On September 17,
1656, Oliver Cromwell, the Lord Protector, addressed the English Parliament to
layout his foreign policy, and he began by asking the most basic political
questions: Who are our enemies, and why do they hate us? There was, he then
asserted, an axis of evil abroad in the world. England's enemies, he said,
"are all the wicked men of the world, whether abroad or at home ...
'" And, in the language of the seventeenth century, he said that they hate
us because they hate God and all that is good. They hate us "from that
very enmity that is in them against whatsoever should serve the glory of God and
the interest of his people; which they see to be more eminently, yea most
eminently patronized and professed in this nation-we will speak it not with
vanity-above all the nations in the world." (Speeches of Oliver Cromwell,
ed. Ivan Roots (London: J. M. Dent & Sons, 1989,80).
Cromwell went on to
spell out for the Roundheads, as the partisans of Parliament had been known in
the English Civil War, that the axis of evil had a leader: a great power which
had put itself in the service of evil. "Truly," said Cromwell, "your
great enemy is the Spaniard ... through that enmity that is in him against all
that is of God that is in you." That enmity came from the origin of the
Catholic religion in the primordial revolt against God, embodied by the serpent
in the Garden of Eden. "I will put an enmity between thy seed and her
seed," Cromwell said, citing God's curse on the serpent and the enmity He
would fix between the Children of Darkness and the Children of Light. (Ibid.,
81.)
For those who
consider America's history as a world power however, history began in the
1940s; only World War II and the Cold War can serve as examples of how
international partnerships and coalitions work or fail. Both of these alliances
were, by the standards of the maritime system, relatively straightforward. The
Cold War alliances forged in the late 1940s survived for forty years with
little change; the World War II alliance with the Soviet Union was more
tempestuous, but American involvement in the war lasted less than four years.
These unusually benign experiences may have left Americans unprepared for the
twists and turns more characteristic of multipower coalitions in long wars. The
wars against Louis XIV and Napoleon featured complex and fractious coalitions
in which the different agendas and priorities of the coalition partners had
serious and sometimes, from the British point of view, very unfortunate
consequences for the course of the war. The war on terror is still relatively
young, but already its international politics look more like the politics of
the older and more complex partnerships than like the relatively simple
international coalitions of the last fifty years. A deeper awareness of these
dynamics would have helped the Bush administration in the years after 9/11 and
enabled both the administration's critics and its supporters to make more
thoughtful and appropriate policy recommendations during that confused and
difficult time. The domestic politics of the Cold War and World War II were
also more straightforward than those of earlier international conflicts. During
the wars against France, British politicians were often deeply divided not only
on the strategy but on the necessity and the morality of the conflicts. Many of
Britain's most famous political and intellectual leaders sided with the
Americans during the American Revolution and with the French during much of the
French Revolution. It was domestic politics more than developments on the
battlefield that brought Britain to the negotiating table to end the War of the
Spanish Succession and the Seven Years' War.
A better knowledge of
the history of the maritime order would have stood the United States in good
stead after the fall of the Soviet Union in 1989. Not only would this knowledge
have helped limit the illusion that history was over and that the nation could
safely withdraw its attention from international affairs; it would have also
helped Americans recognize the changes that were taking place and think more
clearly about the choices they had. Over the last three hundred years, the
maritime order has existed under two very different sets of conditions. Both
Britain and the United States at various times have been actively defending a
maritime system against direct attack by a power or coalition of powers seeking
to overturn its foundations; sometimes they have found themselves trying to
manage an order that is not being attacked. The two tasks require quite
different priorities and outlooks, but they are both difficult and demanding.
Better understanding of the difficulties and responsibilities of managing a world
system in relatively peaceful times would have helped the United States after
1989; a deeper understanding of the dynamics and dangers of defending the
system against an attack would have helped the Bush administration avoid some
of the expensive errors it made after 9/11. Since the end of the Cold War,
policy makers and engaged thinkers in the United States and elsewhere have
debated the future course of American power. Broadly speaking, there are two
principal positions in the debate. Some argue that the United States has
already begun or is about to begin a process of inexorable decline. Others
argue that the "unipolar" world described by Charles Krauthammer in
1990 is likely to endure and that American power may be destined to become even
greater as time goes by. In the context of maritime history, this debate
appears too stark. Decline and continuing unipolarity are both possible
futures; neither, however, appears likely.
Declinist arguments
generally proceed from one of two standpoints: a general argument about the
rise and fall of civilizations, or analogies, either explicit or implied,
between the United States and Great Britain. These arguments are less reliable
than they are sometimes thought to be, and not just because proving that
something must someday decline is very different from proving that it is
currently declining. Rooted in the work of thinkers like Oswald Spengler and
Arnold Toynbee, these arguments reflect ideas about civilizations and history
that looked more probable in the early and middle years of the twentieth
century than they do today. Consider the idea that all civilizations decline.
Fifty or one hundred years ago, perhaps, China looked like an example of a
formerly great civilization (and empire) that had fallen into contemptible
weakness and backwardness. Does it still look that way today? What about India?
These are among the world's most ancient civilizations and they don't rise and
fall so much as they wax and wane, and then wax again. They have good times and
bad times, but they recover from their setbacks and go on-much as they have
been doing back to the earliest written records we have. Some civilizations do
fall; others pass through one crisis after another. The idea that there is some
sort of inexorable law of aging and decline to which all civilizations are
somehow subject looked quite compelling in 1920, when all the world's
civilizations except for those with roots in western Europe (and Japan)
appeared to be tottering toward their doom.
Today, these
civilizations no longer seem to be ready for the graveyard. This fact should
and perhaps ultimately will discredit the idea that civilizations are analogous
to individuals with birth, youth, maturity, and decline in inevitable sequence.
For now, however, the faith in decline remains strong, but the location of
decline has changed. China, India, and Islam are rising and today are held out
as examples of vigorous and expanding civilizations; it is Europe that is often
seen as the one tottering into an assisted-living facility, and this decline is
held to reflect the inexorable processes of historical necessity. The real
lesson here should be that there is nothing inevitable about the decline and
fall of civilizations, and that the outlook for civilizations and cultures can
be transformed on short notice. It is true that great civilizations have
fallen, but this is the exception rather than the rule. Invasions whether by
barbarian tribes or by "civilized" people behaving very badly, demographic
or ecological catastrophes, or religious conversion can lead to cultural
changes so profound that later observers speak of the fall of a given
civilization-but this perhaps was never very common and is becoming rarer
today. All the world's great civilizations now are very ancient, and all of
them have survived many shocks and many winters. Great civilizations don't
fall; they are pushed, and it takes an unusual combination of circumstances for
a whole civilization to be pushed past its breaking point. Even granting the
premises that the United States remains part of Western civilization and that
Western civilization as a whole is on the decline, the (so called) West despite
its differences is a unit in world politics. The historical record furthermore
seems to show that the British triumphed over the Spanish and the French
because they had different concepts of religion, different social values, and
different ideas about the relationship between government and society. World
history seems to confirm that this was no fluke; the differences within major
civilizations are often more important than similarities when it comes to the
political destinies of states and empires.
The two ancient
halves of the Greco-Roman civilization shared many values and ideas, and Greek
philosophy and culture were decisive elements in Roman cultural life. Yet from
a political standpoint their destinies were not linked. The high point of
Athenian power was touched in about 430 B.C., close to the start of the
Peloponnesian War. Arguably the high point of Greek power more generally came
with Alexander the Great's conquest of Egypt and Persia one hundred years
later. The decline and fall of Greece did not cause the fall of Rome. On the
contrary: Roman power rose as Greek power declined, and it was Roman arms that
put an end to the power of some of the chief Hellenistic kingdoms. Not until
four hundred years after Alexander's death did the emperor Trajan expand the
Roman Empire's boundaries to their greatest extent-and three more centuries
passed before the Goths sacked Rome.
