By Eric Vandenbroeck
and co-workers
The Treacherous Path To A Better Russia
For God’s sake, this man
cannot remain in power,” U.S. President Joe Biden said of his Russian
counterpart, Vladimir Putin, a month after Russia launched a brutal invasion of
Ukraine in February 2022. Biden’s off-the-cuff remark, which his administration
swiftly sought to walk back, did not merely reflect anger at the destruction
unleashed by Putin’s war of choice. It also revealed the deeply held assumption
that relations between Russia and the West cannot improve as long as Putin is
in office. Such a sentiment is widely shared among officials in the
transatlantic alliance and Ukraine, most volubly by Ukrainian President
Volodymyr Zelensky himself, who last September ruled out peace talks until a
new Russian leader is in place.
There is good reason
to be pessimistic about the prospects of Russia’s changing course under Putin.
He has taken his country in a darker, more authoritarian direction, a turn
intensified by the invasion of Ukraine. The wrongful detention of The Wall
Street Journal reporter Evan Gershkovich in
March and the sentencing of the opposition activist Vladimir Kara-Murza to a 25-year prison term in April, for example, are
eerily reminiscent of measures from Soviet times. Once leaders grow to rely on
repression, they become reluctant to exercise restraint for fear that doing so
could suggest weakness and embolden their critics and challengers. If anything,
Putin is moving Russia more and more toward totalitarianism as he attempts to
mobilize Russian society in support of not just his war on Ukraine and his
antipathy to the West.
If the West’s
relations with Russia are unlikely to change while Putin is in power,
perhaps things could improve if he departs. But the track record of political
transitions that follow the exits of longtime authoritarian leaders offers
little room for optimism. The path to a better Russia is not just narrow—it is
treacherous. Authoritarian leaders rarely lose power while still waging a war
they initiated. As long as the war continues, Putin’s position is more secure,
making positive change less likely. What is more, authoritarian regimes most
often survive in the wake of the departure of longtime leaders such as Putin;
were Putin to die in office or be removed by insiders, the regime would most
likely endure intact. In such a case, the contours of Russian foreign policy
would stay essentially the same, with the Kremlin locked in a protracted
confrontation with the West.
One development,
however, could spark more substantive change in Russia: a Ukrainian victory.
Kyiv’s triumph in the war raises the possibility, even if only slightly, that
Putin could be forced out of office, opening a new style of the Russian
government. A Russian defeat in the war could galvanize the bottom-up pressure
needed to upend Putin’s regime. Such a development carries risks—of violence,
chaos, and even the chance of a more hard-line
government emerging in the Kremlin—but it also opens the possibility of a more
hopeful future for Russia and its relations with its neighbors and the West.
Although fraught, the most likely path to a better Russia now runs through
Ukrainian success.
The Persistence Of Putin
The first barrier to
a post-Putin Russia is, of course, Putin himself. After 23 years in power and
despite the challenges that have mounted since he invaded Ukraine, Putin looks
set to retain control until at least 2036—the end of his constitutional term
limit—perhaps even longer. Since the end of the Cold War, the typical
autocrat who had governed a country for 20 years and was at least 65 years old
(Putin is 70) ended up ruling for about 30 years. When leaders controlled
personalist autocracies—where power is concentrated in the leader rather than
in a party, junta, or royal family—their typical tenure lasted even longer, as
much as 36 years.
Of course, not all
autocrats are so durable; just a quarter of post–Cold War autocrats have ruled
for 20 years or more. Putin’s durability stems from the creation in Russia of
what the political scientist Milan Svolik calls an
“established autocracy,” in which regime officials and political and economic
elites are entirely dependent on the leader and invested in maintaining a
status quo from which they benefit. The longer such established autocrats are
in power, the less likely the regime’s insiders will remove them. A strong
consensus among governing officials about the need to use repression to
maintain stability, as is currently on full display in Putin’s Russia, further
reduces the likelihood that the leader will be removed against his will.
