By Eric Vandenbroeck and co-workers
From Chile to Mexico
We published several
articles about Brazil and Bolsonaro one of them that can be seen here. Now, in the run-up to the 2016
U.S. presidential election, we argued that Donald Trump’s ascent to power
represented the “Latin-Americanization of
U.S. politics” and the entrenchment of “caudillismo” in the United States.
Deriving from the word “caudillo,” or strongman, caudillismo is a
quintessential Latin American political phenomenon. It embodies a
self-glorifying leadership that leans on charisma and emotion rather than
ideology and policy to create a bond between the leader and the public. It is
also inherently authoritarian.
Latin America’s early
caudillos were men on horseback who appealed to notions of their own and their
nation’s grandeza (greatness) as
they attempted to forge nation-states out of the chaos left behind by the wars
of independence against Spain. Mid-twentieth-century prototypes, especially
Argentina’s Juan Domingo Peron, used populist-nationalist rhetoric to mobilize
a growing urban working class and to justify crushing the political opposition,
especially the free press. Early twenty-first-century examples, beginning with
Venezuela’s Hugo Chávez, have used social media to create cults of personality
that bypass traditional political parties. They have also exploited popular
disillusionment with globalization and neoliberalism, promising to bring back
economic nationalism and protectionism.
In the United States,
President-elect Donald Trump’s unusual persona and governing style arguably
reflect caudillismo more than European fascism, despite the many comparisons
made about him to the latter throughout his rise to power. The phenomenon of caudillismo
is often ascribed to cultural tendencies within Iberian Latin American
societies—especially corporatism, machismo, and a propensity for strong
leaders. But it is also rooted in factors that transcend culture, especially
social and economic inequality. Caudillos are keen to exploit the grievances
created by widespread inequality, which makes many citizens more susceptible to
the kind of political messaging that these kinds of leaders excel at, such as
the claim that only they can fix intractable problems.
In fact, during his
first term in office, Trump in many ways aligned U.S. politics with the Latin
American caudillismo tradition. His administration, and that of Brazilian
President Jair Bolsonaro, a self-styled twenty-first-century caudillo elected
into office in 2018 and often referred to as the “Trump of the Tropics,” became
mirror images of each other. Their shared approach to power included attacking
the press, undermining judicial independence, promoting Christian nationalism,
persecuting political foes, sowing doubts about the legitimacy of the electoral
system, and attempting to stay in office by undemocratic means. Taking direct
inspiration from the January 6, 2021, attack on the U.S. Capitol by Trump
supporters, Bolsonaro’s hardcore followers staged their own attempted coup a
year later, storming government buildings in Brasília on January 8, 2022, to
prevent the peaceful transfer of power to Brazil’s current president, Luiz Inácio Lula da Silva.
But far less noted is
how much the United States and Brazil have differed in their response to these
threats. Four years after refusing to acknowledge his loss to Joe Biden, Trump
was reelected by a comfortable margin, and is set to return to the White House
without facing any consequences for his political malfeasance. Although a grand
jury indicted Trump in 2023 for his attempt to overturn the results of the 2020
election, the trial had not begun when Trump won the November 2024 election. A
few weeks later, Special Prosecutor Jack Smith filed to drop all federal
criminal cases against Trump, on the grounds that the Constitution forbids the
indictment and prosecution of a sitting president. As a pointed reminder of the
failure to hold Trump accountable, Smith’s final report concluded that, were it
not for Trump’s imminent return to the presidency, “the admissible evidence was
sufficient to obtain and sustain a conviction at trial.” This
decision stands against the background of the U.S. Supreme Court’s decision
last summer to grant Trump broad presidential immunity from prosecution, which
could make it even harder to hold him to account for transgressions in his
second term.
By contrast,
Bolsonaro has already been convicted of spreading election misinformation and
banned from running for public office for eight years, a sentence that will
likely end his political career. In November 2024, he was also charged by the
police with plotting a coup to stay in power after 2022, and he remains under
investigation for mishandling the COVID-19 pandemic and for illegally keeping
gifts that he received while president. All of this makes a
Bolsonaro comeback highly unlikely, even as the threat to democracy in Brazil
posed by the ultra-right remains real. That said, a silver lining of the
federal police report on the 2022 coup attempt—the product of a robust two-year
investigation—is that have exposed the large web of political forces, mobilized
by Bolsonaro, that were willing to entertain
dismantling democracy.
