By Eric Vandenbroeck and
co-workers
The coming of the Cold War
The history of the twentieth century, worldwide, was
marked by the two world wars. The Russian Revolutions of 1917 were a consequence of the
First World War, the Cold War of the Second.
The term “Cold War” was first used by the English
writer George Orwell in an article published in 1945 to refer
to what he predicted would be a nuclear stalemate between “two or three
monstrous super-states, each possessed of a weapon by which millions of people
can be wiped out in a few seconds.” It was first used in the United States by
the American financier and presidential adviser Bernard
Baruch in a speech at the State House in Columbia, South Carolina, in
1947.
As soon as the term "Cold War" was
popularized to refer to postwar
tensions between the United States and the Soviet Union, interpreting the
course and origins of the conflict became a source of heated controversy. From
the Russian side, however, there never was any doubt that it started when
President Woodrow Wilson approved an operation to invade Russia, defeat the Red Army, and mount
a coup in Moscow against Soviet dictator Lenin. Of course, Lenin and the
Bolshevists soon found out claiming he was encircled by hostile powers, and to
date, they have never forgotten this episode in Russia.
Was a postwar clash of interests between Soviet Russia
on one side and America and Britain on the other side inevitable? Franklin
Roosevelt did not think so. Winston Churchill hoped not, at least for a while.
Adolf Hitler was convinced of it.
Below Churchill, Stalin and E. H.
Harriman (who served as Secretary of Commerce under President Harry S.
Truman) Moscow, 14 August 1942:
Was a postwar clash
of interests between Soviet Russia on one side and America and Britain on the
other side inevitable? Franklin Roosevelt did not think so. Winston Churchill
hoped not, at least for a while. Adolf Hitler was convinced of it.
Franklin Roosevelt's
decisions and thoughts and inclinations involving Russia and Communism and
Stalin have been analyzed and described and categorized until the present day.
According to his harsh critics, his ideas were deluded, illusionary, and shallow;
according to his admirers, they were pragmatic, shrewd, and realist. There is
truth in both kinds of assertions, but perhaps only in the sense of François de
La Rochefoucauld's maxim that there is at least some truth even in what your
worst enemies say about you. Franklin Roosevelt's character was complex.
Regarding Russia and Stalin, his mind was not. He was willing to accord them a
goodly amount of benevolence. The origins of that are discernible even before
June 1941, that is, before Hitler's invasion of Russia. In 1933 it was his
decision (long overdue) for the United States to give diplomatic recognition to
the Soviet Union, establishing official state relations between these two most
significant states of the world.
Well before 1933,
Roosevelt thought that most of the Republicans' views of the world were
isolationist and parochial. Not all of them were: but had a Republican such as
Hoover or Taft been president of the United States in 1940, Hitler would have
won the war. Roosevelt's decision to stand by Churchill and Britain at the risk
of war remains to his enduring credit.
But then in 1941,
Stalin and his Russia suddenly became virtual allies of Britain and the United
States. Roosevelt's first reactions to this event were cautious. He was aware
of Republican and America Firster and isolationist but also of Catholic sentiments
within the American people, so, unlike Churchill, he did not immediately
declare an American alliance with the Soviet Union upon the news of its
invasion by Hitler. But, like Churchill, Roosevelt welcomed this new turn in
the war.
Less than two months
after the start of the German war in Russia he wrote a message to the pope,
Pius XII, suggesting that the Holy See reconsider its categorical condemnation
of the Soviets and of their atheistic Communism, a sign or symptom of Roosevelt's
thinking as well as of his politic concern with sections of American popular
opinions.
That conflicts
between them would occur he knew, but he also thought that they would
eventually fade away. And so, before looking at some of these conflicts that
were accumulating especially toward the end of the war, whence they may be seen
as early symptoms of the coming Cold War, we may as well sum up something about
this president's general inclinations involving the Soviet Union and Stalin.
They were threefold (or, in other words, they existed on three connected
levels). One was his inclination to believe that he could charm, or, perhaps
more precisely, impress and influence, Stalin with his benevolence and
amiability, with his words and manners. (That was an asset that he had often
employed in his domestic political relationships, with success.) The second was
his consequent tendency to distance himself from Churchill, especially when
Stalin was present, at times, alas, demonstrably so. (That was a tactic of the
politician Roosevelt that we might lament in retrospect: it did no good, and it
hurt Churchill, but also suggested that for Roosevelt the American alliance
with Russia now was even more important than the partnership with Britain.) The
third was Roosevelt's overall view of where and how the history of the world
was moving. He saw the United States as somewhere in the middle, in the middle
between Stalin and Churchill, or between the Russian and the British empires,
but also between the rough pioneer Russian system moving toward an egalitarian
future and the British Empire, admirable in some ways, but antiquated and
backward. (That was a thorough misreading: for it was Russia, not Britain, that
was backward, led by a reincarnation of someone like Ivan the Terrible, whom
Churchill saw, not altogether wrongly, as a peasant tsar.)
Overall of this was
Roosevelt's belief, that, at least for some time, Churchill also hoped, at
least to some extent, that his
wartime alliances would have a lasting effect on Stalin and, consequently,
on the international behavior of the Soviet Union.
