By Eric Vandenbroeck and
co-workers
Out of Africa
Once upon a time
there was a village in a place Africa. It was a village on the edge of the
forest where the sun shone on the tall grass and the undulating hills. Life was
hard, but there were enough roots to dig, nuts to gather, and gazelles or hares
to hunt. For shelter, language and fashioned new and interesting tools.
Thousands of years and thousands of generations passed. Nobody remembered the
village of their origins or how their ancestors had lived. But every knew more
about the many villages and towns that now dotted ancient Africa. There were
caves or overhanging rocks. But the countryside began to change. The sun got
hotter and the air drier. There was less and less food as animals perished from
drought or left the area in search of water. Villagers, too, chose to follow
the herds to stay near food. As they trudged along, they broke into groups.
Some headed north following the animals, others moved toward the ocean.
A new archaeological find in Botswana by an
archaeologist from the University from Oslo shows that our ancestors in Africa
engaged in ritual
practice 70,000 years ago.
The exodus
increasingly separated the groups moving farther and farther away from one
another. It was an endless walk. Thousands of years passed. In their
endless, slow wandering through icebound plains, windswept steppes, and
snow-capped mountains, the villagers lost their sunburned look. Gradually their
hair and eyes changed colors, and even their faces and body shapes were
transformed. In their dispersed habitats, the people spread over the vast land,
separated by mountains, deserts, and the rising ocean that submerged an earlier
land bridge. They spoke a variety of tongues, wore diverse clothes, and ate
different foods. Then one day a trader walked over the hill and discovered
another human settlement, other people who spoke a different language and fashioned
new and interesting tools.
Modern humans develop
in East Africa (80,000- 60,000 years ago) followed by a first exodus Arabia,
India, Australia (60-40 KYA). Humans remain in West Asia (Middle East) get U6
and M1 mtDNA mutations and migrate from there to East
Africa and Europe 50-45 KYA. Migration modern humans from East Africa to other
parts of Africa (45-35 KYA):
One estimate puts the
number of migrants out of Africa at no more than 150 people, the typical size
of a hunter-gatherer population. 1 These early adventurers may have had
wanderlust, but they ventured out of their known habitat mainly for survival.
Those who stayed on survived by moving to more hospitable parts of Africa. The
five billion inhabitants of today's non-African are descendants of those
villagers who walked out of Mrica. They are increasingly interconnected and,
for better or for worse, interdependent. Homo sapiens-the anatomically modern
humans who emerged in Mrica-is the first mammalian species that has voluntarily
spread itself out to every corner of the globe and begun what we have come to
call globalization. In the sixty thousand years since that early journey out of
Africa, humanity has diverged. The physical differences among humans that form
the basis of what we call "race" were forged in this period of great
divergence by geography, climate, and natural selection. fu we shall see, the
multihued great human diasporas from Africa, which sprang up in different
latitudes and longitudes of the globe, organized themselves in distinct
communities and began reconnecting with long-separated cousins across oceans
and mountains.
Unlike our ancestors
of sixty thousand years ago, today's Africans are not walking along the Yemeni
coast or trudging north through the Nile and Jordan valleys to the erstwhile
unknown world of the Mediterranean and beyond. From the Atlantic coast of Senegal
and Mauritania, they are boarding fishing boats, cramming into hulls in the
hope of a better life across nine hundred miles of water. Their immediate
destination: the Canary Islands, stepping-stone to the European Union. It is
not just that Africans are again leaving the continent in search of a better
life. The sight that often greets the fully clothed African immigrants wading
ashore beaches of the Canary Islands compounds the irony: the
"naturist" European bathers soaking in the sun are in the same state
of undress as when our ancestors left Africa.
Other desperate
people from Ethiopia-humanity's cradle land-and Somalia are taking to the ocean
in the hope of reaching Yemen and beyond. Globalization continues. In this
chapter we will see how the urge to find a safer, better life turned some of
our human ancestors into adventurers and set them on a journey that marked the
first step in the globalization of our species. It would take more than forty
thousand years for human settlements to emerge and the process of connecting
with one another to take off. But the same motivations that drive greater and
greater integration today have been with us from the day humans formed
sedentary communities.1
How do we know that
we all are originally from Africa? Twenty years ago the proposition was mostly
guesswork. In his work on human evolution The Descent of Man, and Selection in
Relation to Sex (1871), Charles Darwin suggested that because Africa was inhabited
by humans' nearest allies, gorillas and chimpanzees, "it is somewhat more
probable that our early progenitors lived on the African continent than
elsewhere."2
Although voluminous
biological and paleoanthropological evidence gathered since this statement has
fortified the evolutionary history of life on earth, it has been a long wait to
validate Darwin's insight about Africa. Opportunity emerged with our new ability
to look deep into our cells and decode the history written there. The first
step was taken in 1953 when British scientist Francis S. Crick and his American
colleague James D. Watson discovered the structure of DNA. "We've
discovered the secret of life”, Crick announced with justifiable pride.3 With
the discovery of the double helix structure of DNA-the complex molecules that
transmit genetic information from generation to generation-we received the most
powerful tool to dig into our ancestral history. As Watson wrote, "We find
written in every individual's DNA sequences of a record of our ancestors'
respective journeys."4 Since these early days, sequencing DNA has gotten
much easier, faster, and cheaper. With help from archaeologists, climatologists,
and linguists, geneticists and paleo-anthropologists have been able to
reconstruct the histories of human populations-a reconstruction that was
unimaginable only two decades ago.
The discovery of
fossils of Homo erectus in Indonesia and China-the so called Java and Peking
men-showed that the ancestors of Homo sapiens, or anatomically modern humans,
had begun to travel and colonize Asia and the Old World about two million years
ago. The dedicated work of paleoanthropologists like Louis and Mary Leakey in
the 1950’s and a slew of researchers in the following thirty years established
that ancestors of modern humans lived in East Africa's Rift Valley’s The
remains of a hundred-thousand-year-old Homo sapiens were found in Israel, but
that species met a biological dead-end, blocked perhaps by the more robust
Neanderthals who then inhabited the area. Amazingly, so far the only other
remains of modern man dating back to forty-six thousand years have been found
in Australia. Did these anatomically modern humans-Homo sapiens-have multiple
origins, or did they evolve as a single species in Africa? The first intriguing
evidence that those fossil finds in Mrica were, not just the earliest humans, but
our direct ancestors, came to light, not in some ancient fossils, but in the
history contained in cells of modern women. This startling discovery was built
on the earlier discovery of the structure of DNA. By analyzing the DNA of
living humans from different parts of the world, geneticists can reconstruct
the movement of their ancestors and track the prehistoric human colonization of
the world. We now know that around sixty thousand years ago, a small group of
people-as few as perhaps one hundred fifty to two thousand people from
present-day East Africa -walked out.6 Over the next fifty thousand or so years
they moved, slowly occupying the Fertile Crescent, Asia, Australia, and Europe
and finally moving across the Beringia land bridge to the American continent.
The rising waters at the end of the Ice Age separated the Americas from the
Asian continent. It was not until Christopher Columbus's encounter with the
Arawak on the shores of San Salvador in 1492 that the long-separated human
cousins from Africa would meet each other.7 More about that later. First, we
will see how our ancestors succeeded in making humans the first truly
globalized species.