There are many
reasons why political institutions in Brazil were able to respond to democratic
threats with greater resolve and efficiency than their counterparts in the
United States. But one explanation towers above the rest: the need to protect
democracy is felt much more deeply. In the United States, a broad swath of
voters and politicians appear unconcerned by the threat that a caudillista leader poses to democracy. But in Brazil there
is a keen sense of what it means for a country to lose its democracy. Between
1964 and 1985, the country endured a military dictatorship. The collective
memory of that brutal regime has made it difficult for Bolsonaro to stage a
political comeback. It has motivated politicians and lawmakers to make it an
urgent priority to uphold and strengthen democratic institutions and norms.
Just as important, if not more, has been the robust civic response to
Bolsonaro’s democratic threats and the possibility of his comeback. It stands
in striking contrast to the tepid interest of the American public, during the
2024 election campaign, about the threat to democracy posed by Trump’s return
to power.
Accountability Check
The most apparent
factor dictating the contrasting political fates of Trump and Bolsonaro is
that, despite being a relatively new democracy, Brazil has a strong history of
holding its political leaders to account. This tradition has allowed Brazil’s
institutions to seek legal remedies against its leaders without raising the
concerns commonly heard in the United States that prosecuting a former
president could destabilize the whole political system.
In 1992, President
Fernando Collor de Mello was impeached by the Chamber of Deputies for taking
money from companies doing business with the government. Facing conviction by
the Senate, he resigned from office. In 2016, President Dilma Rousseff was
impeached and removed from office after being charged with moving funds between
government budgets during her reelection campaign, a violation of Brazilian
law. Although it should be noted that previous presidents had also manipulated
the budget without facing any consequences, giving the impression that
Rousseff, Brazil’s first female president, was being held to a higher and
different standard.
In 2018, Lula was
sentenced to 12 years in prison for accepting bribes and engaging in money
laundering during his first two terms as president, which lasted from 2003 to
2011. Lula’s prosecution was part of Operation Car Wash, Brazil’s biggest-ever
anticorruption dragnet. It snarled dozens of people, including former
presidents, top business executives, members of congress, and other public
officials. After serving 18 months in jail, Lula was released; in 2021, the
Federal Supreme Court annulled his sentence on technical grounds. That decision
cleared the way for his reelection in 2022. Lula’s annulment differs
significantly from Trump’s legal travails. His prosecution actually prevented
him from running for office in 2018, and he also won his annulment on appeal,
and only after being prosecuted, sentenced, and serving time in jail.
The United States and
Brazil also provide starkly different political environments for prosecuting
former leaders because of the two-party system in the United States. Trump’s
attacks on democracy were enabled by the Republican Party—one of just two major
political parties in the U.S. Congress. Trump was impeached by the U.S. House
of Representatives two separate times, but both times the Republican-controlled
Senate declined to convict him, including for his role in inciting the January
6 insurrection. Since Trump left office in 2020, the Republican Party has also
been instrumental in enabling the Stop the Steal movement, devoted to keeping
alive the falsehood that Biden did not win the 2020 election.
Bolsonaro has no
comparable party structure offering unconditional support for his political
malfeasance. His current party, the center-right Liberal Party (PL in its
Portuguese acronym), is an umbrella organization without any coherent political
ideology, and Bolsonaro joined just before the 2022 elections after being
without a party since 2019. Shifting political parties is something of a habit
for Bolsonaro. The PL is the ninth party that he has been a member of in his
three-decade political career.
Moreover, the PL, one
of dozens of parties represented in the Brazilian Congress, controlled less
than ten percent of the seats of the Chamber of Deputies when Bolsonaro left
office in 2023. Lacking the strong backing of a powerful party, Bolsonaro’s attempt
to create a movement akin to Stop the Steal went nowhere. Unlike the many
Republican senators and representatives who have endorsed Trump’s falsehoods
about the 2020 election, no major Brazilian political figure is on record
asserting that Bolsonaro defeated Lula in 2022. All of this helps explain the
eagerness of many on the Brazilian right to move on from Bolsonaro. They hope
to create Bolsonarismo sem Bolsonaro—Bolsonaro-style politics without
Bolsonaro at the helm.
