By Eric Vandenbroeck and co-workers
The Russian revolutions created a dilemma that the Paris Peace
Conference of 1919/20 could never resolve. James
Headlam-Morley (1863-1929), a British expert in Paris, observed: "In
the discussions everything inevitably leads up to Russia. Then there is a
discursive discussion; it is agreed that the point at issue cannot be
determined until the general policy on Russia has been settled; having agreed
on this, instead of settling it, they pass on to some other subject." 1 After an abortive attempt to assemble the warring
factions for negotiations on the Prinkipo Islands in
the Sea of Marmara, the peace conference dismissed one-sixth of the earth’s
surface in Articles 292 and 293 of the Treaty of Versailles. Only later, and
with great reluctance, did other states acknowledge the existence of the Soviet
Union and the new Baltic nations.
In Europe thousands of miles of new frontiers came into existence. As
far east as Germany’s boundaries with Poland the peacemakers could decide.
Beyond that, deprived of any reliable means of enforcing their will, the new
map depended more upon the outcome of wars and armed struggles – as the Chief
of the British Imperial General Staff, Sir Henry
Wilson (1864-1922), observed, "The root of evil is that the Paris writ
does not run." 2
What is commonly known as the ‘Russian Civil War’ was, in fact, a whole
series of overlapping and mutually reinforcing conflicts: a rapidly escalating
struggle between the armed forces of Lenin’s Bolshevik government and its
‘counter-revolutionary’ opponents; the attempts by several regions on the
western border of the former Russian Empire to break away entirely from
Petrograd’s rule; and peasant insurgencies, triggered by the Communists’ forced
requisitions of desperately needed foodstuffs. These three distinct but
interconnected conflicts were further complicated by outside forces: until
their defeat in November 1918, the Central Powers had controlled vast swathes
of land on the western periphery of the former Romanov Empire, while the
Western Allies had sent troops – some 180,000 men by late 1919 – to various
entry points such as Murmansk, Archangelsk (Arkhangelsk), Vladivostok and
Odessa shortly after Lenin’s decision to withdraw Russia from the war in
October 1917. Although initially intended to prevent the Central Powers from
taking control of strategically vital places, the purpose of the Allied
intervention soon included military aid for the loose confederation of
anti-communist forces known as the ‘Whites’ in their struggle against the ‘Red’
Bolsheviks.
Within the complex amalgam of violent actors in the post-revolutionary
territories of the former Russian Empire, two groups in particular stood out in
sheer size: the Red Army – initially composed of scattered groups of soldiers
and sailors from the old dissolved army, workers’ militias and recently
released former Austro-Hungarian prisoners of war – and its
much more diverse ‘White’ adversaries. While, at least in theory, the Bolshevik
forces strove to realize the proletarian utopia set out in the writings of Marx
and Lenin, their opponents were highly heterogeneous in political outlook. What
they had in common was that they were fiercely anti-Bolshevik or ‘anti-Red’.
Yet, being anti-Bolshevik was something that applied to fundamentally different
groups, from monarchists to nationalists. Equally opposed to Lenin’s rule were
the Mensheviks and Social Revolutionaries, who resented the Bolshevik coup that
had disempowered them.
Mutual mistrust and rivalry between these groups prevented them from
forming a coherent movement under a nationwide unified military command. As a
result, various leaders acted largely independently from each other: Admiral
Alexander Kolchak in the east; General Nikolay Yudenich and Colonel Pavel Bermondt-Avalov
in the north-west; General Anton Denikin in the North Caucasus and the Don
region; General Pyotr Wrangel in the Crimea; warlords or ‘Atamans’ like Grigory Semenov or Roman von Ungern-Sternberg in Siberia
and southern Russia.
The armed conflict between Whites and Reds was further complicated by
the involvement of other local actors as chaos and lawlessness in the
countryside led to the emergence of a large ‘Green’ peasant self-defence
movement. In Ukraine, one of the most brutally embattled territories during the
civil war, Nestor Makhno, a peasant anarchist, who
had only been released from a tsarist prison in 1917, commanded sizable troops
that clashed repeatedly with both White and Red armies.
The scale and intensity of the Russian Civil War that ultimately killed
well over three million people would have been difficult to predict in the
first weeks after the Bolsheviks’ seizure of power in Petrograd, Moscow and
other major Russian towns and cities in the autumn of 1917. To be sure, the
Bolsheviks were well aware that large pockets of potential resistance existed
throughout the former Romanov Empire. Areas opposed to Lenin’s rule from the
start included Mogilev in Belarus to the south-west (where the imperial army’s
headquarters was based), the Cossack regions of eastern and southern Russia,
and significant parts of the German-occupied western borderlands – notably
Ukraine and the Baltic region – where the forces of Bolshevism encountered
strong opposition from national independence movements. Yet initially, as
Trotsky’s troops spread out to establish their rule over the Ukrainian capital
of Kiev and the Cossack regions, they only encountered sporadic and largely
uncoordinated resistance, prompting Lenin to call the first months after the
revolution a ‘triumphal march’ of Bolshevism.