These reasons rested on Stalin's statesmanship. His
ability for that ought not to be dismissed easily. During the Second World War,
Stalin spoke and acted often not at all like a Communist revolutionary but like
a Russian statesman. Well before 1939, he realized the advantages, and the
inevitability, of seeing the world, and himself, thus. In this, he was way
above and ahead of his toadies in the Politburo, including Molotov. Anthony
Eden recalled to Sumner Welles (a once leading American diplomat) a
conversation with Stalin, who said: “Hitler is a genius, but he doesn't know
when to stop.” Eden: “Does
anyone know when to stop?” Stalin: “I do.”
Added to this was Stalin's
genuine respect for Roosevelt. He knew that Roosevelt had ordered huge
shipments of armaments and goods for Russia soon after the German invasion. In
several instances during the war, he agreed with Roosevelt; on other occasions,
he deferred to him. Roosevelt took hope and encouragement from Stalin's
statement to Churchill's envoy Beaverbrook in October 1941 that the Soviet
Union's alliance with the United States and Britain “should
be extended.”
In July 1942, he
consented to Roosevelt's request to divert forty American bombers destined for
Russia to the British army badly pressed in western Egypt. In November 1942, in
answer to Roosevelt's apologetic explanations about having had to deal with Admiral
Darlan, the former Vichyite commander in North Africa, Stalin wrote that
Roosevelt's policy was “perfectly correct.” In that month, Roosevelt's special
envoy, General Patrick Hurley, reported to Roosevelt that “Stalin's attitude
was uniformly good-natured, his expressions were always clear, direct and
concise. His
attitude toward you and the United States was always friendly and respectful.”
Of course, Stalin knew
what Roosevelt wanted to hear, and also what the president wanted from him (for
Russia to enter the war against Japan, and the Soviet Union's willingness to
join the United Nations; the first promise was made at Teheran, the second at
Yalta). Still, Stalin was genuinely shocked by the sudden news of Roosevelt's
death on April 12, 1945. He overruled Molotov, ordering him to proceed to
Washington and the United Nations' San Francisco Conference. The next day
Soviet newspapers carried the news of Roosevelt's death on their front pages,
surrounded by black borders.
At the same time, the
first severe symptoms of a potential conflict with the Soviet Union already
existed. But before describing some of them, I must correct the legend,
assiduously disseminated by Roosevelt's admirers, that shortly before his
death, he had begun to change, or indeed did change, his mind about Stalin,
ready to oppose the latter when and if he must. Churchill urged him to do so,
but in vain.
On April 11, 1945,
the day before he died, the tired and wan Roosevelt at Warm Springs did dictate
an often-cited sentence in a message to Churchill: “I would
minimize the general Soviet problem as much as possible because these problems,
in one form or another, seem to arise every day and most of them straighten out
as in the case of the Bern meeting.” In Moscow, Averell Harriman,
Roosevelt's friend, and ambassador had begun, somewhat belatedly, to have
serious doubts about the Russians' behavior. That same day, April 11, Roosevelt
dispatched to Harriman his last message to Stalin: “There
must not, in any event, be mutual mistrust and minor misunderstandings of this
character [they involved Poland] should not arise in the future.” Before sending it on to Stalin, Harriman suggested
the deletion of the word minor. The president's chief of staff Admiral Leahy,
working in the Map Room of the White House in Washington, drafted Roosevelt's
response early next morning: “I do not wish to delete the word ‘minor.’” A few
minutes after one o'clock, after Roosevelt had had his lunch, Leahy received
Roosevelt's approval of the final text. Nine minutes later the president was
struck by “a terrific pain.” These were his last words. He died two hours
later.
Keep in mind how
during the Second World War a few men, Hitler, Churchill, Stalin, Roosevelt,
governed the history of the world. This brings us to Winston Churchill. His
critics (and even some of his admirers) have written that, just as Neville Chamberlain had failed to understand
Hitler, Churchill had failed to understand Stalin. That parallel will not
run. Chamberlain, until September 1939, had his illusions about Hitler and
Germany. Churchill had few illusions about Stalin and Russia. He did not think
that Stalin was an international revolutionary. Churchill believed that the
best way to avoid, or at least limit, coming conflicts with Stalin and Russia
was to agree on a more or less precise definition of the geographical extent of
Russia's sphere of interest before the end of the war. Because of Roosevelt's
opposition, Churchill did not have his way. After 1943 his prestige was still
high, but his and Britain's power was not. He, too, was tired and worn; he
tried to influence the Americans, but in the end, he thought it best to defer to
them. His wish for a special relationship between Britain and the United States
existed throughout his life. It governed, also, the last volume of his History
of the Second World War. In 1952 he wrote in a confidential letter to
Eisenhower that he chose not to recall or emphasize or even mention some of his
disagreements with the Americans during the last and decisive year of the war
in Europe. (That accorded with his tendency of never reminding people: “I told
you so.”) But it also obscured essential matters.