The discovery that
all humanity stems from the same common parents came in 1987. The New Zealand
biochemist Allan Wilson and his American colleague Rebecca Cann
reached this conclusion at the University of California, Berkeley, by looking
into a so-far ignored part of human DNA. Wilson and Cann's
team collected 147 samples of mitochondrial DNA from baby placentas donated by
hospitals around the world. Unlike the DNA that is recombined as it is passed
from one generation to the next, mitochondrial DNA (abbreviated mtDNA) has tiny parts that remain largely intact through
the generations, altered only occasionally by mutations that become
"genetic markers." MtDNA is maternally
inherited, transmitted only from a mother to her offspring, and only daughters
can pass it on to the next generation. The mtDNAleaves
intact all the mutations that a daughter inherits from her maternal ancestors,
thus allowing one to find the traces of the earliest mutation. Since the rate
of mutation is roughly constant, the level of variation in mutations allows us
to calculate the age of the family tree created by the mtDNA
string passed down through the generations. The result of Wilson and Cann's research was a bombshell. Going down the human
family tree of five geographic populations, they found that all five stemmed
from "one woman who is postulated to have lived about 200,000 years ago,
probably in Africa."8 The press inevitably; if misleadingly, called her
the "African Eve." She indeed was, as James Watson put it, "the
great-great-great ... grandmother of us all," who lived in Africa some two
hundred thousantl years ago.9 Obviously, she was not
the only woman alive at that time: she was just the luckiest because her
progenies survived to populate the world, while the lines of descendants of
other women became extinct.lO Or, in genealogical
terms, their lines suffered a "pedigree collapse." 11 Children of the
three surviving lines of daughters-identified by mtDNA
markers LI, b, and L3-now populate the world. While the first two lines mostly
account for the Mrican female population, the
non-African women of the world all carry in their cells the inheritance of the
two daughters of L3 line- M and N. A scientist has given these lines the
nicknames Manju and Nasrin based on the assumption of where the two mutations are
likely to have occurred: India and the Middle East.
Our most recent
common mother may have been African, but what about the father? Significant
recent progress in elucidating the paternal Y-chromosome has filled in the gap.
In a groundbreaking research paper in 2000, Italian geneticist Luigi Luca
Cavalli-Sforza and his colleague Peter Underhill established that the Y
chromosome that determines male sex also has an African ancestry. 12 Just as mtDNA is transmitted only from a mother to her children,
the Y chromosome that is passed on from a father to his son also does not
undergo the shuffling-or recombination-that the rest of the chromosomes do. But
there are mutations just like mtDNA. The result is
that the history of our fathers is carried in perpetuity by sons. Human
ancestors who left Africa all carried in their cells either the African Adam's
Y chromosome, which has been given the prosaic label "M168," or the mtDNA of one of the African Eve's daughters. Based on
extensive study of the world's population, geneticists now say that the most
recent common ancestor of us all left Africa just fifty thousand years ago. 13
Wilson and Canus
thesis of the human out-of-Africa origin was, of course, not unchallenged by
some anthropologists and geneticists. The school that believed in multiregional
evolution of the modern human refused to accept a recent or unique origin of
Homo sapiens. Its proponents argued that the abundant Homo erectus fossils
found in China and other regions in East Asia (such as Peking Man and Java Man)
demonstrate a continuity, and to these researchers it was evident that Homo
sapiens emerged out of frequent gene exchanges between continental populations,
since the earlier species Homo erectus came out of Africa about a million years
ago. Besides, they argued, the archaeological evidence does not mesh with the
out-of-Mrica hypothesis, thus making this conclusion at best premature. 14 At
least in the case of Chinese critics, one also suspects that the disclaimer
about Mrican origins may be linked to national pride
about the antiquity of the Chinese civilization. However, as research in the
migration of the human genome has continued to produce more and more evidence
of African origins, the scientific opinion has increasingly tilted toward the
out-of-Mrica school. Some Chinese objections have been countered with a large
new body of research based on a massive DNA database collected by both Chinese
and international geneticists. In 1998 a consortium of seven major research
groups from China and the United States, funded by the National Natural Science
Foundation of China, conducted a DNA analysis of twenty-eight of China's
official population groups and concluded that "modern humans originating
in Africa constitute the majority of the current gene pool in East
Asia."15 Several other researchers, including Chinese, have since sampled
a large number of Chinese from allover China and
reached the same conclusion.16 Interestingly, research on both mtDNA and the Y chromosome has shown evidence even in
Africa of the early colonization by the original group within Africa. The
remaining cousins left in East Mrica also spread out to the interior of the
continent in search of survival. A strong school of thought in South Africa
actually suggests the possibility that the ancestors of the Bushmen also are
our ancestors and that the spread of those humans who all became our ancestors
was from south to north. Whichever way they moved, their imprint is left in the
DNA of the Bushmen or Khoisan of the Kalahari Desert and in certain pygmy
tribes in the central Mrican rain forest. 17
The genome revolution
and the discovery of the African Eve have sparked a new interest in finding
one's roots. The dark-haired New York Times columnist Nicholas Kristof thought
he knew who he was. His father came to the United States from Europe, so Kristof
assumed himself to be of a typical American European heritage. But he wanted to
find out who he really was under the skin and learn more about his origins, and
so he sent his DNA sample for analysis. He was in for a surprise. A mere two
thousand generations ago his great-greatgreat-grandmother
was an Mrican, possibly from Ethiopia or Kenya. Under
his white skin and Caucasian features, exclaimed Kristof, "I am
African-American!" After the publication of his column he received a flood
of e-mails. One particularly droll one read, "Welcome to the club. But
look out while driving in New Jersey." However, the African continent
alone cannot lay sole claim to Nicholas Kristof. The genetic markers found in
his DNA showed he was also related to people who now inhabit Finland, Poland,
Armenia, the Netherlands, Scotland, Israel, Germany, and Norway. "The
[DNA] testing just underscored the degree to which we're all mongrels."18
One trait of the
human community makes it possible to track the genomic journey. Humans prefer
to settle down in one place if conditions permit, but they are equally ready to
migrate in search of a better life. The result has been that people who settled
along the path of the human journey are marked by a lineage associated with
geographic regions. The fact that humans have mostly practiced patrilocality-in
which women come to their husband's homes after marriage-enables one to
associate the Y chromosome with a particular location. Looking at my DNA,
geneticists could tell I was from the Indian subcontinent. My M 52
Y-chromosome, shared by a large number of Indians, was a giveaway. This ability
has allowed geneticists and anthropologists to sketch out a better picture of
when and how the progenies of the African Eve left the old continent and found
themselves in their current habitat. DNA shows that this migration, spanning
forty to fifty thousand years, came in successive waves, mostly in gentle
ripples and sometimes in large swells. The Wilson team found that all the world
populations they examined, except the African population, have multiple
origins, implying that each region was colonized repeatedly. The lack of
archaeological evidence does not allow us to answer with certainty why our
ancestors left Africa. Probably a dry spell of the late Ice Age shrank the
forests and dried the savannas that provided game for the hunter-gatherer
population. When a small group took the momentous step of crossing the Red Sea
into the southern Arabian coast, the whole world was open. Following game herds
up into the Middle East or following the shellfish beds around the Arabian
Peninsula and on into India, the humans were launched on a journey that would
result in populating the entire planet.
One of the most
striking of those journeys was the arrival of the ancestral population from
Africa to Australia in just seven hundred generations. Some have called this
journey an "express train" to Australia. Of course, the ancestors did
not know they were headed to Australia: they were just following food. But the
eastward movement of generations of people along the Indian and Southeast Asian
coasts brought them to a continent twelve thousand miles from their East
African origins.