There are many other
cases in which different parts of the world's great civilizations have faced
very different political outlooks at the same time. In the Islamic world, Arab
power was collapsing in Spain and declining in the western Mediterranean as the
Ottoman, Persian, and Moghul empires were rising to new heights of glory in the
early modern world. At the start of the twentieth century Japan established
itself as a great power even as China, the source of Japanese culture and
civilization, entered what seemed to most observers like the final stages of
collapse and decrepitude. The differences between Europe and the
English-speaking world, not the similarities, continue to shape events in the
Atlantic world today, as they have done since the seventeenth century. Europe's
decline-if Europe does not emerge from its current doldrums and the decline
continues-does not imply a similar decline for the United States or the
collapse of the maritime system, any more than the decline of the Hellenistic
kingdoms after the death of Alexander implied the fall of Rome.
As early as 1850
Macaulay was able to point to more than 150 years of dire prophecy about the
national debt and national ruin when he described the foundation of the Bank of
England. Since Macaulay's time, 150 more years have passed, years that have
rung and rung again with dire prophecies of ruin. Yet, so far, the ruin has not
come. The United States was a debtor nation through the nineteenth century; it
was a much greater and richer country after one hundred years of debt. The
American national debt was far higher as a percentage of GDP after World War II
than it was sixty years later. The ruin did not come. The press echoed and
reechoed through the Reagan administration that the unprecedented budget and
trade deficits of those years-hundred-billion-dollar-plus deficits stretching
ahead "as far as the eye can see"-meant that ruin was at hand. The
result? Between 1983 and 2006 the American economy enjoyed the two longest
expansions in its history, punctuated only by short and mild recessions. The
European and Japanese competitors who seemed on the point of overtaking the
American economy in 1983 spent the next generation anxiously studying and
seeking to replicate the extraordinary successes the American economy went on
to enjoy. Far from staggering under the hideous mountains of Reagan-era debt,
the Clinton administration went on to bask in a prosperity unmatched in the
history of the world. The history of the maritime order suggests that the
Anglo-Americans have not excelled at staying out of debt. On the contrary, they
have often had larger debts than other people. But they have historically been
better than others at managing debt through creative finance and flexible
markets, and they have been unusually successful at making good use of borrowed
money. The ability to bear staggering, unprecedented levels of debt while
continuing to prosper and to grow has been the hallmark of the AngloSaxons since they borrowed the techniques of
"Dutch finance" in the late seventeenth century. They may someday
lose this knack, but so far they seem to be managing.
Prosperity and power
in the shadow of debt is now more than three hundred years old, yet the cries
continue to draw the same attention and alarm as if the phenomenon and the
warning were new. At each stage in the rise of the various debt mountains of
the English-speaking world, there have always been voices ready to point out
that the new debts are greater than the old, and that the danger of collapse is
therefore greater than ever before. Over that time prophecies of imminent
financial doom have been brought forward by thoughtful, well-educated, and
well-respected figures who have managed to assemble powerful arguments well fortified with bristling bulwarks of fact; they have
led public and elite opinion into one bout after another of panic, pessimism,
and gloom-and have been profoundly and perpetually wrong. Just as Britain was
ultimately surpassed by rising powers like Russia, Germany, and the United
States, the argument mns, the United States today
will be left behind by rising superpowers in Asia. China and India are now
achieving growth rates three to four times greater than those of the United
States. Fairly quickly on the basis of purchasing power parity and more slowly
on the basis of market exchange rates, the economies of these countries may
match and surpass the American economy in size and technological
sophistication. When that happens, the United States will be in a position like
that of Great Britain in 1910: facing economic and political rivals with larger
populations and larger economies than its own. In such a world, the United
States, as the argument goes, would have no choice but to follow Britain's long
path of decline. This kind of logic underpins part of Yale scholar Paul
Kennedy's argument that the United States may be facing "imperial
overstretch," a condition in which our commitments outrun our ability to
maintain them. This analogy on its face seems both accurate and inevitable; it
is probably the chief intellectual pillar supporting the view that some form of
American decline is inevitable in the twenty-first century. But a closer look
at even this analogy in the light of the history of the maritime system
suggests that the forces supporting the unique American position in the world
may be appreciably stronger than they appear at first glance.
To begin, Britain
achieved its unique global position at a time when it had less than a third of
France's population-and about half of its estimated GDP. In 1700 the U.K. is
believed to have had a population of about 6 million; France had 21 million.
British GDP at that time is estimated at around $10.6 million in 2006 values;
the French GDP was $19.5 million.1 The same pattern held true on a global
scale. In 1820, China is believed to have had the largest economy in the world,
accounting for 33 percent of global GDP.2 Economically, Britain's acquisition
of its Indian empire was like a toad swallowing a cow; Britain's share of
global GDP in those years was only 5 percent,3 and the Indian economy remained
significantly larger than Britain's through the end of the nineteenth century.4
Britain's GDP as a percentage of global GDP is believed to have peaked in about
1870 at 9 percent of total world output-almost two hundred years after Britain
began its rise to world power, and at a time when some scholars believe
Britain's decline had already begun.5 Clearly, the relationship between the
relative sizes of economies and the political role of countries is not simple.
Britain became a world power with an economy much smaller than some of the
countries that opposed it. It is therefore not obvious that a decline in the
relative size of a country's economy translates automatically into a declining
political position. India's economy today is significantly smaller as a share
of global GDP than it was in 1800, but today's united, democratic India is a
far more effective force on the world stage than it was when the British were
extending their authority across the subcontinent, two hundred years ago. In
any case, for the foreseeable future, America's economy will account for a
substantially larger percentage of global GDP than Britain's ever did.
According to the World Bank, the United States currently accounts for about 28
percent of global output, and there is no sign that the U.S. will sink to
anything like the single-digit percentage of global output that Britain claimed
even at its peak.6
The geopolitical
outlook provides additional reason to believe that the maritime order remains
stably based. Some point to the European Union and some to Asia to find the
powers that will one day overturn the maritime order or replace the Americans
as its guiding power. This looks premature. Conditions in both Asia and Europe
seem broadly favorable to the continuation of a unique American global role and
to the absence (or the failure) of great -power challenges to the maritime
system. Memories of the long wars between the British and their continental
rivals help shape the fear occasionally voiced even today that the European
continent will be the source for a new and potentially successful assault on
the foundations of the maritime system. This is partly due to a sense, felt
more strongly among anti-EU forces in the U.K. perhaps than in the U.S., that
the integration of Europe under Franco-German leadership represents a strategic
defeat for the balance-of-power politics that the English-speaking world has followed
on the European mainland since the time of the Tudors. The European Union is
not the triumphant Continental System of Napoleon's dreams. The finely balanced
European political system provides binding legal assurances that no single
country can use European institutions to impose its will on the rest. The
multiple centers of power in the vast and complex Brussels bureaucracy, the
tradition of collegial decision making in many European institutions, the
existence of both national and EUwide judicial systems
able to check the actions of executive and legislative powers, the democratic
traditions and different political cultures within each member state, and the
continuing disagreements among the members about foreign policy priorities all
combine to make very unlikely the emergence of a single-minded, aggressive, and
strategic power from the presentday EU. This is not
the overthrow of the European balance of power; it is the institutionalization
of the "liberties of Europe" for which the British once fought.
Despite occasional transatlantic spats on everything from trade to security
policy, the development of the European Union is fundamentally compatible with
the continuing success of the maritime order. In many ways the European Union
remains the crowning achievement of American foreign policy, and Europe, once
the source of one challenge after another to the liberal democratic and
maritime order, is now one of its chief pillars.
