By Eric Vandenbroeck
and co-workers
The Right Way to Counter Autocracy
When U.S. President
Joe Biden took office in January 2021, the United States had just witnessed four
of the most turbulent years in recent memory, culminating in the failed
insurrection at the U.S. Capitol on January 6. Without a doubt, American
democracy was far more fragile than when Biden left the vice presidency in
2017.
The picture abroad
wasn’t much brighter. Populist parties with xenophobia and antidemocratic
tendencies were gaining momentum in established and nascent democracies. The
world’s autocracies seemed newly emboldened. Russia was clamping down on
dissent at home and encouraging authoritarianism abroad through election
interference, disinformation campaigns, and the actions of its paramilitary
Wagner Group. Meanwhile, China’s government had become even more repressive at
home and more assertive abroad, stripping Hong Kong of its autonomy and
leveraging its vast bilateral financial investments to secure support for its
policies in international institutions. In February 2022, just three weeks
before Russia’s full-scale invasion of Ukraine, Chinese President Xi
Jinping and Russian President Vladimir Putin announced a new
strategic partnership that they claimed would have “no limits.”
But early 2022 may
prove to be a high-water mark for authoritarianism. Putin made a mistake
after a strategic error while the free people of Ukraine successfully
mobilized, innovated, and adapted.
The root causes of
Moscow’s disastrous showing are numerous, but several bears the hallmarks of
authoritarianism. Graft has rotted the Russian military from within, yielding
reports of soldiers selling fuel and weapons on the black market. Russian
commanders have taken massive risks with the lives of their soldiers:
conscripts arrive at the front having been lied to and manipulated rather than
properly trained. To avoid upsetting their superiors, military leaders have
supplied overly rosy assessments of their ability to conquer Ukraine, leading
one pro-Russian militia commander to call self-deception “the herpes of the
Russian army.”
Russia’s ghastly
conduct in Ukraine has left Moscow more isolated than ever since the end of
the Cold War. Most European countries are racing to decouple their
economies from Russia, and Finland and Sweden are on the brink of joining an
expanded and united NATO. Public opinion of Russia and Putin has plummeted
worldwide, reaching record lows, according to the Pew Research Center. In
Russia’s immediate neighborhood, Moscow’s traditional security and economic
partners are staying neutral, refusing to host joint military exercises,
seeking to reduce their economic dependence on Russia, and upholding the
sanctions regimes. Russians themselves are voting with their feet: officially,
hundreds of thousands of citizens have fled, but the actual number is
likely well over one million and includes tens of thousands of valued high-tech
workers.
The past few years
have also demonstrated the shortcomings of Beijing’s model. In 2020 and 2021,
senior Chinese officials claimed that the global response to
the COVID-19 pandemic showed the superiority of their system.
They regularly took potshots at the United States for its high COVID-19 death
toll. Unquestionably, the United States and other democracies made mistakes in
handling COVID-19. But unlike Chinese citizens, dissatisfied voters in
these countries could elect new leaders and change their governments’ approach
to the pandemic. By contrast, Beijing withheld vital data from the World Health
Organization, refused to work with other nations in developing a vaccine, and
stuck with its harsh “zero COVID” policy until late 2022. It
continues to be opaque about the COVID-19 situation in China, limiting the
international community’s understanding of potential variants.
Elsewhere, public
support for populist parties, leaders, and antipluralist
attitudes has dropped significantly since 2020, partly because populist-led
governments mishandled the pandemic. Between mid-2020 and the end of 2022,
populist leaders saw an average decline of 10 percentage points in their
approval ratings in 27 countries analyzed by researchers at Cambridge
University. In the same time frame, prominent leaders with autocratic
tendencies lost power at the ballot box. And American democracy has proved
resilient; the U.S. Congress passed meaningful electoral reforms and held
powerful public investigations into the events leading up to January 6.
Autocrats are now on
the back foot. Under Biden’s leadership, the United States and
countries worldwide have joined forces to protect and strengthen democracy at
home and abroad and to work together on challenges such as climate change and
corruption. After a year of faltering authoritarianism and stubborn democratic
resilience, the United States and other democracies can regain their
momentum—but only if we learn from the past and adapt our strategies. For the
last three decades, advocates of democracy have focused too narrowly on
defending rights and freedoms, neglecting the pain and dangers of economic
hardship and inequality. We have also failed to contend with the risks
associated with new digital technologies, including surveillance technologies,
that autocratic governments have learned to exploit to their advantage. It
is time to coalesce around a new agenda for aiding the cause of global freedom,
one that addresses the economic grievances that populists have so effectively
exploited, defangs so-called digital authoritarianism, and reorients
traditional democracy assistance to grapple with modern challenges.
