporter with outmoded
goods that were difficult to sell. So, for example, palampores
featuring the tree of life design continued to be popular in the late
eighteenth century. But because Chinese porcelains were enjoying a vogue in
Europe, the trees in later palampores were thinner,
adhering more to a Chinese aesthetic than did earlier ones.
By the 1680s, Indian
cotton had become hugely fashionable in Europe, not only as a covering for
furniture and walls but also for clothing. Cotton was cheap and comfortable
compared to linen or wool, and Indian dyes produced colors that were much
brighter and longer-lasting than those of Europe. The rapidly expanding market
in Europe led to a very quick rise in the volume of imports of Indian textiles.
In 1682, according to K. N. Chaudhuri, the East India Company ordered 2.8
million pieces of cloth from India, a ten-fold increase over what they had ordered
just two decades previously. The importance of textiles soon came to overshadow
that of spices, the Asian trade item that had originally been most coveted by
Europeans. The "calico craze" sweeping England became so strong that
domestic linen and wool manufacturers, concerned about the state of their
businesses, pressured Parliament into passing a series of laws prohibiting the
import or wearing of dyed and printed cloth from India. This did little to
diminish the popularity of Indian textiles in England, since they could be
readily smuggled in from other countries.
t of the Indian
textiles sent to Europe in the late seventeenth centure
where produced on the Coromandel coast of southeast India and increasingly from
its southern half. Prices were cheaper in the southern Coromand
Europeans could obtain more trading concessions there due to competition for
trade between its numerous small kingdoms. The English for instance, had been
granted a complete remission on import port duties at Madras, the town they
acquired in 1640 from a local ruler for a small fee. Madras was the biggest
beneficiary of the boom in the Coromandel trade, growing to around 100,000 in
population by 1700. Another popular settlement was Pondicherry, founded by the
French in 1674.Both Madras and Pondicherry allowed Indian ships to freely
operate from their ports and gave each resident community the right live by
their own laws, unlike the situation at Dutch and Portugese
ports.
Madras and
Pondicherry both also enjoyed virtual autonomy outside political interference,
an important consideration in the early eighteenth century. There were numerous
contenders for power far south however, as the Mughal empire began to collapse
in the north: former Mughal officials, the Marathas who were entrenched in Tanjavur nji forts, and local
kings based inland from the coast.
But Madras was not
only the largest source of Indian textiles for the European market, it also
became a center for commerce with Southeast Asia. Thus a new group of merchants
the Southeast Asian traders where private English traders based at Madras,
mostly employees of Company, who used their own resources to trade on the side.
Because the East India Company was the only British entity authorized to engage
in international trade between Europe and Asia, private English traders were
only allowed to invest in the trade within Asia that was of no interest to the
Company. Many high-ranking EIC officials like Elihu Yale, governor of Madras
from 1687 to 1692, amassed fortunes from their private trade. As later, Yale
was persuaded to donate a small part of it, he made it possible for Yale
University in North America to exist.
Since the Dutch
trading company, unlike the East India Company, made much of its profits from
trade within Asia, it prohibited its employees from engaging in any private
commerce. This difference was a factor in the eventual ascendance of the
English traders over the Dutch.
Although Madras was
the most successful of their trading posts between 1650 and 1700, the East India
Company also had settlements in other regions of India. Bombay was a Portuguese
possession acquired by the British crown and given outright to the Company in
1668; like Madras, it enjoyed a good deal of autonomy. Lying off the coast of
the western Deccan, Bombay consisted of a series of small islands that were
drained and joined together by the English. A number of Indian merchants were
quickly attracted from the main Mughal port at Surat, which was subject to
Maratha attacks, to the relative safety of Bombay; within ten years its
population had risen to 60,000. After its initial spurt of growth, Bombay's
population increased only at a moderate rate. Political instability in the
western Deccan sometimes hampered access to food supplies from the mainland,
and it was difficult to obtain goods for expon
nearby. Its fine harbor and good defenses gave Bombay considerable military
significance for the EIC, however.
In Bengal, the third
coastal region in India where textiles could be obtained, the East India
Company's position was weaker than in the Coromandel or western India. For the
past century Bengal's premier port had been Hugli, named after the river in
western Bengal where it was located. Hugli earlier had been a base for private
Portuguese traders in the Bay of Bengal, some of whom were mercenaries,
slave-raiders, or pirates. The Mughals, who had at long last consolidated their
control over Bengal, expelled the Portuguese from Hugli in 1632 and invited
other European traders there. The flourishing Dutch settlement at Hugli in 1665
with its offices, warehouses, and gardens is just one example. The VOC did much more business in Bengal than the
EIC in this era. Although British trading activity in the region grew
substantially, the value of the goods they exported from Bengal was still half
that of the Dutch in the last decade of the seventeenth century.
Both Bombay and
Hugli, unlike Madras, were situated within Mughal territory, and the East India
Company believed local imperial officials were constantly putting obstacles in
the way of its trade. In an effort to force better terms of trade, the Company
sent a well-armed fleet of ten ships to India in 1686 and, in effect, declared
war on the Mughal empire.
They seized numerous
Indian ships off the west coast and blockaded Surat port, leading to Mughal
retaliation and an attack on Bombay. Things went no better for the English in
the Bay of Bengal, where the objective was to capture the port of Chittagong,
advance to the Mughal provincial capital at Dhaka, and negotiate a new trade
agreement. The war ended instead in total failure and the peace treaty of 1690
required the EIC to pay a hefty indemnity. Continuing piracy by English
freebooters off India's western shores kept tensions high, however. The Mughal
emperor Aurangzeb was further irritated by a new coin issued by the East India
Company at Bombay. This silver half-rupee coin was similar to Mughal coins in
weight and design, but had the names of the British monarchs, Wi1liam-III and
Mary, inscribed on it in Persian. It was seen as a direct challenge to Mughal
authority, since issuing coins was the prerogative of a sovereign in the
Islamic tradition. The Company was soon forced to discontinue the coin and
assume responsibility for the safety of Indian ships in the western waters.
The founding of
Calcutta was the direct outcome of the war with the Mughals, which forced the
English to flee from Hugli. In 1690, soon after the war ended, the EIC
regrouped in Bengal, this time settling downriver from the town of Hugli. By
this time considerable silt had built up in the Hugli river and it was
difficult for large ships to sail that far up river; Calcutta, at a distance of
154 kilometers from the Bay of Bengal, was a more convenient location.
Unfortunately, the stagnant water in the nearby marshes and swamps was a
breeding ground for mosquitoes, making Calcutta an unhealthy place to live.
This did not stop the growth of the city. The EIC soon became landlords of the
villages around the Calcutta settlement and built a fortified structure there
known as Fort William.
By 1700, the East
India Company had thus acquired the three sites of Madras, Bombay, and Calcutta
that were to become the great centers of British power in the colonial era. It
had also caught up to the VOC in terms of dominance in the Indian Ocean trade,
although it would be several more decades before the Dutch were finally
eclipsed. In the Coromandel, the English and, to a lesser extent, the French,
possessed trading enclaves that were well on their way to becoming independent
city-states, secure from the demands of the Indian kingdoms surrounding them.
The political fragmentation of the Coromandel region, and the huge volume of
its overseas trade, were the significant factors accounting for the greater
European clout there. Within the Mughal empire, however, the political power of
the European trading companies was still negligible. The ease with which the
East India Company's attacks on Mughal ports were crushed demonstrates how
English ambitions far surpassed their ability to attain them in the 1680s. Only
after the final collapse of the Mughal empire did the balance of power between
Indian states and the East India Company change radically.
While the English
might not yet have had a major impact on India in 1700, India had become far
more important to them. Their trade with India not only led to huge profits and
considerable political influence for those in the East India Company, but it
was also a source of national pride and concern. The nature of their export
trade had also drawn the English into far more involvement with the internal
economy of India by 1700. Unlike raw materials such as spices, which could be
easily purchased at a port from wholesalers, textiles were a manufactured
commodity that went through a complicated and lengthy production process
involving spinning, weaving, washing, dying, and printing. The Europeans were
entirely dependent on Indian intermediaries for the procurement of textiles
from the interior; the Indian merchants in turn had to advance substantial
sums of their own money in order to get weavers and others to produce the type
of cloth and designs ordered by the Europeans. By 1700, the English in the
Coromandel were attempting to get greater control over Indian merchants and
weavers so as to obtain the quantities and quality of cloth they desired.