Outside the EU,
Russia is the most important country in Europe, and those who envision an
anti-American or anti-maritime system alliance in the twenty-first century look
to some combination of Germany, Russia, and China. This grand land alliance
would attempt to balance against the United States and, in particular, would
seek to profit from American vulnerabilities in the Middle East. As many world
leaders have discovered, this alliance is easier to envision than to
consolidate. The politics of the European Union, in which many countries and
smaller nationalities associate German-Russian partnerships with some of the
saddest hours in their long histories, will present one important obstacle to
this kind of alliance, but the most important obstacle may be Russia's
vulnerabilities. The demographic and social collapse of Russia casts a heavy
shadow over that country's future. The rise in mortality and the fall in
birthrates since the demise of the Soviet Union have seen Russia's population
fall from 148 million to 143 million between 1990 and 2006. Currently, the
fertility rate is too low to maintain the existing level of population.7 From
1987 to 1999, the yearly number of births in Russia plummeted from 2.5 million
to 1.2 million.8 According to official Russian projections as well as U.N.
forecasts, Russia's population may decline below 100 million by 2050.9
From the Kremlin's
perspective these numbers are even worse than they look. The population crisis
in Russia is almost entirely concentrated among ethnic Russians. The Muslim
minorities in Russia are gaining population, and the birthrates in the north
Caucasus are markedly higher than in the Slavic parts of Russia. Since 1989
Russia's Muslim population has grown 40 percent to more than 25 million
people.IO The non-Muslim population of the country fell by roughly 13 million
people after 1990, a 10 percent decline in less than a generation. Given these
trends, at least one former U.S. government official has suggested that Russia
may have a Muslim majority within thirty years. II The Russian Far East is
another major area of vulnerability. The sparsely populated, resource-rich
territories of Asian Russia are potentially a major flash point in
international politics. Today the always meager Russian population of the
region is in retreat. The smaller towns and northern settlements were always
heavily dependent on government subsidies and the Soviet system of control and
internal exile; without these props many people are migrating back toward the
heartland of European Russia. As a result, the Russian population of the Far
East is falling even faster than the overall demographic level. According to
demographer V. F. Galetskii, the region's population
of 6.6 million in 2006 marked a drop-off of 16.5 percent since 1989, and the
decline is projected to continue at least through 2025.12
The ethnic Chinese
population of the region is another matter. Hundreds of thousands, perhaps
millions, of Chinese may move north as the Russians move west. From a
population of several thousand in the I980s to over 250,000 today, this rapidly
growing minority is projected by some to become the largest ethnic group in the
Russian Far East by 2025.13 Meanwhile, China's economic success and growing
political and military power make it an increasingly intimidating neighbor for
an overstretched, underpopulated, and underperforming Russia. Bitter and
resentful, still unreconciled to the loss of its superpower status after the
Cold War, today's Russia is an angry, dissatisfied power that blames the United
States for many of its troubles. At the same time, the failure of post-Soviet
Russia to develop, so far, a viable system of liberal or even quasi-liberal
capitalism means that it is unable to receive many of the economic benefits
that the maritime system offers to those willing and able to play by its rules.
Yet Russia's need for help containing unrest and rebellion among some of its
Muslim minorities, its desire for economic cooperation, and its weak and
deteriorating position in the Far East, place sharp limits on its ability to
embark on a wholesale and determined policy of strategic anti-Americanism.
Until and unless the wounds of the Cold War heal and Russia develops the
institutional and cultural foundations for a more successful participation in
the maritime system and finds a stable and satisfactory framework for its
relations with former Soviet republics like Ukraine and Georgia, Americans
should expect that Russia will be quick to oppose the United States where it
can. It must, however, overcome daunting obstacles to become a strategic
competitor like the Soviet Union, or to form a key link in an effective and
enduring anti-American, anti-maritime system alliance of hostile land powers.
The signs of growing
Chinese influence in Latin America, Africa, and the Middle East are often seen
as indicators of trends that will ultimately result in the sharp reduction in
American power throughout the world. Additionally, the rise of other great Asian
economic and political powers such as India, combined with the increasing power
and independence of Japan and others, look to many like early stages in a
general erosion of the American world position. A look at the history of the
maritime system suggests that this approach is both too simplistic and too
gloomy. Indeed, looking at world history over the longer term suggests that far
from being a danger to the maritime order and to America's unique world role,
an emerging match between American national interests and the complex strategic
geometry of a changing Asia presents the United States with an extraordinary
set of opportunities in the twenty-first century. With three great powers
(China, Japan, India), a traditional fourth (Russia), and currently or
potentially significant regional powers like Indonesia, Australia, Vietnam,
Thailand, and Pakistan, the world's fastest-developing region offers many
favorable prospects for the key strategic, economic, and political concerns of
the United States and the maritime order it seeks to preserve. Overall, Asia
seems to be moving toward a complex balance of power, something like the
European system that emerged after the Congress of Vienna. In this system, an
offshore balancing power-Britain in 1815, the United States today-ean exercise great influence and protect its vital
interests at a relatively low cost, even if other powers in the system have
larger populations or economies, or even, by some measures, stronger military
forces. From the classic point of view of maritime balancing powers like
Britain and America, the first key feature of this situation is that it begins
to look impossible for any single country realistically to aspire to an Asian
hegemony. Not only does the United States stand offshore ready to build
coalitions against any threatening power, the Asian powers look increasingly
able to keep a rough balance on their own. Even though the rise of India and
China over the long term poses a threat to Japan's standing as Asia's
preeminent economic and technological power, for the foreseeable future the
three great Asian powers form a potentially stable triangle. Either India or
China, plus Japan, is likely to be strong enough to make it unrealistic for the
third power in the triangle to seek to dominate the other two. With the United
States as a second balancing power available to counter any aspiring hegemon,
the path to an Asian supremacy for India, China, or Japan seems difficult if
not impossible to navigate-always assuming that the other powers, including the
United States, recognize and act on their national interests. (This cannot
always be counted on: France and Britain could have stopped Hitler easily in
the early I930s; by 1939 it was too late.)
In the past, American
policy in Asia has been haunted by the wobbly nature of the regional balance of
power. Before the rise of Japan, no Asian power was developing in ways that
could prevent the British and/or other Europeans from carving the region up.
When Japan began its extraordinary modernization, the failure of China to
follow suit (while British power waned) created an intrinsically unbalanced and
dangerous situation and ultimately led to the Pacific war. For the first time
in modem history, Asia today seems to have all the elements of a potentially
stable balance of power. China is developing and modernizing, so is India, so
are many of the (relatively) middle-size regional powers, and Japan is not
fading away. In fact, the greatest danger to the United States in Asia does not
come from the prospect that India and China will continue to modernize and
grow; it lies in the possibility that one or both of them may fail. The
economic and social transformations now sweeping through these countries make
an awesome sight. Never in the history of the world have so many people
experienced so much change. Despite continuing issues and problems, thus far
India and China have managed this process with extraordinary success. It is
less clear that their political systems can remain coherent and effective as
pressures and changes accumulate. Environmental problems and social pressures
could drastically affect the outlook for India, China, or both. From an
American point of view, anything that interrupts their progress is a problem.
If one country should falter while the other surges ahead, defending the
balance of power in Asia would require a more active and perhaps risky American
policy. If both countries should falter, the region could be engulfed by
political, military, and economic chaos with unpredictable consequences on a
global as well as a regional scale. America's strategic interests lead it to
wish all Asian countries well, to support the development of major and minor
powers in the region, and to promote integration and cooperation among the
major Asian powers. Here Richard Haass's characterization of the coming era for
the United States as one of opportunity is surely the right one. The United
States is uniquely positioned to play an extraordinary and positive role in
Asian politics in the twenty-first century; the consequences for Asia, for
world politics, and for the United States itself if we take full advantage of
this great opportunity will be truly historic.
THE LONG VIEW of
Anglo-American history makes inexorable decline look unlikely; it does not,
however, support the opinion held by some commentators that the United States
will remain the "unipolar" center of world politics. There have been
unipolar and bipolar moments during the history of the maritime system. After
Britain's 1763 victory in the Seven Years' War, it had achieved a recognized
position as the leading hegemonic power in the Mediterranean basin, the
Americas, and Asia. After the fall of Napoleon, only Russia could match
Britain's influence-and even then, Russia was largely a European power, while
Britain was unchallenged as the leading global power. Through much of the
nineteenth century, Britain's prestige, wealth, and global reach put it in a
league of its own. Yet there were also moments when Britain could be better
described as the first among equals in a world of more balanced competition and
power-or when it was able to hold its own against powers like Spain or France
only because it joined coalitions that it could not always control. In the
shorter period of American leadership since the end of World War II, the
position of the United States in the international system has moved through
different phases. Immediately after the Second World War, the United States
enjoyed overwhelming economic advantages: it was the world's largest and most
advanced producer and exporter of oil and of most agricultural commodities in a
world facing famine, as well as the leading manufacturing power from the standpoint
of both quantity and technological sophistication; in its communications and
financial capacities it towered above all possible rivals. In the military
sphere it was the world's only nuclear power, and no other country could match
America's ability to send conventional forces to all comers of the earth and
then support them. Indeed, for some years after World War II, no other power
was capable of sustaining overseas military adventures without the blessing and
even the support of the United States.