During this period Lenin clearly benefited from having taken Russia out
of the war. However humiliating and costly the Treaty of Brest-Litovsk may have
been for Russia, it allowed Lenin’s party, which renamed itself the Communist
Party in late 1917, to focus its energies and resources on fighting domestic
enemies instead of continuing a deeply unpopular war. While Lenin moved the
capital from Petrograd to the less exposed city of Moscow in early 1918,
Trotsky, the new War Commissar, concentrated on organizing the Red Army as an
efficient military fighting force, recruiting former tsarist officers to train
and command a growing number of peasant conscripts.
Both men were aware, however, that their opponents were numerous and
increasingly determined to challenge Bolshevik rule with violence. Lacking
broad popular support and surrounded by a host of real and imagined enemies,
the Bolsheviks quickly resorted to terror in order to suppress a wide range of
opponents: Whites (and their foreign backers), moderate socialists or
anarchists unwilling to submit to Bolshevik rule, the bourgeoisie, and the more
nebulous ‘kulaks’ (wealthy peasants), ‘marauders’, ‘speculators’, ‘hoarders’,
‘black marketeers’ and ‘saboteurs’ were from now on declared ‘enemies of the
people’.
The Bolsheviks’ prime instrument of terror was the ‘All-Russian
Extraordinary Commission for Combating Counter-Revolution and Sabotage’ –
better known by its Russian acronym, ‘Cheka’. It was inaugurated by Lenin on 20
December 1917, with the Polish-born revolutionary Felix Dzerzhinsky as its
first head. Dzerzhinsky, like many of those who worked for the Cheka, had spent
more than half his life in prisons and labour camps
that were run as a brutal regime by the Okhrana, the tsarist secret police.
During his imprisonment Dzerzhinsky had been beaten so severely by his captors
that he was left with a permanently disfigured jaw and mouth. Some ten months
after his release in the wake of the February Revolution of 1917, Dzerzhinsky
and his ideologically driven fellow Chekists were to start emulating their
former captors, exacting a terrible vengeance for their own ill-treatment.
As Lenin introduced a large number of decrees for the nationalization of
the economy, the enforced requisitioning of resources, and the banning of any
kind of organized opposition, the new state required an instrument like the
Cheka for the policing and surveillance of the population. The Bolshevik fear
that the revolution might be swept aside by its internal enemies – not because
they had committed terror but because they had not committed enough of it –
became an almost obsessive leitmotif. As early as January 1918, two months
after seizing power, Lenin complained that the Bolsheviks were being too easy
on their class enemies. ‘If we are guilty of anything,’ he argued, ‘then it is
of the fact that we are being too humane, too decent, with regard to representatives
of the bourgeois-imperialist world, monstrous in their betrayal.’
Such sentiments were further reinforced when, in the summer of 1918, the
new regime was threatened by an ultimately unsuccessful uprising organized by
Socialist Revolutionaries in Moscow and central Russia, and a series of
assassination attempts against leading Bolsheviks. First, a young military
cadet, Leonid Kannegisser, infuriated by the violent
treatment of some tsarist officers by the Bolsheviks, fatally shot Moisei
Uritsky, the head of the Petrograd Cheka, on 17 August; the assassin was later
executed. On 30 August, Fanya Kaplan, a former anarchist who now supported the
Socialist Revolutionaries, fired shots at Lenin as he was leaving a gathering
of workers in Moscow. Two of the bullets struck Lenin, nearly killing him.
Kaplan, who had spent eleven years in a Siberian labour
camp under the tsarist regime for participation in a terrorist act in Kiev in
1906, was executed on 3 September.
The assassination attempts spurred the Bolsheviks into action and marked
the beginning of an intensified wave of ‘Red Terror’. Within a week of Kaplan’s
attempt on Lenin’s life, the Petrograd Cheka shot 512 hostages, many of them
former high-ranking tsarist officials. In Kronstadt, Bolsheviks killed 400
hostages in one night. It would be wrong, however, to suggest that the use of
terror was merely reactive or irrational. Instead, the Bolsheviks used terror
in a strategic way. It served a dual purpose on the path towards the
realization of a Communist utopia: terror permitted ‘surgical operations’
against perceived class enemies while also being a deterrent to potential
enemies.
As the Red Terror intensified, more and more people were recruited into
the ranks of the Cheka. Over the coming years its numbers grew at a remarkable
rate, from 2,000 in mid-1918 to some 140,000 by the end of the civil war. An
additional 100,000 frontier troops supported the Cheka in suppressing
‘counter-revolutionary’ activities. Although not as efficient and well
organized as its successor organization, the NKVD (People’s Commissariat for
Internal Affairs), the Cheka quickly established a wide-ranging network of
local offices throughout the country, targeting just about anybody suspected of
economically or politically sabotaging Bolshevik rule. Violence escalated
further when, in the spring and early summer of 1918, the Bolsheviks
deliberately extended the class war to the countryside. After years of
war-induced food-supply crises that had triggered the Russian Revolution in the
first place, the Bolshevik government, in May 1918, took the decisive step of
establishing a far-reaching monopoly on food distribution. Committees of poor
peasants were put in charge of requisitioning agricultural surpluses from
‘wealthier’ peasants. Lenin publicly called for a ‘crusade’ for bread,
announcing a ‘merciless and terroristic struggle and war’ against those
‘concealing grain surpluses’. Military food brigades and requisitioning squads,
composed of militant Bolsheviks, workers and demobilized soldiers – nearly
300,000 men by 1920 – tried to enforce the new order, with only limited
success.