Brazil is also better
equipped than the United States to confront threats to its democracy, in no
small measure because the country enacted a new constitution
in 1988 that specifically protects its institutions from figures like
Bolsonaro. The 1988 constitution abolished the electoral college (which had
been in place since the nineteenth century), introduced the direct election of
the president, and added a runoff election if no candidate wins at least 50
percent of the vote. Among other things, these reforms mean that the country’s
elections are certified without having to first count and approve electoral
votes. In 1996, an electronic voting system replaced a paper ballot system that
was notoriously susceptible to corruption and outright fraud. The fact that
there has never been any credible report of fraud or irregularities works to
boost citizens’ confidence in the elections. This history also makes it easier
to fight misinformation.
Of course, in 2024,
Trump won a clear majority of both the popular vote and the electoral college.
But as with the 2020 election, the process was marred by a campaign of
disinformation by Trump and his supporters. Although neither the 2020 nor the
2024 presidential elections suffered from any verifiable voter fraud, Trump and
his supporters continually claimed that the system had been rigged against him.
In 2020, even though dozens of legal challenges to the election results filed
by Trump and his supporters ultimately failed in court, 147 Republican members
of Congress voted to object to certifying the election results in one or more
states won by Biden. Four years later, this narrative of fraud led many Trump
voters to believe that they were protecting democracy with their vote.
In recent years
Brazil has also strengthened its judiciary. In 2004, the country enacted a
constitutional amendment to protect judicial independence by creating a
National Justice Council. Chaired by the Chief Justice of the Federal Supreme
Court, the Council has complete control over the financing and management of
the court system, which helps to prevent political interference in the
judiciary. Brazil has also expanded the prosecutorial capacities of the Federal
Supreme Court. For example, the judiciary has vast powers over the electoral
system, including the Electoral Court, the body that found Bolsonaro guilty of
peddling electoral misinformation.
Not surprisingly,
according to The New York Times, Brazil’s Federal Supreme Court is
“one of the most powerful top courts in the world.” As might be expected, this
status is a mixed blessing. On the one hand, it is because of institutions such
as the Electoral Court that Brazil was able and ready to prosecute Bolsonaro
from the minute he left office. At the same time, there are legitimate concerns
that the Brazilian judiciary has become too powerful for the country’s good,
and in so doing posing a threat to democracy. Brazil, too, faces the risk that
the judiciary might in the future become politicized. As in the United States,
Brazil’s Supreme Court Justices are appointed by the president, although they
face mandatory retirement at age 75.
Use It or Lose It
A decidedly less apparent
element behind Brazil’s success in holding its former leader to account is the
pervasive view among the general public that democracy must be protected—and
that Bolsonaro was a threat to its survival. Brazil is not alone in this
respect. In recent years, candidates running for office in France, Germany, and
Spain have successfully used the rhetoric of protecting democracy to push back
against illiberal or anti-democratic political movements. But for Vice
President Kamala Harris, such rhetoric often fell flat among voters. This was
not for lack of trying. Harris crisscrossed the United States warning that
Trump posed a unique threat to democracy. When asked in a CNN town
hall, days before the election, whether she thought Trump was a fascist, she
responded, “Yes, I do.”
Although a majority
of voters in the United States agree that democracy is at risk, they disagree
on where the threat is coming from. For Democrats, Trump, and the Republican
Party that twice refused to convict him after his impeachments embody that threat.
To many Republicans, it is Trump who stands against the things that many of his
supporters deem threats to democracy, such as abortion, wokeism, “fake news,”
transgender rights, the “deep state,” the FBI—and supposedly stolen elections.
According to a 2023 CNN poll, 69 percent of Republicans and those
leaning Republican say that Joe Biden’s election win was not legitimate.
An increasing number
of Americans have also begun to question the value of democracy in general.