In a series of
articles in Science in May 2006, a team of international geneticists and
anthropologists showed that the dates of this human journey, as gleaned from
the paternally inherited Y chromosome, are in broad agreement with the dates
derived from the earlier Wilson study of mtDNA. The
articles combined the genetic study with anthropological evidence to show that
the oldest human remains found outside Africa and the Middle East, at Lake
Mungo in southeast Australia dating from forty-six thousand years ago and in a
Borneo cave of a thousand years earlier, could have reached their destinations
by following a coastal route along the Indian Ocean. In the Andaman Islands,
where the indigenous people have long been isolated, the researchers found mtDNA types that matched those of the known founder African
group dating back sixty-five thousand years. Amazingly, the aboriginal
population of the Andamans had unique markers not shared by the population of
South or Southeast Asia, suggesting that they had lived in isolation since the
initial penetration of the northern coastal areas of the Indian Ocean by
anatomically modern humans migrating out of Mrica fifty to seventy thousand
years ago. 19 The investigation of an aboriginal Malaysian group, Orang Asli,
or original people, who had also lived in isolation for a long period, showed
similar DNA traces going back to Mrica.
Although the coastal
route taken by the descendants of the marker MI30 had now been established, how
quickly humans from Mrica reached Australia remained an enigma. However, by
analyzing the molecular dates of sampled mtDNA across
the vast swath of territory from India to Australia, geneticist Vincent
Macaulay and his colleagues were able to gauge the speed of population
dispersal. An estimated distance of seventy-five hundred miles between India
and southern Australia following the coastal routes was covered in some 150
generations. Life along the beaches perhaps was comfortable enough to lead to a
fast rise in population and the need for part of the community to move on in
search of food-at the remarkable rate of two miles a year. Compared to the
Australia-bound express, Macaulay notes that the dispersal rate during the
recolonization of Europe after the Ice Age was barely four-tenths of a mile a
year.20
Because the rising
sea levels after the Ice Age engulfed all archaeological evidence of this
migration, paleontologists long despaired of finding evidence of the coastal
journey. Then came a lucky break. In 1999 an international team of marine
biologists, paleontologists, archaeologists, and geologists led by Robert C.
Walter unearthed startling evidence of human habitation near the village of
Abdur on Eritrea's Red Sea coast. Fortunately for science, a seismic event had
pushed up the limestone reef that preserved the ancient treasure, dating back
more than 125,000 years. The rock exposed by the seismic event contained the
first concrete information about how the ancestors survived in the new
environment of the sea. Scientists speculate that the extremely arid conditionsand shortage of food sources wrought by the
glacial age-forced humans to move to the coastal areas to survive. In their
beachcomber existence they not only survived, as can be determined from the
fossilized midden from their meals, but ate well. They feasted not just on
fruits of the sea-oysters, mussels, and crabs-but on meat as well. Scraped
bones of large animals like elephants and rhinoceros were found in the same
area, suggesting a rather exotic "surf and turf" diet.
In a paper in Nature,
Walter and others excitedly concluded: "Together with similar, tentatively
dated discoveries from South Mrica, this is the earliest welldated
evidence for human adaptation to a coastal marine environment, heralding an
expansion in the range and complexity of human behavior from one end of Mrica
to the other."21 The date of the find suggests that the stone tools at the
site overlap in time with the apparent transition from archaic to anatomically
modern Homo sapiens in Africa. More important, the artifacts from the Abdur
Reef limestone suggest that a coastal existence was becoming common before a
group launched their "beachcomber's express" to end up in
Australia.22
Low sea levels during
the last Ice Age permitted small groups of our ancestors to walk across a newly
emerged land bridge on the Red Sea to the Arabian Sea coast in Yemen.23 Some
forty-eight thousand years later an Egyptian naval expedition would return,
perhaps to the same area on the Red Sea, in the Egyptians' first encounter with
Punt, as that part of Mrica was then called. Expanding ice sheets over the
northern hemisphere fifty thousand years ago would have lowered the sea level
by around three hundred feet, with exposed seabed shortening the distance that
now exists between Mrica, India, and Southeast Asia. The geneticist Spencer
Wells estimates that it would have exposed as much as 125 miles of land off the
west coast ofIndia and would have connected it to Sri
Lanka with a land bridge.24 One can speculate that the speed of the ancestors'
journey along the coast may have accelerated with the development of stone
tools and the availability of new plants and trees when they reached the
tropical coastline ofIndia. The abundance of the
coconut tree in particular may have been a great boon. The flesh of the coconut
provides nourishment, and its juice is a safe drink. Its leaves can be used to
build a shelter against sun and rain, its copra to roll into rope, and its
trunk to make rafts or dugouts. Tying logs together to make a raft has long
been in practice in southern India. The Tamil name for such a boat, kattumaran, later morphed into catamaran. In any case, a
low sea level would certainly have made the journey through the shallow Java
Sea to Indonesia easy. Those arriving in Southeast Asia could have paddled
across the shallow waters of the Timor Sea to arrive in Australia. 25
The fact that the
first humans to arrive in Australia introduced the prehistoric dog the dingo to
the continent suggests that they arrived by boat.26
All this news about
an "express train" of migrants leaving Mrica and reaching Australia
in just about five thousand years intrigued me. Were my ancestors on that early
train? And did they somehow get offin India?
Fortunately, I was able to discover the answer through the Genographic
Project launched in 2005 by National Geographic in collaboration with IBM. The
ambitious project, directed by Texas-born Wells, seeks to map humanity's
genetic journey through the ages: where we came from and how we got to where we
live today. As part of the research, the project directors encourage people to
participate by sending their DNA samples and providing information about their
ancestors. Some ancestors have not been on that "express train" to
Australia, where all the travelers carried Mr30-the so-called Australia
marker-the characteristic marker for the founder group that had branched off
from Mr68.28
Other genetic studies
show that a small group of the Levant marker descendants moved north from the
Middle East to Anatolia and the Balkans, trading familiar grasslands for
forests and high country. While my ancestors crossed the Red Sea-perhaps at the
narrowest point at Bab-al-Mandab, or the Gate of Grief-over to the Arabian
Peninsula and eventually ended up in India, many people of M89 lineage remained
in the Middle East. Others continued their movement and followed the grasslands
through Iran to the vast steppes of Central Asia. Herds of buffalo, antelope,
woolly mammoths, and other game probably enticed them to explore new
grasslands. With much of the earth's water frozen in massive ice sheets, the
era's vast steppes stretched from eastern France to Korea. The grassland
hunters of the M89lineage traveled both east and west along this steppe
"superhighway" and eventually peopled much of Eurasia.
It seems that some
ancestors moved west to Anatolia and Central Europe, since the M20r lineage is
found among people in that area.29 But judging by the southern direction taken
by my ancestors, they may have been among the founders of India's earliest Harappan
civilization, which emerged five thousand years ago in the Indus River Valley.
One can speculate whether the trade that developed in the third millennium BeE between the Sumerian civilization in the Fertile
Crescent and the Indus Valley was or was not a continuation of a much earlier
link. As we will see, the Indus and Euphrates-Tigris Valley trade was the
beginning of a phenomenon that would eventually connect the whole world. The
final marker in my Y chromosome-M52-was acquired when my ancestors reached
western India. It seems that my ancestors liked what they found in India
because, except for a small number of this marker showing up among coastal
Southeast Asian populations, there is not much evidence of further movement by
the progenies of the M 52 marker. In the past twenty to thirty thousand years,
M 52 spread allover India, making it almost a
national marker.