Lenin’s forced requisitions at gunpoint led to an immediate escalation
of extreme violence. Villagers who dared to oppose the requisitions were
severely punished. The military food brigades threatened them with death, took
families hostage, imposed heavy fines, searched houses, and did not hesitate to
burn the villages of those who hid part of the harvest.
Refusal to cooperate was met with brutal suppression. Following peasant
resistance against requisitions in the Penza region in August 1918, for
example, Lenin ordered his local followers to ‘mercilessly suppress’ those in charge:The interests of the entire revolution require this,
because now ‘the last decisive battle’ with the kulaks is underway everywhere.
One must give an example. 1. Hang (hang without fail, so the people see) no
fewer than one hundred known kulaks, rich men, bloodsuckers. 2. Publish their
names. 3. Take from them all the grain. 4. Designate hostages … Do it in such a
way that … the people will see, tremble, know, shout: they are strangling and
will strangle to death the bloodsucker kulaks.
Inevitably, those living in the countryside rose up to resist the
requisitions. Resistance took different forms, from the deliberate hiding of
part of the harvest to open armed revolt. The Bolshevik response ensured that
violent opposition from villagers facing the threat of starvation simply
increased. Desperate for scarce grain to feed their families and outraged by
the Bolsheviks’ attempts to deprive them of their livelihood, peasant
insurrectionists often used very expressive – or symbolically charged – forms
of violence that conveyed clear messages to their opponents. Bolshevik
commissars who tried to requisition grain from infuriated peasants were
publicly disemboweled and their stomachs filled with grain to visibly mark them
as thieves of foodstuffs. Older forms of execution or punishment for theft,
such as quartering or the severing of limbs, were revived. As peasants were
short of ammunition, they often used knives or farm instruments normally needed
for working the fields – to kill their prisoners. In other cases, members of
requisitioning squads had Bolshevik symbols such as hammers and sickles cut
into their foreheads. Others were branded with crosses or crucified to impose a
Christian identity on the openly atheistic Bolsheviks. ‘In Tambov province,’
Maxim Gorky (still a supporter of Lenin) noted, ‘Communists were nailed with
railway spikes by their left hand and left foot to trees a metre
above the soil, and [the peasants] watched the torments of these deliberately
oddly crucified people.’
The Bolsheviks responded in kind and there were no limits to creative
ways of torturing, maiming or killing those deemed to be in opposition to
Lenin’s decrees. It is estimated that some 250,000 people were killed in these
‘bread wars’, as the Red Army and the Cheka increasingly turned wartime
practices – including the aerial bombing of villages and the use of poison gas
– against their own population.
Just as Lenin was beginning to export the terror to the countryside, the
Bolshevik hold on power was challenged by yet another actor in the civil war:
in May 1918 the Czechoslovak Legion revolted. The Legion had originally been
formed from Czechs and Slovaks working in Russia before 1914, men who were keen
to fight against the Habsburg monarchy. The Legion grew substantially as its
ranks were swelled by deserters or prisoners of war from the Austro-Hungarian
Army until it reached an overall strength of two self-contained divisions with
a total of 40,000 well-trained and heavily armed men. After the signing of the
Treaty of Brest-Litovsk, the majority of its units tried to leave Russia via
the Siberian port of Vladivostok. Their aim was to board ships and join the
Allied forces in France in order to continue their fight for an independent
Czechoslovakia. Initially, the Soviet government had agreed to let them leave
the country, but the legionnaires, who had to cross the entire country along
the Trans-Siberian railway to get to Vladivostok, increasingly suspected that
the Bolsheviks might hand them over to the Germans and Austrians if they
refused to fight with the Red Army. They also clashed violently with recently
released Hungarian prisoners of war, some 30,000 of whom were indeed joining
the Red Army. In May, prompted by fears that they were about to be disarmed by
the Soviet authorities, and probably encouraged by the Western Allies, the
legionnaires mounted a mutiny along the railway system from the Volga river to
the Russian Far East. Their strategy was as simple as it was effective. Aware
that in a country the size of Russia the railway lines were militarily critical
to moving men and material, they took over the trains, seizing control of one
train station after another.
The Bolshevik leaders in Moscow were alarmed and told their local
supporters that all Czechs were to be taken from their trains and drafted into
the Red Army or labour battalions. Czech soldiers,
who controlled the railway station at Chelyabinsk, intercepted this telegram,
as well as a further message two days later in which Trotsky himself called for
the immediate disarmament of the Czechs and Slovaks. Those who resisted were to
be ‘shot on the spot’.
Instead of surrendering to the Bolsheviks, the legionnaires decided to
resist. Within a climate of generally escalating violence, they quickly
adjusted. As one Czech veteran remembered from his days as a legionnaire: ‘We
chased the Russians from their posts. The order was: no pardon, no prisoners …
And we pounced on them like beasts. We used bayonets and knives. We sliced
their necks as if they were baby geese.’ Although boasting about the brutal
handling of Bolsheviks became a widespread phenomenon among former legionnaires
in the 1920s and 1930s, there can be little doubt about the existence of
extensive atrocities committed during their revolt. There are several
well-documented cases of public executions at the hands of legionnaires,
notably of captured Bolsheviks or German or Hungarian volunteers for the Red
Army. Their sacking of the town of Samara in south-western Russia in June 1918,
for example, was accompanied by public mass hangings and the burning alive of
captured Red Army soldiers.