Coromandel merchants were gradually confined to a role as broker-agents or
financiers of the Europeans, rather than as their partners. The number of ships
owned by Indian merchants in the Coromandel also declined as a result of the
rise of English private shipping. These trends were to spread to other regions
as the East India Company's dominance in local economies grew.
Although the cities
were still firmly under the control of the Mughal state, the countryside seemed
to be slipping out of its hands as peasant rebels increasingly refused to pay
their taxes and took up arms during the late seventeenth and early eighteenth
centuries. The large highways that joined the three great Mughal cities of
Lahore, Delhi, and Agra all with populations as large as 400,000 - were rife
with bandits and outlaws, making travel and the transport of goods along this
central axis of empire more and more hazardous. The uprisings in the rural
areas were a different kind of threat to the empire's existence than the
disaffection or even defection of some of its nobles, for they were a challenge
to the entire structure of established authority. What appeared as an assault
on law and order by criminal rabble from the perspective of the Mughal court
can, on the other hand, be more positively interpreted as a growing wave of
opposition by the rural localities to the entrenched power of the imperial
elites.
The first area to be
beset with lawlessness was the corridor between Delhi and Agra to its
southeast. The Jat community of the Agra-Delhi
countryside started to rebel as early as 1669, during Aurangzeb's reign, when
villagers near the town of Mathura overcame local Mughal forces and began
looting the wealthy. The rebellion spread among other Jats,
peasants largely engaged in agriculture, who came together to form an army of
20,000 men, a quarter of whom had died by the time the outbreak was suppressed
a year later. Renewed armed resistance to the Mughal state occurred in the late
1680s. Large bands led by Jat chiefs not only
withheld the agrarian revenues that were owed to the state but also repeatedly
pillaged traffic on the main roads. They even attacked Akbar's tomb near Agra
and took many valuables. This was more than just the sack of a magnificent
structure, it was an affront to Mughal dynastic pride, as the European traveler
Niccolao Manucci observed
at the time. Soon after Aurangzeb's death, the court had no choice but to
appoint a Jat chief to guard the imperial highway
from Agra to Delhi, in effect giving him the right to plunder at will.
Jat
strength in the Agra-Delhi region reached its height in the mid eighteenth
century, when one of their chiefs, Badan Singh, carved out the small state of Bharatpur south of Agra. The Jats
established a fairly traditional fort at Bharatpur,
but in nearby Dig built themselves an elaborate garden palace combining styles
seen at Amber and Agra. Its buildings are modeled on those forms first
developed under Shah Jahan; for example, curved bangla
roofs on pavilions set in four part Mughal-type gardens, with large tanks to
provide cooling waters in what is otherwise land on the edge of a desert. Here
the language of poetry and painting, thunder and rain evoked by the yearning of
lovers, is implemented in the architecture in the form of mechanical devices
allowing water to pour from the roofs as the sound of thunder is emulated.
While there is a tendency to consider the Jats as
unsophisticated peasants or marauders, clearly they were capable of producing
sophisticated architectural creations using cutting-edge technologies.
Immediately after
Aurangzeb's death, the countryside to Delhi's northwest also experienced a
serious uprising. A man called Banda Bahadur took over a long belt of territory
just south of the Himalayan foothills, extending from the Ravi river in the
Punjab as far east as the northern Yamuna-Ganga doab (the alluvial lands
between the northern Yamuna and Ganges rivers), beginning in late 1709.
Described as "an army of innumerable men, like ants and locusts, belonging
to the low castes and ready to die," Banda's forces reportedly included as
many as 70,000 to 80,000 men at times. (Khafi Khan,
quoted in Irfan Habib, The Agrarian System of Mughal India, 1556-1707, Oxford
University Press, 1999, p. 397. )
They raided wealthy
towns as well as caravans traveling through the region and once even entered
the outskirts of Lahore. Banda Bahadur collected revenues from the agricultural
lands he captured, issued his own coins, and called himself the true emperor,
in a bid to set up a separate state. For years he eluded first the local Mughal
troops and later the imperial army, occasionally taking refuge in the hills
where minor rajas sheltered him from capture. The threat Banda Bahadur posed to
the empire was finally eliminated when he was executed in Delhi in March 1716.
Allegiance to the
Sikh faith was the bond that rallied the men who fought with Banda Bahadur in
this uprising, which began right after the death of Guru Gobind Singh in 1708.
Gobind Singh was the tenth and last of the Sikh leaders in a direct line of
spiritual transmission from the founder of Sikh ism, Guru Nanak (1469-1539).
Like Kabir, Guru Nanak was part of the Sant tradition, discussed in chapter 4,
that rejected institutionalized forms of religion while stressing the equality
of all individuals before god. Nanak's god was without form but pervaded by
light, to be worshipped through meditation on and repetition of his name. From
early on, special emphasis was placed on congregational activities, particularly
singing hymns and eating together. Guru Nanak's poems and those of his first
four successors were compiled in the Adi Granth text,
along with poems by Sant and Sufi poets including Kabir. This holy scripture
came to hold a central place in the Sikh religion after Guru Gobind Singh's
death in the early eighteenth century. Without any more spiritual descendants
of Guru Nanak to lead them, the Sikhs in later times turned increasingly to the
Adi Granth, often called the Guru Granth
Sahib, for guidance.
The belief in the
continuity between Guru Nanak and the later Sikh gurus is revealed in a number
of paintings that depict the first guru in an imaginary meeting with them. This
example from the late eighteenth century shows Guru Nanak, dressed here in the
patchwork robes of a mystic saint, indicating his piety, with his nine spiritual
successors and a musician who is identified in the painting as Guru Nanak's
Muslim companion, the musician Mardana. Nanak,
spiritually inclined since his childhood, was educated in both Hindu and Muslim
schools and had acquaintances belonging to both religions. He was influenced by
Muslim teachings as well as Hindu ones, while simultaneously rejecting both
religions as practiced in his day.
An accepting attitude
toward Islam had long been customary among Sikhs, but during the seventeenth
century they frequently came into conflict with the Mughal state. Although
religious tension may have been a factor in the empire's antagonism, the main
reason for its repeated attempts to suppress Sikh leaders was their growing
secular power. The religion had gained considerable popularity by this time,
and the Sikh gurus wielded much local influence and wealth, as well as armed
support.
On more than one
occasion they supported a contender for the Mughal throne who was unsuccessful,
leading to retaliation from the next emperor. For example, Jahangir executed
the fifth guru Arjun Dev in 1606 for his support of Jahangir's son, Khusrau, rather than Jahangir. Violent opposition to the
imperial state and hostile attitudes toward Muslims became more widespread
between 1675 and 1708, the period when Gobind Singh was the Sikh guru. He was
the most militant of the gurus, engaging in numerous battles himself and
advocating the use of force on the part of his followers.
In 1699, Gobind Singh
founded a new order, the Khalsa, which reflected the militaristic orientation
the religion had taken under his leadership. Male initiates into the Khalsa
order adopted the surname Singh, meaning lion, a royal symbol. They were
physically differentiated from the general populace by five emblems - a dagger,
bracelet, comb, soldier's undershorts, and unshorn hair on the head and face -
that had strong martial nuances. The distinct Sikh identity offered by the
Khalsa attracted more and more people into its fold over the course of the
eighteenth century, so much so that the Khalsa is now almost synonymous with
Sikhism.
Many people who
considered themselves followers of Guru Nanak did not join the Khalsa, however.
Notable among them was a large segment of the Khatri community to which all ten
of the Sikh gurus had belonged, along with most of their fifteenth- and
sixteenth-century adherents. Khatris were a high-caste group based mainly in
urban centers, where they made their living as shop-keepers, traders,
moneylenders, clerks, and administrators. Over time people from other
backgrounds were attracted to the Sikh religion, lessening the Khatri role in
it. First were the Jats, who became Sikhs in large
numbers during the seventeenth century; later on, Arora merchants, various
untouchable groups, and artisan-craftspeople also joined the religion in
smaller numbers.