But how did one group
of migrants end up in Central Asia instead of sticking with the group that
headed east? As geneticist Spencer Wells explains, the early human migration
was not a conscious effort to move from one place to another. As they walked on
the continuous belt of the Eurasian Steppe, they might simply have been
following game further and further afield. Some forty thousand years ago, a new
marker, M9, appeared on the Levant lineage-perhaps on the plains of Iran or
South-Central Asia. The progenies of this marker, whom Wells calls the Eurasian
clan, would expand their range to the ends of the earth in the next thirty
thousand years. They soon encountered the biggest mountain ranges anyone had
ever seen. As the bitter cold of the last Ice Age gripped the world, the Hindu
Kush, Himalaya, and Tien Shan ranges would have proved a formidable barrier to
the M9 clan. At this point somewhere in today's Tajikistan the migrants split,
with one group heading south and the other north. The southern group, carrying
a different marker, M20, ended up in India, forming a uniquely Indian genetic
substratum. Their northern cousins, carrying the M45 marker, survived their
journey through the Siberian freezer by hunting woolly mammoths and
overwhelmingly populated Central Asia. "The Eurasian interior," Wells
writes, "was a fairly brutal school for our ancestors .... During their
sojourn on the steppes, modern humans developed highly specialized toolkits,
including bone needles that allowed them to sew together animal skins into
clothing that provided warmth at temperatures not unlike those on the moon, but
still allowed the mobility necessary to hunt game such as reindeer and mammoth
successfully."31
It would be the
members of the M45 clan, hardened by their wintry ordeal, who would reach
Siberia and be ready to walk across the Beringia snow to Alaska. But before
reaching Siberia, some of the Eurasian-Central Asian members produced another
line, MI75, which headed into western China from southern Siberia. Around
thirty-five thousand years ago the descendants of MI75 and subsidiary markers
largely populated Korea and northern With the exception of such minorities as
Uighur, Kazak, Kirghiz, and Hui Salar, who originated from Arab, Iranian, and
Central Asian stock, a vast proportion of minorities in China carry the M175 or
a derivative marker.32 They now account for 60 to 90· percent of East Asian
chromosomes. But before the Eurasian group showed up in China, the descendants
of the original Australian express who got off the train, so to speak, in
island Southeast Asia were making their moves.
For the story about
how the Southeast Asian and other genetic groups came to coalesce in China, we
turn to geneticist Li Jin and his students. They wanted to resolve once and for
all the controversy about the origin of the Chinese population. Did they really
evolve locally from the prehistoric Peking man? Chinese believe they are the
descendants of the legendary Yellow Emperor, who unified the tribes of China in
the third millennium. Jin and his students fanned out and collected DNA samples
from ten thousand males. In all those Y chromosomes, not a single unusual one
was found. "We looked," Jin later said. "It's just not there.
Modern humans originated in Mrica."33 It seems that had the Yellow Emperor
existed, he, too, had an African mother eons ago. Jin's data from the 163
populations across Southeast Asia, Oceania, East Asia, Siberia, and Central
Asia also established the same case. Every individual carried the original
Grandpa marker, M168, and the Australian express M130 marker. 34
In 2000 Jin also
offered conclusive evidence of the Southeast Asian provenance of the Chinese
population. He surmised that the first entry of modern humans into the southern
part of East Asia occurred about eighteen thousand to sixty thousand years ago.
Both Y chromosome and mtDNA analysis of Southeast
Asian samples revealed that the same seven main genetic groupings called
haplotypes-present in Southeast Asian descendants of the M130 lineage are also
found in China. Peering at the genetic markers of today's Chinese population,
geneticists can see that "the ancient evidence of a two-pronged settlement
is still visible in the blood of today's Chinese."35 Because the southern
population had been there longer, the level of genetic variation is greater
than among the people in the north. Anthropologists suspect that the genetic
mixing that followed might account for the physical differences between
northerners and southerners today. The northern Chinese tend to be paler and
taller with smaller eyes and a more pronounced epicanthic fold. The southern
Chinese are darker and broader, resembling more the peoples of Southeast
Asia.36
Besides moving north
to China and Siberia, Jin and colleagues found, the population moved in two
other directions. One group seems to have island hopped and reached the Pacific
Islands, including Polynesia and Micronesia, and the other moved toward Taiwan.
37 These descendants of the same Grandpa chromosome would live in the splendid
isolation of Australia and the Pacific for thousands of years before the
arrival of Captain James Cook's tall sailing ship. The sketches of the
aborigines made by the visitors make them look as if they are from another
world.
China and Southeast
Asia turned out to be the holding area and later launching pad for migration to
Japan. Sometime between twenty thousand and twelve thousand years ago, when a
low sea level linked Japan to the Asian mainland, hunter-gatherers from Central
Asia moved into northern Japan. An estimated three thousand people from the
area between Tibet and the Altai Mountains in northwestern China walked to
Japan and developed what came to be known as the Jomon culture. Rising sea
levels cut Japan off from the Asian mainland for nearly ten thousand years,
during which people in Southeast Asia and South China's river valleys developed
agriculture. Rice farming spread to the Korean peninsula and the cold-resistant
rice strain was developed. Some twenty-three hundred years ago people carrying
the same genetic markers as Southeast Asians and Koreans sailed to the southern
Japanese islands.38 The farmer immigrants introduced wet rice culture, which
spread throughout Japan and emerged as a marker of Japanese identity. In the
twentieth century Japan would resist opening its rice market, claiming that
Japanese-grown rice was unique.
After East Africa and
the Levant, the Central Asian mountains and steppes were a major churning point
for the human genome. Some thirty thousand years ago the Central Asian marker
M45 led to the rise of another lineage, MI73, who changed the northeastern
direction of the journey so far and began moving westward across the steppes toward Europe. These migrants would form the bulk
of present-day Europeans. Based on fossil evidence as well as on cave paintings
in France, we know that reindeer of the cold tundra were then common in the
steppes that extended to Germany and perhaps even France. The Eurasians who had
by then been schooled in the coldest of Central Asian winters moved into Europe
and in the course of a few thousand years populated a vast area. The
Neanderthals-the archaic human form that shared mitochondrial genomes of modern
humans and inhabited Europe and western Asia-ceded
ground to modern humans.
Until very recently
there has been no evidence of a Neanderthal genocide.39 It was believed that in
the process of natural selection, modern humans with the advantages of
language, toolkits, intelligence, and social hunting skills won.40 There are
also indications that over many areas of Europe the demise of the Neanderthal
populations may have coincided with the sudden onset of much colder and drier
climatic conditions. If, as current evidence suggests, the new anatomically
modern human populations were better equipped technologically and culturally to
deal with these severe glacial conditions, then, notes researcher Paul Mellars, this could have delivered the coup de grace to the
Neanderthals.41 By about twenty-five thousand years ago the Neanderthals had
vanished, leaving our ancestors alone to roam the world. And as M 52 did for
Indians, M45 for Central Asians, and MI75 for East Asians, so did the M173
lineage emerge as the terminal marker defining Europeans.
The journey of people
carrying the Central Asian marker was not finished. Their progenies who had
reached Siberia in pursuit of reindeer and woolly mammoths would quietly slip
into the last continent completely devoid of people, even of hominids. Although
it is generally agreed that the first settlers to North America came from
Siberia, when they first arrived remains hotly debated. Ever since an
eleven-thousand-year-old fluted stone blade lodged in a mammoth bone was
discovered in Clovis, New Mexico, in 1932, anthropologists have argued whether
the Clovis people were the first to arrive from Asia. That claim was shattered
when even more ancient relics of human habitation were found in the Meadow
croft Rock shelter in Pennsylvania and at Monteverde in Chile. Exhaustive
analysis of native American DNA reveals that over 90 percent of Indians carry
the Y chromosome of a man who has been dubbed the Native American Adam.42 He
lived roughly 22,500 years ago and sprang from the lineage that had lived in
Siberia and Central Asia's Altai Mountain range area. Only after the Ice Age
began to recede some fifteen thousand years ago was it possible for even the
hardened veterans of Siberia to enter the North American plains.