The mutiny of the Czechoslovak Legion acted as a stimulus for other
anti-Bolshevik movements, whose resistance until then had been confined to
sporadic local skirmishes. Now they rose and swiftly took control of the
central Volga region and Siberia, and set up their own government in Samara on
the eastern banks of the Volga. The
‘Committee of Members of the Constituent Assembly’, or Komuch,
as it was called, was dominated by the Socialist Revolutionaries. As they had
won the elections for the Russian Constituent Assembly before it was dissolved
by Lenin, they felt themselves to be the only legitimate government of Russia.
By the summer of 1918 rumors spread that anti-Bolshevik forces were
advancing on the Red stronghold of Yekaterinburg in the Urals where the tsar
and his family had been held captive for several months. Although Lenin had not
yet taken a firm decision on the future of the royal family, the mere
possibility of the tsar being freed and handed over to royalist forces made the
very existence of Nicholas II a liability for the Bolshevik cause.
After receiving authorization from Moscow on 16 July 1918, a group of
Bolsheviks under the leadership of Yekaterinburg’s deputy head of the Cheka,
Yakov Yurovsky, woke up the royal family and their closest servants in the
early-morning hours of 17 July. Nicholas, Alexandra, their five children and
four members of their entourage were then led downstairs to an empty room in
the basement where Yurovsky, surrounded by a group of armed men, announced that
the royal family had been sentenced to death. Yurovsky then pointed his
revolver at the tsar and fired. The other family members and their servants
were shot and bayoneted until every last one was dead. After the killings, the
executioners used explosives to destroy the bodies before dousing them with
acid and burning the remains.
The killing of the royal family was greeted with horror in the West and
among the Whites, and it did little to improve the Bolsheviks’ position. In
fact, there were clear indications that Bolshevik power was dwindling in the
summer of 1918. In August, Komuch forces, supported
by the Czechoslovak Legion, took the city of Kazan, 800 kilometers from Moscow.
With Russia’s western borderlands still under German control, its Caucasian
territories claimed by the Ottomans, with Allied intervention troops landed in Murmansk
and Archangelsk, and wide swathes of the south and east under the command of
various anti-Communist forces and warlords, the Bolsheviks’ future seemed
highly uncertain.
But the Bolsheviks prevailed. Trotsky was able to rally the
still-developing Red Army through a combination of logistical brilliance,
revolutionary rhetoric, and draconian punishment for anyone unwilling to engage
the enemy. As General Gordon-Finlayson, a British commander at Archangelsk in
1918– 19, reported to the General Staff in London, Trotsky had succeeded in
turning the Red Army into a serious fighting force: ‘There appears to be an
impression in Great Britain that the Bolshevik forces are represented by a
great rabble of men armed with sticks, stones and revolvers who rush about
foaming at the mouth in search of blood and who are easily turned and broken by
a few well-directed rifle shots.’ Instead, Finlayson found the Red Army to be
‘well-equipped, organized and fairly well trained …’ – in short, a force
perfectly capable of facing up to its opponents. His assessment proved
accurate. A Bolshevik counter-attack stopped their opponents’ advance up the
Volga. Kazan was retaken in September 1918, prompting a retreat of the Legion
and Komuch forces across the Ural Mountains.
However, resistance continued in other parts of the country, notably in
the North Caucasus. In the floodplains of the Don, one of the historical
settlement areas of the Cossacks, the Germans had supported the consolidation
of an anti-Bolshevik government in 1918. Further south, in the lands of Kuban
Cossacks, an even more dangerous Russian nationalist force was beginning to
take shape: the Volunteer Army, heavily dominated by former tsarist officers.
General Mikhail Alekseev, the political figurehead, had been Chief of Staff to
Nicholas II from 1915 to 1917, and General Kornilov, the former Supreme
Commander-in-Chief, was the Volunteer Army’s first military leader until he
died attempting to capture the Kuban capital of Ekaterinodar
from Red forces in early 1918. Kornilov was succeeded by yet another tsarist
officer, General Anton Denikin. Over the course of the summer in 1918,
protected from Soviet attacks from the north by the presence of German forces
in Ukraine, the Volunteers were able to consolidate their position in the
Kuban.
The situation in the late summer and early autumn of 1918 – at the end
of the first year of the civil war – was thus bewilderingly complex. Lenin’s
forces now controlled north-central European Russia as far east as the Ural
Mountains. However, in the western and southern borderlands, in Finland, the
former Baltic provinces, Poland, Belarus, Ukraine and the Caucasus, the Red
Army faced stiff opposition from national independence movements, local
warlords and other anti-Bolshevik forces. To the east, an anti-Bolshevik
government under the Allied supported Admiral Kolchak, former commander of the
Imperial Black Sea Fleet, overthrew the Komuch,
dominated by Socialist Revolutionaries, in November 1918. With backing from the
Allies who were hoping for a more unified White movement, Kolchak was installed
as ‘Supreme Leader’. From his main base in the city of Omsk in south-western
Siberia, he now commanded all anti-Bolshevik forces between the Volga and Lake
Baikal.