The Jats are a striking example of how new communities and new
identities were arising throughout the centuries covered in this book. Jat is a broad label applied to diverse peoples who were
originally pastoralists in the lower Indus region of Sind. Over time they
migrated northward into the Punjab, bringing their herding lifestyle with them.
Those Jats who moved into the more fertile localities
of the Punjab, in its central and eastern portions, slowly took up agriculture.
Facilitating the spread of agriculture in this semi-arid region was the
introduction of the Persian wheel, a device powered by draught animals that
drew up water from wells. By the sixteenth century, Punjabi Jats
were known as peasant villagers, and some were among the land-controlling
local notables of the captured, issued his own coins, and called himself the
true emperor, in a bid to set up a separate state. For years he eluded first
the local Mughal troops and later the imperial army, occasionally taking refuge
in the hills where minor rajas sheltered him from capture. The threat Banda
Bahadur posed to the empire was finally eliminated when he was executed in
Delhi in March 1716.
Allegiance to the
Sikh faith was the bond that rallied the men who fought with Banda Bahadur in
this uprising, which began right after the death of Guru Gobind Singh in 1708.
Gobind Singh was the tenth and last of the Sikh leaders in a direct line of
spiritual transmission from the founder of Sikh ism, Guru Nanak (1469-1539).
Like Kabir, Guru Nanak was part of the Sant tradition, that rejected institutionalized
forms of religion while stressing the equality of all individuals before god.
Nanak's god was without form but pervaded by light, to be worshipped through
meditation on and repetition of his name. From early on, special emphasis was
placed on congregational activities, particularly singing hymns and eating
together. Guru Nanak's poems and those of his first four successors were
compiled in the Adi Granth text, along with poems by
Sant and Sufi poets including Kabir. This holy scripture came to hold a
central place in the Sikh religion after Guru Gobind Singh's death in the early
eighteenth century. Without any more spiritual descendants of Guru Nanak to
lead them, the Sikhs in later times turned increasingly to the Adi Granth, often called the Guru Granth
Sahib, for guidance.
The belief in the continuity
between Guru Nanak and the later Sikh gurus is revealed in a number of
paintings that depict the first guru in an imaginary meeting with them. This
example from the late eighteenth century shows Guru Nanak, dressed here in the
patchwork robes of a mystic saint, indicating his piety, with his nine
spiritual successors and a musician who is identified in the painting as Guru
Nanak's Muslim companion, the musician Mardana.
Nanak, spiritually inclined since his childhood, was educated in both Hindu and
Muslim schools and had acquaintances belonging to both religions. He was
influenced by Muslim teachings as well as Hindu ones, while simultaneously
rejecting both religions as practiced in his day.
On more than one
occasion they supported a contender for the Mughal throne who was unsuccessful,
leading to retaliation from the next emperor. For example, Jahangir executed
the fifth guru Arjun Dev in 1606 for his support of Jahangir's son, Khusrau, rather than Jahangir. Violent opposition to the
imperial state and hostile attitudes toward Muslims became more widespread
between 1675 and 1708, the period when Gobind Singh was the Sikh guru. He was
the most militant of the gurus, engaging in numerous battles himself and
advocating the use of force on the part of his followers.
In 1699, Gobind Singh
founded a new order, the Khalsa, which reflected the militaristic orientation
the religion had taken under his leadership. Male initiates into the Khalsa
order adopted the surname Singh, meaning lion, a royal symbol. They were
physically differentiated from the general populace by five emblems - a dagger,
bracelet, comb, soldier's undershorts, and unshorn hair on the head and face -
that had strong martial nuances. The distinct Sikh identity offered by the
Khalsa attracted more and more people into its fold over the course of the
eighteenth century, so much so that the Khalsa is now almost synonymous with
Sikhism.
Many people who
considered themselves followers of Guru Nanak did not join the Khalsa, however.
Notable among them was a large segment of the Khatri community to which all ten
of the Sikh gurus had belonged, along with most of their fifteenth- and
sixteenth-century adherents. Khatris were a high-caste group based mainly in
urban centers, where they made their living as shop-keepers, traders,
moneylenders, clerks, and administrators. Over time people from other
backgrounds were attracted to the Sikh religion, lessening the Khatri role in
it. First were the Jats, who became Sikhs in large
numbers during the seventeenth century; later on, Arora merchants, various
untouchable groups, and artisan-craftspeople also joined the religion in
smaller numbers.
The Jats are a striking example of how new communities and new
identities were arising throughout the centuries covered in this book. Jat is a broad label applied to diverse peoples who were
originally pastoralists in the lower Indus region of Sind. Over time they
migrated northward into the Punjab, bringing their herding lifestyle with them.
Those Jats who moved into the more fertile localities
of the Punjab, in its central and eastern portions, slowly took up agriculture.
Facilitating the spread of agriculture in this semi-arid region was the
introduction of the Persian wheel, a device powered by draught animals that
drew up water from wells. By the sixteenth century, Punjabi Jats
were known as peasant villagers, and some were among the land-controlling
local notables of the area. In the western Punjab and other localities where
settled agriculture was not productive, many Jats
continued to herd animals.
The Jats also provide an important insight into how religious
identities evolved during the precolonial era. Before they settled in the
Punjab and other northern regions, the pastoralist Jats
had had little exposure to any of the mainstream religions. Only after they
became more integrated into the agrarian world did the Jats
slowly adopt the dominant religion of the people in whose midst they dwelt. The
affiliation of the Jats varied depending on their
location: Jats living between Delhi and Agra were primarily
Hindu, those in the eastern Punjab were mainly Sikh, and those ofthe western Punjab were Muslim. This division among Jats reflects the relative strengths of the three religions
in the different regions where they settled. Similar processes of gradual
incorporation into the mainstream culture were occurring elsewhere in less
developed areas of the subcontinent, adding considerably to the social
dynamism and religious diversity of its regional societies.
Jats
were the largest component in the new Khalsa Sikh order, and many of them
joined Banda Bahadur's rebellion. The disorder in the Punjab region did not
subside with Banda's execution, for some of his former followers fled to the
hills while others remained in the plains and continued to harass Mughal
officials and travelers on the main roads. Small pockets of territory in the
central and eastern Punjab gradually came into the hands of the leaders of
separate Khalsa warbands. The various Khalsa chiefs became the rulers of the
Punjab in the aftermath of the 1761 Battle of Panipat, in which the Afghans
finally put a stop to the advance of Maratha power in north India. In the early
nineteenth century, a single Sikh state was finally formed by the famous Ranjit
Singh (1780~ 1839). Thus, the political aspirations of the Sikhs of the Punjab
and the Hindu Jats of the Delhi-Agra region both
eventually found _expression in the formation of new states.
The bulk of the men
in the Sikh and Jat armies were peasants who owned
small amounts of land, and so these uprisings have often been characterized as
peasant rebellions. Several noted historians, including Irfan Habib, believe
that the condition of the peasantry worsened under Mughal rule. In Habib's
view, the greater efficiency of the Mughal fiscal system made it possible for
the state to extract agrarian revenues from cultivators at ruinously high
levels. The situation was made worse by the practice of frequently transferring
jagir revenue assignments, since there was no incentive for Mughal nobles to
protect peasants or promote longterm agricultural
development in any given locality if their association with it was to last for
only a few short years. The Sikh and Jat peasant
uprisings are attributed by Habib to this callous disregard of the lower
classes, who could no longer endure their economic oppression. Strong support
for Habib's position comes from European travelers to Mughal India, who
repeatedly comment on the abject poverty of the countryside.
Some scholars have
suggested that Indian peasants on the whole became more prosperous during the
Mughal heyday, although within the peasant ranks greater differences in income
developed between those at the top and bottom. Increased expectations for
future prosperity coupled with the economic means to rebel culminated, in this
school of thought, in a wave of rural uprisings during the late seventeenth and
early eighteenth centuries. Muzaffar Alam and others
also question the characterization of these uprisings as peasant rebellions
because the rebel leaders were men who occupied positions of local power. They
were known as zamindars in Mughal times, a broad label that encompassed a wide
range of intermediaries between the peasant cultivator and the imperial state.
Zamindars typically had the right to retain a certain fraction of the revenues
in the localities over which they held sway. Some of them were mighty
hereditary chiefs or princes, like the Rajput lineages of Mewar or Amber, who
were independent for all practical purposes within their ancestral territories.
