By Eric Vandenbroeck and co-workers
The secret mission of
the three interventions against Russia was to establish a signals intelligence support
group, which was meant not only to guarantee British access but also to serve
as a relay for intelligence gathered within Russia and the surrounding areas to
London, where it would serve as an informed and reliable basis for further
action. Without such signals intelligence presence, the War Office was blind.
Their planners were
primarily intelligence-operations specialists whose objectives were to preserve
and expand the Empire by reconstituting Russia "to withstand German
economic penetration after the war."
This is why, in the
beginning, there were so few troops sent to either of the two areas: there was
no need for them. Their purpose was to extend intelligence; that was a
technological matter, which required a small supporting military group.
When Spies invaded Russia p.2
To mold irregular warfare into a method which honored
the Imperial myth
In part one I referred to the intelligence
stage of what morphed into a military intervention then led by the War
Office. Because the initial Persia (Iran) plus North and South and Eastern
Russia interventions took place at such geographically and politically
different areas, each has been treated as though it were a separately
determined action or as though it was part of an overall Allied policy of
hostility toward Bolshevik Russia. The tendency in the literature about the
subject to date has been to dislocate these actions from their time, misplaces their
genesis (a plan which had begun to take shape in November 1917), and overlooks
their provenance within the imperial context of global geopolitics. Very
important was also signals intelligence access into specific geographic areas
of an otherwise inaccessible region for reasons which had only partially to do
with Russia. Hence early in the war, a provision had been made for a
"Government cable (owned by the British and Russian Governments) from
Peterhead to Alexandrovsk on the Murmansk
coast." The new cable would be the substitute for the previously customary
route which sent traffic with Russia via the Danish-controlled Great Northern
Company’s cables connecting the United Kingdom and France with the Scandinavian
countries and thence to Petrograd via Sweden and Finland. The Great Northern
Company’s staff in Sweden were subject to the control of the Swedish
Government, and, although no concrete case of "leakage" in Sweden was
ever established, there was reason to fear that the Germans might take advantage
of their friendly relations with Sweden to tap Allied messages passing through
that country en route to or from Russia.
As Heather Alison
Campbell explained in her 2014 Doctoral dissertation
that is currently being worked into a book, before his elevation to the
Foreign Office, Curzon initially flexed his muscles over the Mesopotamia
Administration Committee, of which he became chair in March 1917. By 1918, the
organization had developed into the Eastern Committee and included members from
the War, India, and Foreign Offices. Ostensibly, it was the Eastern Committee
that was the coordinating body for Britain’s overall strategy in places such as
Persia and Mesopotamia (in modern days roughly corresponds to most of Iraq,
Kuwait, parts of Northern Saudi Arabia, the eastern parts of Syria,
Southeastern Turkey, and regions along the Turkish–Syrian and the borders
Iran). Permanent members of the committee included General Smuts, Arthur
Balfour, Edwin Montagu and Sir Henry Wilson (CIGS) and frequent attendants
included General MacDonough (the Director of Military Intelligence).
Heather Campbell also
accurately points out that Russia was a very real nemesis to Britain in the
period prior to the First World War she also rejects the idea that the central
feature of Britain’s attitude towards Russia after 1917 was a hatred of Communism.
And while this has been constructed as an explanation for Britain’s
participation in the intervention it does not work to explain the whole of
British policy towards Russia after 1917, for as soon as one shifts focus to
the south of that country, one sees that the Malleson
mission to Meshed and the Dunsterforce initiative in
Baku, for example, were not conceived as part of an ‘anti-Bolshevik crusade’.
Instead, Malleson and Dunsterville
were First World War manifestations of a decades long British obsession with
the security of India’s borders. Which leads to another point: was Perfidious
Albion really so concerned with what was occurring some 1600 miles away from
its mainland that it would send money and troops into Russia and Central Asia
simply to counter an ideology it did not like?
The new class of
intelligence professional that developed early on during the First World War
was part of the rapidly growing and increasingly complex division of labor
developing throughout all Europeanised societies at
the turn of the last century. It was as much a part of this general societal
re-ordering as any other workgroup. Thus the influence of military
professionalism (as also was the case in Germany) had extended to the amorphous
field of systemized intelligence work.1
In this context, the
Directorates of Military and of Naval Intelligence emerged as super-agencies,
not only because of the natural tendency of bureaucracies to expand but for
many of the same reasons for which Lloyd George created and imposed his streamlined
War Cabinet: to regularise the conflicting
information which was crippling the management of the war.2 The re-organization
of the Directorate of Military Intelligence (D.M.I telegraphic address 'Dir-milint') brought together interests which had been scattered
throughout the government into one or two broad, topical groups holding
centralized geographic responsibilities.
On 23 December 1915
“a Military Intelligence Directorate, in addition to the Military Operations
Directorate was formed under the Chief of the Imperial General Staff” as part
of the General Staff re-organization of the same month.3 Initially supervised by
MajorGeneral C.E. Call well, the DM1 inherited eight
“sections” which were· primarily concerned with intelligence functions from the
Directorate of Military Operations (DMO). The directorship of General Caldwell,
the eminent military operations analyst, was interim, for on 3 January 1916,
Major-General G.M.W. Macdonogh was appointed DMI, a
position in which he remained until his appointment as Adjutant-General in
September 1918.