Paleoclimatologists believe that an ice-free corridor opened up east of the
Rocky Mountains where the Canadian plains abut the
foothills.43
From mtDNA analysis it seems that the number of maternal
lineages was small among the big-game hunters and settlers who trudged their
way through the Alaskan snow to the corrjdor. The
women were all closely related.44 But once the group reached the Great Plains,
the land and all the animals were theirs for the taking. Not only did the
population explode, but successive waves of settlers made it to the American
continent and soon spread out in all directions. About fourteen thousand years
ago, the human journey begun so long ago in Ethiopia completed the conquest of
the earth when Native Americans reached the southern tip of Chile. Like Pacific
islanders, Native Americans would live in total isolation until Europeans
sailed to their shores. Their long isolation from the gene flow in the Old
World, as we will see, deprived them of immunity to many common diseases and
brought calamity after their first encounter with the Europeans. Yet curiously,
some typical genetic markers termed haplogroup X-had reached America long
before Columbus. Geneticists have been surprised to discover that Italian and
Finnish populations share genetic links with some Native Americans. There is
enough mutation on the marker to make it at least ten thousand years old and
therefore not brought by Europeans who arrived after Columbus. How did this
European marker reach the Americas? Given the walls of glaciers and ice sheets
that covered the northern Atlantic, it would have been impossible for people to
reach America by a northern route. That mystery remains to be solved by future
geneticists.45
The ancient
connections like the land bridge between Siberia and Alaska, between Japan and
China, between continental Europe and Britain, and between Indonesian
archipelago and mainland Southeast Asia all began drowning with the end of the
Ice Age and rising oceans. Since the end of the Ice Age, the sea has generally
risen about four hundred feet; and land so long covered under ice sheets has
risen up to one hundred feet. The diversification of humanity that began as a
centrifugal movement out of Africa fifty thousand years earlier peaked with the
physical separation of much of the landmass they had covered. As historian
David Christian put it, "With humans now settled throughout the world,
this severing of ancient links threatened to divide humans into separate
populations with separate histories. "46 What emerged instead were four
world zones: Afro-Eurasian, Australia-New Guinea, American, and Pacific world
zones. The interconnection among humans living in each zone-in their known
universes-would grow and intensify, creating mini-globalizations until the age
of Columbus would break the ocean barrier. The American continent, which had
disappeared from the sight of the Old World, would reappear in 1492 with the
exultant cry of "Tierra, tierra!" when in the pale moonlight the
night watch on Columbus's Santa Maria spotted the contours of San Salvador.
One of the amazing
things about this global journey is that it was undertaken almost entirely on
foot, with occasional use of rafts or dugouts over waters. The horse was not
domesticated until six thousand years ago and the camel only three thousand
years ago, long after the exodus from Africa or the ancestors' arrival on South
America's southern tip.47 A tiny population of men and women walked to find a
better life. Their children, grandchildren, and two thousand subsequent
generations kept moving until they found a place to settle. While some
continued a nomadic life-as do some thirty to forty million pastoralists all
over the world even today-others settled down to a sedentary life of
agriculture, fishing, and hunting. The forty or fifty thousand years that out
human ancestors spent walking the length of the earth, experiencing the
unimaginably harsh weather of the late Ice Age, have carved our bodies, altered
our faces, and changed our pigmentation. The effect of the first globalization
the dispersal of humans around the globe-has been the emergence of a
superficially diverse human species.
Two thousand
generations after leaving the African savanna, the descendants who came to
occupy different parts of the earth looked remarkably different from one
another and spoke mutually incomprehensible languages. But nothing perhaps
divides us humans more than the most superficial of changes that occurred in
our body during those fifty millennia of journey-in morphological traits like
skin color. It has become an important element in creating the category called
"race." Although genetically all humans are 99.9 percent alike, that
minute difference in our DNA that accounts for the visible difference of skin
color throws a spoke in the wheel of the globalization wrought by the human
species. However insignificant those differences may be in a string of three
billion nucleotides, they nevertheless often correspond to a geographic area.
Francis Collins, co-discoverer of DNA, says that genetic variations can be used
to make a reasonably accurate prediction of geographic origins of an
individual, at least if the individuals all came from the same part of the
world.48
As the geneticist
Luca Cavalli-Sforza put it, the diaspora of Africans to the rest of the world
exposed them to a great variety of environments: from hot and humid or hot and
dry surroundings, to which they were already accustomed, to temperate and chilly
ones, including the coldest ones of the world, as in Siberia. "One can say
that each ethnic group has been genetically engineered under the influence of
the environments where it settled," Cavalli-Sforza wrote.49
The ancestors who
walked out of Africa presumably were mostly dark believed to have been the
result of our ancestors' Central Asian and Siberian passage. Cavalli-Sforza
points out that the Mongoloid body, and particularly the head, tends to be
round, increasing body volume. The reduced evaporative surface area of the skin
in relation to body volume means that less heat is lost. The small nose has
less likelihood of freezing, with narrow nostrils warming the air before it
reaches the lungs. Fatty folds of skin protect the eyes from the cold Siberian
air while acting as a visor against glare from snow. As we have seen, the group
with MI75 marker who survived the journey through the Central Asian freezer
began moving to China and Korea some thirty-five thousand years ago. Of course,
as Darwin speculated, other factors, such as particular tastes ofindividuals in "sex selection," could have been
at play. Cavalli-Sforza suggests that it is very likely that some
characteristics, such as eye color and shape, undergo sexual selection. The
prevalence of the almond eye shape in East Asia may also be due to Darwinian
selection. Some group is likely to have come to view this shape as attractive,
leading to its proliferation. 54 Eyes with an epicanthic fold, notes Cavalli-Sforza,
are also characteristic of the Bushmen of southern Africa and other African
population groups. Similarly, the shape of the eye was probably diffused by
sexual selection from northeastern Asia to warm and moist Southeast Asia. While
wondering about the physical differences that arose among humans, it is useful
to remember Cavalli-Sforza's words of caution: "We must also bear in mind
that the genes that react to climate are those that influence external
features. Adaptation of the body for the most part requires changes, because
this is our interface with the outside world. It is because they are external
that these racial differences strike us so forcibly, and we automatically
assume that differences of similar magnitude exist below the surface, in the
rest of our genetic makeup. This is simply not so: the remainder of our genetic
makeup hardly differs at all."55
Although the global
journey has produced morphological changes among humans, the descendants from
Africa have carried hidden in their cells mutations that would cause disease
hundreds, even thousands of years later. Paul Plotz, a researcher who studies rare
muscle diseases at the National Institutes of Health in Bethesda, Maryland, was
intrigued to find a rare form of disease among unrelated African-Americans
whose genome nonetheless showed a similar mutation. He teamed up with a
historian to pursue the source of the mutation and concluded that it occurred
some one thousand years ago among the Hausa tribe in Nigeria. Through a trading
connection with the Ashanti people in present-day Ghana-which obviously
involved genetic exchange-the mutation was passed to the Ashanti. All the
American patients with the mutation had Ashanti ancestors who had been brought
to the United States as slaves. Reports of the same disease mutation found in a
Pakistani man also brought tantalizing evidence of Mrica's slave-trade connection
with South Asia. 56
By ten thousand years
ago the human race had reached virtually every continent except Antarctica and
was poised for the beginning of a new era heralding a process that would
eventually set human communities on the path of reconnection. Soon after 20,000
BCE global warming began, and after many ups and downs and a brief return to
extreme cold and drought, the end of the Ice Age truly began by 10,000 BCE. As
if on cue, everywhere on the planet the melting of the ice sheets was followed
by the rise of agriculture and the emergence of settled communities of farmers
that supported specialist craftworkers, priests, and chiefs. Those who remained
hunter-gatherers mostly took to the pastoral life, emerging as the ambulatory
connector between settled communities. With surplus agriculture arose towns,
new crafts, and the production of commodities. Informal exchanges of earlier
times developed into trade networks. The warfare that had been a constant
feature of the hunter-gatherer life became more organized with the rise of
states. Empire building soon followed.