Russia’s war in
Ukraine has done little to change Putin’s outlook. His grip on power has
tightened and will remain strong as long as the fighting continues. Wars
encourage people to rally around the flag, suppressing disagreement and dissent
for national solidarity; polls have shown that Putin’s approval rating shot up
ten points after he launched the invasion. As a wartime president, Putin
has felt empowered to clamp down on critics and quash reporting by independent
media outlets and nongovernmental organizations. Perhaps more important, the
war has better insulated him from potential challengers from within. A
stretched military lacks the bandwidth to mount a coup. The security services
have profited from the war and have little incentive to throw in their lot with
coup plotters. For these reasons, the dynamics created by the war and Putin’s
actions have made him more than less likely to retain power as the battle rages
on, further deferring political change in Russia.
The Tsar Is Dead; Long Live The Tsar
Still, Putin will not
rule forever. There will be a post-Putin Russia at some point, even if it
arrives only after his death. Since the end of the Cold War, 40 percent of
longtime leaders (those rulers in power 20 years or more) of personalist
autocracies have relinquished control by dying. Putin appears set to remain in
office until the bitter end.
The extreme
personalization of the political system, including the absence of a strong
ruling party apparatus in Russia, makes Putin’s passing a potentially perilous
period. The most likely scenario is that power will pass to the prime minister,
Mikhail Mishustin, who would become the acting
president as the formal rules dictate. The upper house of Russia’s parliament
would have two weeks to schedule an election. During that time, the Russian
elite would battle to determine who would replace Putin. The transition process
could be chaotic as key actors vie for power and try to position themselves in
ways that maximize and secure their political influence. The list of regime
insiders that would battle it out is long and includes the likes of former
Russian President Dmitry Medvedev; Sergey Kiriyenko, Putin’s first deputy chief
of staff; and Dmitry Patrushev, Russia’s agriculture minister, whose father,
Nikolai, is the head of the Security Council. Others outside the regime, such
as Yevgeny Prigozhin, the head of the Wagner
mercenary recruitment firm, could add turbulence to the transition. But
ultimately, the fractious elites would most likely converge on a technocrat,
someone in the vein of Mishustin or Moscow Mayor
Sergei Sobyanin, or another seemingly weak consensus candidate whom all players
believe can be controlled and who will preserve the regime that benefits them.
Once the dust
settles, Russia will almost certainly remain
an authoritarian country. Since the end of the Cold War,
authoritarian regimes have outlasted 40 percent of longtime leaders (those
rulers in power 20 years or more) of personalist autocracies that have
relinquished control by dying. Putin appears set to remain in office until the
bitter end.
The extreme
personalization of the political system, including the absence of a strong
ruling party apparatus in Russia, makes Putin’s passing a potentially perilous
period. The most likely scenario is that power will pass to the prime minister,
Mikhail Mishustin, who would become the acting
president as the formal rules dictate. The upper house of Russia’s parliament
would have two weeks to schedule an election. During that time, the Russian
elite would battle to determine who would replace Putin. The transition process
could be chaotic as key actors vie for power and try to position themselves in
ways that maximize and secure their political influence. The list of regime
insiders that would battle it out is long and includes the likes of former Russian
President Dmitry Medvedev; Sergey Kiriyenko, Putin’s first deputy chief of
staff; and Dmitry Patrushev, Russia’s agriculture minister, whose father,
Nikolai, is the head of the Security Council. Others outside the regime, such
as Yevgeny Prigozhin, the head of the Wagner
mercenary recruitment firm, could add turbulence to the transition. But
ultimately, the fractious elites would most likely converge on a technocrat,
someone in the vein of Mishustin or Moscow Mayor
Sergei Sobyanin, or another seemingly weak consensus candidate whom all players
believe can be controlled and who will preserve the regime that benefits them.