After all, the title
of his sixth volume was Triumph and Tragedy. That word tragedy did not occur to
any American or Russian after the war. The tragedy was the division of Europe
and the coming of a Cold War. The astonishing acuity of Churchill's vision was
recounted not by himself but by General De Gaulle in his Memoirs. In November
1944, De Gaulle, trying to coax Churchill away from the Americans said that
they were shortsighted and inexperienced, allowing vast portions of Eastern
Europe to fall to the Russians. Churchill said, yes, that was so. “Russia is now a hungry wolf amidst a flock
of sheep. But after the meal comes the digestion period.” Russia would not be
able to digest all of her Eastern European conquests. That was so, but only in
the long run. Before that, the Cold War arose.
Of that eventuality,
Adolf Hitler was convinced. Much of his strategy and policy was inspired by
what he saw as an irrepressible conflict between the Anglo- Americans and the
Russians. Before the end of the war, he spoke of this to his confidants on many
occasions. He saw or at least pretended to see, the first signs of such a
conflict, even the prospect of a clash of arms, from which he and Germany would
profit. But his time was running out. He killed himself on April 30, 1945. Five
days before that, American and Russian troops met and shook hands in the middle
of Germany, near Torgau on the Elbe, a symbolic event of a division of Europe not far from Wittenberg, were more
than four hundred years before Luther
had made his declaration, whereafter Germany and Christendom became
divided.
Hitler's regime tried to divide the Allied coalition
The episodes and
attempts with which Hitler's
regime tried to divide the Allied coalition after 1941 are many. Some more
serious and not-so-serious, subtle and not-so-subtle ones. For this one has to
comprehend not only the intricacies of the different personnel within the
regime of the Third Reich but also something about their Allied counterparts,
and he ought to surmise at least some things about Hitler's knowledge of these
attempts.
For Hitler's primary
purpose, and that of other Germans, understandably so, was not only to cause
suspicions and frictions between the British and the Americans and the Russians
but to help bring about actual conflicts between them.
Hitler thought and
often said to his subordinates and to people who urged him to seek contact with
one or another of his adversaries that such a political move had to be preceded
by a resounding German military victory in the field, on one front or another.
More than one of his most important military decisions he took with that in
mind: the battle of Kursk in July 1943 and the last German offensive in Belgium
in December 1944, for example. His rationale for these endeavors exists in the
record of his own words. Apart from that, he put not much faith in diplomatic
or political or other clandestine attempts. Not much, but some. He seldom
encouraged such, but he did not always discourage them. His consent to such
operations, or moves, was seldom explicit; more often it was implicit, in one
way or another. That was the case with the several attempts that Heinrich
Himmler made, establishing some contact with the services of the Western Allies
in several circumstances, and on several occasions. It is ever so: often the
head of the secret services of a state who, no matter how cruel or brutal his
record, knows the prospects of defeat and tries to contravene them: such was
the case of Fouché near the end of
Napoleon, of Beria after the death of Stalin, and Heinrich Himmler in
1944 and 1945. His underlings'
negotiations with certain Jewish persons in Hungary in 1944, their contact with Americans later in that
year, their talks with Raoul Wallenberg, again in Hungary near the end of 1944,
was promoted for the primary purpose of making trouble among the Allies, and
preferably between Americans and Russians. Some of them may have been
undertaken behind Hitler's back, but not without Hitler's knowledge, and (until
the very last days of the war) not against Hitler's wishes.
The most important of
such contacts occurred in Italy in 1944 and 1945. In one instance, Hitler
preceded Himmler. He ordered that the German evacuation of Rome should take
place without any damage to the Eternal City, and he suggested to General
Kesselring that he try to establish contacts with American generals before or
during the German withdrawal. That did not happen; but more important were the,
not at all unconditional, surrender negotiations between the SS General Karl
Wolff and the mostly American (with some British) representatives in Italy and
Switzerland were beginning in January 1945, talks that not only Himmler but
also Hitler knew about and allowed, implicitly as well as explicitly at times. Wolff and Himmler could take at least some satisfaction
from these protracted negotiations. They certainly rattled and irritated
Stalin, leading to a short but bitter exchange of messages between him and
Roosevelt in early April 1945. The contacts began with the help of an Italian
middleman, Parilli, who thought that certain Germans “had hoped eventually to
fight together with [the Americans] against the Russians.” “The thought of
dividing the Western Allies from the Russians was the last great hope of the
German leadership and ran like a red thread through all of the negotiations.”
Thus two months before Hitler's suicide, American generals and an SS general
sat at the same table in Switzerland. (On April 15, Wolff
wrote a letter to Allen Dulles, expressing his condolences on President
Roosevelt's death.) The next day, April 16, Himmler, and Hitler, ordered Wolff
(the order was repeated three times) to Berlin, where he spent more than ten
hours with Himmler and the SS chief Kaltenbrunner before seeing Hitler. The
next day (the seventeenth) Hitler received Wolff and, in his way, wished him
well in his endeavor. He did tell him to perhaps wait a bit before signing an
armistice with the Americans, but he still “saw in [these negotiations] a good instrument
to cause dissensions within the anti-Hitler
coalition.” He said to Wolff that the German armies might be fighting for
another two months. “During these two decisive months of the war a
break…between the Russians and the Anglo-Saxons will come, and whichever of the
two sides comes to him, he will gladly ally with them against the other.”