Not even after the
Cold War would the United States enjoy this kind of global primacy, but is
decline really the best word to describe what happened to American power
between 1945 and 1989? There were terrible setbacks in those years: the rising
Communist tide in so many developing countries including, most tragically,
China; the inconclusive war in Korea; the defeat in Vietnam; the continuing
decline of Britain; the Soviet Union's successful drive for nuclear and
strategic parity; the peak, followed by the gradual decline, of America's oil
production; the Iranian revolution; growing anti-Americanism in Latin America,
Africa, and the Middle East; the rise of powerful and successful technological
and economic rivals to American firms first in Europe and Japan, then
throughout the developing world. The list can be extended-but surely America
was richer and its key interests more secure after the Cold War than in 1945,
when Europe teetered on the brink of starvation and Communist takeovers, the
global economy lay in ruins, and against the hard-eyed certainty of Communism
and its acolytes neither the Americans nor anyone else had a clear idea about a
path forward. The real question about the future of American power is less
whether the world will be more or less unipolar in 2015 or 2050 than it was in
1946 or even 1989 than whether the United States will be able to secure and
promote the maritime system as time goes by. For some, this will seem like a
counterintuitive proposition, but there are many circumstances in which a
reduction of American unipolarity will actually promote the defense and
development of the maritime system rather than undermine it. Developments in
Europe after both the Napoleonic Wars and World War II illustrate this point.
After the fall of Napoleon, only Russia could match British prestige and
influence. France was defeated, Austria had been shaken to the core, Prussia
had yet to recover from the shocks and traumas of the war. All over Europe,
trembling monarchs on their shaky thrones waited with bated breath in fear that
the revolutionary forces unleashed in France would explode once again and
plunge Europe into another generation of ruinous conflict. As France, Prussia,
Austria, and the lesser powers stabilized after the Congress of Vienna, and as
the continental economies recovered from war and began to master the techniques
of the Industrial Revolution, Britain's ability to influence events on the
European mainland tended to diminish. Yet Britain was clearly safer and richer,
and its global position clearly more comfortable and sustainable as Europe
"normalized" after the wars. After 1815 it would be many decades
before the rise of other European powers posed a serious threat to Great
Britain, and even then the dynamism and power of the United States meant that
the maritime system was becoming more deeply entrenched as the unipolar and
bipolar eras of the early nineteenth century yielded to a more multipolar
world.
Indeed, the growing
multipolarity of post-Napoleonic Europe strengthened Britain's world position.
The return of a balance-of-power system in Europe, especially one that was-at
least until the time of Bismarck's wars-accepted as necessary and even legitimate
by all the European powers, including the strongest one, was a great strategic
asset for Britain's world role. It was a good thing that British fleets had
been able to blockade the continent during the wars, and that Wellington's
forces could defeat Napoleon in pitched battles. It was, however, much better
not to have to mount the blockades or fight the battles and to enjoy the
benefits of a European order that safeguarded British interests without
sustained British involvement. Events after World War II have followed a
somewhat similar course in Europe. The strategic goals of American policy
(preventing one strong country from controlling the rest, an end to generations
of warfare, promotion of liberal political and economic models, market access
for American producers and investors, cooperation in facing regional security
challenges) have been greatly advanced even as direct American political power
has diminished. A similar trade-off in Asia would strengthen rather than erode
the foundations of the mantlme system and secure
vital American interests at steadily diminishing cost. The long view tells us
that unipolarity is neither the most desirable nor the most typical form that
Anglo-American power has taken during the history of the maritime system; in the
past, a shift from a unipolar world to a world order compatible with the
maritime system in which many powers have voices has not represented a decline
in AngloAmerican power. Rather, it is a sign of
successful diplomacy and of a fortunate tide in world affairs. This is why the
emergence of a multipolar international system in Asia can be an extraordinary
opportunity for the United States and its maritime system. The interests of the
key Asian powers appear to be aligned with those of the United States and of
the liberal capitalist order; American interests are never more secure than
when multiple pillars support the system. This ability to match strategic and
economic interests with those of important countries around the world is one of
the core advantages of sea-power strategies. The offshore balancing power that
is interested in an open global trading system poses less threat and offers
more opportunity to more partners than traditional land powers can usually
match. A narrow focus on the American world role gives something like sixty
years of precedent and experience, from World War II through the "war on
terror." But if we look back at the whole rise of the maritime system we
find a much richer historical memory; American power seems more deeply rooted
in the structure of world politics than it does when one looks at the United
States alone. The United States is the leading state in a power system with a threehundred-year history, one that has flourished under
many different sets of conditions. It rose when both the Netherlands and
Britain had smaller populations and fewer natural resources than rivals they
ultimately defeated; it has weathered many storms and surmounted many
challenges. It has fought many different kinds of wars with many different coalitions;
it has pursued its basic goals in many different ways under changing
conditions. America's world role is not a mushroom that sprang up suddenly,
almost by accident, after World War II devastated potential rivals; it was not
improbably revived once more when the Soviet Union collapsed. It is the result
of processes that have been shaping world history since the time of Louis XlV. The forces that support both the maritime system and
American power are durable and strong.
The military and
political ordeals that the maritime system endured under Dutch and British
leadership were far more severe and testing than anything Americans have yet to
endure. The Dutch saw their homeland invaded, their cities razed; they were
forced to open the dikes to flood their low-lying farms in order to keep their
enemies at bay. Philip II at one point put all the Dutch under a universal
sentence of death for the crimes of heresy and rebellion. In 1588,1803, and
again in 1940 Britain awaited a possible invasion by powerful forces that if
they weren't stopped at sea could not be stopped at all. This history suggests
rather dismally that the Americans need to prepare themselves for greater and
sterner tests than they have so far endured. Yet should the world darken and
the threats grow until the United States stands alone or almost so against
large and fanatical enemies, the British and Dutch victories in those earlier
conflicts will be beacons of hope in trials yet to come. Above all, history teaches
the vital importance of sea power in the broadest sense for both the domestic
prosperity and the international position of the United States. The combination
of geopolitical and economic strategies with an enduring domestic commitment to
a dynamic society powered the Dutch and British versions of the maritime system
for centuries. This combination remains, or always ought to remain, the central
concern of American statesmanship today.
Develop and maintain
an open, dynamic society at home; turn the economic energy of that society out
into world trade; protect commerce throughout the world and defend the balance
of power in the world's chief geopolitical theaters; open the global system to
others, even to potential competitors in time of peace; turn the system against
one's opponents in war; promote liberal values and institutions wherever one
can. This sea-power strategy remains, in the words of Ronald Searle's fictional
English schoolboy Nigel Molesworth, "how to be topp"
in the global power competition, and the United States remains a sea power in
the fullest sense of the phrase. Maintaining the health and the vitality of the
maritime order is the primary task facing American leaders in the twenty-first
century. Debates over American grand strategy, international economic policy,
and domestic policy need to be set in this context, and policy alternatives
evaluated in terms of whether their likely outcomes will shore up and extend or
weaken and diminish this order. To the degree that American foreign policy
debates take the health of the maritime order into account, these debates will
have greater coherence than they often do now. Both expert and lay opinion will
incorporate a set of common ideas about the structure of American interests,
and the advocates of different policy prescriptions will be able to build
greater support for their proposals to the degree that they can convincingly
show how their prescriptions will advance a set of interests that are generally
understood. For almost four hundred years, taking the Dutch experience into
account, the countries that have been willing and able to follow this strategy
consistently have prospered, even triumphed. Such a heritage should not be
lightly cast aside. Spain, France, Germany, Japan, the Soviet Union: all these
great powers once fought great wars against the maritime order. Once each of
these powers seemed wrapped in an air of power and triumph; their armies
bristled with advanced weapons, their military leadership included men of great
courage and wisdom; their brilliant diplomats dominated world politics and they
assembled great and intimidating alliances; often, the world's leading
intellectuals sang hosannas to the glory and the wonder of the philosophy or
religion in whose name they marched.