Once the dust
settles, Russia will almost certainly remain
an authoritarian country. Since the end of the Cold War,
authoritarian regimes have outlasted 89 percent of the longtime leaders who
died in office. And in every instance in which an authoritarian leader’s death
led to the collapse of his regime, its replacement was also authoritarian. Even
in personalist autocracies, where the question of succession is considerably
fraught, the same regime has survived the leader’s death 83 percent of the
time. Occasionally, an authoritarian leader’s death in office can shift the
political landscape in liberalizing ways, as when Lansana Conté died in Guinea
in 2008, and free and fair elections were held in 2010 for the first time since
that country’s independence. More often, however, an authoritarian leader’s
death in office is a remarkably unremarkable event.
When leaders are
ousted through a coup or unseated in elections, it is safe to assume that some
of the elite and the citizenry have lost faith in them. That disgruntlement
places the regime itself in jeopardy. But when leaders die of natural causes,
no political machinations underlie their demise. The rudiments of the
government remain as they were, and elites have little interest in rocking the
boat. Although they may feud behind closed doors about who should take over the
leadership, they usually get in line behind whichever individual they deem the
safest bet for the regime’s survival.
Were Putin to die in
office, his successor would change little about the Russian regime and its
external relations. Successors who deviate from the status quo invite fierce
resistance from the old guard, who maintains considerable control over the
levers of power in the system. Therefore, new leaders who inherit office from
deceased autocrats tend to adhere to the previous program. When they try to go
off track, demonstrating a tentative interest in liberalizing reform—as
did Bashar al-Assad in Syria and Shavkat Mirziyoyev
in Uzbekistan during their first terms in office—the organs of the state loyal
to their predecessors usually pressure them to revert to more traditionally
repressive practices.
Successors of
deceased autocrats also tend to keep waging their predecessors’ wars even when
such wars are going badly. The political scientist Sarah Croco has found that
successors from within the regime are likely to continue the conflicts they
inherit, given that they would be seen as culpable for a wartime defeat. In
other words, even if Putin’s successor does not share the same wartime aims,
this leader will be concerned that any settlement that looks like defeat would
abruptly bring his tenure to an end. Beyond figuring out how to end the war,
Putin’s successor will be saddled with a long list of vexing problems,
including how to settle the status of illegally annexed territories such
as Crimea, whether to pay Ukraine wartime reparations, and whether to accept
accountability for war crimes committed in Ukraine. As such, should Putin die
in office, Russia’s relations with the United States and Europe will likely
remain complicated, at best.
A Shock To The System
The war has strengthened
Putin’s hold on power, and even his death may not usher in significant change.
At this point, only a seismic shift in the political landscape could set Russia
on a different path. A Ukrainian triumph, however, could precipitate such a
shift. Ukraine's clearest victory would entail restoring its internationally
recognized 1991 borders, including the territory of Crimea that Russia annexed
in 2014. Battlefield realities will make such a comprehensive victory
challenging to accomplish. However, lesser outcomes that see Russia lose parts
of Ukraine that it held before the February 2022 invasion would still send an
unambiguous signal of Putin’s incompetence as a leader, one the Kremlin cannot
readily suppress for domestic audiences. Such outcomes would raise the
prospect, even if only slightly, of Putin’s ouster and a more excellent
reckoning in the Kremlin. The most probable path to political change in Russia
runs through Ukraine.
A Russian defeat will
not easily translate into a change at the top. The personalist nature of
Putin’s regime creates a particularly strong resistance to change. Personalist
dictatorships have few institutional mechanisms to facilitate coordination
among potential challengers, and the elite tends to view their fates as intertwined
with that of the leader; these dynamics help personalist rulers withstand
military losses.
But even personalist
authoritarians are not immune to the fallout of poor military performance. The
political scientists Giacomo Chiozza and H. E. Goemans
find that from 1919 to 2003, just under half of all rulers who lost wars also
lost power shortly after that. As with other seismic events such as economic or
natural disasters, military defeats can expose leaders as incompetent,
shattering their aura of invincibility. Shocks can create a focal point for
mobilization, opening the way for the collective action necessary to dislodge
entrenched authoritarian rulers. In such systems, citizens who want reform
often exist in more significant numbers than assumed but keep their preferences
hidden. Operating frequently in a distorted and unreliable information
environment, they need to learn more about whether others share their views.