Not A Fragile Flower
In his address to the
British Parliament in 1982, U.S. President Ronald Reagan observed
that “democracy is not a fragile flower; still, it needs cultivating.” Since
then, the cultivation of democracy abroad has largely meant the provision of
what we call democracy assistance: funding to support independent media, the
rule of law, human rights, good governance, civil society, pluralistic
political parties, and free and fair elections.
This assistance from
the United States, which grew from just over $106 million in 1990 to over $520
million in 1999, supported democratic actors in countries locked behind the
Iron Curtain as they became proud, thriving members of a free Europe. After
brave protesters broke the grip of Soviet rule, our assistance helped newly
independent countries establish everything from public broadcasters to
independent judiciaries. Similar initiatives aided reformers throughout Africa,
Asia, and Latin America as they solidified their democracies.
Although it is
difficult to measure how much these programs have advanced democratic progress worldwide,
multiple studies have identified ways in which democracy assistance from the
United States and other donors has supported positive outcomes. The U.S. Agency
for International Development, the institution I lead and the largest provider
of democracy assistance in the world, has had “clear and consistent impacts” on
civil society, judicial and electoral processes, media independence, and
overall democratization, according to one study of the agency’s democracy
promotion programs between 1990 and 2003. A later study
commissioned by USAID found that every $10 million of democracy
assistance it provided between 1992 and 2000 contributed to a seven-point jump
on the 100-point global electoral democracy index maintained by the nonprofit Varieties
of Democracy.
But the same study
showed that these positive effects began to falter in the years after
the 9/11 attacks on the United States. Between 2001 and 2014, the
same amount of investment only saw an increase of a third of a point—still two
and a half times more than the average annual change among countries in the
electoral democracy index over that period, but a much more diminished impact
than in previous years.
Of course, a host of
interrelated factors contribute to democracy’s struggles: polarization,
significant inequality, widespread economic dissatisfaction, the explosion of
disinformation in the public sphere, political gridlock, the rise of China as
a strategic competitor of the United States, and the spread of digital
authoritarianism aimed at repressing free expression and expanding government
power. Many of these challenges can only be solved domestically. But those
of us invested in the global renewal of democracy must help societies address
economic concerns that antidemocratic forces have exploited; take the fight for
democracy into the digital realm, just as autocracies have; and adapt our
toolkit to meet not just long-standing challenges to democracy but also new
ones.
Blinded By The Rights
At the core of
democratic theory and practice is respect for the individual's dignity. But
among the most significant errors many democracies have made since the Cold War
is to view individual dignity primarily through the prism of political freedom
without being sufficiently attentive to the indignity of corruption,
inequality, and a lack of economic opportunity.
This was not a
universal blind spot: several political figures, advocates, and individuals
working at the grassroots level to advance democratic progress presciently
argued that economic inequality could fuel the rise of populist leaders and
autocratic governments that pledged to improve living standards even as they
eroded freedoms. But too often, the activists, lawyers, and other members
of civil society who worked to strengthen democratic institutions and protect
civil liberties looked to labor movements, economists, and policymakers to
address economic dislocation, wealth inequality, and declining wages rather
than building coalitions to tackle these intersecting problems.
Democracy suffered as
a result. Over the past two decades, as economic inequality rose, polls
showed that people in rich and poor countries alike began to lose faith in
democracy and worry that young people would end up worse off than they were,
giving populists and ethnonationalists an opening to exploit grievances and
gain a political foothold on every continent.
Moving forward, we
must look at all economic programming that respects democratic norms as a form
of democratic assistance. When we help democratic leaders provide vaccines
to their people, bring down inflation or high food prices, send children to
school, or reopen markets after a natural disaster, we are demonstrating—in a
way that a free press or vibrant civil society cannot always do—that democracy
delivers. And we are making it less likely that autocratic forces will take
advantage of people’s economic hardship.