More than once, the
maritime powers have been foolish and divided. At times they have been late to
recognize danger and slow to act. At other times they have rashly embarked on
campaigns that increased the dangers they faced and strengthened the coalitions
they fought. Greed, cowardice, arrogance, complacency, sloth, and
self-righteousness: every vice known to history has flourished in the politics
and policy of the maritime states. They have committed almost every possible
folly and crime. They have neglected the rise of great and dangerous rivals.
They have antagonized vast swaths of the world population through cruelty and
injustice. They have suffered staggering defeats. They periodically lost their
grip on the stubborn realities of international life and squandered great
opportunities to make the world better in an ill-advised rush to make it
perfect. And yet, despite these failings and more, three centuries have seen
the Walrus and the Carpenter advance toward more democratic, more affluent, and
more open societies at home, while defending and developing the maritime system
abroad.
If history teaches
anything at all, it should teach Americans that this grand strategy works, that
we should remain what Admiral Mahan would call a sea power in the fullest sense
of the term, and that in the United States of the twenty-first century, Thomas Pelhan-Holles's comments about British policy in the
eighteenth century still hold true: "Ministers in this country, where
every part of the World affects us, in some way or another, should consider the
whole Globe." The greatest disasters that came upon the United States-and
indeed the whole world-in the last one hundred years did not come from the many
American blunders in carrying out a sea-power program. The intervention in
Vietnam, the rash invasion of Saddam Hussein's Iraq: these were disasters that
brought untold grief and pain to innocent victims, that sacrificed the lives of
honorable and patriotic soldiers, that squandered American treasure and damaged
America's standing. Yet these disasters pale before the horrors brought on by
isolation, abstention, and the foolish neglect of our responsibilities abroad.
George Kennan, the scholar and diplomat credited with the development of the
containment strategy that guided American foreign policy during the Cold War,
was a bitter critic of both the Vietnam and Iraq wars. Yet Kennan's history of
American foreign policy from 1900 through 1950 makes much harsher judgments
about America's failure to engage comprehensively, globally, and, at times, to
use force. Kennan argues that America's neglect of the deteriorating European
balance of power before World War I encouraged Germany on the road to war, and
that America's vacillation and delay before entering the conflict made that war
longer and uglier than it had to be. This is almost certainly true; had America
recognized Britain's increasing need for assistance in managing the maritime
order and responded to it earlier, that war and its attendant horrors might
well have been avoided. Nazism and Communism might never have come to power;
hundreds of millions of lives could have been saved.
America compounded
its failures and folly after that war. Wilson's tragically flawed peace
proposals, the American withdrawal not only from the League of Nations but also
from the European security system after the failure of the Treaty of
Versailles, the willful American blindness to the danger posed by the rise of
Nazi and Stalinist power: these helped make World War II inevitable in Europe
and contributed to some of the darkest hours and darkest deeds the world has
ever known. American folly and complacency were equally disastrous for Asia,
Kennan notes, where American diplomacy feebly opposed Japanese aggression with
pious sentiments, and American passivity and blindness helped bring on the
agonies of the war in the Pacific and its terrible aftermath in China. No
blunder, no folly, no crime, no sin of commission by American foreign policy
since has been as devastating and costly as the silent sins of omission that so
marked and marred the first half of the twentieth century. This, too, is a
lesson of history. Americans need to be cautious and prudent, but above all
they must be globally engaged. And the business on which they must be engaged
is the old business of the old firm: the creation and development of a world
system based on the five-point program that the Dutch first dimly envisioned.
The maintenance of global geopolitical stability; the growth of global commerce
and the rising prosperity of the poor; the spread of liberal and democratic
institutions and practices around the world: American grand strategy must
always concern itself with these goals. To the Waspophobic
imagination, this strategy looks a little Mordoresque
("One Ring to rule them all, one Ring to find them, one Ring to bring them
all and in the darkness bind them"). Yet for Americans today there is no
alternative. There can and should be strong debate over how, exactly, this
grand strategy can best be carried out in the changing circumstances of the
contemporary world, but the strategy itself, tested and tempered by time,
reflects the American character and serves the nation's and indeed humanity's
interest far better than anything else we could do.
The world changes.
War changes. The relationships between cultures and civilizations change. There
was in fact an almost ritualistic quality to the old European wars. Some wicked
war leader-emperor, king, fuhrer-would cross some
line in the sand, usually invading the Low Countries in violation of various
solemn treaties. The British would be appalled. While intellectuals and
prelates on both sides of the contest uttered threats, imprecations, and
anathemas at one another, the British cracked down on whatever "fifth
column" within seemed particularly troublesome at the moment and tightened
their links with current or potential Continental allies and conducted various
military activities in and around Europe. The European struggle spread into a
world war. Britain sought to deny its enemy access to world markets and the
enemy vainly sought to counter Britain's sea power. There were various
disastrous expeditions, failed campaigns, episodes of gross incompetence among
politicians and military leaders alike. Public opinion turned sullen. Each side
industriously publicized various allegations of atrocities, a disheartening
number of which were based on fact. A bidding auction broke out to lure neutral
powers, however odious, onto the different sides. The enemy played the Celtic
card, supporting rebellions in Scotland and/or Ireland. * The Celtic card
failed, and Britain's superior economic strength gradually made itself felt.
Often, this happened even as Britain and its allies were soundly and repeatedly
bested in various land campaigns. But in the end the sea power system
prevailed, the British won, and the old saws were heard yet again: Britain
muddles through. Britain loses every battle but the last. A peace of sorts was
scratched up, and the various participants licked their wounds and prepared for
the next round. This pattern played itself out and the era of great European
wars seems to have come to an end. As the center of world politics shifts from
the Atlantic to the Pacific, the conflicts of the future are extremely unlikely
to follow the traditional pattern, and we do not need to guard against the
possibility that either China or AI-Qaeda will invade the Low Countries.
Nevertheless, the key principles of international relations that Americans and
their allies need to review and update rather than discard the traditional
five-point strategy as they prepare for the future.
* The Celtic card,
originating in the medieval "auld alliance" between Scotland and
France, gained new prominence as Catholic Irish and Scots Highlanders continued
to support the deposed Stuart dynasty. Napoleon supported Wolfe Tone's
rebellion in Ireland and the card was still being played in World War I as
Germany ferried the Irish republican leader Sir Roger Casement to Ireland in a
submarine. Under Norwegian colors the Germans sent a surface ship with weapons
for an Irish rising; the ship was intercepted and the Easter Rising of 1916 was
easily crushed. Perhaps the last example of this traditional gambit came in
World War II when Germany vigorously courted the Irish government and when
Rudolf Hess parachuted into Scotland to meet what he hoped was an anti
-Churchill member of the Scottish nobility.
Rising antiAmericanism, and growing estrangement between the Arab
world and the United States that marked the George W. Bush administration are
matters of grave concern, but this is far from the greatest crisis in the long
history of the maritime system. The study of the history of the maritime order
can help us think more clearly about the relationship between the Anglo-Saxon
powers and the world of Islam. This is not the first time that waves of Waspophobia have swept large parts of the world; it is not
the first time that foolish and imprudent policies of Anglo-American
governments have made a bad situation worse; it is not the first time that
atrocities committed by Anglo-Saxon forces have ignited international outrage;
it is not the first time that countries seeking to oppose the maritime order
have been able to tap into widespread world sentiment favoring their cause. It
is not even the first time all this has happened while the Walrus and the
Carpenter were cluelessly congratulating themselves on the imminent global
triumph of their ideas and their order. From its emergence in the revolt of
Dutch Protestants against the Catholic empire of Spain, through the long
struggles between Britain and France, and on through the wars of the twentieth
century, the maritime order repeatedly found itself engaged in conflicts which
have been, among other things, wars of religion. While each struggle has its
unique features, a look back at the long history of these conflicts can help us
now as we seek to avoid a great confrontation with Islam, and to help the world
of Islam find an appropriate and satisfactory place in the global system. The
chief lesson history offers is that this does not have to be a struggle to the
death. Protestantism and Catholicism today are well integrated into the
religious life of the maritime order, and endless contrasts are drawn in the
Western media between Christian values, which are believed to be compatible
with the liberal ideal of the open society, and the supposedly closed and unenlightened
values that are seen as part of the essence of Islam. This is almost surely
wrong. Catholicism had a long and bitter history of opposing the values of the
open society before finally making peace with it. Even Protestantism did not at
first accept the open society, and when some observers call wistfully for an
"Islamic Reformation" so that Islam will become a more tolerant and
open faith, they miss both the nature of the Reformation and the current
condition of Islam.