Other, much less powerful, zamindars held authority over just one or a handful
of villages. They may have attained that status through descent from the
original founder of the village, through conquest, or by purchasing the
position from a previous holder. The zamindars who led the Sikh and Jat uprisings were of this latter, smaller, type.
The Mughals never,
even at the height of their power, fully controlled the zamindar class. The
foremost among them were co-opted into the mansabdar
system. The Rajput chiefs, for instance Raja Man Singh, were given watan jagirs or homeland territories in addition to the
normal type of jagirs, in recognition of the power they wielded in their home
regions. The imperial center was able, by this means, to secure the loyalty and
military services of the Rajput chiefs as well as their kinsmen, retainers, and
dependent clients. No such effort was made to incorporate the less powerful
zamindars, whose writ ran only over a small locality. Instead, they were
typically held responsible for the collection of tax revenues in their village
or villages, which would be transmitted to provincial Mughal officials and
then redistributed either to the imperial court or to those mansabdars
who held jagirs in the area. Military force was sometimes needed at the
provincial level to make zamindars comply with state revenue demands, but the
state apparatus never penetrated individual villages or established direct
ties with the peasantry. All relations with peasant-cultivators were conducted
through this intermediarv laver of zamindars.
Petty zamindars had
intimate knowledge of local conditions and close ties with the local peasants,
to whom they might even be distantly related. Because of their position, they
often already had a small band of armed troops and could easily raise more;
they also fortified their own dwellings when possible. Without the leadership
of this class of rural gentry, it is unlikely that armed resistance by peasants
could have spread as far or lasted as long as it did with the Sikhs and Jats. Zamindars may have spearheaded the campaigns of
resistance against the state on some occasions, while at other times they may
have joined an insurrection after it had already been initiated. In either
case, it was zamindars who mainly benefited from local uprisings against state
authority, rather than the peasants who fought for or with them. Thus, the
primary outcome of both the Sikh and Jat rebellions
was that zamindars from these communities increased the amount of territory
under their control. The more successful among them even rose to the status of
minor kings, as we saw with the Jat ruler Badan Singh
of Bharatpur.
The Deccan also had a
rural gentry similar to the zamindars of north India. In the Maratha territory,
they were known by titles such as deshmukh or patil, depending on the number of villages they controlled.
Shivaji, came from a newly ascendant deshmukh family
and enjoyed the support of many of the petty gentry: the smaller deshmukh families as well as village headmen and other
minor office holders. In his rise to power, Shivaji fought against the large,
elite deshmukh families of the western Deccan, who
had long-established privileges granted by the Bijapur
or Ahmadnagar Sultanates. The Maratha movement
initiated by Shivaji was therefore a struggle not only against the Deccan
Sultanates and the Mughal empire, but also against the entrenched local power
structure, which included a number of aristocratic Maratha clans.
Indeed, zamindars and
their equivalents were rising up to oppose state demands all over the empire
from the late seventeenth century onward. These men, whose power originated in
local rights and authority rather than from any privileges granted by the empire,
sought to cast off the mantle of the imperial state imposed on them from the
top. In their bid for greater power, zamindars recruited support from among the
peasantry of their localities. The Sikh, Jat, and
Maratha gentry were particularly effective in mobilizing large numbers of men
because of their close ties to them and to each other. Their communities were
relatively new, lacked rigid class boundaries, consisted largely of upwardly
mobile peasant-warriors, and possessed a strong sense of identity. When bonds
between the zamindars and peasants were weaker or when the zamindars of an
area had no incentive to work together, their resistance to higher authority
resulted in only localized unrest. Rulers of the successful new states that
splintered off from the empire were therefore able to reassert control over the
unruly minor gentry in their regions. The general trend is nonetheless clear:
everywhere, as the grip of empire loosened, locally based interests tried to
overthrow the existing power structure for their own benefit. The
disintegration of the Mughal empire was brought about not only by the
disaffection of its nobility at the cent er but also through widespread
incidents of defiance or rebellion at the local level.
Transformations of the economy.
At the height of
empire in the seventeenth century, the use of money, the cultivation of
commercial crops, and the production of manufactured goods had all become more
widespread. The intensification of monetization and commercialization meant
that even peasants were now enmeshed in economic relationships that extended
considerably beyond their villages. Those who held political power, from the
Mughal nobility of the great cities to the petty gentry of the countryside,
also became more dependent on merchants to transform the agrarian riches they
controlled into the cash or credit they needed to sustain their lifestyles.
Commercial activity was not only intruding deeper and deeper into local
agrarian economies, it was also operating in more expansive networks across the
subcontinent as the Mughal empire grew in size. Cash and credit, a wide range
of goods, and even people circulated on a much larger scale during the
seventeenth century than in earlier times. As a consequence, all kinds of
merchants - the small village moneylender, the urban shopkeeper, the
long-distance trader, and the merchant-banker - flourished.
Growing monetization
and the expansion of economic networks were partly an outcome of the needs of
the Mughal state. Revenues extracted from the hinterland, typically in the form
of cash, had to be dispatched to the capital, while funds for military
campaigns or specialized goods had to be sent out to the provinces. This
process could be cumbersome, as in the early seventeenth century when Bengal's
revenues were physically transported to the imperial heartland in a convoy of
bullock-carts. A better means of remitting money from one place to another was
soon developed, the hundi or bill of exchange. The hundi was a note from one
banker to another, instructing him to issue a specified amount of money to the
person who delivered it. Large bankers at major urban centers like Surat, in
Gujarat, could readily issue hundis for large amounts to be paid out in Agra or
elsewhere in the imperial heartland.
The relative ease of
travel and exchange over long distances also stimulated the expansion of
economic networks in the seventeenth century. Even bulky raw materials and
foodstuffs were circulated from one end of the empire to another. Rice, sugar,
and oil from Bengal, for instance, were sent inland along the Ganges river to
Agra and also down the eastern coast to the Coromandel. In its turn, Bengal
imported large quantities of salt from Rajasthan. Transport costs must have
been quite low, for artisans in certain areas came to depend largely on
supplies from distant regions. Bengal was the source of most of the raw silk
used by Gujarat's important silk textile industry, while Coromandel weavers
relied heavily on raw cotton from the western Deccan. High-end luxury items
like precious stones and finely worked metal ware were widely coveted and
distributed.
People too had to
travel to far-off places to procure goods or clinch business deals and needed
safe accommodations while away from their homes. A large city like Agra had as
many as sixty resthouses or serais for travelers,
according to Jean Thevenot, who visited it in the mid
seventeenth century. The one illustrated here was built between 1659 and 1664
by Daud Khan Quraishi while he served as the Mughal governor of Bihar. It is
located in a town named Daudnagar, after Daud Khan,
located not far from the city of Aurangabad on the Son river. Daud Khan had
been successful in finally suppressing a local zamindar whose family had long
been a thorn in Mughal authority and built this serai in celebration of the
fact. Today only the arched entrance gates remain, but originally the entire
complex was protected by exterior walls whose gates were locked at night.
Serais were usually provided with a place of religious worship, a mosque in
this instance, and cells in the perimeter walls served as the equivalent of
hotel rooms. The large open courtyard could be used for animals and goods in
transit. Even into the late nineteenth century many of these serais still functioned.
They dotted the Indian highways and were built at a distance of a day's travel
from one another.
The two linchpins of
the extensive markets in finance and commodities were the cities of Agra and
Surat. Goods from all over north India were transported to Agra: items like the
high-quality indigo of nearby Bayana, or saffron from Kashmir far to the north,
or fine muslin cloth from Bengal to the east. These commodities were
distributed from Agra into the hinterland or sent westward to Lahore and southward
to Surat. Surat was the main maritime outlet for goods from the imperial
heartland that would be shipped out to foreign destinations or along the coasts
of the subcontinent. This port also became the hub of India's financial markets
because the large volume of international trade that flowed thmugh
its port brought in vast quantities of bullion.