Nowhere is that task
more important today than in societies that have managed to elect democratic
reformers or throw off autocratic or antidemocratic rule through peaceful mass
protests or successful political movements. These democratic bright spots are
incredibly fragile. Unless reformers solidify their democratic and economic
gains quickly, populations understandably grow impatient, especially if they
feel that the risks they took to upend the old order have not yielded
tangible dividends in their own lives. Such discontent allows opponents of
democratic rule—often aided by external autocratic regimes—to wrest back
control, reversing reforms and snuffing out dreams of rights-regarding
self-government.
The task before reformist
leaders is enormous. Often they inherit budgets laden with debt; economies
hollowed out by corruption, civil services built on patronage, or a combination
of all three. When Zambian President Hakainde Hichilema took office in
2021 after winning a landslide victory over an incumbent whose regime had
arrested him more than a dozen times, he discovered that his predecessors
had accumulated over $30 billion in unserviceable debt, nearly one and a half
times the country’s GDP, with very little new infrastructure or
return on borrowing to show for it. In Moldova, where the anticorruption
advocate Maia Sandu was elected president in 2020, a
single corruption scandal had previously siphoned off a whopping 12 percent of
the country’s GDP.
Election Day In Chisinau, Moldova
To help rising
democracies overcome such hurdles, USAID has stepped up with
additional support. We have identified and increased our investment in several
bright democratic spots, including the Dominican Republic, Malawi, the
Maldives, Moldova, Nepal, Tanzania, and Zambia. That list is by no means
comprehensive, and admittedly some of these bright spots shine more intensely
than others in their commitment to democratic reform. But all are working to
fight corruption, create more space for civil society, and respect the
rule of law. Biden has also created a special fund at USAID so we can
move quickly to help bright spots deliver on their key economic priorities as they
pursue reforms and consolidate democratic gains.
But we don’t just
want to boost our assistance to these countries; we want to help them
prosper beyond the impact of our programming. The U.S. government’s flagship
food security initiative, Feed the Future, which works with agribusiness,
retailers, and university research labs to help countries improve their
agricultural productivity and exports, recently expanded to include Malawi and
Zambia. USAID has also partnered with Vodafone to expand the reach of a
mobile app called m-mama to every region in Tanzania. The app is akin to an
Uber for expectant mothers, helping pregnant women who lack ambulance services
reach health facilities and significantly decreasing maternal mortality. In
Moldova, pushing ahead with anticorruption reforms despite ramped-up economic
pressure from Russia, USAID has worked to increase the country’s
trade integration with Europe. And at the UN General Assembly in
September, U.S. Secretary of State Antony Blinken and I gathered the
heads of state of many of these rising democracies, together with
corporate executives and private philanthropies, to encourage new
partnerships.
Principled Aid
Everywhere they
assist, democratic countries must be guided by and seek to promote democratic
principles—including human rights, norms that counter corruption, and
environmental and social safeguards. In contrast to the approach of autocratic
governments, we showcase the potential benefits of our democratic system when
we assist in a fair, transparent, inclusive, and participatory
manner—strengthening local institutions, employing local workers, respecting
the environment, and providing benefits equitably in society.
Over the past four
decades, Beijing has transformed from one of the largest recipients of foreign
assistance to the largest bilateral provider of development finance, mainly in
the form of loans. Through its enormous infrastructure investments, Beijing has
helped many developing countries build seaports, railways, airports, and
telecommunications infrastructure. But the second-order effects of China’s
financing can undermine the long-term development objectives of partner
countries and the health of their institutions. Even in highly indebted poor
countries, much of the development financing China offers is provided at
non-concessional market rates through opaque agreements hidden from the public.
According to the World Bank, 40 percent of the debt owed by the world’s poorest
countries is held by China. And attempts by highly indebted borrowers such as
Zambia to restructure their debts to China have been slow and fractured, with
Chinese lenders rarely agreeing to reductions in interest rates or the principal.
Because they are
subject to little public oversight, Beijing’s loans are often diverted for
personal or political gain. A 2019 study in the Journal of Development
Economics found that Chinese lending to African countries increased
closer to elections and that funds disproportionately wound up in the hometowns
of political leaders. These loans skirt local labor and environmental
safeguards and help the Chinese government secure access to natural resources
and strategic assets, boosting state-owned or state-directed enterprises.