Here we must
understand that, at least about these matters, Hitler and his subordinates and
the majority of the German people were mostly in accord. The German people
hoped to be dealt better by the Americans than by the Russians (and also by the
English). That was understandable. They had every reason to think and believe
that the Americans would treat them with no sentiments of revenge, with less
hatred and savagery than the Russians, whom they feared. That was why during
the last three months of the war, the German armies retreated faster and fought
less determinedly along the Western than on the Eastern Front. There were
hundreds of episodes when the German population accepted with some relief the
American troops overrunning and occupying. There was, too, an element of
opportunism in the expectations of the German people about the Americans.
The excellent German
historian of the American occupation of Germany Henke noted “the astonishing
optimism of the [west German] industrial elite” during the first weeks of the
American occupation, asserting “business
as usual,” making references in favor of Americans (and of course to the savagery
of Russians). But also against the British: as early as April 1945, some of the
Krupp executives asked the Americans to support them against a British
commission due to arrive. One of their leaders said to the Americans: “The
British want nothing else but the destruction of German industrial
competition.” No matter how correctly the British occupiers behaved, Germans
expected nothing from them but cold contempt; they saw them (but not the
Americans) as rigid and determined enemies. But that had little or nothing to
do with the origins of the Cold War.
The first symptoms of the Cold War
While keeping in mind
that an early symptom does not necessarily result in a protracted crisis, we
ought to consider them, at least cursorily. We must also keep in mind the
difference, and the time elapsed, between the diagnosis of a symptom and its
treatment—and the ability or the inability (which so often suggests the
willingness or the unwillingness) to recognize the meaning of the symptom.
About this, there was a decisive difference between Roosevelt and Churchill.
The American inclination was to get on with and through the war: political
problems, including peace settlements, must come later. Churchill thought and
wrote, even in his toned-down memoir Triumph and Tragedy, that, especially
toward the end of a great war, military and political decisions cannot be
considered separately: “At the summit, they are one.” He did not have his
way.
There were reasons
for that American attitude: the continuing war against Japan and the hope of
Russian participation in it, and the still existing isolationism among many
Americans, wishing to end the war in Europe and to bring Americans home as soon
as possible. These explain much of the general American unwillingness to
confront problems with Stalin and the Soviet Union before the end of the war in
Europe and, indeed, for some time thereafter.
Yet, a perhaps
pardonable generalization, whereas in science the rules count, in history
exceptions may or may not rule but noticed they must be. There was the overall,
and often overwhelming, American inclination to brush problems with Russia
under the rug (or indeed not to note them at all); but there were some signs
of American concern with the Soviet
Union and with its potential projects in Europe as the Russian armies were
pouring westward. And here any thoughtful historian must at least try to look at
the complex nature of what was “American,” including “Washington,” that is,
“the government.” Consider only two very different persons in the Roosevelt
government in 1944 and 1945. One was Henry Morgenthau, the secretary of the
treasury, a confidant and country neighbor of Franklin Roosevelt, a man who was
constantly exaggerating his importance, asserting his closeness to the
president, which was not really so. Yet he had his way, at times in essential
matters. He was the author and propagator of the Morgenthau Plan, aimed at the
permanent demolition of Germany's industrial capacity, reducing Germany to
hardly more than agriculture. Roosevelt (and even Churchill) accepted that in
September 1944, without paying much attention to it; a few months later MorMorgenthau's plan was ignored and dropped by the
different military and other American policymakers in occupied Germany, but
still…Another person was Allen Dulles,
chief of the secret Office of Strategic Services in Switzerland, whom we met at
the instance of his palavers with Wolff, the SS general; but Dulles was
involved in other negotiations, too, with other non-Nazi Germans. His principal
aim was the very opposite of Morgenthau's proposed treatment of Germany. Dulles
was concerned about preventing a destroyed Germany, a perilous vacuum of a
great state whose leaders would be predominantly pro-Russian. He had at least
some reasons to be concerned about that: Stalin had already permitted the
formation of a committee of German nationalist generals, a possible nucleus of
a postwar German regime. It is not clear why Roosevelt chose Dulles to be his
destine, a representative in Switzerland: but there Dulles was and remained.
Meanwhile, there were a few signs of Roosevelt's
concern with Western Europe.
His dislike of De
Gaulle was connected with the American concern over undue Communist influences
in a liberated France, whereto all kinds of
clandestine American intelligence agents were sent in August and September
1944. On one occasion (at or before Teheran) Roosevelt sketched the
impractical, design of a narrow American corridor leading to a Russian-occupied
Berlin; but that was before the tripartite discussions and agreements about the
zoning of Germany came about in 1944 and 1945.
In any event, it was
not simply Roosevelt's unwillingness to disagree with Stalin that ultimately
led to a rigid division of Europe and to the Cold War. A, connected, factor was
Roosevelt's lack of interest in Eastern Europe. That was why he was satisfied
at Yalta with the imprecise and generally meaningless Declaration of Liberated
Europe to which Stalin there agreed (Molotov was seen mumbling to Stalin,
warning against its phrasing). That was why Roosevelt, contrary to Churchill,
did not want to argue or even to make an issue about Poland with Stalin.