The complex economic
networks that bound the subcontinent together during the height of the Mughal
empire could thrive only when there was relative security on the major arteries
through which goods and people circulated. As we have seen, conditions in the
imperial heartland were rapidly deteriorating in the early decades of the
eighteenth century. The situation was worsened by the invading armies of Nadir
Shah and Ahmad Shah Abdali, which wreaked havoc as they fought their way from
Afghanistan to Delhi in the 1730s and 1750s, respectively. More and more land
was lost to the effective control of the empire, either because of the
defection of former nobles or through the appropriation of local power by
zamindars and other rural gentry. Maratha armies based in central and western
India also encroached increasingly on the empire's territory. Within the short
span of a half century or so, the fabric of empire unraveled, and new, shifting
configurations of power arose in many regions.
What effect did the
political decentralization of the eighteenth century have on the Indian
economy? For many years, historians believed that the economic benefits arising
from political unification vanished along with the empire. Peaceful travel and
trade became difficult, local economies were disrupted by recurrent warfare,
and the misery of the common people deepened. Eighteenth-century India has
been considered an era of political anarchy and economic recession, a kind of
Dark Age ushered in by the collapse of the Mughal empire. The notion of an
economic breakdown accompanying political disorder was promoted by the East
India Company, which justified its growing involvement in internal Indian
affairs during the late eighteenth century on these grounds. In the past two
decades, however, several historians have challenged the assumption that
imperial decline led to a weakening of the Indian economy. C. A. Bayly, for example, suggests that the devolution of
imperial political and economic power to smaller domains was a largely positive
phenomenon, resulting in long-term growth and stability in several regions of
the subcontinent. Others believe the Mughal state's impact on local economies has
been overstated and point to the encroachment of the European trading
companies as a more significant development for the economy than the collapse
of empire.
A closer look at the
economic picture reveals considerable variation from region to region. The
areas that suffered most from the decline of Mughal power were the former hubs
of the diffuse, but closely intermeshed, imperial economy. The Agra-Delhi
corridor was the first to be affected, due to the Jat
insurrection. By 1690, large numbers of merchants and weavers had fled Agra for
safer surroundings, and a Dutch trader traveling to Agra needed 300 guards for
his protection. Travel between Agra and Surat became hazardous in the early
eighteenth century, as internal struggles for power broke out at court after
Aurangzeb's death, the Sikhs of the Punjab revolted, and Maratha power grew in
western and central India. Dutch traders traveling from Agra to Surat in the
entourage of the Surat governor's son reported repeated attacks by
peasant-bandit armies as large as 5,000 men. As a result, Surat bankers refused
to issue hundis for Agra, causing the Dutch trading company to close its
trading post there in 1716. The severing of the road link to Agra and the
imperial heartland led to a permanent decrease in trading activity at Surat.
The number of ships based there dropped sharply and many merchants moved to
other parts of India, especially Bengal.
The Punjab, one of
the wealthiest provinces of Mughal India, was also badly affected by the events
of the early eighteenth century. Much of the Punjab's prosperity had come from
the vigorous trade with Central Asia, Afghanistan, and Iran along the grand
highway that ran from the Gangetic region through Agra to Delhi. From Lahore,
the Punjab's main city, one trade route went to Qandahar and on to Isfahan, the
commercial center ofIran. An estimated 20,000 to
25,000 camel loads had traversed the Lahore-Isfahan corridor yearly in the
early seventeenth century. Another route ran from Lahore to Kabul and then into
Central Asia. Horses were the chief item imported from the west, while various
textiles were the primary export. Some of these textiles were produced within
the Punjab, one of the four main regions in India manufacturing cotton goods
for export along with Gujarat, the Coromandel coast, and Bengal. The
disintegration ofIran's Safavid empire (1501-1722)
and the growing strength of Afghan tribes also had a detrimental impact on
Surat, whose major export markets by 1700 were in the Middle East.
Other regions of India
that had not been as central to the imperial networks of exchange had a
different experience in the eighteenth century. The Maratha homeland in the
western Deccan, now under the direct control of the Brahmin peshwas, witnessed
an expansion of agricultural cultivation. Agriculture was extended in eastern
Rajasthan as well, where the leadership of the Kachhwaha
Rajput rulers led to improving economic conditions. When Sawai Jai Singh (r.
1700-43) decided to shift his capital from Amber to Jaipur, 10 kilometers to
the south, he took active measures to ensure the new city's economic success.
He invited prominent merchant families from various localities, both within and
outside the modern state of Rajasthan, to migrate to Jaipur and gave them large
plots of land upon which to build their houses. The elegant mansion of the
wealthy Natani family, one of the first to migrate to
Jaipur, was located close to the palace and had a temple attached to it that
Sawai Jai Singh often visited. Today this enormous house, based loosely on Mughalstyle mansions, is divided into a girls' school and
a police station.
The economic picture
is hence quite mixed. The waning of imperial power led to an economic recession
lasting well into the eighteenth century in the Delhi-Agra region, the Punjab,
and Gujarat. Whether regions outside the imperial system like the far south
suffered any economic repercussions is unclear; nor is there a consensus on
economic conditions in the central Gangetic valley or eastern Deccan. In areas
like the western Deccan or eastern Rajasthan, the efforts of the new rulers
actually stimulated economic growth. Bengal, a province that was already
prosperous in the second half of the seventeenth century, continued to
experience a boom in the early eighteenth century, for reasons we will explore
shortly.
In some respects, the
various regions of the subcontinent were now developing along differing
trajectories, depending on local conditions. Regional economies had become so
intertwined during the seventeenth century, however, that they could not fully
prosper without a certain degree of long-distance trade and exchange. Some of
the old routes had diminished in importance, but other routes soon supplanted
them, in a reorientation of commerce that was increasingly centered on the port
cities of the East India Company rather than the old sites of Mughal power. As
a series of smaller states arose in the place of the large, unified Mughal
empire over the course of the eighteenth century, the big Hindu
and Jain merchant
firms became even more indispensable. Regional political elites had to rely on
these merchant-bankers with branches in several parts of India, because only
they had the resources to conduct major commercial transactions across regional
boundaries. Without their support, the regional states of the eighteenth
century could not survive, and hence the large merchant houses came to possess
considerable political influence in the new, post-imperial era.
Another important
change contributing to the blurring of commerce and politics was the growth of
revenue farming, the selling of rights to collect revenues to the highest
bidder. In the past, taxes on agricultural produce had typically been gathered
and transmitted by officials appointed by the Mughal state, which had a
substantial bureaucratic apparatus precisely for that purpose. The states that
arose in the aftermath of Mughal decline instead often contracted the
collection of agrarian revenues to individuals who kept for themselves whatever
surplus they could gather over and above the amount promised to the state. The
authority to collect other taxes like transit duties was also sold to such
entrepreneurial revenue-farmers, as were state monopolies in the trade of
certain goods. Meanwhile, a variety of statuses and privileges that had in the
past been obtained mainly through membership in a local community, such as the
positions of village headman or zamindar, were also becoming commodified, that
is, available for sale, purchase, lease, or mortgage. Wealthy merchants
sometimes purchased agrarian rights or revenue farms, but more typically
advanced money to those who did.
The weakening of the Mughal
imperial state, on the one hand, and the spreading commercialization of the
economy, on the other, therefore led to the rise of people who occupied an
intermediate status in society between the peasantry and the great nobility.
Zamindars appropriated lands and income that had formerly been possessed by
the state, revenue-farmers took the place of state officials and controlled the
flow of revenue from the localities to regional political centers, and the services
of merchant-traders became vital to all sectors of society. All three groups -
zamindars, revenue-farmers, and merchant-traders - wished to enlarge their own
wealth and power at the expense ofthe imperial
officials and local kings. Their interests could sometimes clash but at other
times could coincide when confronted by regional rulers attempting to consolidate
central power. The support of large merchant-banking firms proved especially
vital to the rise to power of the English East India Company, who shared their
commercial interests and perspectives. We now turn to a detailed look at
Bengal's flourishing economy and the events that led to the dominance of the
English there.
Bengal's prosperity
ultimately derived from its phenomenal agricultural productivity. During the
seventeenth century, its rice, sugar, and oil fed the needs not only of distant
regions within the empire but even offar-off lands in
Southeast Asia and the Middle East. The price of commodities was so low in
Bengal that virtually every foreign visitor remarked on the fact. "At
Hugli may be procured beeswax, pepper, civet, rice, butter, oil and wheat; all
at about half the price of other places," wrote an East India Company
official in 1650.2 With food so cheap, labor costs remained low in Bengal, and
its manufactured goods were competitively priced relative to other areas. Even
transportation was inexpensive within Bengal, because boats could easily haul
goods along the many waterways that crisscrossed the region.