Democratic donor
countries and private businesses must increase their investments in projects
that elevate economic and social inclusion and strengthen democratic
norms—decisions that yield more equitable results and stronger development
performance. Together with the rest of the G-7, the United States plans to
mobilize $600 billion in private and public investment by 2027 to finance
global infrastructure. Crucially, we will do so in a way that advances the
needs of partner countries and respects international standards—a model for all
such investments moving forward. This new Partnership for Global Infrastructure
and Investment will finance clean energy projects and climate-resilient
infrastructure; fund the responsible mining of metals and critical minerals,
directing more of the profits to local and indigenous groups; expand access to
clean water and sanitation services that particularly benefit women and the
disadvantaged; and expand secure and open 5G and 6G digital networks so that
countries don’t have to rely on Chinese-built networks that may be susceptible
to surveillance.
Digital Dangers
Like inequality and
economic privation, potentially dangerous digital technologies have not
received nearly enough attention from most democracies. The role such tools
have played in the rise of autocratic governments and ethnonationalism
movements can hardly be overstated. Authoritarian regimes use surveillance
systems and facial recognition software to track and monitor critics,
journalists, and other members of civil society to repress opponents and stifle
protests. They also export this technology abroad; China has provided
surveillance technology to at least 80 countries through its Digital Silk Road
initiative.
Part of the problem
is a lack of global norms and legal or regulatory frameworks that embed
democratic values into tech design and development. Even in democratic
countries, programmers often have to define their professional ethics on the
fly, developing boundaries for powerful technologies while also trying to meet
ambitious quarterly goals that leave them little time to reflect on the human
costs of their products.
Biden came into
office recognizing technology's important role in shaping our future. That is
why his administration partnered with 60 other governments to release the
Declaration for the Future of the Internet, which outlines a shared positive
vision for digital technologies as well as a blueprint for an AI bill
of rights so that artificial intelligence is used in line with democratic
principles and civil liberties. In January 2023, the United States also assumed
the chair of the Freedom Online Coalition, a group of 35 governments committed
to reinvigorating international efforts to advance Internet freedom and counter
the misuse of digital technology.
To build resilience
to digital authoritarianism, we are kicking off a major new digital democracy
initiative that will help partner governments and civil society assess the
threats that misuse of technologies poses to citizens. We launched a new
industry with Australia, Denmark, Norway, and other partners to better align
our export controls with our human rights policies. We blacklisted flagrant
offenders, such as Positive Technologies and NSO Group, both of which sold
hacking tools to authoritarian governments. And in the coming months, the White
House will finalize an executive order barring the U.S. government from using
commercial spyware that poses a security threat or a significant risk of
improper use by a foreign government or person.
But perhaps the
biggest threat to democracy from the digital realm is disinformation and other
forms of information manipulation. Although hate speech and propaganda are not
new, the rise of mobile phones and social media platforms has enabled
disinformation to spread at unprecedented speed and scale, even in remote and relatively
disconnected regions of the world. According to the Oxford Internet Institute,
81 governments have used social media in malign campaigns to spread
disinformation, sometimes in concert with the regimes in Moscow and Beijing.
Both countries have spent vast sums manipulating the information environment to
fit their narratives by disseminating false stories, flooding search engines to
drown out unfavorable results, and attacking and doing their critics.
The most important
step the United States can take to counter foreign influence campaigns and
disinformation is to help our partners promote media and digital literacy,
communicate credibly with their public, and engage in “pre-bunking”—that is,
seeking to inoculate their societies against disinformation before it can
spread. In Indonesia, for example, USAID has worked with
local partners to develop sophisticated online courses and games that help new
social media users identify disinformation and reduce the likelihood of sharing
misleading posts and articles. The United States has also helped Ukraine
fight against the Kremlin’s propaganda and disinformation. For
decades, USAID has worked to enhance the media environment in the
country, encouraging reforms that allow greater access to public information and
supporting the emergence of strong local media organizations, including the
public broadcaster Suspilne. After Russia’s initial invasion of Ukraine in 2014, our work
expanded to help local journalists produce Russian-language programming that
could reach into Kremlin-occupied territories, such as Dialogues With
Donbas. This YouTube channel featured honest conversations with
Ukrainians about life behind Russian lines. We also helped support the
production of the online comedy show Newspalm, which
regularly racks up tens of thousands of views as it skewers Putin’s lies. And
even before Moscow’s full-scale invasion began in February 2022, we worked with
the government of Ukraine to stand up the Center for Strategic
Communications, which uses memes, well-produced digital videos, and social
media and Telegram posts to poke holes in Kremlin propaganda. Despite
these successes, the global fight against digital authoritarianism remains
fragmented and underfunded. The United States and other democracies must work more closely
with the private sector and civil society groups to identify challenges, build
partnerships, and increase investments in digital freedom worldwide. At the
same time, we must react to new challenges that journalists, election monitors,
and anticorruption advocates face, updating democracy assistance programming to
respond to ever-evolving threats.