The Central Powers’ defeat that November radically changed the
situation, notably in Russia’s western borderlands where the hasty withdrawal
of German and Austro-Hungarian troops left a vast power vacuum within which all
actors in the civil war sought to capitalize. For much of 1919 and 1920 the
western borderlands experienced a three-way struggle involving the Bolsheviks,
the Whites, and a host of nationalist movements whose claim to independence was
rejected by both Whites and Reds. The situation was further complicated by the
presence of Allied intervention troops.
The Allied troops’ impact on the outcome of the civil war was limited,
however. They were not actively involved in any of the major battles and much
of the material aid they provided to the Whites was wasted through inefficiency
and corruption. Petty officials behind the lines took the uniforms intended for
the soldiers; their wives and daughters wore British nurses’ skirts. While
Denikin’s trucks and tanks seized up in the cold, anti-freeze was sold in the
bars as a substitute for liquor.
What the intervention did achieve, however, was to convince Lenin and
the Bolsheviks that they were threatened by an international conspiracy to end
their rule, strengthening the perception that this was an existential war
against a host of internal and external enemies in which all means were
permitted to achieve victory. The Allied intervention also reinforced the
tendency, present from the February Revolution of 1917 onwards, to view the
unfolding events through the prism of the French Revolution of 1789. If
Kerensky, the head of the deposed Provisional Government, had been encouraged
by the French to view himself as a Russian Danton who could channel the
energies of the revolution into the war effort against Germany, the Bolsheviks
perceived themselves as the far more radical Jacobins and the Cossack regions
as the modern-day equivalent of the Vendée, the centre of royalist opposition to the French Revolution.
Even before October 1917, Lenin had repeatedly referred to Jacobinism as
a historical inspiration. Responding to critics who accused the Bolsheviks of
being modern-day ‘Jacobins’, he wrote in July 1917: Bourgeois historians see
Jacobinism as a fall. Proletarian historians see Jacobinism as one of the
highest peaks in the emancipation struggle of an oppressed class … It is
natural for the bourgeoisie to hate Jacobinism. It is natural for the petty
bourgeoisie to dread it. The class-conscious workers and working people
generally put their trust in the transfer of power to the revolutionary,
oppressed class, for that is the essence of Jacobinism, the only way out of the
present crisis, and the only remedy for economic dislocation and the war.
Learning the lessons of the past meant that Lenin and the Bolsheviks
could not allow for another ‘Thermidor’ – the coup of 27 July 1794 during which
Maximilien Robespierre and his Committee of Public Safety were toppled,
resulting in the execution of the Jacobin leadership and their replacement
first by the conservative Directory, then by the rule of Napoleon. In order to
prevent such a scenario from repeating itself in Russia, more terror – not less
– was required.
As a result of such reasoning and further food shortages, the civil war
became ever more brutal the longer it lasted. The constantly shifting fortunes
of war, in which entire regions were subjected to repeatedly changing regimes,
triggered a never-ending cycle of retaliatory violence in which neither the
Whites nor their Red opponents did anything to restrain their troops. On the
contrary: local warlords and generals often encouraged the further escalation
of brutality, as the example of one particularly notorious White general, the
above mentioned Baron Roman von Ungern-Sternberg, demonstrates. Born in 1882
into an old German-Baltic family from Reval (Tallinn), Ungern-Sternberg had
first risen to dubious fame during the Great War when, as a member of a Cossack
regiment during the Russian invasion of eastern Prussia, he earned a reputation
as a brave but reckless and mentally unstable officer.
A fanatical anti-Bolshevik and anti-Semite, Ungern-Sternberg joined the
White forces in Siberia during the civil war and gained notoriety for mindless
brutality, having his men slaughter captured Bolshevik commissars and
‘suspicious’ civilians in a variety of barbarous ways, including skinning them
alive. After the defeat and execution of Admiral Kolchak at the hands of the
Bolsheviks in February 1920, Ungern-Sternberg formally came under the command
of Ataman Grigory Semenov, although in reality he operated independently for
most of the time. Commanding a multi-ethnic cavalry division composed of
predominantly non-Russian troops and including Tatars, Mongols, Chinese and
Japanese troops, Ungern-Sternberg moved across the border into Mongolia in the
summer of 1920 where he conquered Chinese-occupied Urga (Ulan Bator) in
February 1921. Although initially welcomed by the local population for
reconstituting Mongolian autonomy, Ungern-Sternberg and his men acted so
barbarously that the general mood towards them swiftly changed.
As a former officer in Ungern-Sternberg’s division recalled, the
conquest of Urga had been accompanied by unprecedented atrocities during which
the men particularly ‘turned on the Jews who were tortured to death. The
humiliation of the women was terrible: I saw one officer walking into a house
with a razor blade and recommending a girl to kill herself before his men could
descend on her. She thanked him under tears and slit her own throat … The
nightmare continued for three days and nights.’
Ungern-Sternberg’s rule of terror in Urga was brutal but short-lived. In
August 1921, when he ordered a strategic withdrawal to western Mongolia in the
face of advancing Bolshevik troops, his officers, who had lost confidence in
him, rebelled. Arrested by his own men, the ‘White Baron’ was handed over to
the Red Army, put on trial by the Bolsheviks in Novonikolajevsk,
and swiftly executed by a firing squad.