The year 1856 was one
of crisis for the Xhosa people in what is now the Republic of South Africa. A
long series of wars with Dutch and British colonists led to the progressive
loss of Xhosa territory. Most recently, the Xhosa had suffered a shattering defeat
in the War of the Axe and seen British forts established in their territory. A
devastating cattle disease had decimated the herds on which they depended. With
former allies weakened, and a British military presence that appeared to be
growing stronger and more insolent, the Xhosa leadership saw few positive
options. At this moment, in May 1856, a young girl had a vision as she went
down to fetch water from a pool by the river. Nongquawusa
came back from the river and told her uncle that the gods had appeared to her
and promised that if the Xhosa sacrificed all their cattle and destroyed all
their crops, the gods would replace all the lost goods and more. Moreover, the
British and indeed all the whites would die or leave the country, and the old
prosperity would return. Her uncle believed her, and repeated the story to the
paramount chief of the Xhosa. He, too, believed, and the word went out to the
villages and tribes of the people. Some believed that this was a clever
strategy to unite the people in a last great war against the British. With no
food or cattle to rely on, the people would have no choice but to fall on the
British settlements in a do-or-die battle. Others appear to have believed the
prophecy. Eagerly awaiting the promised bounty, many built new corrals and
prepared storage facilities for the expected grain. The Xhosa systematically
slaughtered their cattle; 300,000 head are estimated to have been killed, and
uncounted quantities of grain and other foodstuffs were destroyed. When the new
cattle and grain promised by the gods failed to appear, the spirit of
resistance was crushed. A famine is believed to have killed half of the Xhosa
population; N ongquawusa survived, though her uncle
did not.
Other cultures under
this kind of stress have found similar beliefs attractive. We are in trouble,
the reasoning goes, because we have not fully trusted or fully followed the
righteous ways of our ancestors. Charismatic figures have visions, revelations,
and dreams which promise that the old religion and old gods (or God) will
deliver us from the hated foreigner if we truly repent and return. Our
religion, our culture, is far more powerful than we realize, they say. If we
just fully trust and believe, the hidden powers will manifest themselves,
cleansing the world of our foes and restoring a righteous order to mankind.
Prophets of this kind arose among the American Indians at various points in
their long and losing struggles with the whites. The Shawnee prophet
Tenskwatawa (1775-1836) urged members of many of the native nations to purify
themselves of European influence, and give up the use of European goods, and,
especially, avoid substances like alcohol. Strengthened and united, they would
be able to resist the settlers then pouring into the Ohio Valley. Indians who
favored cooperation with the whites were accused of witchcraft; some were
executed. Indians from many tribes gathered with Tenskwatawa at the settlement
of Prophetstown, which flourished until a preemptive attack against United
States forces under William Henry Harrison failed. Tenskwatawa's religious
renewal collapsed, and Harrison went on to be elected president of the United
States because of his victory over the prophet's forces at the battle of
Tippecanoe. In 1890, when Harrison's grandson Benjamin was president of the
United States, another movement inspired by another prophet spurred the Lakota
(Sioux) people to a final struggle. At that time, the Sioux faced a major
crisis as American authorities divided the Great Sioux Reservation into five
smaller territories and forced Sioux families to live as farmers. A religious
revival based on visions spread not only through the Sioux but through other
tribal peoples of the west. The original form of the revival was syncretistic
and pacifist; the Paiute prophet Wovoka (also known as Jack Wilson) reported a
vision of the whites disappearing from the prairie and the return of the
buffalo and the antelope-if the Indians would dance a variant of a traditional
Spirit Ghost Dance. In Wovoka's vision, if the Indians lived in peace and
followed the ancestral ways, God would divide the continent, making Harrison
his deputy to rule the east, and putting Wovoka in charge of the west. The new
movement spread throughout the West; members of the various tribes came to hear
Wovoka as others had come to Tenskwatawa. Among the Sioux the pacific aspect of
the revival disappeared. A belief grew up that it was not enough to dance the
Ghost Dance and wait for the whites to abandon tribal lands. It would be
necessary to drive them out. Fortunately, dancers wearing Spirit or Ghost
Shirts would be invulnerable to the weapons of the whites. Inspired by their
version of Wovoka's message, some of the Sioux refused to accept the increasingly
unbearable treaty terms dictated by American forces. This resistance would end
tragically at the Wounded Knee massacre. Such movements are not confined to
small nations on the fringes of expanding civilizations. The Righteous Harmony
Movement in China followers were known among Westerners as "Boxers,"
and the movement is called the Boxer Rebellion-involved a widespread belief
that magic shirts would defend the wearers against bullets and that the purity
and rigor with which traditional Chinese beliefs were followed would endow the
practitioners with a supernatural ability to drive the foreigners away. In
European history, Carlist soldiers fighting against what they saw as a secular
and antireligious Spanish government believed that specially blessed images of
the Blessed Heart of Jesus would protect them from the bullets of the
unrighteous but well-equipped (and British-backed) enemy. As Japan faced defeat
during the Second World War, there were factions in the armed forces and the
government who similarly believed that a return to a (hypothetical and
unhistorical) purity would yet lead the country to victory. The cult of the
kamikaze pilots, the first organized corps of suicide bombers, was part of this
movement. There are many other examples of a desperate culture or subculture
that, on the cusp of an overwhelming and destructive encounter with a dynamic
and overpowering foreign culture, came to believe that a return to its pure
roots would provide a miraculous path out of an unsustainable situation.
Movements like
Al-Qaeda clearly share many traits with these earlier examples. Like
Tenskwatawa's followers, modem Islamic ghost dancers brand leaders who favor
compromise with the foreigners as religious deviants. Visions and dreams were
prevalent among the followers of Osama bin Laden during the Afghan war against
the Soviets, and presumably still continue to inspire resistance today. Members
of these movements believe that if they and the Muslim peoples as a whole throw
off foreign and Western customs, and truly embrace the righteous ways of the
early followers of Islam, God will give them victory over their enemies,
however intimidating the odds may seem. Suicide bombers, hijackers on missions
like the 9/11 attacks, and the human waves of enthusiastic young men charging
the Iraqi front lines during the Iran-Iraq war all show the power of these
beliefs to inspire people-especially young people-to face death for them.
Unfortunately, ghost dancers do not always remain marginalized outsiders in the
political or literal wilderness. Nongquawusa quickly
gained the support of the Xhosa leaders. Tenskwatawa's movement attracted many
powerful leaders and talented individuals and helped Tenskwatawa's brother
Tecumseh organize one of the most effective coalitions that the American
Indians ever achieved. The dowager empress Cixi supported the Boxers against
foreign forces. Adolf Hitler started his political career among the isolated
and marginalized ultranationalist ghost dancers of Weimar Germany and brought a
ragbag collection of fanatics, lunatics, thugs, and crackpot intellectuals to
power in one of the world's most powerful states. The ghost-dancing Ayatollah
Khomeini took the helm in the venerable state of Iran. On the other hand, the
arrival of the ghost dancers is often a sign that the struggles within a
culture or civilization are reaching their climax. The most important result of
the Ghost Dance movement among the American Indians was not the massacre at
Wounded Knee; it was the discovery of the cultural resources and strengths that
allowed Native Americans all over the country to preserve their languages and
pride in the face of defeat. The most famous name in the political history of
the Xhosa is Nelson Mandela, not Nongquawusa. With
the defeat of the Boxers, China began the process of revolution and
modernization which, through a century of horror and bloodshed, has finally
seen that country moving to find a place at the center of global history. The
historical fate of most ghost dancers is to illustrate by the futility of their
actions that the path of rejection is closed. Once they are out of the way, the
real business of renewal and adjustment can begin.