The acronyms DMI and
DMO were not obscure at all: “Intelligence” and “Operations” precisely
differentiate the distinct missions handled by those two bodies. The terms
remain in use. The groups drawn together under DM1 at the start of 1916
consisted of MI1 through MI10, each with a specific area of concern, each
staffed with a variety of officers drawn from every conceivable theatre and
Imperial army. Each was directed by a General Staff Officer most often of the
first rank, but occasionally of second, who in some circumstances reported
directly to the DMI. The DMI continued to report to the Chief of the Imperial
General Staff. Within some of the groups, there were tiers of increasingly
specialized intelligence groups, some of which changed their responsibilities
as the immediate importance of the data which they were following either
shifted or evaporated. Thus, within a single sub-group, MI1, there appeared
various subgroups. These covered not only the secretarial work of the entire
Directorate but also the policy regarding cables and wireless; martial law;
international law; municipal law and draft bills touching the General Staff;
and traffic in arms. Section (j) originally handled the Secret Service. The
consolidation of 1916 saw MI1 divided into four subsections: MI1
(a)-distribution and registration of intelligence; MI1 (b)-co-ordination of
secret intelligence, investigation of enemy ciphers and policy regarding
Wireless Telegraphy; MI1 (c)-Secret Service; and MI1 (d)-Summaries of
Intelligence.4 MI1 (c) was responsible for Special Duties' according to the
official record- this was the customarily used description, inherited from
military nomenclature, for espionage.5
In 1917 it was
determined that a Section (1) was required, to produce special monographs
required by the MI1 on historical, military, political and strategical matters.
MI1 (I), in early 1918 was transferred to MI2, becoming MI2 (e), " as its
work had come to deal entirely with the countries dealt with by that section
..." The MI1 section remained throughout the war primarily concerned with
intelligence outside the British Empire.6
The section known as
MI2 went through a similar dizzying array of responses to altered
circumstances, but by January 1917, MI2 was responsible for Russia, China,
Tibet, Japan and Siam, the Balkans, the Ottoman Empire, the Far East, the
United States, South America and Africa, while MI3 dealt with the war in Europe
except for the order of battle of the Russian Army, the resources of Russia,
and the order of battle and resources of Italy, a curious mixture of
traditional intelligence interests applied to the Allied nations.
MI4 throughout the
war dealt with the supply of maps and map distribution in the field.
MI5continued its focus on contra-espionage; MI6 focussed
on questions of military policy connected with the economic and financial
resources of the enemy, MI7 dealt with press censorship, publicity, and
propaganda; MI8 handled cable censorship; MI9, postal censorship, and MI10 had
responsibility for foreign military attaches and missions. Sections MI1-4 and
MI10 reported directly to the DMI, constituting powerful links; the others,
operating more traditionally within the norms of military support intelligence,
reported through the Deputy DMI.
Knowing all this, it
is simple enough to recognize that the shifts in
the formation and deformation of the various intelligence units directly
responded to the catalysts produced by wartime demand. Then, an extraordinary
event took place in the DMI in January 1918. After all the meticulous
dis-entangling of operations from intelligence, the two were-for the only
time-re-combined. The new group was designated Military Intelligence-Operations
and was composed of assets gathered from MI2 (c) and M02. Its director was
Colonel Richard Alexander Steel.
MIO dealt "with
all matters concerning Russia, Rumania, Siberia, Central Asia, Caucasus,
Persia, and Afghanistan." When it was dissolved on 1 June 1918, its
operations work "was handed back to DMO. who formed a new section,
M05," which remained under Steel's control. The intelligence work was
given to Steel's deputy, Major F.H. Kisch, and became a new section, MI2 (d).
In November 1918; "the development of the Russian situation" caused
such an increase in the volume of work within MI2 (d) that a new section,
Military Intelligence Russia (MIR), "was created to deal with Russia, the
Caucasus, Central Asia, Persia, Far East and to perform liaison duties with the
General Staff at Army Headquarters in India." Major Kisch received a
temporary promotion to lieutenant colonel, (GSO 1). MIR remained in operation
at least until January 1920, and probably continued its work after that date.7
Its acknowledged
duties concerned the analysis of military information corning from all parts of
the former Russian Empire, correspondence with the General Staff, India,"
and. "secretarial duties for the Interdepartmental Russia
Committee." These were combined with strictly political duties:
"information in regard to the political and military situation in European
Russia and Western Siberia, and the political situation in Eastern
Siberia," which covered the Syren/Elope operations. MIR (b) section,
monitoring the South Russia/North Persia Dunsterforce,
was devoted to "the political and military situation in Central Asia,
Persia, Afghanistan, the North Caucasus, and information emanating from
India" but "intelligence regarding the zone of operations of Turkish
troops" 8 was excluded specifically.
MIO's concerns during
the brief period of its existence were the planning and implementation of the
intelligence-operations phase of the interventions. In its position as an
intelligence-planning organization, MIO was the initiator of strategic
intelligence plans and their operational vehicles which moved intervention
policy, were endorsed by the War. Office, and were authorized by the Cabinet.
Colonel Steel, whose previous intelligence experience was distinctly modern in
its perceptions of the new uses of intelligence, exercised his particular
influence over Russian affairs as interpreted by the Imperial war government
and operations section; he recommended and orchestrated the policy underlying
all three of the seemingly unconnected interventions.