Although extreme in his savagery, Ungern-Sternberg was by no means
unique in his views or actions. Anti-Semitic pogroms in particular were a
common feature in many of the territories affected by the civil war, notably in
the towns and shtetls of the western borderlands. Fanned by the comparatively
strong Jewish representation in the Communist leadership, anti-Bolshevik
movements were quick to stigmatize the October Revolution as the result of a
Jewish conspiracy. Admiral Kolchak, for example, provided his troops with a
pamphlet programmatically entitled ‘The Jews have killed the Tsar’, a
suggestion that echoed and reinforced a well-established narrative at the heart
of traditional Christian anti-Semitism: that the Jews had been responsible for
Jesus’s death, thus establishing a tradition of murderous treachery that could
be traced throughout the centuries and into the present.
The idea of a Jewish conspiracy at the heart of the revolution became
central to the Whites’ propaganda as they tried to orchestrate resistance
against the Bolsheviks who otherwise had much more appealing promises (‘ land,
bread, liberation’) to offer new recruits. The anti-Judeo-Bolshevik card gave
the Whites at least something popular with which to identify and it quickly led
to outbreaks of anti-Semitic violence throughout the former Romanov Empire. In
Kaunas and other Lithuanian towns, and in Latvia, Jews were harassed by
counter-revolutionary forces who associated them with the short-lived Bolshevik
dictatorship in Riga. In western Russia and Ukraine, the situation was even
worse as Jews became one of the primary victim groups of anti-Bolshevism. Between
June and December 1918 alone some 100,000 Jews were murdered, notably, but by
no means exclusively, by members of General Denikin’s Volunteer Army. Ukrainian
and Polish nationalist forces and various peasant armies, agitated by rumors
about Jews aiding the enemy or hoarding food, also participated in the
slaughter of Jews, usually in alcohol-fuelled pogroms
of which well over a thousand were recorded in the region between late 1918 and
1920. In the Galician capital of Lemberg (Lwów), once the fourth-largest city
in the Austro-Hungarian Empire and now claimed by Polish and Ukrainian
nationalists for their emerging states, a terrible pogrom occurred in late
November 1918 once Polish troops had chased out their Ukrainian adversaries.
Under the pretext of searching for snipers aiding the withdrawal of
Ukrainian troops, Polish soldiers cordoned off the city’s Jewish quarter before
entering it in small units armed with guns and knives. Violence escalated
swiftly as the soldiers moved through the quarter, killing men of military age.
In the three-day pogrom, seventy-three inhabitants of the quarter were murdered
and hundreds more injured, while shops were ransacked and buildings set on
fire.
To be sure, the Ukrainians did not treat Jews any better – on the
contrary. In February 1919, for example, Cossacks fighting for the Ukrainian
National Republic carried out a particularly well-documented pogrom in Proskurov, during which 2,000 Jews were murdered. Following
a victorious battle with Bolshevik troops, the Cossacks’ commander, Ataman Semosenko exclaimed, according to one of his officers,
‘that the worst enemies of the Ukrainian people and of the Cossacks were the
Jews, who must all be exterminated to save Ukraine and their own lives’.
The following day Semosenko’s men descended on
the local Jewish population: They used not only sabres,
but also bayonets. Firearms were only used in the few cases where their victims
made attempts to escape … The house of Krotchak was
visited by eight men, who began breaking all the window panes. Five men entered
the house while three remained outside. Those in the house seized the old man Krotchak by his beard, dragged him to the window of the
kitchen and threw him out of the window to the other three who killed him. Then
they killed the old woman and her two daughters. A young girl who was visiting
in the house was dragged by her long hair into another room, then thrown out of
the window into the street and there killed. After that the Cossacks re-entered
the house and inflicted several wounds on a boy aged 13, who became deaf in
consequence. His elder brother received nine wounds in his stomach and in his
side, having first been placed on his mother’s dead body.
The massacre was only called off after a local representative of the
Kiev government intervened, but it resumed a few days later in the nearby town
of Felshtin where eyewitnesses reported that 100
people were murdered. Joseph Aptman, a restaurant owner, recalled: ‘Nearly all
the girls were assaulted and then done to death – cut up by sabres.
Blood was flowing in the streets … In the house of Monich
Brenman there was a Galician Jew and his wife. They were taken outside the
house, the woman was stripped and was forced to dance stark naked, after that
four bandits assaulted her in the presence of the husband who was made to look
on; after that they both were cut up into pieces …’
Over time the alleged inseparability of Bolshevism and Jews became a
self-fulfilling prophecy. Lenin’s language of emancipation and the Bolsheviks’
public denunciations of anti-Semitism and pogroms suggested an ethnic and
religious ‘color-blindness’ that naturally appealed to many Jews, as it did to
other ethnic minorities within the empire, such as Georgians, Armenians,
Latvians and Poles. Of all these groups, however, Jews responded to the
Bolshevik call for support in proportionately the largest numbers, joining the
ranks of the Red Army, the Cheka and the party in significant numbers. This did
not, however, prevent Red Army units from themselves occasionally participating
in anti-Semitic pogroms.