The imperatives of
history force the world's civilizations into contact with one another. Whether
they like it or not, all civilizations today are condemned to live in close
contact, to deal with one another, and to affect one another. This is one of
the ways in which liberal capitalist society imposes its own preferences on the
rest of the globe: mass travel, instant communications technology, and global
economic integration are products of the maritime system produced by the
liberal capitalist realm to serve its own purposes, and the rest of the earth's
other cultures have no choice but to address the challenges posed by a
shrinking world. Both to prevent the rise and spread of terrorism and more
broadly to promote the peaceful development of global society along lines
favorable to the security and the interests of dynamic society, managing the
relationship between the maritime system and the cultures and civilizations
affected by it may well be the primary task of American foreign policy in the
decades to come. The first four years of the administration of George W. Bush
were almost a textbook example of the dangers that American foreign policy
faces when it ignores the enduring importance of collective recognition in
international life. Its European policy trampled openly on the sensibilities of
Cold War allies, raising questions about the structure of the Atlantic alliance
in ways that seriously reduced public support for that alliance in much of
Europe. At times the Bush administration seemed to glory in its relative
isolation and its capacity for unilateral action, and it was only too happy to
remind countries like Germany and France that they were not the great powers
they had once been. What proved to be an unnecessary and poorly planned war in
Iraq reminded America's allies of the limits on America's wisdom. With
gratuitous slights and grandiose posturing, men like former defense secretary
Donald Rumsfeld made American power odious in much of the world. This was not
wise; it risked waking old memories and disturbing old ghosts best left to
slumber in peace. The chief European allies of the United States today are to a
large degree former foes: Satans or aspiring Satans brought low by the crushing power of the maritime
system.
Many Arabs think the
Crusades never ended because, for them, they haven't. For the last three
hundred years, the Christian powers have been carving up the Islamic world, and
first the Walrus and now the Carpenter have been the powers with the sharpest
carving knives and the longest reach. The stunning reversal of Muslim history
since about 1700, and the rise of the Christian West as a whole and especially
of the maritime system to power over the Muslim world are the defining facts of
the contemporary world for many Muslims, particularly Arabs. Many historians
date the turning point from the 1699 Treaty of Karlowitz.
For the first time the mighty Ottoman Empire had to yield; Russia and Poland
made territorial gains, and the Austrian Hapsburgs received a right to
intervene in Ottoman affairs to protect the rights of Roman Catholics. Since
that time, a tsunami of Christian conquest has swept over the Muslim world.
First the outlying and contestable lands fell-the khanates of Russia, the most
extreme Ottoman conquests like Budapest. But the tide of disaster continued.
The Dutch overcame Islamic resistance in the East Indies; Muslim power
collapsed in much of Ukraine and into the Caucasus as the Orthodox Russian
armies advanced. The British put increasing pressure on the Muslim states of
India. The eighteenth century witnessed the decline of Muslim power, the years
from 1800 to 1920 saw the fall. North Africa fell to the French and the
Italians, and Muslims encountered systematic discrimination in their homelands.
Tens of thousands of European settlers planted themselves on the best
agricultural land and built exclusive neighborhoods like the Israeli
settlements on the West Bank. Muslims paid extra taxes but could not attend
good schools; native Algerian Jews received automatic French citizenship but
Muslims were barred unless they abjured the use of Muslim religious law. The
British brought the once-powerful Moghul Empire in India to an end, reducing
the emperors to puppets before deposing the last. The Muslim emirates and
sultanates of sub-Saharan Africa were crushed by European forces (mainly
British and French). The Ottoman Empire itself came under more and more
vigorous and unremitting attack. Christian powers vied to be named
"protectors" of various Christian minorities in the empire to give
their governments the right to intervene in Ottoman politics. Encouraged and
often armed and supplied by Christian powers, the Christian minorities of
Europe rose to fight for independence. The most bitter wars of the era were
fought in modern-day Greece and the Balkans. These were wars of ethnicity and
wars of religion; grievances ran deep on both sides. Over the centuries, many
Greeks and Slavs had converted to Islam, while Turks and other Muslims had
settled throughout the empire. As the Greeks, Bulgarians, Romanians, Croats,
and Serbs sought to regain their independence in the nineteenth century,
supported by one or more of the European Christian powers, savage and brutal
warfare spread throughout the region. Hundreds of thousands of civilians on
both sides were killed in one vicious atrocity after another. Muslims killed
Christians, Christians killed Muslims-and often killed Jews for good measure.
When Russian forces drove the Turks out of Bulgaria in the 1870s, panicky Bulgarian
Jews fled with the Muslims, fearing the attacks of their Christian neighbors
and the forces of the Russian tsar. According to historian Justin McCarthy's
Death and Exile: The Ethnic Cleansing of Ottoman Muslims, 1821-1922,
approximately five million European Muslims were driven from their homes
between 1821 and 1922 in the greatest movement of ethnic cleansing in Europe
until the forced removals of Germans from Poland and Czechoslovakia following
World War II. A century of ethnic cleansing and murder converted the former
territories of the Ottoman Empire in Europe from a population with an absolute
majority of Muslims to a region with a Christian majority. Between 1912 and
1920 alone, an estimated 62 percent of the Muslim population of southeastern
Europe (excluding Albania) disappeared, fled, or was killed or driven into
exile.1O Twenty-seven percent of the original Muslim population died. Many of
the survivors fled to what became Turkey;lI one-fifth
of Turks today are descended from Balkan refugees, and no doubt they receive
both pleasure and instruction from the many lectures showered on them by
earnest Western politicians urging Turkey to live up to European values.
The final stage came
with World War 1. The British had previously made themselves the paramount
power in the Persian Gulf, imposing themselves on Persians and Arabs
alike--even before the region's oil was discovered. The Ottomans held the
British off at Gallipoli, but across the Arab Middle East British armies
advanced into the Arab heartland of Islam almost at will. The Crusaders briefly
emerged from historical obscurity in Britain in 1917, when joyful Britons
hailed General (later Field Marshal) Edmund Allenby, who entered Jerusalem on
December 9, 1917. After the war, virtually the entire Arab world was divided
among the European powers, with Britain having by far the largest share, and
France coming second. By 1920, when the British Empire reached its geographical
peak, more Muslims lived under British rule than had ever lived under any
Muslim caliph or sultan. An empire that included one-fourth of the world's
people and one-fourth of its land surface ruled over more than half of the
world's Muslims, and in much of the world, Britain was seen as the leading
imperialist power and the greatest threat to the freedom and the religion of
Muslims. "We certainly do not want to administer their disgusting
territories and people," the British "political advisor" in
Bahrain stated at one point. The British preferred to rule indirectly
through local elites and royal families. Some of these families still sit on
Middle Eastern thrones today; many Middle Easterners believe that the United States
is pursuing a slightly modernized version of Britain's traditional practice of
indirect rule. From the standpoint of the Arab world, then, the Crusades are
not an ancient and misty memory of Saladins and
Paladins whacking away. The last three hundred years have seen one invasion
after another by the Christian powers of lands that the Muslim world considered
part of its own territory. No comer of the Muslim world was or is safe from
this unrelenting onslaught. Since Allenby's entry into Jerusalem, the third
holiest city in Islam has been mostly under either Christian or Jewish rule. At
the time of this writing, the seat of the first great caliphate in Baghdad is
patrolled by American troops. The dependence of Saudi Arabia, site of the
holiest places * Balkan history in this period is, of course, a controversial
subject. I do not wish to imply that the Ottomans and the Muslims were innocent
of atrocities; all sides sometimes behaved badly in a century of vicious and
bitter conflict. My goal here is not to balance the accounts and give a
dispassionate and evenhanded account of the period; my goal is to help a
Western and non-Muslim audience understand the perceptions behind contemporary
Muslim attitudes toward the West. in Islam, on the American military for its
security has been demonstrated over and over.