The similarities of
the interventions in terms of operations, objectives, and personnel were not
coincidental. The geographic sites and their attendant political, economic and
military situations had been monitored by Steel from his position in DMI for the
previous year and a half, and before that had been under continual appraisal by
MI1 (c). If "the erroneous estimate of allied observers hinged in large
part on ignorance of conditions inside Russia" 9 then it must be believed
that the interventions, as planned by MIO, were the designated intelligence
attempt within the stated and accepted goals of all intelligence activity to
remedy that ignorance. After all, even in 1917 intelligence-operations sought
out "those activities that involve the creation of intelligence."10
In the absence of
explicit political strategy, MIO section, through its influence over the
civilian political advisory groups concerned with Russia, intended to devise
its own intelligence strategy to safeguard Imperial relations with Russia. For
six months at the most critical time of the war, MIO acted as a policymaker in
lieu of any other over-riding civilian policy, using as its inspiration only
those already understood Imperial philosophies which had sustained its members,
their class, and their society. Except as it impinged on this objective, MIO
was not concerned with satisfying demands for justice, freedom or safety for
anyone other than Imperial Britain. Neither was it concerned immediately with
the post-war philosophy of national self-determination.
Steel and his
colleagues were in the unusual position of being able to analyze systematically
the totality of information collected in the field, fit it into the known
military capabilities of the nations and armies involved, and produce plans
based on that information which also met political requirements. By the time he
assumed his position as director, first of MI2 and then of MIO, Steel was also
benefitted by changes affecting Army doctrine. The official mind of the Regular
Army had gradually come to believe-although perhaps not accept-that unlike the
other two branches of service (Operations or Training), the Intelligence branch
was innately uncontrollable. To unduly restrict the manner or the particular
pursuit of information was to restrict its purpose; to dictate interpretive
methodology was to destroy the advantages such a group offered its sponsors.
Consequently, the
practical arrangements between command and intelligence were infinitely more
pliable than those between command and operations. Intelligence operating
outside the direct chain of command often had no specific orders, often could
not function with them, and would become meaningless if rigid controls were
imposed.
Once this shift in recognition
took place, as it did during the formation of the MI1, MI2 and MIO sections
between 1916 and 1918, predictive intelligence work was free to act as an
effectively separate policy agency within an Imperial government which was
increasingly dependent on professional experts. The existence of these agencies
no longer depended on one on the interpretation of orders through the chain of
command; they were not reliant on command cooperation to gain access to
operations or training. Intelligence agencies were licensed, within the limits
of their judgment, to initiate policy.11
The activities of
Steel and his co-workers depended on their independent strategic assessment
that the Russian collapse threatened Imperial security.
If any further
justification were necessary, the acquisition of the cryptographers confirmed
the strategic value of the new style of intelligence work in relation to
Imperial survival. That coup gave Steel an unusual authority to speak about
Russian plans in general, where before he might only have spoken directly for
the Persian theatre of operations where he had been attached; by extension, he
gained authority over the analysis of Russian plans against the Empire
generally. The response again was logical—with the resources which were
available some kind of intelligence network would be placed in North Persia to
enable Britain to guard India against Bolshevik ambitions, and the action in
the south was the ideal method of ensuring that a watch would be kept,
information gathered, and action taken. If such an operation was encouraged at
the southern edge of Empire, how much more necessary was it in the north and
the east? At the center of Steel’s effort was the civilian need to extend
intelligence lines and to extend them to very particular points. Those
locations were determined by civilian, not military, requirements. In North
Russia it was a question of protecting the only secure telegraphic installation
available—in South Russia, it was a question of establishing an intelligence
nexus in the dead space between Cairo and Simla. Both had the advantage of
being espionage loci; both required some kind of Imperial base to receive
information from agents moving into and out of the contested areas.
The Military
Intelligence-Operations (MIO) section of the War Office was formally
constituted on 30 January 1918," owing to the collapse of Russia." It
was a combined section for Intelligence and Operations work...formed out of the
personnel of MI2 (c) and M02 under Colonel RA Steel...It dealt with all matters
concerning Russia, Rumania, Siberia, Central Asia, Caucasus, Persia, and
Afghanistan. The experiment of combining intelligence and operations work in
one section was not a complete success, and on 1st June 1918, MIO was
dissolved, the operations work being handed back to DMO who formed a new
section, M05 to deal with it, while the intelligence work [went] back to MI2
and became MI2 (d) under Major F.H. Kisch.12
It liaised with
general Mikhail Alekseyev, General Denikin and Koltchak
at Archangel and Vladivostok, and with Baratoff in
the Caucasus.13 When MIO was dissolved, Steel was transferred to head M05. By
1919, Steel’s responsibility was officially listed as the supervision of
operational questions relating to Siberia and the Far East, as well as
supervision of General Knox’s Mission and the Briggs Mission to the Ukraine and
the North Caucasus-the military interventions.14 Steel was the connexion between the two parts of what we have come to
know as the interventions, between their initial planning and intelligence
operations phase lasting from about December 1917 to June of 1918, through
their subsequent military implementation.