Essentially, the
basic motivations that propelled humans to connect with others the urge to
profit by trading, the drive to spread religious belief, the desire to explore
new lands, and the ambition to dominate others by armed might-all had been
assembled by 6000 BCE to start the process we now call globalization.
Climate change wrought a greening of the landscape, with trees sprouting on the
Sahara and forest advancing on the cold steppes. Growing moisture and the
creation of lakes and rivers allowed for the rise oflarger
population settlements along the banks and in turn the need to grow more food
from the same area. 57 In a critical switch in the human mind, as Harvard
archaeologist Ofer BarYosef said, "people
decided to intervene in nature and supply their own food rather than relying on
what was provided by the gods."58 From the banks of the Euphrates to the
Yangtze Valley, agrarian communities sprouted. One reason that the hunters' nomadic
life became less viable was that humans no longer had the options that
beachcombers once had during their millennial journey east.
They had moved on to
the next beach when the food supply in an area dwindled. But twelve thousand
years later, simply moving on may not have been an option, for it would have
brought migrants into conflict with other people living in the area. Learning how
to adapt seeds of wild grass to grow as crops and domesticating animals and
fishing may have seemed an easier option. Although there is some evidence of
the transfer of seeds of domesticated plants across distances, agriculture
arose simultaneously in several parts of the world. It was in the Fertile
Crescent region on the eastern shores of the Mediterranean that the earliest
human settlers learned to exploit wild plants and animals. Wheat, barley, rye,
chickpeas, lentils, sheep, goats, and pigs were all first grown or domesticated
in this area before being diffused through the connected parts of the Old
World. Wheat, first domesticated in what is now Turkey, spread to the Indus
Valley and into China between six thousand and four thousand years ago. 59 China's
Yangtze River basin saw the domestication of rice some 11,500 years ago, from
where it spread southward. 60 Waves of agricultural migrants creating rice
fields would ripple down Southeast Asia's river valleys all the way to
Indonesia. The genetic trace of that ancient journey can still be found among to day's population.
The rise of agrarian
communities provided a rooted identity for the first time to groups of humans
who floated across the land in search of edible roots, fruits, and nuts and
game to hunt. Recent archaeological evidence shows that humans began putting down
their roots literally by planting a garden-of fig trees. The discovery that the
fig was the earliest plant to be domesticated by humans offers a tantalizing
clue to the beginning of what can be called territorial loyalty and identity
linked to the land. Excavating an ancient site in the Lower Jordan Valley north
of Jericho, archaeologists came across burned figs: Analysis revealed that
these nearly twelve-thousand-year-old figs were the earliest examples of a
domesticated food-bearing plant.
A genetic mutation
seems to have created a variety of fig that produced infertile fruit but could
be easily domesticated because the cuttings developed roots more easily than
those of any other fruit tree. Researchers reported that the figs were found stored
with other vegetal staples such as wild barley, wild oat, and acorns, which
indicates that the subsistence strategy of these early Neolithic farmers was a
mixed exploitation of wild plants and initial fig domestication.61 Since fig
trees and later plants like olives and dates could take years before producing
fruit, planting orchards could be seen as the first flag posts of identity for
a people who had chosen a sedentary life.62 Wheat and barley fields would
follow. Until other discoveries push back the date of the domestication of
crops, the planting of these domesticated figs can be considered the beginning
of the agrarian phase of human evolution. Agriculture required humans to put
down roots and finally halted the ceaseless dispersion across the globe. The
olive, a plant that has become the icon for rootedness and identity in the
Middle East, was not domesticated until five thousand years later. 63
Initially, people
tended and adopted species like the fig that grew where they had settled. Over
time a range of other plants, and then animals, were integrated into their
life. By 10,000 BCE sedentary cultures centered on crop growing and animal
husbandry had taken shape across the broad arc of the Fertile Crescent. As in
the Near East, Indus Valley, or Yangtze basin, the rise of human settlements
identified with a specific geographic location was the first step in the rise
of civilization, states, and empires. The earliest known people to practice
sedentary agriculture in the Jordan Valley have been called the Natufians. In
the millennia that followed, others emerged to occupy different parts of the
Fertile Crescent: Sumerians, Akkadians, Assyrians, Hittites, Scythians,
Canaanites, Philistines, Phoenicians, Hebrews, and many others.64 Occupation of
a particular territory came to be associated with a people for the occupation
of which incessant wars were fought. How strongly possession of and association
with land became part of one's identity and honor was summed up in the
ultimatum that marked the beginning of catastrophic war in the Indian epic the
Mahabharata of about 500 BCE: "We'll not cede land worth the point of a
needle without war." Communities rose and transformed into principalities
and kingdoms; they connected with other communities for the exchange of goods
or by launching military attacks and occupying others' land. That process
continued until the emergence of modern political structures.
Agriculture brought in
its train four prime movers of growing interconnection: migration, trade,
religion, and the conquering power of state. With an assured food supply from
planted crops, populations grew, setting the stage for migration of people to
other areas along with their tools and seeds. The urge to migrate in the postagrarian period was different from the earliest
out-of-Africa exodus. It was not a journey in search of means of survival as it
had been in the initial period. As one anthropologist explains, later migration
was "a behavior [that was] typically performed by defined subgroups (often
kin-recruited) with specific goals, targeted on known destinations and likely
to use familiar routes."65 It was a purposeful journey to find new land
where a people could settle down with their old tools and planting skills.
These early migrants looking for cultivable land also encountered other
clusters of settled communities.
Apart from the
economic "push" of negative stresses at home and the "pull"
of the attraction of the new destination, a cultural-ideological factor may
have prompted migration. The anthropologist David Anthony notes, "Among
societies in which male statuses and roles were largely determined by success
in war, and in which young males therefore actively sought opportunities for
conflict, the cumulative effects of sustained glory-seeking raiding might lead
to significant outward migration. "66 Whether through peaceful
assimilation or violent occupation, the known world, expanded as did people's
connections. Migrations moved like a stream finding its way and avoiding
obstacles to reach the destination. The trail that was blazed eventually became
a well-trodden path for more migration and trade. As we will see, these
adventuring pioneers and migrants-grouped as adventurers in this book-emerged
as a key actor of globalization. Short-distance migration that might have begun
as a recurring response to localized resource shortages was soon to become a
phenomenon spanning vast distances.