Despite the particular prominence of Jews among the victims of the civil
war, the conflict affected people of all ages, social groups and both sexes,
prompting a raw struggle for survival and never-ending cycles of retaliatory
violence. Neither the Whites nor the Reds could claim a decisive victory by the
spring of 1919.The temporary stalemate only ended when, in the spring and
summer of that year, White forces launched major offensives against the Red
Army with the aim of uniting their widely dispersed troops. In the north, in
early March, Kolchak’s armies started to advance from Siberia towards
Archangelsk, with a second offensive towards the Ural Mountains. In the south,
meanwhile, Denikin’s ‘Armed Forces of South Russia’ launched an offensive
towards Moscow that summer. By mid-April, Kolchak had succeeded in linking up
with a small and beleaguered advance guard in Archangelsk, while his other
armies had pushed the Bolsheviks back out of 300,000 square kilometres
of territory. Ultimately, however, Kolchak failed to score a decisive victory
and to break the stubborn resistance of the Red Army. By mid-summer his armies
were thrown back beyond the Urals. During their long retreat east along the
Trans-Siberian railway lines Kolchak’s troops suffered enormous casualties
caused by cold weather, typhus and constant attacks by partisans. His men
responded to the reversal in military fortunes and the hostile conditions of
the retreat by using even more violence. As they moved eastwards, Kolchak
ordered prisoners to be shot, hanged, or buried alive. In the Yekaterinburg
region alone Kolchak’s men executed an estimated 25,000 people. This final
outburst of anti-Bolshevik violence in the north could not, however, conceal
that Kolchak and his armies were doomed. Kolchak’s capital, Omsk, fell in
November 1919. Kolchak himself retreated east to Irkutsk, where he was
eventually arrested, put on trial and shot.
Matters were not much better for the Whites in the south. In the summer
and autumn of 1919, Denikin’s ‘Armed Forces of South Russia’, composed of the
Volunteer Army and strong Cossack troops, had been able to advance as far north
as Orel, some 400 kilometres from Moscow, only to be
repelled by the Red Army. The failure of the Orel offensive was followed by the
collapse of Denikin’s forces between November 1919 and January 1920, amid
political conflict between the Volunteer Army and the Cossacks.
By the beginning of 1920 it was increasingly clear that the Red Army was
winning the civil war. When the remnants of the Volunteer Army found temporary
refuge in the Crimean Peninsula, Denikin was replaced by General Pyotr Wrangel,
a tsarist career officer with Baltic German family roots who had commanded
various cavalry units during the Great War. The Whites’ Crimean refuge was
easily defensible, the only land access being the narrow isthmus of Perekop,
but the Whites were increasingly weak in numbers and lacked sufficient military
resources. International support was also waning. The British, who had come to
view a White defeat as inevitable, refused to provide any further assistance.
The French, who had landed their own troops alongside Greek and Polish
contingents in the Black Sea ports of Odessa and Sevastopol in December 1918,
only to pull them out the following April amid the threat of mutinies, had no
appetite to get involved again. The Red Army, by contrast, was able to increase
its troops on the southern front after the Russo-Polish War of 1919– 21 had
come to an end. Eventually, in late 1921, the Red Army broke the last
resistance on the Crimea.
Wrangel’s defeat effectively ended the Russian Civil War, even if
localized peasant resistance continued until 1922. The reasons for the Red
victory were many, but perhaps most important was the fact that the Bolsheviks
came to be seen by many as the lesser of two evils, offering a somewhat more
compelling and coherent vision of the future than their White adversaries, who
could barely agree on any policy aims other than terminating Bolshevik rule. To
be sure, the Red Army, too, had huge problems with maintaining discipline and
suffered from mass desertions. Yet they always controlled the core of the
Russian war economy around Petrograd and Moscow, while their heterogeneous
opponents were widely dispersed around the periphery and often divided
spatially as well as politically.
Whatever the decisive reason for the Bolshevik victory, Lenin’s eventual
triumph came at a staggeringly high price for the country. After two
revolutions and seven uninterrupted years of armed conflict, Russia in 1921 lay
in ruins. In addition to its 1.7 million dead from the First World War, over
three million people had perished in the civil war, while the great famine of
1921– 2 alone, sparked by years of fighting and back-to-back droughts in the
preceding years, killed some two million people through starvation. Overall, as
a result of civil war, expulsions, immigration and famine, the population in
the territories that formally became the Soviet Union in 1922 had declined by a
total of some ten million people, from about 142 million in 1917 to 132 million
in 1922.