Why was Bengal so
remarkably productive? Much of lower Bengal was a vast delta or floodplain
formed by the many streams that flowed down out of the massive Ganges and
Brahmaputra river systems. Highly fertile soil was continually deposited by
these streams, which were, in effect, creating productive, new land at an
astonishingly rapid rate. As layers of silt laid down by the waters built up,
riverbeds would overflow and new channels were carved through which the waters
would run in future years. In this dynamic manner, the delta was steadily
extended as the rivers continued to shift their courses over the centuries. The
older centers of settlement in Bengal had all been in the northwest, and most
of the waters of the Ganges had flowed into the Bhagirathi and Hugli rivers in
the western end of the delta, in what is today the West Bengal state of India.
But the main flow of the Ganges gradually migrated toward the southeast, and by
the late sixteenth century it was entering into the Padma river in the eastern
delta, in modern Bangladesh, where the Brahmaputra also contributed its waters
and its silt. The eastern delta's rich soil, abundant rainfall, and ample water
supplies provided ideal conditions for the cultivation of rice and other crops.
The sixteenth and
seventeenth centuries witnessed a tremendous expansion of agriculture in
eastern Bengal. It was a land full of jungles and swamps whose sparse
population had previously mainly been fisherfolk and hunter-gatherers.
Colonists, mostly Muslims, had gradually been arriving from the long-settled
regions to the west, and their numbers swelled after Bengal was incorporated
into the Mughal empire. As the pioneering colonists cleared the eastern Bengal
wilderness and turned it into cultivated land, settlements of local people
coalesced around them. These local people were introduced to agriculture at the
same time that they were introduced to their first world religion, Islam.
Agriculture and Islam thus came to be associated along Bengal's agrarian
frontier, and a large Muslim peasant community emerged in what is now Bangladesh,
as described by Richard M. Eaton. Just as in the western Punjab, in modern
Pakistan, the spread of Islam among the common folk of eastern Bengal was a
relatively late development. And in both cases it accompanied the incorporation
of local communities who were originally not cultivators into an expanding
agrarian civilization.
The integration of
Bengal into the Mughal empire was a major stimulus to the growth of commerce,
just as it was to the growth of agriculture. Bengal was not quickly subjugated,
however, for its distance from the capital, its marshy and wet terrain unsuited
for cavalry warfare, and its many entrenched local lords all slowed the advance
of Mughal dominion. The Mughals began the process of conquest in 1574, with the
capture of the Bengal Sultanate's capital in the northwestern corner of the
region, at roughly the same time that the merging of the Ganges and Padma
rivers opened up a direct internal water route from the imperial heartland to
eastern Bengal. In 1610, the Mughals moved their local base to Dhaka, and soon
thereafter the eastern delta was finally subdued. Bengal's richest agrarian
zone was now easily accessible, and its products were carried away in
increasing quantities to supply the great metropolises of the empire.
Shortly after the
final pacification of Bengal, the Mughal ruling elite began to invest heavily
in the trade of what was essentially their new colony. Involvement in commerce
started at the very highest levels, among the imperial princes and governors posted
to the province, but a range of other Mughal officials also participated.
Although high-ranking Mughal nobles sometimes tried to corner the market in
certain goods or claim precedence in the buying of imports, overall their
interest in Bengal's trade was a positive factor. The safety of the ports and
waterways was made a high official priority, leading to a crackdown on the
rampant piracy of the Bay of Bengal. It also led to the infusion of substantial
capital resources into local enterprises and infrastructure. As one example,
when Muhammad Sayyid Ardistani, formerly Mir Jumla of the Golkonda kingdom, joined the Mughal nobility
in the mid 1650s, he brought his own fleet of over
ten ships with him to Bengal along with his personal fortune. The majority of
the large ocean-going ships in Bengal during the seventeenth century were in
fact owned by Mughal nobility and officials.
By 1690, the same
year that Calcutta was founded, the Mughal elite had largely withdrawn from
Bengal's commerce. Local shipping declined ships in the first decade of the
1700s to at least fifty in the 1750s. Since the English private traders of
Calcutta could not ship goods to Europe because that was a monopoly of the
Company, they concentrated instead on commerce to the Malabar coast, Surat, and
the Persian Gulf. Formerly, many of the ships sailing back and forth from
Bengal to Surat, the most important destination of the Calcutta fleet, had been
owned by wealthy Muslim merchants of Gujarat. The Gujarat ships dwindled
rapidly, and, by the mid eighteenth century, English private traders thoroughly
dominated the Bengal-Gujarat maritime route. In the process, Hugli port was
eclipsed by Calcutta, which reached a population of about 120,000 in 1750.
The rise of private
English shipping in the eighteenth century thus led to the waning of Indian
shipping between the Bay of Bengal and the Arabian Sea, just as it did on the
route from the Coromandel coast to Southeast Asia. Indian long-distance
merchants were more and more dependent on the English in order to export and
import goods overseas. English private traders also began intruding into the
substantial internal trade in commodities, not only in other localities within
Bengal like Dhaka, but as far up-country as Patna. Although the understanding
was that the English should confine their activities to purchasing goods for
export or disposing of imported items, in fact they also dealt in bulk
commodities for domestic consumption such as salt and grain. The English
further abused the terms of agreement by extending their own tax-exempt status
to the goods of favored Indian merchants. By 1750, the East India Company had
made considerable inroads into Bengal's economy and had extensive dealings with
local merchants and bankers.
The ongoing prosperity
of Bengal, and the growth of European commercial activities there, was
facilitated by its political stability. Under the excellent stewardship of
Murshid Quli Khan in the early eighteenth century,
Bengal's system of revenue collection was strengthened, and a greater degree of
political centralization was instituted at the regional level. Although Murshid
Quli Khan's reforms led to a sharp reduction in the
overall number of zamindars, there was a corresponding growth in the size and
power of several large zamindars. Fifteen zamindar families like those based at
Rajshahi, Nadia, and Burdwan (all located
strategically on major rivers) accounted for almost half of the region's
revenues in 1727. Both Murshid Quli Khan and his
successor, Shuja Khan (r. 1727-39), continued to send
about 10 million rupees annually to Delhi, a massive tribute that served to
mask the reality of Bengal's self-governance. Assisting the rulers of Bengal in
collecting and remitting these huge sums was the Jagat Seth banking house.
Jagat Seth, meaning "merchant of the world," was a title conferred on
the head of the family by a Mughal emperor, indicating the favor he had curried
at the imperial court. The Jagat Seth firm had a monopoly over the minting of
coins in Bengal and functioned in essence as the banking arm of the regional
government. Only with the cooperation of the large zamindars and banking firms
could the Bengal state run smoothly.
Things remained
largely stable under Alivardi Khan, who ruled from
1740 to 1756, although Maratha armies from central India made several
destructive campaigns into western Bengal. The expense of fighting the Marathas
caused Alivardi Khan to demand additional tribute
from the major zamindars, the wealthy merchant-bankers, and the European trading
companies. His successor, Siraj al-Daula, who was
only nineteen when he became ruler in 1756, moved quickly to strengthen his
power. He succeeded only in alienating important interests in his realm. Among
them was the powerful Jagat Seth, whom Siraj al- Daula
struck after being refused an exorbitant tribute of 30 million rupees. When
Siraj al-Daula heard that the EIC was improving its
fortifications at Fort William in Calcutta, he took that as a threat to his
sovereignty and ordered the successful capture of the fort. The East India
Company, the Jagat Seth and other banking families, important officials in the
regional administration whom he replaced with his own men, and several leading
zamindars were now among Siraj al-Daula's many
enemies.
Even a decade or two
earlier, the East India Company might have needed a long time to regroup and
take back their critical base at Calcutta. But the English and French trading
companies had been at war with each other for some years in south India, and so
a British fleet with British soldiers had been sent out to Madras in order to
aid the East India Company there. This British force now sailed from Madras to
Bengal and soon retook Calcutta. It was commanded by Robert Clive, who had
achieved distinction in the south Indian wars between the English and French
traders.