This leads to a situation where everyone keeps their heads down, and the
opposition remains private. But a triggering event such as a military defeat
can change calculations, encouraging reformist citizens (even if they are only
a tiny minority) to go public with their positions and leading to a cascade
effect in which more and more citizens do the same. A defeat in the war could
serve as the spark that mobilizes opposition to Putin’s rule.
Crucially, in the
event of a Russian defeat, moves against Putin will likely not come directly
from his inner circle. In personalist systems such as Putin’s Russia, regime
insiders struggle to coordinate a practical challenge to the leader, not least
because the leader seeks to play them off one another. The Russian elite is
split into what the Russian analyst Tatiana Stanovaya
calls the “technocrats,” who are senior bureaucrats, regional governors, and
other implementers of Putin’s policies, and the “patriots,” who are the heads
of the security services, senior officials in Putin’s United Russia party, and
the likes of Prigozhin. These groups hold different
visions for solving Russia’s problems and shaping the country’s future. There
is, therefore, a genuine risk that a move by one group would not be supported
by the other, potentially bringing down the whole system from which they all
benefit. Such dangers create high barriers to any challenge to Putin from the
inside. Even if some elite members wanted to punish Putin for wartime failure,
they would have difficulty mustering a united front.
Putin speaking in Moscow, May 2023
Putin has sought to divide
his officials to insulate himself from a coup better. For example, the patriot
camp—comprising Russia’s security services and the most likely origin of an
elite move against Putin—is intentionally segmented into the Federal Guard
Service, the National Guard, and the Federal Security Service, hindering the
unity and coordination necessary for a coup. The absence of a viable
alternative to Putin means no center of gravity around which a challenge could
coalesce. His ability to use the security services to monitor dissent
(including using one service to monitor another) and the high costs of
detecting conflict further lessen the chances of an elite rebellion from
within.
The data confirm that
longtime authoritarian leaders face little risk of coups. Only ten percent have
been ousted in a coup among post–Cold War authoritarian leaders in power for 20
years or more. And, tellingly, no longtime personalist authoritarian leader
over 65 (such as Putin) has been ousted in a coup in this period.
But forces originating
outside the regime could unseat Putin and meaningfully change Russia’s approach
to the world. Given the lack of effective institutions to channel dissent in
today’s Russia, opposition to Putin could spill over, creating a groundswell
that could dislodge him. In fact, in cases where longtime personalist
authoritarian leaders do not die in office, pressure from outside the regime is
the most common way they are pushed out of power. Since the end of the Cold
War, a third of personalist dictators in control for 20 years or more were
toppled by popular protests or armed rebellions.
Putin’s actions since
the invasion raise the possibility of such pressure. Traditionally, autocrats
seek to create an apathetic, demobilized citizenry that they can easily control.
Until the attack, Putin presided over Russia this way. However, since the war
began, he has been forced to announce a “partial mobilization,” calling 300,000
Russians to fight in Ukraine. He has placed Russia on a wartime footing. As the
Russian writer Andrei Kolesnikov has observed, it is no longer possible for
Russians to stay disengaged. “More and more, Russians who are economically
dependent on the state are finding that they have to be active Putinists,” he noted on these pages. Public support for the
regime has become more common, as have incidents in which Russians report on
their fellow citizens' “antipatriotic” activities. But a more mobilized society
could ultimately prove challenging for the regime to control.
Mass Appeal
A bottom-up challenge
to Putin’s rule would create the possibility of political change in Russia but
is not without risks. Pressure from below brings the potential for chaos and
violence should it culminate in an armed rebellion, for example. In Russia,
efforts by ethnic minorities to push for greater sovereignty, as they did after
the fall of the Soviet Union, could further delegitimize Putin and even lead to
his ouster. Several factors work against such centrifugal forces. Putin has
increased his influence over regional leaders by making them more dependent on
Moscow; patriotic pride in the Russian state remains strong in the republics,
and the cause of secession is not especially popular in Russia’s sprawl of
republics. Yet the comparative data suggest it should not be dismissed. The
political scientist Alexander Taaning Grundholm has shown that although the personalization of an
autocracy makes a leaderless vulnerable to internal threats such as coups, it
does so at the expense of raising the risk of civil war. In the post–Cold War
era, 13 percent of longtime personalist leaders were ousted through civil
wars.