For those who survived, the future seemed bleak, as Russia’s economy had
virtually collapsed during the years of war and civil conflict. Already by 1920
industrial production had fallen by some 80 per cent compared to 1914, while
only 60 per cent of pre-war agricultural land remained cultivated. Lenin’s New
Economic Policy (NEP), introduced in 1921 to end the peasant rebellions and put
the war-torn country back on its feet, came too late for most people. In the cities severe food shortages caused
mass starvation. Hunger was omnipresent, especially affecting children and
older people. Intellectuals, too, whose irregular incomes had been further
devalued by rampant inflation, were highly vulnerable. A report of the American
Relief Administration of 1923 suggested that the entire Russian intelligentsia
was threatened with extinction through starvation: Death was now more in
evidence than life. Before my eyes died Feodor Batiushkov,
the famous professor of philology, poisoned from eating uneatable filthy
cabbage. Another one to die from hunger was S. Bengerov,
professor of history and literature, he who gave to the Russian people entire
editions of Shakespeare, of Schiller and of Pushkin … At the same period the
philosopher V. V. Rosanov succumbed to starvation in
Moscow. Before this death the latter roamed the streets in search of cigarette
ends with which to appease his hunger …
By the end of the civil war Russia was completely devastated. Millions
of men and women had died as a consequence of war and famine, and an estimated
seven million orphaned children were homeless, begging on the streets and
selling their bodies to survive. A good measure of the widespread desperation
in Russia at the time were the huge numbers of refugees, a total of 2.5 million
of whom had left the former Russian imperial territories by 1922. While a total
of 7.7 million people had already been displaced during the Great War, notably
(though not exclusively) in eastern Europe, the civil war triggered a new wave
of refugees who roamed the devastated landscapes of eastern Europe in search of
safety and a better life. By July 1921 550,000 former Russian subjects had fled
to Poland. A further 55,000 – including the family of Isaiah Berlin, who was to
become one of the leading political thinkers of the twentieth century – had
arrived in the Baltic States by 1922, but soon moved further westwards.
Desirable European destinations for Russian refugees included London,
Prague and Nice. But the largest number of refugees, among them the political
leaders of emigrant communities, made their way to Germany, which, despite the
recently lost war, offered better economic prospects than most other central
European countries. They numbered 560,000 by the autumn of 1920. Berlin –
notably the districts of Schöneberg, Wilmersdorf and
Charlottenburg (which then acquired its nickname ‘Charlottengrad’)
– became a major centre of settlement for Russia’s
exiled community, which had created some seventy-two Russian publishing houses
in the German capital by 1922.
While most of the refugees from the western borderlands tried to get to
western Europe, the city of Harbin in Manchuria became a major destination for
exiled Russians from Siberia, who set up theaters and a music school that was
to train, among others, the
future Hollywood star Yul Brynner.
In addition, there were between 120,000 and 150,000 White Russian
survivors of the final battles in the Crimea and their families, who were
herded together in camps near Constantinople and Gallipoli. As many of the refugee camps were quickly
overcrowded, the Allies had little choice but to keep thousands of the
emaciated Russian refugees interned on ships in the Sea of Marmara. ‘The ship
Wladimir that was meant to carry 600 passengers currently has more than 7,000
people aboard!’ one member of the International Red Cross reported from
Constantinople. ‘Most of them live on the open deck, others in the hold, where
they are suffocating.’
In recognition of the scale of this human tragedy, the League of Nations
eventually created a High Commission for Refugees in 1921, with the legendary Norwegian
explorer, Fridtjof Nansen, as its first head. Nansen had qualified himself for
the job not so much because of his widely reported polar expeditions of the
mid-1890s, but through his experience in repatriating prisoners of war after
1918. His most historically significant achievement, however, was a legal
document created in 1922 in response to the Russian refugee crisis: the Nansen
Passport, which made it possible for stateless people to circulate and settle
abroad under the patronage of the League of Nations and the High Commission for
Refugees.
While the future fortunes of the more than two million civil war
refugees from Russia differed hugely, depending on circumstances and luck, many
of them were – unsurprisingly – united in their staunchly anti-Bolshevik views.
Berlin in particular became a hotbed for anti-Bolshevik Russian exile
propaganda. Supported in their views by ethnic German refugees from the
Baltics, Russian exiles wasted no time spreading horror stories about Lenin’s
Bolshevik movement, thus injecting new energy into the
emerging far Right in Germany and further afield.
As a result the Bolshevik Revolution and the subsequent civil war across
the former imperial territories quickly interacted with revolutionary and
counter-revolutionary movements further afield, either as a beacon of hope for
those longing for violent socio-economic and political change, or as the
nightmarish vision of an imminent takeover by the politicized masses. The
‘specter of Communism’, which Marx and Engels had identified in Europe in the
spring of 1848 in their Communist Manifesto, was, in reality, something that
was felt much more keenly by everyone in Europe after 1917. Prior to 1914,
Marxist-inspired revolutionary violence had been confined to underground
movements of the extreme left, which carried out individual assassinations
against crowned heads. The Bolshevik Revolution changed everything. For the
first time since 1789, a revolutionary movement had taken over a state.
Conservative and liberal politicians in the West, even Social Democrats,
reacted with horror to events in Russia, though tellingly, newspaper reports
tended to focus on the Red Terror while largely ignoring the atrocities
committed by their ‘White’ opponents. Many of the stories came, of course, from
Russian émigrés, who had lost everything and were
therefore inclined to portray Bolshevik rule in the bleakest possible way. They
found a receptive audience in western and central Europe, where – after a brief
moment of shock and apathy on the part of Conservative parties in the autumn of
1918 – anti-Communist movements were gaining momentum, as politicians and
businessmen feared that something akin to the Russian Revolution might be
repeated in their own countries.
1. James Headlam-Morley: A Memoir of the Paris Peace Conference 1919,
London 1972, pp. 7f.
2. Margaret MacMillan, Peacemakers. The Paris Conference of 1919 and its
attempt to end war, London 2001, p.7.
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