The earlier conflict
in south India had other significant repercussions for what was to transpire in
Bengal, because it had revealed the many benefits that Europeans could gain
through military intervention into internal Indian political disputes. Between
1746 and 1754, the French and English trading companies in south India not only
fought each other, but they also allied themselves with competing contenders to
the thrones of Hyderabad in the eastern Deccan and Arcot
in the Coromandel. In return for their military assistance and political
support, both European companies received large grants of revenue rights, while
some of their employees profited through individual investments, loans, or the
purchase of revenue farms from the rivals in these succession disputes. Small
forces of several hundred European foot-soldiers, assisted by contingents
emperor, indicating the favor he had curried at the imperial court. The Jagat
Seth firm had a monopoly over the minting of coins in Bengal and functioned in
essence as the banking arm of the regional government. Only with the
cooperation of the large zamindars and banking firms could the Bengal state run
smoothly.
Things remained
largely stable under Alivardi Khan, who ruled from
1740 to 1756, although Maratha armies from central India made several
destructive campaigns into western Bengal. The expense of fighting the Marathas
caused Alivardi Khan to demand additional tribute
from the major zamindars, the wealthy merchant-bankers, and the European
trading companies. His successor, Siraj al-Daula, who
was only nineteen when he became ruler in 1756, moved quickly to strengthen his
power. He succeeded only in alienating important interests in his realm. Among
them was the powerful Jagat Seth, whom Siraj al- Daula
struck after being refused an exorbitant tribute of 30 million rupees. When
Siraj al-Daula heard that the EIC was improving its
fortifications at Fort William in Calcutta, he took that as a threat to his
sovereignty and ordered the successful capture of the fort. The East India
Company, the Jagat Seth and other banking families, important officials in the
regional administration whom he replaced with his own men, and several leading
zamindars were now among Siraj al-Daula's many
enemies.
Even a decade or two
earlier, the East India Company might have needed a long time to regroup and
take back their critical base at Calcutta. But the English and French trading
companies had been at war with each other for some years in south India, and so
a British fleet with British soldiers had been sent out to Madras in order to
aid the East India Company there. This British force now sailed from Madras to
Bengal and soon retook Calcutta. It was commanded by Robert Clive, who had
achieved distinction in the south Indian wars between the English and French
traders.
The earlier conflict
in south India had other significant repercussions for what was to transpire in
Bengal, because it had revealed the many benefits that Europeans could gain
through military intervention into internal Indian political disputes. Between
1746 and 1754, the French and English trading companies in south India not only
fought each other, but they also allied themselves with competing contenders to
the thrones of Hyderabad in the eastern Deccan and Arcot
in the Coromandel. In return for their military assistance and political
support, both European companies received large grants of revenue rights, while
some of their employees profited through individual investments, loans, or the
purchase of revenue farms from the rivals in these succession disputes. Small
forces of several hundred European foot-soldiers, assisted by contingents of
Indian artillerymen whom they had trained, easily won victory over larger
indigenous armies in a series of battles during the course of this south Indian
conflict. Indian armies still relied primarily on cavalry, which could not use
the improved weaponry of the eighteenth century effectively, whereas European
infantry forces were now extensively drilled in fighting in formation using
firearms and light field artillery. The demonstration of European military
superiority during the south Indian wars made powerful Indians eager to enlist
their help, and the East India Company was more than willing to do so.
Back in Bengal, the
East India Company therefore joined the Jagat Seth banking family and others in
a plot to get rid of Siraj al-Daula. In the famous
Battle of Plassey, fought in June 1757, few of Siraj alDaula's
soldiers were willing to engage the British troops, and he was killed soon
afterward. One of Si raj al-Daula's generals, who was
in on the plot and whose contingent had stood on the sidelines during the
battle, became the new ruler of Bengal. But the English had realized that the
riches of Bengal were now readily available to them and pressed hard for cash
payments, trading monopolies, and zamindar rights. They put a second, even more
amenable, puppet ruler in place in 1760, who also proved unsatisfactory to the
East India Company. In 1764, the Company won a resounding victory against an
army sent by the king of Awadh and the Mughal emperor in support of this ruler
of Bengal. The East India Company had, in just a few short years, become the
dominant political player within Bengal, with the backing of influential
mercantile and zamindar interests operating in an environment where power was
already heavily commercialized.
Individual Englishmen
employed by the Company did very well for themselves in this era, quickly and
rapaciously amassing princely sums that soon came to seem scandalous even to
their countrymen back in England. Their luxurious lifestyles emulated that of
local lords, so much so that former Company officials who returned to England
with riches were dubbed nabobs, after the Indo-Islamic term nawab designating a
deputy or provincial ruler.
How was it possible
for the English to attain this position of power by the mid eighteenth century,
when just eighty years earlier they could so easily be vanquished by the
Mughals, even on the seas where they were strongest? An obvious answer lies in
the disintegration of the Mughal empire, resulting in the emergence of numerous
smaller states in its place. Yet that explanation does not suffice, for at
least several of these new states were strong enough, had they wished, to oust
the East India Company from their realms.
The East India
Company, and the other European easily be vanquished by the Mughals, even on
the seas where they were strongest? An obvious answer lies in the
disintegration of the Mughal empire, resulting in the emergence of numerous
smaller states in its place. Yet that explanation does not suffice, for at
least several of these new states were strong enough, had they wished, to oust
the East India Company from their realms. The East India Company, and the other
European traders, represented a valuable internal source of income te of regional states which they wanted to retain. The
Europe time also controlled almost all of the long-distance oversea which had
largely superseded the overland trade routes, and only significant conduit
through which items like bullion or te enter or leave
India. Over the hundred plus years that the particular had been operating
within India, they had formed associations with Indian merchants that were
intensified by th ity of
procuring textiles. The economic opportunities provid,
ing with European trading companies aligned Indian mercant with their own and could, as we have just seen in
the case of I these Europeans a decisive advantage in any confrontation wit state.
The fact that the
lines between political and commercial power had become so indistinct by this
time also facilitated the entry of the East India Company, essentially a
business enterprise, into the Indian political arena. Moreover, the EIC could
call upon its nation's resources for assistance when necessary; at several
critical moments both before and after the Battle of Plassey, Britain supplied
military forces and/or money that sustained the Company's rise to power. By the
mid 1700s, the superior training methods and
firepower of European armies also gave the English a military edge and provided
another incentive for Indian political elites to welcome their presence. All
these factors account for the East India Company's ability to acquire Bengal
and its riches, which launched them on the path that would lead to dominion
over all of India.
British success at
the Battle of Plassey in 1757 marked a decisive upswing in the East India
Company's fortunes, for less than a decade later in 1765 the Mughal emperor
gave it the official right to collect Bengal's revenues. This was little more
than a recognition of the Company's actual position as de facto ruler of
Bengal; by this time the independent government of Bengal had been rendered
toothless. A good deal of Bengal's resources was already entering the coffers
of the EIC and its employees; now all of the state's revenues would officially
belong to the Company, except for the annual tribute owed to the Mughal emperor
in Delhi. The conferment of an official position on the East India Company was
primarily a pragmatic means for the imperial court to ensure that it obtained
some small share of Bengal's riches. Its symbolic significance was tremendous,
however, since it meant that the English were now formally incorporated into
the Mughal imperial system. Foreigners and merchants they might be, but now
they were also sanctioned participants in the realm of Indian politics.
In practical terms,
by 1765 the Mughal state was merely a small regional kingdom among a welter of
others. Several Mughal successor states had made cash payments to the imperial
dynasty in their first decades of existence, but by this time had ceased to
express any loyalty other than in name. Yet none of the new states was strong
enough to become the central power that the Mughal empire had been at its
height, and so none could command the respect that the Mughals had formerly
earned. Despite the dismantlement of its empire, the Mughal court continued to be
regarded as the ultimate source of legitimacy in much of eighteenth-century
India. The new states also adopted the ceremonial etiquette and cultural
practices that were first established under the Mughals. They maintained the
custom of giving gifts in the form of jeweled swords and robes of honor, for
example, and they felt compelled to build elaborate cities, palaces, and
gardens in order to express their strength in a tangible manner.