Already, Russia’s
regions have borne the brunt of the costs of Putin’s war in Ukraine. The
Kremlin has relied disproportionately on fighters from Russia’s poorest
composed areas of large populations of ethnic minorities, including once
rebellious republics such as Chechnya and provinces such as Buryatia and Tuva.
In Tuva, for instance, one of every 3,300 adults has died fighting in Ukraine.
(The comparable figure for Moscow is one of every 480,000 adults.) In other
regions such as Khabarovsk, people have been disillusioned with Moscow for some
time, as evidenced by antigovernment protests in 2020 after the Kremlin
arrested the region’s popular governor. Another round of mobilization
concentrated in the areas and mounting economic hardship could feed
secessionist sentiment.
A military defeat for
Russia could be the catalyst to set the process in motion. A Ukrainian victory
would signal further weakness in Russia’s central authority and the Russian
military, increasing the likelihood that secessionist groups see the moment as
ripe for taking up arms. The return to Russia’s regions of now veteran fighters
with access to weapons but few economic prospects would further facilitate such
movements. Political entrepreneurs, such as Prigozhin,
may also factor into these dynamics. Prigozhin’s
efforts to upset the power balance in the Putin regime could ignite conflict
between the Wagner paramilitary company and the Russian armed forces and
security services and flare into an outright insurgency.
The Kremlin would
meet any secessionist bids with violence, as it did during Russia’s two wars
with Chechnya. It is impossible to predict whether such moves for independence
could succeed or whether a leadership change at the top, forced by this growing
debacle, could prompt a national reckoning and lead Russians to abjure their
country’s imperialist designs on their neighbors.
What is more
specific, however, is that violent upheaval tends to beget more violence. When
post–Cold War autocrats have been ousted due to civil war, their departures
have virtually guaranteed the establishment of new dictatorships or, even
worse, outright state failure. Examples include the emergence of the Kabila
family’s regime in Zaire (now the Democratic Republic of the Congo) after the
overthrow of Mobutu Sese Soko in 1997 and the
breakdown of the state in Libya after Muammar al-Qaddafi’s ouster in 2011.
Should an armed insurgency unseat Putin, the aftermath would be violent, and
the odds of a new dictatorship coming to power would also be high.
But there is another,
less bloody form of bottom-up pressure that could usher in a more liberal
Russia: widespread protests. Twenty percent of longtime personalist
authoritarian leaders in the post–Cold War era have been ousted by mass
protests. Of course, such a movement faces incredible obstacles in today’s
Russia: high levels of repression, the Kremlin’s dismantling of the opposition,
and the exodus of hundreds of thousands of (often liberal) Russians since the
invasion who might have otherwise taken to the streets. And even if dissenters
could crowd public squares in large numbers, large-scale protests are not
guaranteed to topple Putin, given that authoritarian regimes can generally ride
out such movements. Consider, for example, the experience of Iran this year,
Belarus in 2020 (and in 2010), and Russia itself after controversial elections
in 2011 and 2012. In each case, an authoritarian regime suddenly seemed
vulnerable in the face of mass protests, only to reassert its control, often
violently.
The aftermath of the
mass protests that ousted Hosni Mubarak in Egypt in 2011 and Omar
al-Bashir in Sudan in 2019 reveal that such movements can bring new,
potentially worse, authoritarian regimes to power. The military coup that
toppled the democratically elected leader Mohamed Morsi in Egypt in 2013
illustrates that powerful security apparatuses do not disappear when
authoritarian regimes lose power. Should these actors conclude that democracy
does not suit their interests, they can use force to snuff it out. Even worse,
events in Sudan this year make clear that the security apparatus is often not
unified after the end of personalist rule. Once a strongman is no longer at the
helm, his divide-and-conquer strategies can pave the way for conflict to
explode among different factions. The security forces in Russia are certainly
powerful enough to mount a formidable challenge to any leader who threatens
their interest. And their division into distinct groups increases the chance
that they might come to blows with one another. Successful mass protests are
not, in other words, guaranteed to produce a better Russia.