Decolonization has
not given Muslims the recognition they hoped for. Muslim power in India was not
restored when the British left; most of British India has become an
aggressive and growing Hindu power. Muslims are left as minorities in India, or
as citizens in troubled and less powerful Pakistan and Bangladesh. No Arab
state outside the tiny sheikhdoms of the Gulf has achieved European or American
standards of affluence. Worse, East Asia has long passed the Arab world as
China, Korea, and other Asian countries advance. This is the context in which
Arab opinion (and indeed much Muslim opinion throughout the world) views
American foreign policy and the state of Israel. Israel is simply the latest in
a long line of incursions into Muslim territories; Muslims are shoved aside and
Europeans (and Middle Eastern Jews) are preferred, just as they were in
Algeria. The Muslims huddle in miserable camps, as they did in Anatolia after
the various ethnic cleansings of the Balkan Wars. Arrogant Christian powers
lecture Muslims on moral and civilizational values as they recklessly play with
the fates of Muslim peoples for the sake of their own imperial games. The
Americans, like the British, are utterly inflexible where their national
interests are concerned and where oil is at stake. And American power is even
more omnipresent than British power used to be. On top of all that, the secrets
of economic success still seem hidden away. The Israelis are prospering more on
their strip of worthless sand than the Egyptians or the Syrians, to say nothing
of the Iraqis, with their oil and water riches.
This is not a
complete and is certainly not an unbiased account of the last three hundred
years of Muslim-Christian relations, and it does not include other, more
positive elements in the relationship, but the context described here is an
important fact with which American foreign policy in the region must work. In
Arab eyes, the maritime system and the European civilization from which it
sprang lack legitimacy from almost every point of view. Religiously it is both
alien and hostile. Geopolitically it is responsible for centuries of wrong, and
today its power is seen as continuing to block the aspirations of Muslim
states. Its firm support of Israel is not an isolated instance; it is part of a
long established pattern of anti-Muslim, anti-Arab foreign policy. Into this
charged environment came Bush and Blair, intoning pieties about individual
rights, the virtues of liberal economic policy, the need for massive
revolutionary upheaval in the Arab world, and the universal principles of moral
law. Many Arabs dismissed this as simply the usual happyclappy
Anglo-Saxon hypocrisy, meaningless background noise for the invasion of Iraq.
Others saw it as an attempt to undermine Arab cohesion and resistance in the
service of some sinister plot connected either to Israeli expansionism, oil, or
both. Still others saw it as the latest stage of a conscious and well-developed
plan to undermine Islam, hatched by the enemies of God. Yet there is no way
forward without a much deeper encounter between the United States and the Arab
world, and this encounter cannot succeed unless the Carpenter can learn to talk
less and listen more. It appears very unlikely that the Arab world will quickly
develop the ability to surf the waves of global change. And what is true of the
Arab world is true also of a number of other Muslim societies, of Russia, and
of substantial portions of Latin America and Africa. And there will be
conflicts within societies between ethnic groups and between elites and the
masses as some groups run faster than others within individual countries. Even
those countries like India and China that have found new success are likely to
face increasing challenges as the pace of change accelerates, and social
pressures and conflicts arise.
The situation becomes
more dire at the international level. The larger and grander the abstraction,
the less critical we are of the claims, and the less need we feel to recognize
the just claims of those who belong to competing camps. It is patriotic to make
large claims for our nation, pious to make them for our faith. Great powers
exhibit the arrogance of power, trampling over the rights and concerns of
smaller peoples and weaker nations with little real awareness of what they have
done. But there is also an arrogance of impotence; wronged peoples attach a
cosmic importance to those wrongs, demand impossible things, and reject
realistic compromises out of a romantic attachment to "ideals" they
feel to be nonnegotiable. Into all this comes the mix of anger, resentment,
blindness, and bigotry that Herder and Berlin found among nations who are or
perceive themselves to be victims, and the weak with their own bitterness and
limits then engage with the blindness, arrogance, self-centeredness, and self-righteousness
of the strong. The greatest conflicts and the greatest crimes often stem from
the noblest aspirations, and the same collectivities that give life meaning and
offer opportunities for solidarity serve also as the seedbeds of conflict. This
is both a tragic and an ironic view of the world. It is tragic because the
noblest human aspirations are undermined by the flaw deep in our nature. It is
ironic because it is when we are most confident that we are acting righteously,
most sure of the moral ground beneath our feet that we are in the greatest
danger. To achieve such a rich and paradoxical view of the world using the
classic elements of Anglo-American thought is a remarkable thing, and Niebuhr
can justly be ranked among the greatest and most profound thinkers twentieth
century America produced.
AS AMERICANS STRIVE
TO UNDERSTAND the nature of the threat revealed by the terror attacks of 9/II
and to develop a foreign policy stance that can guide them through this latest
challenge to the maritime order, Niebuhr's ideas seem more compelling and vital
than ever. More even than in the Cold War, the United States will have to
combine a capacity for action and assertion with a capacity for reflection and
self-criticism. The world of religiously motivated Middle Eastern terrorists is
far more alien to most Americans than was communism. Marxism, after all, is a
product of the same Western civilization that produced the United States, and
the worldview of its Soviet adherents was recognizable and comprehensible
though repugnant to many Americans. Niebuhr himself had been a socialist and
was a serious student both of Marx and of the intellectual history that shaped
his worldview. To understand the terrorists, and to understand the shades of
opinion surrounding the movement, much less to learn how to operate effectively
in the political and cultural environment of the modern Middle East, the United
States must make larger intellectual and cultural leaps than it did in the Cold
War. It will have to come to terms with rage and frustration that is more
deeply seated, more diffuse, and harder to reconcile than the mix of
anticapitalism, Occidentalism, and Russian nationalism that powered the Soviet
Union. The task will be all the more difficult in that the religious overtones
and connotations of the terror threat invoke deeply seated collective
identities both in the mostly Muslim Middle East and in the mostly Christian
United States. For both sides the greatest possible disaster would be to regard
one another as enemies in an escalating spiral of misunderstanding, provocation,
violence, and retaliation. Given the history, and given the religious and
cultural differences, this would be a dangerous possibility under any
circumstances; with disciplined, highly trained terrorists seeking to bring
about just such an outcome a worst-case scenario can look ominously likely. To
broaden our horizon from the Middle East to the world at large, the diplomacy
of civilizations involves handling the relationship between capitalism, a
system with global implications that forces every country to adjust and
respond, and the separate identities, aspirations, and attitudes of the many
different societies affected by the maritime system. And in a world where many
countries already feel with the Red Queen that they are running as fast as they
can, capitalism is a relentless taskmaster demanding that everyone go faster
and faster.
The worldview that
emerges from this picture is not one of unrelieved darkness and gloom. There is
real room for improvement. Not just individuals, but nations and civilizations
can learn from mistakes. The diplomacy of civilizations is not just an eternal
and desperate attempt to stave off a perpetually threatening set of conflicts.
Good policy and thoughtful global engagement on our part can reduce the
likelihood of such conflicts. Utopia is not just around the comer, but we can
and should work for modest improvements. Here one returns to Niebuhr's idea of
"just enough": just enough national and cultural growth to better fit
us for the diplomacy of civilizations; just enough success in that diplomacy to
prevent the collisions and clashes between the world's classes and cultures
from plunging us all into a bottomless pit of destruction and war. Even this
may be more than we get, but it is well worth the try.
Anglo-American Ascendance P.1.
Anglo-American Ascendance P.3: Asia in the New Spatial Order.
Anglo-American Ascendance P.4: The China Blockade.
Anglo-American Ascendance P.5: The Japan Blockade
Anglo-American Ascendance P.6: Opium War
1. Angus Maddison, The
World Economy: A Millennial Perspective (Paris: Development Center of the
Organization for Economic Cooperation and Development, 2001), 261.
2. Ibid.
3. Ibid
4. Ibid
5. Ibid
6. World Development
Indicators Database, World Bank, July I, 2006, http:// siteresources.
worldbank.org/ DATASTATISTICS/Resources/GDP.pdf (accessed March ro, 2005).
7. Julie DaVanzo and Clifford Grammich,
"Dire Demographics: Population Trends in the Russian Federation,"
RAND Corporation (200r), 21.
8. Ibid.
9. Steven Eke,
"Russia Faces Demographic Disaster," BBC, June7, 2006.
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