To that end, the
United States has launched several new initiatives—many inspired by activists,
civil society, and pro-democracy nongovernmental organizations—under the banner
of the Presidential Initiative for Democratic Renewal, which Biden unveiled at
his 2021 Summit for Democracy. For instance, we have heard from independent
journalists worldwide that one of the major impediments to their work, in
addition to death threats and intimidation, is lawsuits brought against them by
those whose corruption they seek to expose. These frivolous lawsuits can cost
journalists and their outlets millions, putting some out of business and
creating a chilling effect for others. In addition to helping strengthen the
physical security of news organizations, USAID has established a new
insurance fund, Reporters Shield, that will help investigative journalists and
civil society actors defend themselves against bogus charges. In recognition of
the economic challenges all traditional media outlets face, even in the United
States, we have also organized a new effort to help media organizations that
are struggling financially develop business plans, lower costs, find audiences,
and tap into new sources of revenue so that they do not go bankrupt when
independent journalism is needed most.
The United States is
also working with its partners to support free and fair electoral processes
worldwide. Autocrats no longer simply stuff ballot boxes on election day; they
spend years tilting the playing field through cyber-hacking and voter
suppression. Together, the leading global organizations that support electoral
integrity, both within governments and outside them, have formed the Coalition
for Securing Election Integrity to establish a consistent set of norms for what
constitutes a free and fair election. The coalition will also help identify
critical elections that the United States and other donor countries can help
support and monitor.
A Chinese-built train in Athi River, Kenya
Finally, we are
taking a much more aggressive and expansive approach to fight corruption, going
beyond addressing the symptoms—petty bribes and shady backroom deals—to tackle
the root causes. In late 2021, for instance, the Biden administration announced
the first U.S. strategy on anticorruption, which recognizes corruption as a
national security threat and lays out new ways to tackle it. We are also
working with partner governments to detect and root out corruption occurring
globally, abetted by an industry of shadowy facilitators. In Moldova, for
instance, we helped the country’s electoral commission to encourage greater
transparency in financial disclosures so that external actors looking to exert
influence over elections cannot hide their contributions. And in Bulgaria,
Slovakia, and Slovenia, where USAID had previously closed its missions, we have
restarted assistance to local institutions to support their efforts to curb
corruption.
At the same time, we
are raising the costs of corruption by bringing to light massive multinational
schemes to hide illicit gains. We support global investigative units that unite
forensic accountants and journalists to expose illicit dealings, including
those detailed in the Luxembourg Leaks and the Pandora Papers. And as
corruption grows more complex and global in scope, we are helping link
investigative journalists across borders, including in Latin America,
where such efforts have uncovered the mismanagement of nearly $300 million in
public funding.
Back From The Brink
Democracy is not in decline.
Instead, it is under attack. Under attack from within by forces of division,
ethnonationalism, and repression. And under attack by autocratic governments
and leaders who seek to exploit the inherent vulnerabilities of open societies
by undermining election integrity, weaponizing corruption, and
spreading disinformation to strengthen their grip on power. Worse,
these autocrats increasingly work together, sharing tricks and technologies to
repress their populations at home and weaken democracy abroad.
To fend off this
coordinated assault, the world’s democracies must also work together. That is
why in March 2023, the Biden administration will host its second Democracy
Summit—this time, held simultaneously in Costa Rica, the Netherlands, South
Korea, the United States, and Zambia—where the world’s democracies will take
stock of their efforts and put forward new plans for democratic renewal.
After years of
democratic backsliding, the world’s autocrats are finally on the defensive. But
to seize this moment and swing the pendulum of history back toward democratic
rule, we must break down the wall that separates democratic advocacy from
economic development work and demonstrate that democracies can deliver for
their people. We must also redouble our efforts to counter digital surveillance
and disinformation while upholding freedom of expression. And we must update
the traditional democratic assistance playbook to help our partners respond to
ever more sophisticated campaigns against them. Only then can we beat back
antidemocratic forces and extend the reach of freedom.
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