Nevertheless,
widespread protests provide the most promising path to a more liberal Russia.
Since the end of the Cold War, there have been seven instances in which an
authoritarian leader who had been in power for 20 years or more was unseated
through protests. In three of those—Indonesia in 1998, Tunisia in 2011, and
Burkina Faso in 2014—the countries staged democratic elections within two
years. Those odds may seem low (and young democracies can backslide), but
consider that there are no examples of democratization after the departure of
similar authoritarians who died in office or were overthrown via a coup or
civil war. Other routes to a better, democratic future do not exist. Russians
have the best chance of bringing about a better Russia.
Preparing For A Post-Putin Russia
Putin’s exit will
likely occur with little warning, no matter how he leaves office. His departure
will spur significant debate about how best to approach a post-Putin Russia,
not just within policymaking circles in Washington but within the transatlantic
alliance more broadly. Some allies will view Putin’s demise as an opportunity
to reset relations with Moscow. Others will remain adamant in their view that
Russia is incapable of change. Therefore, The United States must consult allies
about the best approach to a post-Putin Russia to avoid the prospect of his
departure becoming divisive. The alliance's unity will remain critical to
managing relations with a future Russia.
In any scenario, it
will take some effort to discern the intentions of a new Russian leader, even
one who comes to power with the backing of the Russian people. Rather than
seeking to decipher Kremlin intentions—which a new leader will have the
incentive to misrepresent to secure concessions from the West—the United
States and European countries should be prepared to articulate their
conditions for an improved relationship clearly. Such situations should
include, at a minimum, Russia’s complete withdrawal from Ukraine, reparations
for wartime damage, and accountability for its human rights violations. As much
as the United States and European countries will want to stabilize relations
with a post-Putin Russia, Moscow must also be interested in the proposition.
Given the dim
prospects for and the uncertain outcome of any future protests, the expectation
of U.S. and European officials should be that Russia will remain an autocracy
even after Putin departs. Since the end of the Cold War, authoritarianism has
persisted beyond the departure of a longtime autocratic leader in 76 percent of
cases. When such leaders are also older personalist autocrats, authoritarianism
endures (or states fail) 92 percent of the time. Such leaders deeply entrench
authoritarian institutions and practices, casting a long shadow over the
countries they rule.
Managing relations
with Moscow, therefore, requires a long-term and sustainable strategy to
constrain Russia and its ability to wage aggression beyond its borders. Such a
strategy should also aim to weaken the grip of authoritarianism in Russia over
time. Corruption has been a key enabler of the Putin regime; illicit
networks entrench regime interests and prevent individuals outside the
government from gaining influence within the system. To weaken these barriers,
Washington must properly enforce sanctions on the Kremlin’s cronies in the business
world, combat money laundering, make financial and real estate markets in the
United States and Europe more transparent, and support investigative
journalists in their bid to uncover such corruption. The United States can also
bolster Russian civil society, an essential force in forging a more liberal and
democratic country, beginning with supporting the work of the many actors in
Russian civil society—including journalists and members of the opposition—who
have fled the country since the start of the war in February 2022. Backing them
now would help lay the groundwork for a better relationship between the United
States and post-Putin Russia.
However, Washington
and its allies can do little to shape Russia’s political trajectory directly. A
better Russia can be produced only by a clear and stark Ukrainian victory, the
most viable catalyst for a popular challenge to Putin. Such a resounding defeat
is also required to enable Russians to shed their imperialist ambitions and to
teach the country’s future elites a valuable lesson about the limits of
military power. Support for Ukraine—in the form of sustained military
assistance and efforts to anchor the country in the West through membership in
the European Union and NATO—will pave the way for improved relations with a new
Russia. Getting there will be hard. But the more decisive Russia’s defeat in
Ukraine, the more likely it is that Russia will experience profound political
change, one hopes for the better.
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