Although the cause of
many waves of migrations remains in dispute, their impact has clearly been to
create a web of relationships. For example, many linguists believe that the
spread of the agricultural way of life from Anatolia played a key role in the diffusion
of what is called Proto- Indo-European language over vast areas of Europe and
Central and South Asia. According to one of the more widely accepted
hypotheses, supported since by genetic and linguistic forensic analysis, early
farmers searching for more land migrated from Turkey and Asia Minor to
southeastern Europe in about 7000 BeE and spread the
proto-IndoEuropean language that gave birth to
eighty-seven languages-including Sanskrit, Greek, Latin, and Persian and
eventually to such modern languages as English, French, Russian, and German.67
Beside this "plow school" of explanation for the spread of Indo-European
languages, another school offers the power of the sword as the explanation.
This theory argues that Indo-European languages were spread by the ax-wielding
horsemen invaders from the so-called Kurgan culture of present-day Ukraine.68
According to this theory, a semi-nomadic group from the lower Volga region who
had domesticated the horse migrated across the vast stretch of steppes from
Europe to Central Asia and southward into present-day Turkey and Greece at a
time when the warming climate favored their pastoralist economy. In the
process, they or associated groups gained political control and ended up
spreading their Indo-European languages and culture.69 The debate over what
caused the spread of language continues, but there is in the lower
Volga-Dnieper region was a seminal development in connecting dispersed
communities. Yet it was not until two millennia later that the horse made an
appearance as a draft animal attached to wheeled carts. Late in history the
horse would be the engine of Mongol imperial expansion and indeed the means of
transportation well into the modern period. Horse-drawn streetcars served New
York City until the late nineteenth century. David Anthony and colleagues'
sleuthing of the bit mark on horse teeth fossils provided the evidence of the
horse's early domestication. But as the researchers note in Scientific
American, its immediate impact was remarkable:
The acquisition of
horses wrought a revolution in virtually every aspect of life of the Plains
tribes. Riders could move two to three times farther and faster during a day
than people on foot. Resources, enemies, allies and markets that had previously
been beyond effective reach suddenly became attainable. Subsistence and
economic survival in the dry grasslands, an uncertain and risky proposition for
pedestrian hunters, became predictable and productive. Sedentary horticultural
villagers whose river valley settlements had been the centers of population and
economic productivity became vulnerable to lightning raids by mounted enemies
who could not be pursued or punished.70
The horse helped
migrant traders and soldiers establish connections with distant agrarian
settlements that had been inconceivable earlier. As we will see, thanks to the
horse, the vast steppes that spanned Eurasia were turned into an immense
conveyer belt for the transmission of people, goods, and ideas"
Agrarian communities also gave birth to the second actor of globalization: the
trader. Foraging communities had already accomplished exchanges of produce,
ritual exchanges over marriage, and other gift-giving traditions. The spread of
agriculture gave the practice of exchange an important momentum because now
people in one location regularly grew food crops or plants that they could sell
or exchange with people who did not have them. How agriculture stimulated early
trading can be seen in the archaeological finds in one of the world's earliest
urban settlements, Catal Hoylik
(7400-6000 BeE), in present-day Turkey. Located near
two active volcanoes, Catal Hoylik
operated a virtual monopoly on the trade in obsidian in the eastern
Mediterranean and Levant.71
Obsidian, a
sharp-edged volcanic rock that could be used as a scythe, was an essential tool
for harvesting crops. Many generations earlier, the beachcomber settlements on
the Red Sea had used obsidian to pry open oysters. Food surpluses in other
parts of Europe later led to the rise of specialized crafts like the mining of
flint and turning it into ax-heads and other tools.72 In exchange, settlements
received many shells from the Red Sea and the Mediterranean, along with stones
or materials of all kinds that craftsmen turned into tools and ceremonial
objects or wove into fabrics.73 The trading of agricultural goods among peoples
on the heavily traveled routes linking Africa to the Mediterranean may have led
to the rise of ancient towns like Jericho. River craft made of reed and animal
hide sailed on the Euphrates and the Nile, and the cloth sail made its
appearance by the fourth millennium BCE. In the fourth and third millennia, the
Mesopotamian civilization emerged in the lower Tigris and Euphrates River Valley
based on trade with neighboring areas of Syria and Anatolia that procured such
items as metals, good timber, stone, and other exotic items. With time, the
trade network expanded to the Persian Gulf and western India.74
Mesopotamian barley
fed the Gulf Arab population, who supplied copper fOf
making weapons and tools. Exchanges of luxuries and gifts also became an
important way of connecting with other communities and developing alliances
among chiefs.75 In search of frankincense, myrrh, ebony, and other exotic
products, Egyptian pharaohs began to send trading expeditions to Punt, probably
to day's Eritrea (from where their ancestors had once
walked out of Africa). To barter with the chiefs they took strings of beads,
axes, daggers, bracelets, and wine and beer. The expeditions also brought back
skins of giraffe and leopard and perhaps the first African slaves, pygmies who
were made to dance for royalty. That first recorded encounter in the mid-third
millennium between humans who had left Africa and those who stayed behind seems
to have set the tone for what would happen to Africa in the millennia of
broadening contacts that would follow. Ironically, many centuries later Arabs
and Europeans brought almost identical products to buy slaves from Africa.76
The expeditions to
Punt, conducted aboard large ships with sails and by donkey caravans, were
already a huge advance in trading. As economies developed, the role of
merchants and long-distance trade widened. Like drops of ink on wet paper, the
trade-linked areas from Mesopotamia and Egypt kept spreading. The trade network
by donkey caravans that debuted in Catal Hoyuk and reached out from Mesopotamia to the Indus Valley
and sub-Saharan Africa kept expanding. By the first century CE new blots of ink
flowing from China and India and Southeast Asia had begun to overlap and merge
with others, in the process diffusing ideas and culture. Trade would transform
societies when a trading class would rise to challenge state power. With the
expansion of long-distance exchanges, trading diasporas would emerge to connect
communities even more closely.77 Driven by traders-people who earned a living
by exchange of goods and services or, in the modern parlance,
businesspeople-the commercial network would continually expand, thicken, and
accelerate to eventually encompass the globe in an ever-tightening web.
The rise of agrarian
society also led to the emergence of states, some of whose imperial ambitions
proved to be the third key driver in connecting states within the Afro-Eurasian
world zone and eventually with the other three zones. What began as isolated
agrarian communities around towns like Catal Hoyiik expanded over larger areas in the Fertile Crescent
and Egypt as well as to the new grasslands of Sudan. In India's Indus Valley
and Ganges plains and in China's Yellow River basin, agrarian communities grew
and started coalescing. Whether forced by a strong leader or out of the
necessity of managing an increasingly complex society, rudimentary state power
came into existence.78 About five thousand years ago, small city-states
appeared in the Euphrates Valley and later in the Nile Valley. Nourished by
agriculture in the Indus plains, urban civilization took shape in Mohenjo-Daro
and Harappa. The territory of Mesopotamia between the Euphrates and Tigris
rivers witnessed the rise of the first state when a desert tribe from today's
Syria led by Sargon established the empire of Akkad (2340-230 Be). Sargon's
conquests spanned the Mediterranean to the Persian Gulf-covering virtually all
of the settled communities in the Levant except Egypt-making Akkad the world's
first empire that sought to forge nations different in race, religion, and
culture into a political weapon under one man's control. 79 Another key motive
for imperial intervention was the control of resources. For instance, Sargon
went to war to secure timber, a daily necessity lacking in Mesopotamia and
Egypt.80 His was the first state with a standing army, an administrative
service, and organized trade. Perhaps in the first example of imperial pride at
promoting trade, Sargon boasted that he brought the boats of Dilmun [modern-day
Bahrain], Magan [in the Persian Gulf], and Meluhha
[Harappa] to dock at the newly founded imperial center at Agade [probably at
the confluence of the Tigris and Euphrates rivers]. 81 Sargon defeated rival
city-states, and instead of following the common policy of exacting ransom from
the defeated population, he incorporated them into his empire.