MIO and its members
were thus singularly responsible for furnishing all forms of intelligence to
provide "the information upon which the Cabinet and War Council had to
decide the military measures to be adopted." The "relevant situation
reports and military studies" had their origin in its office.15
Its subsection, MIO
(a), under Major Frederick Kisch, took advantage of both Bruce Lockhart and
Sidney Reilly.16 The network of information which ended up in MIO may have
overwhelmed its analysis role, but at least the problem was finally, formally,
united with the individuals who had been trying to solve it, within an
arrangement which was not subsequently repeated. No other intelligence section
during the war was granted similar direct operations authority at War
Office/DMI level, although within the nets woven by Mil (c), an agency
fundamentally less hospitable to straightforward military behavior, such
actions were conducted. Some even succeeded.
But in Russia, where
the battles were politically based, where the rhetoric and the military actions
were recognisable, where intelligence agreed with
political assessments that distributing large sums to swashbuckler Russians
would get no results, but that the distribution of large sums to leading
industrial and financial entrepreneurs might,17 an attempt to organize a
countervailing and controlled guerrilla strategy to ensure Imperial goals was
at odds with reality. The application of 'civilized' military intelligence as a
substitute for 'civilized' military action—and in a very real sense, the
abdication by the responsible intelligence service of the option to take
control of the politics of the situation, leaving that element to the recognised British and Imperial government crippled the
interventions’ objectives. It was this diminution of on-site control which
hamstrung MIO plans, and the limitation of control in the interests of
professionalization effectively nullified the advantages which guerrilla warfare
offered.
Unlike the other foci
of intelligence actions, and unlike its civilian counterparts, military
intelligence could not withdraw from the military structure and doctrine, even
when it was attempting to loosen its requirements. As part of its attempt to
prove that the concept of intelligence-operations had specific advantages,
particularly within restrictive military environments, MIO relied on two
factors external to the missions themselves. They had depended on a kind of
overall political disregard for the technical aspects of their strategy, and
they had depended on the co-operation and Imperial devotion of the Dominions.
The first, shielded MIO activities only until the areas on which they were
concentrating became politically active. The second turned out to be less
reliable than had been believed. At Dominion senior political levels, where
'the ties of culture and of commerce are more intangible than those of
political dominion’ depending "upon the corporate determination of the
whole body politic,"18 MIO had been fairly secure when it set out to get
political endorsement of its plans, and a supply of men from Canada by using
its links with Milner’s allies. It had not, however, fully reckoned on the
political activism within the Dominion.
One of the most
important reasons for the internal reliance on Dominion troops was not their
mere availability. Certainly, Dominion officers and other ranks were placed
under General Frederick Poole’s command within the North Russian Syren/Elope
parties, and at Baku, the proportions of Dominions to Imperials was fairly
high. The Vladivostok campaign, drawing some of its training staff from the
failed Dunsterforce group, even saw the Dominion
influence so increased as to have a Canadian general in command. In the case of
Vladivostok, which was an essentially regular campaign, MI retained its overall
authority to manage information, deciding when and with whom to share it.
Another factor which
encouraged Military Intelligence to recruit Dominion soldiers was the
conclusion by Vernon Kell of a series of alliances between various Dominion
security agencies and his agency. He had:
remained in charge of
a "chain of Imperial Special Intelligence" in the British Empire.
With the support of the Colonial Office, he had established "personal
liaison" with colonial administrations in August, 1915. "Special
Intelligence liaisons” with the dominions took longer to establish. The Union
of South Africa did not authorise its Provost Marshal
to cooperate with Kell until June 1917. But by the end of the war Kell reported
that all dominions were "eager to cooperate" with MIS in
counter-espionage and "the prevention of Bolshevik activities."19
Perhaps the interest
in a militant philosophy directly in opposition to Imperialism was
understandable; what was more startling was that the Empire did not necessarily
choose to inform its Dominions of those concerns. In one of the most glaring
examples of this neglect, it was the Americans who finally told the Canadians
of the impending British transfer of their "Intelligence and propaganda
bureaus to Souther [sic] Russia from Archangel..
"20 In a time when every scrap of information had value, when every
decision rested on dozens of differing and conflicting estimates of its
consequence, and when every consequence could result in unforeseeable
repercussions of the greatest severity, even such a small thing as where to
send the intelligence bureaux could not be published
lightly. After all, when it became known that the bureaus were moved, the only
possible conclusion to be drawn was that the operation in the north was
failing. Even as the military, by necessity, became more willing to allow intelligence
to function quasi-independently in parallel with civilian policy, Lloyd George
was conceiving alternative governmental methods to achieve his objectives by
tacitly encouraging the parallel development. One was the restructuring of the
ways in which information was handled, exemplified by Maurice Hankey’s role
within the re-organized five-member War Cabinet. Hankey’s system made it
possible for all manner of actions, information, reports, and suggestions to
actually be considered and acted upon by the Cabinet with fair speed. It
fostered the "short, business-like discussions between the four or five
Cabinet-Ministers or professional experts brought in for the discussion."21
Lloyd George’s new way of handling the Cabinet discussions had distinct
advantages.
It had also distinct
disadvantages. In bringing into the Cabinet "professional experts,"
the new system allowed those same experts great latitude in influencing Cabinet
policy. The second disadvantage to the Cabinet, although not necessarily to
Lloyd George, was that centralisation of information
led to control of information dissemination. Thus those who controlled
information had control.