Skepticism about the country’s democratic institutions is especially widespread
among young people, who have shown in opinion polls that they do not believe that
American democracy is working. In May 2024, for example, a NextGen/Forward 100
poll found that only 54 percent of Americans between the ages of 18 and 40
agreed with the statement “Democracy has potential as an effective form of
government.” At Bard College, where I teach, many students note the persistence
of undemocratic features in the U.S. election system, such as the Electoral
College, gerrymandering, and restrictions on the right to vote. For those who
see American democracy as deeply flawed, it may not be clear why it is worth
protecting in the first place.
But the rhetoric of
protecting democracy ultimately fails in the United States because most
Americans cannot fathom what it would mean for their democracy to wither or
die. The United States has never experienced the kind of gradual disassembling
of democracy that took place in Spain, Italy, and Germany during the interwar
years, or a military coup like the one that abruptly ended democracy in Brazil
in 1964 and launched two decades of brutal military dictatorship. The
collective memory of these events has lent a sense of urgency to protecting
democracy in Brazil, despite its imperfections. It has been cemented in the Comissão Nacional da Verdade, or
the National Truth Commission, which in a 2014 report chronicled thousands of
cases of torture, extrajudicial killings, and enforced disappearances that took
place in Brazil during the dictatorship. The memory of these events was
recently revived by the success of the 2024 film I’m Still Here,
which features an upper-class family in Rio de Janeiro that was shattered by
the violence of military rule.
The collective memory
of Brazil’s dark political past has contributed to a strong civic response to
Bolsonaro’s democratic threats. In the run-up to Bolsonaro’s run for reelection
in 2022, business, religious, educational, and legal associations rushed to
defend democracy, especially the electoral system, when it came under attack.
In letters published online and in the national press, civic groups stressed
the need to take a side when one candidate promises to uphold democracy and
another one threatens it. Since the revelation of Bolsonaro’s attempt to stage
a coup to stay in power came to light, the civic response to democratic threats
has strengthened. One notable defense of democracy came in December 2024 from a
conservative stalwart: the Brazilian Conference of Bishops. A statement from
the organization urged the nation to “hold all perpetrators of violence against
the democratic state rigorously and exemplary accountable, so that coup
attempts are never articulated again in this country.”
Such responses stand
in striking contrast to the relatively muted concerns in the United States to
Trump’s run for reelection in 2024. Many civic and religious groups, such as
the United States Conference of Bishops, stayed silent, and others, including the
Evangelical community, actively and enthusiastically endorsed him. After the
violent attack on the U.S. Capitol by Trump supporters in January 2021, many
business corporations pledged to halt donations to candidates who voted against
certifying the 2020 presidential elections. But many of them gradually went
back on their promise. Some, especially in the tech sector, have actively
courted Trump since his election victory.
It is hard to avoid
the depressing conclusion that for a country to truly value democracy it must
first have to lose it. A more positive reading of the Brazilian experience,
however, would regard it as a cautionary tale about taking democracy for
granted. Brazil’s political environment before the 1964 military coup was
eerily similar to the United States now, featuring a high degree of political
polarization, intense partisanship, and leaders promising quick fixes for
seemingly intractable structural problems. But there is still hope.
Brazil’s
post-dictatorship experience also suggests that democratic threats can be
effectively managed with farsighted political reforms intended to protect
democracy. What worked in Brazil may not work in the United States. It is
difficult to imagine, now or in the future, the United States getting rid of
its electoral college, as Brazil did in 1988 when
the country reinvented democracy from scratch after two decades of
authoritarian rule. But none of these obstacles negate the case for political
reform in the United States. The complexity of and contention around counting
votes, which causes bipartisan angst across the United States, stands out as an
institution in dire need of both strengthening and renewed popular faith. In
Brazil, it was the voting system’s sterling reputation that made Bolsonaro’s
allegations of electoral fraud so outrageous and spurred politicians and civil
society into action to protect democracy.
The January 6 attack
on the U.S. Capitol should have been a wake-up call for the United States, as
its counterpart was for Brazil. But Trump’s reelection showed that not to be
the case. In his second term, surrounded by loyalists and with sweeping presidential
immunity from prosecution, a more powerful Trump could face fewer obstacles in
attempts to subvert U.S. democracy. Thus, one can only hope for the United
States that, as Brazil has shown, democracies are not always defenseless when
confronting internal threats. Even under extreme duress, they can find a way to
fight back and even regain their vibrancy.
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