Indeed, as the
historian Jean-Jacques Glassner writes, Akkadian imperialism exhibited new
attitudes toward war, where warfare outside the zone of direct political
control became an instituted economic activity driven by a search for booty and
tribute in the form of corvee labor and military service.82
This approach to
expanding a territorial and population base would be pursued by ambitious
rulers through history, thus linking ever-wider areas of separate populations.
The need to gather intelligence about potential threats and alliance building
seen in Sargon's time also called for diplomacy. One of the earliest examples
of a long-distance diplomatic mission was in 130 BCE, when an envoy of China's
Han emperor traveled to the periphery of Persia in search of allies against
nomadic tribes that periodically threatened China.83
By the beginning of
second millennium BCE, the first "modern" state with its written
legal code emerged in Babylon. The 282 laws of the Hammurabi Code on various
personal and public aspects of life, including currency and trade, created a
framework that would later inspire Roman law and its extension to diverse other
populations of the empire.84 The state's growing involvement in trade that
would later become the norm was visible in one law: "If the merchant give,
to an agent corn, wool, oil, or any sort of goods with which to trade, the
agent shall write down the value and return (the money) to the merchant; the
agent shall take a sealed receipt for the money which he shall give to the
merchant."85 Organizing and managing trade emerged as key functions of the
emergent states in peacetime. The result was the creation of a web of
long-distance exchanges encompassing the Eurasian zone with far-reaching impact
on societies and cultures.
With the rise of more
efficient means of transportation, especially horse and chariot warfare, and
growth of a solid economic base, the size of the empires and their armies
expanded. Political scientist Rein Taagepera has calculated that the area
controlled by empires grew from 0.6 megameter (I megameter = 100,000 km2) under
Sargon of Akkad to 3 megameters under the Mauryas in
India, 4 megameters under the Roman Empire, 6 megameters under China's Han
dynasty, and reached the maximum extent of a land empire under the Mongols with
25 megameters.86 Humanity's growing mastery of the ocean and the age of
exploration in the sixteenth century allowed for the first time in history the
creation of the empires over which the sun never set. Economic exploitation,
political control, and massive migration resulting from European empires
created a dynamic of world integration that has rolled on despite periodic
interruptions. As we will see, the imperial drive-embodied by the warriors for
the purpose of this book-has played a major role in shaping today's
interconnected world.
Religion as a set of
symbolic forms and acts that give meaning to human existence has been a part of
human life since the beginning. In the early millennia of the rise of
agriculture, the cult of the Mother Goddess, the source of all fertility,
emerged independently in agrarian societies. She was called Inana in Sumer,
Ishtar in Babylon, Anat in Canaan, Isis in Egypt, and Aphrodite in Greece. We
don't know what she was called in India, but terra-cotta figurines of the
Mother Goddess have been found in the Indus Valley. As the agrarian
civilization flourished and the power of the state grew, the state was
increasingly associated with divinity. The success of the state was attributed
to the blessings of the gods. The ruler was part of the divinity, and the god's
imagined abode inspired the creation of temple towers such as Babylon's
ziggurats. With the growing complexity of life, many more gods were imagined,
and mythologies blossomed. Yet in early agrarian societies, religions tended to
be local, and gods were invoked to protect local tribes or cities. The
emergence of empires and expansion of trading networks brought within their
folds different faiths and deities, enabling the concept of universal religion.
Indeed, as David Christian notes, most of the universal religions appeared in
the hub region between Mesopotamia and northern India. By the first millennium
BCE, people's material progress seems also to have generated "an extremely
negative evaluation of man and society and the exaltation of another realm of
reality as alone true and infinitely valuable."87
For Gautama Buddha,
in sixth-century BCE India, life even in the palace meant endless cycles of
suffering that could be ended only by the pursuit of a virtuous path. Buddhism,
like Christianity and Islam that were to follow in half-millennium intervals, was
a missionary faith. After Gautama attained the enlightenment to become the
Buddha, he decided not to be content in his own bliss but to go forth and
explain his way to the world. For the next forty-five years of his life he
traveled allover the land preaching. That mission to
spread the faith to the far corners of the world was later taken up by devout
kings and monks. The commission that Jesus gave his disciples was not very
different: "Go therefore and make disciples of all nations, baptizing them
in the name of the Father and of the Son and of the Holy Spirit, and teaching
them to obey everything that I have commanded you" (Matt. 28:19). The
monotheistic Islamic faith that arose in seventh-century Arabia in response to
the hedonism and corruption brought by trade was driven by messianic zeal in
converting the nonbelievers. fu we will see, in the centuries to come the
proselytizing spirit of these universalist religions would emerge as the fourth
prime mover in connecting the separate populations across the world, binding
them more closely and shaping their lives. The spirit of the universality of
the human condition that lies behind missionary activities would later be taken
up by secular groups. Environmental and human rights advocates bring to their
work convictions about helping humanity as a whole, tying our world even more
firmly together.
Over time, ripples
have turned into waves. In a new out-of-Africa move, no doubt feeling the
desperation of our ancestors from long ago, people board boats to cross the
Atlantic and the Mediterranean, and tens of millions of migrants from other
continents continue to flow to where they see hope for a better life.
Adventurers of the past have been replaced by a new class of tourists. Caravan
traders of the past have been succeeded by multinational companies transporting
their goods on container ships. Another new actor pushing globalization today
is the consumer, whose demand for cheaper and better goods and services is
fueling the fire of global commerce. The likes of Amnesty International and
Human Rights Watch have enlarged the scope of traditional preachers in reaching
out to distant lands with their message of common good. Imperial ambitions of
the past have been replaced by political ambition to spread democracy and human
rights. Multinational forces are spread through out
the world, attempting to subjugate the "enemies of democracy" or
maintain peace between warring nations. The result of all this has been to
intertwine peoples' lives across the globe ever more intimately. The process of
reconnecting the dispersed human community that started more than ten thousand
years ago is stronger than ever, and thanks to technology it is continuously
accelerating, binding us ever more tightly.
1.
Nicholas Wade, Before the Dawn: Recovering the Lost History of Our Ancestors
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2.
Charles Darwin, The Descent of Man, reprint ed. (New York: Penguin Classics,
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3.
Matt Ridley, Genome: The Autobiography ofa Species in
23 Chapters (New York: HarperCollins, 2000), 49.
4.
The estimated dates of human colonization are based on mtDNA
dara; James D. Watson, DNA: The Secret of Life (New
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Richard Klein and Blake Edgar, The Dawn of Human Culture (New York: J. Wiley,
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Wade, Before the Dawn, 58.
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Rebecca L. Cann, Mark Stoneking, and Allan C. Wilson,
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Watson, DNA, 233-39.
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Olson, Mapping Human History, 26.
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Michael F. Hammer et al., "Dual Origins of the Japanese: Common Ground for
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In November 2006 scientists were reported to have found new genetic evidence
suggesting that modern humans and Neanderthals interbred, at least on rar! occasions. Th legacy of that interbreeding is now
found in a gene that is present among 70 percent 0 the world's population. John
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52. Watson,
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54. Olson,
Mapping Human History, 133.
55. Luigi Luca
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57. Olson,
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58. Ofer
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82. Cited in
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83. Charles O.
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85.
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86. Cited by
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87. Robert N.
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