Lloyd George, with
his political need to retain access to all information, was willing to create
parallel agencies reporting primarily to him. The nature of coalition
government made Lloyd George especially dependent on such affiliates. Such
personal authorization easily tolerated the autonomous objectives of shadowy
groups which more regular administrations would never have endured. The
Cabinet, in the same spirit of power consolidation, also streamlined its
internal committee system. The new, unified Eastern Committee absorbed the
various subcommittees which had once had authority, substituting strategic for
tactical planning. One of the first to be gobbled up was the old Russia
Committee, and even the Foreign Office was excluded when Curzon declared there
was "not likely to be any present need" for their permanent
representation.22 If Lloyd George could
establish separate information lines, then so could Curzon.
The Russia Committee
which had dealt "for the most part, with technical matters,"23 was
virtually the only part of the Russia Committee system Curzon retained.
Instead, Curzon’s committee consolidation allowed "what were really three
aspects of one problem"24 to be dealt with under direct War Cabinet
authority 25 and, under that authority, to smooth MIO’s direct access to
influence. Operational actions pursued under Eastern Committee aegis were
functionally withdrawn from the normal chain of command. The Cabinet acquired
its own military arm. That such designated units would also serve as MIO’s
operational group, and enactor of its own intelligence policy was a
little-remarked side effect.
The environment was
favorable for the emergence of intelligence as a tool co-equal with military
force, and its growing influence on civilian policy. For a very brief period,
and as a consequence of an intersection of Imperial philosophy and wartime necessity,
intelligence drove policy. The interventions simultaneously marked the
substitution of strategic for tactical intelligence-operations, and the birth
of a raison d’etre, frozen in time, which has been
available to intelligence agencies ever since.
According to
then-Colonel A.W.F. Knox, British Military Attache in Petrograd, in his secret
note on the Present Situation in Russia, "On the 24th January 1918, the
War Cabinet authorised the Secretary of State for
Foreign Affairs to approach the Allied governments with a view to Japanese
intervention" at Vladivostok. The chain of events which would lead to the
operational institution of the MI2 idea of cutting Russia into thirds—northwest
to southeast; from Archangel to Vladivostok; with the final third proceeding
northwards from Baku—was thus formally endorsed.26 No such authorization could
ever have originated at War Cabinet-level under the conditions prevailing
within the British Government of the day. By convention and bureaucratic
common sense, any such approach would have originated at senior General Staff
levels within the War Office. Formulation of plans of this kind was the
responsibility of the groups specifically charged with creating predictive
strategical responses to military events. It was for precisely this eventuality
that such groups had been established-not for elaborate political gestures, but
to provide the planning capabilities for the operational sections to use. For
the approach to have been authorized on 24 January 1918, the plan itself also
has been formulated in the days, weeks, or months before presentation, and must
have been devised as a consequence of events which made the creation of such an
extraordinary plan appear necessary and desirable.
MIO’s original
proposals to solve the Russian problem were quite different from those produced
later during the interventions’ aggressive military phase. Those original
recommendations depended for their implementation on the actions of military
intelligence officers and Missions already operating in Russia under a variety
of formal instructions. Within those instructions, though there was latitude
for tactical military intervention, there was no indication from the pattern of
activity discernible at that stage that the interventions would become a wholly
military operation. The amount of energy which MIO expended to keep the
operations within the boundaries it had defined for them is indicative of its
belief that to allow the interventions to become entirely military would be an
invitation to defeat of the plan itself. All parties concerned were aware that
such a military plan must rely on a massive troop commitment. When the
predictable setbacks occurred as a result of the "wholly inadequate troops
which the Government decided on,"27 they could not have been unexpected.
Implementation of a half-hearted military intervention when such action only
could have worked by being full-scale was tantamount to proclaiming the
experiment of integrating intelligence with operations a failure. The failure
occurring, subsequent overt uses of such intelligence-operations agencies to
create and achieve civilian policy were renounced by successor Imperial
intelligence groups themselves and by the political principals who inherited
them.
This plan as
originally formulated was replicated in its essentials at both the North and
South Russian interventions. It depended on the careful use of resources,
including local and imported troops, money and trade advantage, to persuade
rather than to coerce. All three
interventions were provided with economic advisors, whose business it was
to resist the German/Russian economic threat to Imperial interests while
furthering Imperial prospects. Furthermore, the plan depended on a curious but
not entirely novel form of suasion in which hostility was carefully directed
and turned in the direction of Imperial enemies, seemingly independently.
All three missions
initiated by MIO shared the same techniques which were later publicly trumpeted
operational objectives: regaining "well-disposed inhabitants" to the
Allies; securing a "strong demonstration against the enemy," which
was to be achieved in the north by concentrating a large number of Czech-Slavs.., into a
fighting formation; preventing the "White Sea and the adjoining ports on
the Russian coast being used for hostile submarine bases."28 These were
the final manifestation of MIO’s imperially based, hopeful, but operationally
flawed ideas on how to continue and enhance Imperial power within Russia.
As part of the
emphasis on secrecy which pervaded all three interventions, the despatch of intervention personnel was meant to be swift.