Following their lead,
the East India Company continued to pay homage to the symbolic authority of the
Mughal dynasty, even decades after 1803 when it replaced the Mughals as the
real power in Delhi. Persian, the language of the Mughal court, was retained as
the Company's official administrative language until 1835, while coins were
struck bearing the image of the Mughal emperor, who remained a respected
figurehead until the revolt of 1857-58. Meanwhile, Calcutta, Madras, Delhi, and
Bombay grew to be extensive, sophisticated cities with European-style buildings
that were, in some cases, more grand than their counterparts in Britain.
Certainly the comforts that many of the British in India enjoyed - a life with
multiple servants and large open houses with huge gardens - were much more
luxurious than what they could have experienced back home.
The legacy of the
Mughal empire lived on in the administrative and fiscal practices of the
post-imperial age. Its successor states retained Mughal official titles and
aspects of the old Mughal bureaucratic structure, military system, and revenue
assessment and collection procedures. Even those who had militarily opposed the
Mughal empire, such as the Marathas and Sikhs, adopted a number of their
characteristic practices, especially in the fiscal sphere. Mughal influence was
so pervasive that their Perso-Arabic administrative terminology eventually
replaced indigenous equivalents in the far south, where the Mughal imperium
had never extended. The East India Company, in the early days after its
recognition by the Mughal house as Bengal's official revenue-collector, also
preserved some Mughal administrative practices, although its own distinctive
systems were instituted later on as the belief escalated that British rule and
customs were superior. Considerable portions of the older Mughal judicial
system remained in place even after one based on English custom was introduced,
in part to avoid political and social repercussions with the Company's Indian
subjects.
The pretense of being
a Mughal servant and the preservation of Mughal forms could not mask the East
India Company's catapulting wealth and power. It used a portion of the Bengal
revenues to rapidly expand its military forces. By 1782 the Company had 115,000
men, 90 percent of whom were Indian, stationed in various areas of the subcontinent,
and they were soon deployed against the state of Mysore in southern India and
some years later against the Marathas in western India. Bengal's revenues also
financed the Company's purchases of items intended for export to Europe, and
for a quarter century the EIC could dispense with the bullion imports that they
had for so long supplied in exchange for Indian goods. The Company even used
resources from Bengal, including opium, to pay for its new thirst for Chinese
commodities, among which tea reigned supreme. The burgeoning English commerce
with China caused a shift in trade toward the eastern seas, after about a
century during which the westward routes from India to Europe had been the most
important. The dominance of English traders in the Indian Ocean was hence
extended to the South China Sea in the late eighteenth century.
Indian merchants, who
had originally been their partners and collaborators, were badly affected by
the economic supremacy of the English in the late eighteenth century. English
intrusion into the South China Sea reduced the few opportunities left for
Indian merchant-traders to engage in overseas commerce, after they had already
been largely driven out of ship-owning. Within Bengal and adjacent areas in
eastern India, the internal trade in commodities had been opened up to the EIC
and its private traders after Plassey, and the greed they displayed soon
occasioned concern even in England. The Company created trade monopolies for
itself in items as lucrative as salt, saltpeter, and opium, while private
traders dealt in valuable commodities like raw silk, sugar, and indigo. Once
the English had established clear dominance in a certain sector, such as textiles,
they began to enforce harsh terms on the Indians who produced and distributed
those items in both Bengal and the Coromandel. The poverty of Indian weavers is
traced by some scholars to this era of plummeting wages. Some individual
merchants continued to prosper from their association with the English, but
the scope of activity for Indian merchants had been drastically reduced on the
whole.
Both economically and
politically, therefore, the Battle of Plassey ushered in a new age of English
ascendancy. An increasing number of historians consider the 1820s or 1830s to
be the true beginning of the colonial period, on the other hand, for it was
only then that fundamental transformations in economic and political structures
occurred. By the 1820s, the East India Company had demonstrated its military
strength against every potential contender with the exception of the Sikhs far
to the northwest; after a century of political decentralization consequent to
Mughal decline, power had now been centralized in British hands. In an even
more startling shift, India lost its centuries-old position as an exporter of
manufactured goods to the rest of the world in the early nineteenth century,
and became instead primarily. a supplier of raw materials to the British
empire. British traders and businesses in India were so prosperous and
influential that they no longer required the finances of Indian bankers or the
services of Indian agent-brokers, which left Indian capital with few outlets
other than moneylending at the local level. Even intermediaries like
revenue-farmers were eliminated, and the position of zamindars weakened, when
the British made their revenue arrangements directly with peasants in many
areas of India. The British also began intervening in non-economic spheres more
consciously in the 1820s and 1830s, as they came to see themselves as the
stewards of India's progress toward a higher civilizational state. Throughout
all these changes, and even after the last Mughal emperor was exiled to Rangoon
and the royal house abolished following the 1857-58 revolt, the Mughal empire
continued to retain a lingering hold on the English imaginary.
Ironically, even
though the British saw themselves as the legitimate successors to Mughal
authority and were happy to employ a Mughal architectural vocabulary in the new
Indo-Saracenic style, the general attitude toward Muslims was beginning to
shift. This was in part due to the role several Muslim states, notably the
Mughals and Nawabs of Awadh, played in the 1857-58 uprising, which led the
British to suspect all elite Muslims of disloyalty. This is not to say that the
British had earlier been uniformly positive in their view of Indian Muslims.
The allegedly cruel and tyrannical character of Indo-Muslim rule, represented
as a form of Oriental despotism, had long been a tenet of European writing on
India. The belief that the British colonial regime was far more just and
principled than those of the Mughals and various sultanate predecessors was
what vindicated their wielding of power in a far-off foreign land, in British
eyes. Moreover, the EIC and other European traders had for centuries preferred
to work with Hindu merchant-financiers rather than Indian Muslim ones, who
might have undue political clout or connections. Nonetheless, Islamic culture
was familiar and comprehensible to Europeans, compared to the exotic
polytheism of Hinduism, and early Company officials had learned the Persian
language well before they became conversant with Sanskrit.
During the second half
of the nineteenth century, simultaneously with their increasing antipathy
toward Indian Muslims, the British conviction that South Asian society was
fundamentally divided along religious lines grew stronger. This conviction was
not only expressed in British modes of thinking about South Asia's peoples but
also in their policies toward them.
In the long run, the
British thus intensified and solidified the sense of religious difference
within the subcontinent, leading Indian nationalists and others in the early
twentieth century to cast the Muslims of India's past as similar to the
colonial British of their present in being alien invaders and oppressors. By
about 1900 the rulers of Vi jay an agar a, for example, were presented not as
kings who promoted a cosmopolitan culture that valued Islamicate
traditions, but rather as champions of Hinduism against predatory Muslims. The
situation is no better today, as Hindu nationalists refute any contributions
Indian Muslims may have made, while their common South Asian heritage is often
denied in Pakistan. All of this has served to obscure the rich composite
culture of South Asia that we have written about in this text, which started to
come into being after 1200 and fully matured during the Mughal era. We stand firm
in our own conviction that South Asian society and culture cannot be properly
understood without an appreciation of the many interactions and exchanges, some
negative but many positive, between Muslim and non-Muslim traditions and
peoples. We therefore urge our readers to think about the past in a manner that
matches its contemporary attitudes and not read the present into the context of
the past.
No doubt the most
significant event of this period was, when in 1858 all powers formerly held by
the East India Company were transferred to the British crown, and Queen
Victoria was declared Empress of India in 1876, assuming what was essentially a
Mughal title. The leaders of the British Raj, the British government in India
after 1858, continually represented themselves as legitimate successors of the
‘great’ Mughals.
In 1877, a huge
celebration known as the Imperial Durbar was organized in recognition of
Victoria's new status as Indian empress, and much of it was modeled on Mughal
ceremonial, from the riding of magnificently decorated elephants to an
assemblage of princes reminiscent of Mughal courtly processions and the
gathering of nobles at the imperial court. The British Raj's adaptation of
Mughal performative and visual culture was a compelling reminder of their claim
as the heirs, a message that was further underscored by the holding of the
Durbar in Delhi. Even though Calcutta was the capital of the Raj in 1877 and
Delhi was no more than a city badly damaged during the events of 1857-58, the
British chose the former Mughal capital for their Imperial Durbar, since only
that city fully evoked the associations with the magnificent Mughal past that
they desired.
For the
transformation from ‘Company’ to ‘military force’ see our case study 1, 2, 3.
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