There were, too,
signs in the United States, mutterings by Republicans and a few congressmen as
early as 1944, concerned about the demolition of Germany to the ultimate
advantage of Russia. These rumblings were not yet influential, but they were
noticed by intelligent foreign observers.
Churchill was more
concerned with Eastern Europe than was Roosevelt, and not only because he felt
that Britain owed something to a heroic and tragic Poland.
He knew the history
and the geography of Europe: he was concerned with Austria, Hungary,
Czechoslovakia, rather than with Romania and Bulgaria. The last two had been
often dependent on imperial Russia, while the others belonged to Central,
rather than Eastern, Europe (As late as December 1944 he wrote to Roosevelt
about that distinction.) But his powers were limited, not only in regard to
Roosevelt but regarding Stalin, too, because of their Percentages Agreement,
which Stalin, especially about Greece, fulfilled exactly. When in December 1944
Churchill sent British troops to Athens to help crush a Communist uprising
there, Stalin kept to their agreement and did nothing. At the same time, the
State Department and the American press assailed Churchill's intervention in
Greece.
Much of this would change after Yalta. But before
that, we must look at what were early symptoms of Russian hostility and of Russian suspicions of their Western allies. There
were, of course, many of them. Until D-Day Stalin was both vexed with and
suspicious of the slow progress of the Anglo-Americans toward opening up a real
Second Front in Western Europe. He feared that Churchill did not want a great
invasion of France at all (he had at least some reasons for his suspicions).
He was irritated by not
having been informed about the American negotiations with Italians before
Italy's surrender in 1943, and thereafter by some of the difficulties in
transferring Italian warships that had been promised to the Soviet Union. In
1942 and 1943, Roosevelt and Churchill had to consider the danger of a separate
peace or armistice between Stalin and Hitler.
Was Stalin preparing
for an unavoidable conflict with the Capitalist Powers as early as 1944? We
cannot tell. What we must keep in mind is a characteristic in Russian history that prevailed under such
different regimes as those of Alexander I and Alexander III and then of Stalin
in the 1930s and during most of the war: the discrepancy between Russia's
foreign policy and its internal regime. Stalin's alliance with Britain and the
United States, his acceptance and occasional cultivation of amicable relations
with Churchill and Roosevelt, had hardly any consequences and no counterpart in
the functioning of the Soviet police state. There were a few, not
insignificant, changes during the war: the promotion of historical symbols and
names, a new national anthem, dissolution of the Comintern, open support of the
Russian Orthodox Church, and so on; but these were symptoms of nationalism, not
of internationalism. When George Kennan, was again posted to Moscow in 1944, he
took up his pen and wrote an essay: “Russia
– Seven Years Later.” It was an extraordinarily perceptive analysis of what
could be expected of Russia and its foreign policy, in many ways it was a
forerunner of Kennan's famous “X” article three years later—but an essential
part of Kennan argued that the essence of the Russian police state remained the
same. His essay was not read by many in Washington at that time.
Thus following the
surrender of Nazi Germany in May 1945 near the close of World War II, the
uneasy wartime alliance between the United States and Great Britain on the one
hand and the Soviet Union on the other began to unravel. By 1948 the Soviets
had installed left-wing governments in the countries of eastern Europe that had
been liberated by the Red
Army. The Americans and the British feared the permanent Soviet domination
of eastern Europe and the threat of Soviet-influenced communist parties coming
to power in the democracies of western Europe. The Soviets, on the other hand,
were determined to maintain control of eastern Europe in order to safeguard
against any possible renewed threat from Germany, and they were intent on
spreading communism
worldwide, largely for ideological reasons. The Cold War had solidified by
1947–48, when U.S. aid provided under the Marshall Plan to
western Europe had brought those countries under American influence and the
Soviets had installed openly communist regimes in eastern Europe.
Ominous symptoms were beginning to accumulate
Thus here we arrive
at Yalta, at its relationship to the origins of the
Cold War. Today, we have a mass of books and articles and public speeches
arguing that Yalta was a failure or that it was not; again, there is some truth
in both kinds of allegations. The euphoria that followed the Yalta agreements
and declarations was unwarranted, yet Franklin Roosevelt had at least some
reasons to think that his meeting of minds with Stalin was a great success.
Stalin agreed that the Soviet Union would become part of the United Nations. He
promised that Russia would enter the war against Japan three months after the
end of the war with Germany. Churchill was not optimistic. His estimation of
the value of a future United Nations was much lower than Roosevelt's. He still
cared much about Poland, but
Poland at the time of Yalta had been overrun and “liberated” by the Soviet
armies. The main problem involved no longer the shape, the frontiers of a
new postwar Poland; it was the composition and the character of its government,
that is, the very nature of its people's lives. In the lengthy discussions
about Poland, Stalin was largely adamant, Roosevelt largely bored. A kind of
agreement was made, giving some leeway to a British and American presence of
observation and interest in free elections due to Poland soon. There was, too,
that Declaration of Liberated Europe, general and insubstantial, which Stalin
interpreted in his way. He recognized the Americans' general lack of interest
in Eastern Europe. He also recognized their general interest in Western Europe.