This turned out to be easier to accomplish at Archangel and Murmansk than it
was for the more remote bases. The first-despatched
group, authorized on 16 January 1918,29 only got to Baku on 4 August. The
mission to Vladivostok was not in position until 3 August. Because the Poole
Mission was already in place in North Russia it was marginally quicker in
adding the requisite training re-enforcements, which arrived at Murmansk on 24
May, They were followed by the Syren and Elope Missions, (now known as the
North Russia Expeditionary Force) which landed on 23 June.30
MIO offered its plan
to safeguard an over-extended military line by the creation of an
intelligence-based army—one flexible enough and loyal enough and responsive
enough to re-organize a deteriorating political system by substituting a
sturdier political creed. When, on 28 January, Colonel Steel gave Dunsterforce his "most interesting and instructive
lecture"31 and "unrolled a map of the Middle East," the
uncertainties of the Persian political situation which had brought them all to
the Tower was clearly the fault of the Russian withdrawal; given that, it took
no great imagination on the part of the volunteers to believe in the plan as it
was outlined. It had taken equally little imagination for the politicians to
endorse it. Steel had designed a clear solution to the problem, and had
obtained an almost perfect freedom to develop, direct, and compose first Dunsterforce, and subsequently Syren/Elope. If the training
mission succeeded, it did so on terms Steel and the military intelligence
system established; if it failed, there was every likelihood that no one would
have to notice. If the intelligence operation succeeded in protecting the
telegraph lines, the success would be noted; if they failed, things would be no
worse than before. The second most critical element of intelligence-operations
had been met. Imperial intelligence activity was, even in failure, deniable.
When Steel told Dunsterforce that he was "addressing the flower of the
British Army on the Western Front" and "the flower blushed
modestly," another, quite separate part of the Imperial structure was
being invoked one in which the military and military intelligence placed great
confidence. Steel was taking advantage of cultural rhetoric, resonant with
Imperial legend, in order to remind his men of their Imperial obligations and
responsibilities. When he told his audience that they had all "been
specially selected for this adventurous expedition," and that it was quite
possible that they "might be sacrificed on the altar of British prestige
in the Caucasus Mountains," Steel pushed that language and its
associations almost to its limits of believability. But not quite. The power
which that form of expression conveyed was still enough to overcome most
objections. Only then did Steel describe the situation they would be facing,
and we must believe that what Steel said to Dunsterforce
differed only in tone from what he had been saying to Curzon, Milner, and Lloyd
George. He said:
The capture of
Baghdad by the British in March 1917, had been offset by the Bolshevik
Revolution. The Russian front which had extended southward through the Caucasus
Mountains, across the southern end of the Caspian Sea, and down into Persia,
where it linked up with the British Mesopotamian Force at Khaniquin,
had now collapsed. The Russians were crowding back home, totally demoralized,
leaving a wide-open door to the eastward advance of the Turks and the Germans.
The age-old necessity of protecting India demanded some sort of a barrier to
replace the defecting Muscovites. But the British were expecting a German
offensive in France; Allenby was completely occupied in Palestine; the
Mesopotamian Army had no troops to spare. The situation was menacing. When things
were at their blackest, however, a War Office visionary had a brainstorm.
Somewhere in tire mountains of Kurdistan, Circassia, Armenia, and Georgia,
there were thousands of enthusiastic warriors who would snap at the chance of
squaring off their own private grudges against the Turk, if only they could be
entered on the British payroll and given good leadership. That was the
proposition—to penetrate into the Caucasus Mountains, raise an army, and use
that army, against the Turks.
Their destination.
Steel told them, would be Tiflis, and their commander was General L.C.
Dunsterville.32
This high-flown
justification of the expedition was meant to inspire not only the Imperials but,
by extension, the men whom they were to recruit. When Steel couched his
exhortation in the language of Imperialism-telling combat veterans they had
been "specially selected for this adventurous expedition" on which
they might "be sacrificed on the altar of British prestige in the Caucasus
Mountains," he has not laughed at neither his terms nor his implications
were regarded as anything but representative of what a brave Imperial soldier
might expect to hear, and in hearing, take heart. This was what the Imperial
government wished to convey. The military components of the Imperial
interventions were based absolutely on the legends which fueled the British
Empire itself: the legends of individual leadership, of honor of stalwart
defense of ideals which inspired others to follow. Unlike the horrors taking
place on the Western Front where warfare, far from being honorable, had decayed
into corruption, these legends still carried weight beyond politics in the
creation of the operations which Colonel Steel devised to meet the Russian
emergency. Every action in which Steel was involved was characterized by this
kind of attempt to mold the imprecise doctrines of irregular warfare into a
method which honored the Imperial myth within a modern framework-and which could
be taught, could be transferred; could be professionalized. Russia was the
testing ground; traditional imperial peripheral warfare there, offering the
hope that that front could escape a Western Front kind of hideous stalemate,
would decide on what basis the imperial military would proceed. It took the
hard and direct experience for the members of the various expeditions to
discover that the legends of Empire were a good deal less profound than they
once had been.
As explained the public assumption that
the military phase was the first and not the second involvement of Imperials in
North Russia was encouraged by the timing of events.
It was a risky game,
but the chaos in Russia led to some very uncharacteristic behavior on the part
of usually detached British governmental officials. Even such a calm soul as
Lord Robert Cecil, faced with the prospects of the withdrawal of all Russian
forces from the action, was led to exclaim that "we must be prepared in
the desperate position...to take risks."