The future of Germany was a different question: that was still a subject of
discussions. Like Roosevelt, Stalin was not disappointed with what happened at
Yalta. We may even question whether he foresaw the coming of a great conflict
with the United States at that time. Yet, soon after Yalta, the first symptoms
of that began to appear.
The British and the
Americans soon found that there would be nothing even remotely like free
elections in Poland. Stalin was irritated: on 9 April he wrote to Roosevelt that “matters
in the Polish question have really reached a dead end” and offered a few
insignificant concessions. He tried to inspire some trouble between Roosevelt
and Churchill. In his harsh protest against the Bern negotiations with Wolff,
he wrote (on April 3) to Roosevelt: “It is known that the initiative in this whole
affair belonged to the British,” which was not the case. He was suspicious,
indeed, more than doubtful: concerned and outraged, that the Germans were
surrendering in droves on the Western Front, giving up large cities “without
resistance,” whereas in the east, in Czechoslovakia, “they
were fighting savagely…for some unknown
[railway] junction which they need as much as a dead man needs a poultice.” He was still worried about some
kind of a Western deal with Germans.
When three weeks
later Churchill refused Himmler's offer to capitulate only in the West, Stalin
was relieved and sent an unusually effusive message of appreciation to
Churchill.
Ominous symptoms were
beginning to accumulate. Only a few days after V-E Day, the total German
surrender, there was the imminent prospect of an armed clash between British
and Commonwealth units and Tito's Communist troops attempting to break into
Trieste. (Stalin warned Tito not to provoke the Western Allies there: “What is
ours is ours; what is theirs is theirs.”) A few weeks earlier an article was
printed in a French
Communist publication from the pen of a French Communist leader, Jacques
Duclos, attacking the head of the Communist Party of the United States, who
during the war had instructed his party to support Roosevelt. (The significance
of this article has been often exaggerated: Stalin cared not much for Duclos
and his ilk.) More importantly, the FBI and other American secret services now
had evidence that efforts were being made by Soviet agents (and especially by
American Communist volunteers) to learn more and more about the making of
America's secret weapon, the atomic bomb. In January 1945 Stalin and Molotov
asked Washington to consider a loan of six billion dollars to a war-ravaged
Russia after the end of the war: somehow, this request disappeared in the
bureaucratic maze of Washington (though not necessarily because of American ill
will). In May and June, before the American armies in central Germany began to
withdraw to the zonal boundaries agreed upon, American agents began to
corral German scientists and technicians
(including Wernher von Braun) in order to bring them to the United States (in
some cases for the purpose of employing them in the continuing war against
Japan). After the promised Russian declaration of war against Japan and the
Russian invasion against the Japanese forces on the Asian mainland had begun, and Japan had
surrendered, Stalin asked President Truman to allot to the Soviet Union an
occupation zone, one of the four mother islands of Japan. The president of the
United States refused, and Stalin had to relent.
Harry Truman's
character and his view of the world were different from Franklin Roosevelt's.
Yet it must not be thought that his sudden assumption of the presidency meant
an instant change in America's relations with Russia, or indeed in the course
of the gigantic American ship of state. True, when less than ten days after he
had become president, Truman received Molotov in the White House, he spoke to
this Russian in strong words to which the latter said that he was thoroughly
unaccustomed. Truman's advisers instantly thought that the president's language
was too harsh, and the next day Truman thought it better not to press the issue
(again, it was mostly Poland) with Molotov. When Churchill, a few days after
the German surrender, implored Truman to take a harder line with Moscow (it was
in that letter that Churchill first used the phrase iron curtain), Truman did
not follow Churchill's urgings; another few days later he sent Joseph Davies
and then Harry Hopkins to Moscow to try
to iron out problems with Stalin. During the Potsdam summit meeting in July,
Truman's behavior and his impressions of Stalin were still cordial and
positive. Throughout 1945 (and even for two years after that), Truman did not
altogether abandon the hope of maintaining at least acceptable relations with
the Soviet Union, and particularly with Stalin.
However, he had,
commendably, few or no illusions about Stalin or about Russian ambitions or
about Communism. The next year, 1946, was marked by more and more troubles with
Russians and Communists, involving Iran, Turkey, Greece, Yugoslavia, Berlin. In
March 1946, Truman accompanied Churchill to Fulton, Missouri, where Churchill
delivered his famous Iron Curtain speech (though the president and the State
Department were careful to state publicly that they were not necessarily
associating themselves with the former prime minister's views). By early 1947
Truman's decision was made: to oppose further Soviet advances and aggressions,
to contain the Soviet Union and Communism. By that time Stalin had decided to
proceed to the more or less full Communization of the countries that had fallen
into his sphere of interest in Eastern Europe. There was, as yet, no sharp
conflict between the Soviet Union and the United States in China or in the
Pacific.
Stalin was not sure
that Mao Tse-tung and his Communists could win the
entire civil war in China. The Soviet Union maintained its embassy in
Chungking (Chiang Kai-shek's capital) until the very end (1949). The Soviet
Union did not object to the official establishment of the United States'
possession or protectorate over the former
Japanese islands in Micronesia (1947). But the division of Europe was about
complete, and thus the Cold War began.