In the latest 2019 book on related subjects,
Rupert Wieloch (p.22) writes that: "Two factors transformed the British
position from protecting supplies to active engagement in the civil war. The
first was the perceived imperilment of the Czech Legion' as it attempted to
extract 70,000 soldiers along the Trans-Siberian Railway The second was the
Bolshevik government's unwillingness to re-open the Eastern Front in the wake
of their treaty with Germany Austria-Hungary Bulgaria and the Ottoman Empire,
known as the Central Powers."
While it true that
the Czech Legion as we shall see indeed played a role, as for the alleged claim
of a need to "protecting supplies " however it was in fact admitted
that the more valuable stores had already been removed to the interior of Russia.
The propaganda section of MI1, principally using friendly newspapermen, on the
other hand, gave detailed accounts of the amount and nature of the stores held
in supply dumps, and even senior ministers used their influence to spread the
story.
As is pointed out little understood is
that the original MIO mission in the north was, in fact, to establish a signals
intelligence support group, which was meant not only to guarantee Imperial
access but also to serve as a relay for intelligence gathered within Russia and
the surrounding areas to London, where it would serve as an informed and
reliable basis for further action. Without such signals intelligence presence,
the War Office was blind. When Henry Wilson declared that the reasons which
originally led to the despatch of Allied troops to
North Russia were "to maintain communications with the patriotic and
Anti-German elements in Russia," he meant it literally.
As the secret
post-war MI8 explanation had it, these access points to intelligence networks
were the "Special routes," established because it was "obviously
desirable to avoid, as far as possible, routes passing through the territory of
neutrals where the connecting lines were worked by a non-British staff and were
liable to be interfered with by a neutral Government, or tapped in the
interests of the enemy."
Early in the war, a
provision had been made for a "Government cable (owned by the British and
Russian Governments) from Peterhead to Alexandrovsk
on the Murmansk coast." The new cable would be the substitute for the
previously customary route which sent traffic with Russia via the
Danish-controlled Great Northern Company’s cables connecting the United Kingdom
and France with the Scandinavian countries and thence to Petrograd via Sweden
and Finland. The Great Northern Company’s staff in Sweden were subject to the
control of the Swedish Government, and, although no concrete case of
"leakage" in Sweden was ever established, there was reason to fear
that the Germans might take advantage of their friendly relations with Sweden
to tap Allied messages passing through that country en
route to or from Russia.
The Great Northern
route, which ran from Amoy, South China, through Siberia, Russia, and
Scandinavia was known to be strategically vulnerable as early as 1902, when
the French chose to construct a separate, French-controlled parallel in order
to avoid the irritants of both British interception of messages and political
and military interruption of traffic. The new
Alexandrovsk cable, however, was only able to
deal (and that sometimes with difficulty) with the large and important Russia
traffic of the Allied Governments. Ordinary traffic had... to be sent via
Sweden, although occasionally room was found on the Alexandrovsk
cable for certain especially important private messages, especially those
relating to shipping. Presumably, those private shipping messages contained
some traffic from HBC-controlled vessels, which were the primary
"privatized" ships with business in the area. That left the military
Russian wire traffic of the Allied governments.
MI8 first settled for
censorship and stopping suspicious messages, only imposing its "systematic
delay" policy covering all traffic dealing with telegrams 'to or through
Russia in November 1917. Information transfer in the theatre became ludicrously
slow, albeit considerably less prone to external enemy tampering. Although
telegrams for Russia (as well as for France and Italy) were largely exempt from
the systematic delay imposed on telegrams for other parts of the continent,
Imperial censors were instructed to give special scrutiny to messages to Russia
which had to transmit through Sweden, in view of the additional risk which this
involved. In November 1917, the systematic delay was also imposed on telegrams
to or through Russia, and the fact that such telegrams continued to pass
through Sweden was an additional reason for a decision which was based mainly
on the disruptions within Russia itself.
Different from the
above described intelligence led operations before they coalesced, the British
War office in cooperation with the Allied strategic objectives in Russia was to
re-establish an Eastern Front in cooperation with Russian groups that opposed
the Treaty of Brest Litovsk. On 18 May 1918 some 400 Russian Constituent
Assembly deputies met together and condemned the treaty, declaring
that the state of war with the Central Powers continued.
The German collapse
then made Trotsky’s task as leader of the Red Army, in political terms, a bit
easier. In spring and summer 1918, the Allied landings at Murmansk,
Vladivostok, and Archangel had been small-scale and, in theory at least,
friendly (see the end of the upcoming BritishAgentsRussia3.html). Only after
the Czechoslovak rebellion and Boris Savinkov’s uprising at Yaroslavl in July
had relations between the Entente powers and Moscow tipped over toward outright
hostility, and even then it stopped short of armed combat. The November 1918
armistice, ending the world war, tore off the mask of friendliness. Any
continued Allied military presence in Russia would be ipso facto hostile, which
the Bolsheviks could plausibly describe to peasant recruits as a foreign
invasion.
When Spies invaded
Russia p.1: British Spies from Persia to
North and South and Eastern Russia.
When Spies invaded
Russia p.3: The alleged protecting of
supplies propaganda.