One occasionally still
hears speculation: had Franklin Roosevelt lived, would the Cold War have been
avoided? That question is senseless because all “what if?” speculations must
depend on their plausibility, and by early 1945, Roosevelt was near the
threshold of his death. He and people around him did not see that, or did not
wish to see that; we know it not only because of what happened but also from
the president's medical records. On another level, had he lived, Franklin
Roosevelt was politician enough to know that his protracted insistence on a
cordial relationship with Stalin must not be pursued to such extent that his
popularity at home would dangerously erode. He might have exacted a few
concessions from Stalin, but nothing like a considerable reduction of Russia's control
of Eastern Europe (and of eastern Germany).
In late 1945 slowly,
gradually, American popular sentiment and even some segments of American public
opinion were turning against Communism and the Soviet Union, mostly consequent
to the news of what Communists and Russians were doing and how they were behaving
in Eastern Europe. Still, public opinion and popular sentiments were not
identical. Throughout 1945 most of the public and published views of
journalists and commentators and public personalities remained optimistic and
pro-Russian, often exceedingly so. At the same time, there were symptoms of
increasing widespread grumbling against Communism and Communists, even more
than with Russia and Russians. Most of that sentiment was still inchoate, mixed
up with isolationism that had been temporarily submerged during the war. But it
existed, and it was gaining strength after the end of the war. Its main
ingredient was anti-Communism. When in early 1947 the Truman administration
took the first decisive steps toward confronting Russia, an American commitment to stand by and defend
Greece and Turkey, the then assistant secretary of state Dean Acheson chose to
present this to Congress by drawing a greatly exaggerated prospect of Communism
and Communists spreading all over Europe.
Two main interpretations
And here, compelled
as we are to deal at least with the origins of the Cold War, about which
perhaps more than one hundred books have been written during the past sixty
years, we need to cast a look at their two main interpretations. One of them,
appearing and widespread in the 1960s, is that the American reaction to Russia
in 1945 and after was too rapid and too radical. This interpretation of
history, produced by historians and others mostly during the Vietnam War,
projected, not very honest, the dissatisfactions of the 1960s to what had
happened twenty years before: wrongly so. The other interpretation, current
mostly after the collapse of the Soviet Union, and mainly dependent on the
revelations of Russian and Communist
intelligence machinations in and after 1945, states that the American
government's reactions to the Soviet Union's deceptions and aggressiveness were
just and taken at the right time. Of these two different interpretations, this
second is much closer to the truth: but not quite. There is, or ought to be,
the third version, reaching necessarily back to 1944 and 1945. This is that the
American concern with Russia came not
too early but too late; that Stalin should have been confronted with precise
and practical questions about the actual limits of his postwar sphere of
interest, including the political status of at least some of the countries
overrun by the Russian armies, sooner rather than later, in 1944 or early 1945,
but certainly before the end of the Second World War in Europe.
More important is
that such a desideratum was advanced by personages such as Churchill and George
Kennan. Kennan, whose
“X” article in 1947 laid down the principles of “containment,” often
designated as the substance of the architecture of American policy during the
Cold War. Six years earlier, in 1941, Kennan was an officer in the American
embassy in Berlin. After the German invasion of the Soviet Union, he wrote a
private letter to his friend Loy Henderson in Washington, the gist of which
was: “Never, neither then nor at any later date, did
I consider the Soviet Union a fit ally or associate, actual or potential, for
[the United States].” At the same time,
he thought that the Russians should be given the material and military support
they needed. One may question whether such a combination of military assistance
with political aloofness could have been practical or reasonable at all. But one
should not question the reasonableness and the foresight of Kennan's views when
he was posted to Russia in 1944, especially after the Allies' invasion of
Western Europe. Now the problem was “what would be the political outcome of further advances of the Red
Army into the remainder of Europe.”¹⁶ It
took another year before Kennan's voice was beginning to be heard, first by his
ambassador Harriman; then in February 1946 Kennan wrote his now-famous Long
Telegram; then, he was called back to Washington, where he became the director
of a Foreign Policy Planning Staff; then, in July 1947 came his “X” article
with the celebrated word Containment. This article made him famous, yet its
essence was perhaps a restatement of what has become apparent: the Russians have
Eastern Europe now, and we must let them and the world know that they cannot go
farther. It sometimes happens that an author is best known for a piece of
writing that he does not see as his best. But here we must go a little beyond
that. Soon after 1947, Kennan (as well as Churchill) turned against those who
thought and spoke as if Stalin's and Russia's ambitions were endless and the
division of Europe nonnegotiable and unchangeable. Their arguments were
dismissed as illusory, by many of the same men who in 1945 had thought and said
that to Churchill's and to Kennan's warnings about Russia's attention must not
be paid.
Thus behind (and
within) the question of whether the Cold War was inevitable; there is another
question: was Stalin insatiable? Yes and no. So far as his rule over his people
and his acquired domains went, yes; but so far as the rest of the world, and mainly
Western Europe, went, probably no.
There is no evidence
that, either in 1945 or after, he aimed or even wished to have the Red Army
march farther into Europe, or to establish Communist regimes in Western Europe,
or even in Western Germany. This was not so only because he was statesman enough
to be cautious. It was so, too, because of his knowledge of the weakness of
international Communism. That was the reason for the “iron curtain,” the
increasingly rigid separation of Eastern Europe from the West. Had he agreed to
(as some in the State Department hoped as late as in 1946) an interpretation of
the Yalta Declaration on Liberated Europe and of his sphere of interest to
allow the presence of governments in Eastern Europe that would be categorically
and necessarily pro-Russian but not necessarily Communist,¹⁷ there might not
have been much of a, or any, Cold War. We may even speculate that if something
like that had occurred, Russia could have been a recipient of American
generosity, perhaps even of a super–Marshall Plan. But could Stalin have agreed
to something like that? No, he was not that kind of a man. No, but not because
of his Marxist or Communist or ideological extremism, as so many still believe
and say and write.
He knew that sooner
or later a non-Communist Poland or Czechoslovakia or Hungary, no matter how
carefully their governments stayed and kept within their categorical
requirements of a pro-Russian policy would be gradually growing closer to the
West, connected by a thousand small threads, some more important than others.
It was safer, and to him better, to impose on these people rulers who were
subservient to and dependent on Russia, and to close them off from the rest of
Western Europe, no matter how Americans and others might protest.
That was how the Cold
War began. The Russians swallowed up Eastern Europe; then it went on for forty
years, during which they had serious instances of digesting some of it (as
Churchill had foretold); and it ended with their disgorging just about all of it.
But one of the results of the Cold War was the American national and popular
obsession with the evils of Communism that became the principal element in
American politics with long-lasting effects. What may belong here is at least a
suggestion that the Cold War between America and Russia might also have been,
at least in one important way, due to a reciprocal misunderstanding. Americans
believed and feared, that, having established Communism in Eastern Europe,
Stalin was now ready to promote and wherever possible impose Communism in
Western Europe, which was not really the case. Stalin, who knew and understood
the weak appeal of Communism beyond the Soviet Union, and who was anxious about
America's overwhelming power in and after 1945, thought that the Americans were
becoming ready to challenge and upset his rule over Eastern Europe, which also was not the case. The odd
thing is that in Europe the turning point of the Cold War came in 1956, at the
time of the Hungarian Revolution, which stunned and shocked the Russian
leadership. Still, it also gave them recognition of relief: the Americans were
not ready or willing to really challenge or even attempt to alter the division
of Europe. That this turning point of American-Russian relations in Europe
coincided with a peak of, understandably, because of the brutal Russian
suppression of Hungary, American widespread hostility for Communism and Russia
is, again, another instance of the irony of history (or, perhaps, of the
melancholy history of what goes under the imprecise name of “public opinion”).
After 1956 in Europe, the enmity of the two Superpowers was gradually winding
down until the political division of Europe and of Germany ended with the
withdrawal of the Russian empire in 1989. And the end of the Cold War also
meant the end of an entire historical century, of the twentieth, dominated by
the effects and the results of two world wars.
And history does not
repeat itself: but there was a geographic similarity to the once strategy of
the British and thereafter of the American empires. During four centuries
England went to war when a single state threatened to rule Europe, and
particularly Western European countries, across the English Channel. In the
First and the Second World Wars and the Cold War, across the Atlantic, American
statesmanship saw the keeping of Britain and of Western Europe safe from German
and then from the prospect of Russian domination as prime and essential
American interests. During and after the Second World War, this convergence of
American and British and Western European interests reached their peak.
New World's destiny opposite of the Old's
More than strategic
considerations were involved here. For more than a century and a half after
1776, America moved westward, away from Europe. This was not only a geographic
and demographic and strategic direction. It corresponded to the American national
and widespread belief of the New World's destiny being the opposite of the
Old's: Novus Ordo Seclorum. In 1917 came a significant change: for the first
time, a large American army crossed the Atlantic from west to east to help
decide a great European war. Soon after that, the majority of the American
people repudiated that expedition. Yet that repudiation was not entire. During
the 1920s the commercial, the intellectual, the cultural ties between the
United States and Europe were not diminishing: they were extending. Then came
the Second World War, and the apparent ending of American isolationism.
In December 1945, Professor
Carlton Hayes, a great American scholar, and eminent historian of modern Europe
gave a remarkable presidential address at the convention of the American
Historical Association. He said that Frederick Jackson Turner's famous frontier thesis, according to
which the history and the destiny and the very essence of the American people
was determined by a constant and uninterrupted movement westward, thus away
from the East Coast, the Atlantic, and
Europe, was mistaken. The Second World War itself demonstrated how the
destinies, indeed, the civilizations, and the cultures, of the United States
and Western Europe, were complementary because they belonged together. That
complementarity seemed evident during the Second World War and at least during
the first phase of the Cold War, when not only strategists and statesmen but
many cultured and liberally educated Americans welcomed the end of a protracted
isolationism, accepting an American peacetime commitment to, and an American
presence and military and political connection with Western Europe.
Of course today there
are entire Eastern European states within NATO, and there is an American
military presence in such formerly unimaginable places as Romania, Macedonia,
Afghanistan.
At the same time…one
may ask whether America and Europe are not growing apart? What is not
questionable is that the weight of the United States has
been shifting westward and southward; and so has the composition of its
population, at the beginning of a new age, well after anything like the
Second World War.
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