When Spies invaded
Russia p.4. How North Russia evolved into
its military phase.
When Spies invaded
Russia p.5. What must develop into a civil
war.
When Spies invaded
Russia p.6: Spycraft
in Bolshevist Russia.
1. John Keegan, The
Mask of Command, (New York, Viking, 1987), p. 4.
2. India Office
Library and Records (hereafter IOLR), MIL/5/805, H.V. Cox to Steel, India
Office, 16 March 1918.
3. Public Record
Office, Kew (hereafter PRO), WO 32/10776, p.
4. Ibid.
5. War Office List,
1918, p. 102. The telephone number (Regent 3765) was listed, but in the
interests of secrecy, no room number was offered.
6. Ibid., pp. 8-9.
7. Ibid., p. 7.
8. War Office List,
1918, p. 98.
9. Robert B. Asprey,
War in the Shadows, vol. I, (Garden City, New York, Doubleday, 1975), p. 337.
10. John I. Alger,
Definitions and Doctrine of the Military Art: Past and Present, (Avery
Publishing Group, Inc. Wayne, New Jersey, 1985), p.70.
11. Report of the
Ministry, Overseas Military Forces of Canada, 1918, p. 211.
12. PRO, WO 32/10776/102105,
'Historical Sketch of the Directorate of Military Intelligence During the
Great War, 1914-1919,’ 6 May 1921, p. 7.
13. War Office List,
1917.
14. Ibid.
15. Norman Bentwich and Michael Kisch, Brigadier Frederick Kisch:
Soldier and Zionist, (London, 1966), pps. 42-43.
16. PRO, FO
371/3350/#205769, 14 December 1918, p. 76. The government once suggested that
’Sir A. Steel Maitland might like to make use’ of Bruce Lockhart as Commercial
Secretary in South Russia.
17. PRO, FO 175.14
G.T. 3927, 5/3/18, A.W.F. Knox, 'Possibilities of Guerrilla Warfare in
Russia,’ to CIGS, p. 1.
18. Arthur D.
Steel-Maitland, The Empire and the Future, (London, 1916), p. vii.
19. Andrew, Her
Majesty’s Secret Service, p. 242. According to the author of the 1964 Canadian
Official War History, the Canadian mutiny was noted in a letter from its
commander, Colonel Sharman in April 1919, reporting that a section of the
Canadian artillery had temporarily refused to obey orders. NAC, Borden Papers
OC516-OC518 (2), MG 26, HI (a), vol. 103, pps.
55896-56582, reel C-4333, Nicholson 516; Col. Sharman to CGS 13 April 1919,
'Precis of Correspondence Relative to North Russian Force’ prepared for Sir
Robert Borden 17 May 1919; see also Julian Putkowski,
The Kinmel Park Camp Riots, 1919, (Clywd, Flintshire
Historical Society, 1989); and Julian Sykes, Shot at Dawn (Barnsley,
Wharncliffe Publishing, 1989).
20. National Archives
of Canada (hereafter NAC), RG9 III Vol. 357, SEF files, File A3 SEF #25; From
American Headquarters to Canadians, Vladivostok, December 5, 1918, 'Secret’.
21. John F. Naylor, A
Man and an Institution; Sir Maurice Hankey, the Cabinet Secretariat and the
Custody of Cabinet Secrecy , (Cambridge, Cambridge University Press, 1984), p.
29.
22. PRO, CAB
24/45/65642 GT-3905, 13 March 1918.
23. PRO, CAB
27/23/WC/363, 11 March 1918, p. 137.
24. Ibid.
25. Ibid.
26. PRO, FO 175.14,
'Note,’ Colonel AWF Knox, 'Present Situation in Russia,’ p. 247. NAC,
'Secret,' Colonel Richard A. Steel to Brigadier-General H.F. MacDonald, 23 July
1918.
27. Bentwich, pps. 42-43.
28. NAC, Borden
papers, #55520, MacDonald to Chief of the General Staff, 'Report,’ 17 July
1918 and NAC, RG9 III, Vol.358, A3 SEF #40, #63606, 'Secret,’ War Office to
Colonel Robertson, Vladivostok, repeated General Knox, 3 August 1918. The
structure of these actions was most conspicuously modified at Vladivostok, where
Allied numbers, (including both U.S. and Japanese), were more favourable to conventional warfare. However, through its
strong 'training’ component, that expedition maintained the element of
internal political manipulation which characterised
all three actions. In that way, although the U.S. contribution at Vladivostok,
which was sent in the last week of July 1918, was * 100,000 Russian rifles and
200 Vickers Guns and four and three quarter million rounds S.A.A. . . . 14,000
rifles and one million rounds. . . . Something under one thousand rifles . . .
and 75,000 suits of clothing for Czechs, ’and whilst Steel was able to report
that Great Britain was sending 'via Shanghai,’ 'one hundred and twelve million
rounds,’ the parallel organisations of intelligence
and operations were still folly engaged.
29. Military
Operations-Subsidiary Theatres, History of the Great War based on Official
Documents, Principal Events, 1914-1918, (London, H.M.S.O., 1922), p. 216.
30. Ibid.
31. W.W. Murray,
Canadians in Dunsterforce, Canadian Defence Quarterly, pp. 211-213.
32. Ibid.
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