By Eric Vandenbroeck
and co-workers
When The Past Does Not Go Away
There
aren’t enough palm trees, the Soviet general thought to himself. It was July
1962, and Igor Statsenko, the 43-year-old
Ukrainian-born commander of the Red Army’s missile division, found himself
inside a helicopter, flying over central and western Cuba. Below him lay a
rugged landscape with few roads and a little forest. Seven weeks earlier, his superior—Sergei
Biryuzov, the commander of the Soviet Strategic
Missile Forces—had traveled to Cuba disguised as an agricultural expert. Biryuzov had met with the country’s prime minister, Fidel
Castro, and shared an extraordinary proposal from the Soviet Union’s leader,
Nikita Khrushchev, to station ballistic nuclear missiles on Cuban soil. Biryuzov, an artilleryman by training who knew little about
missiles, returned to the Soviet Union to tell Khrushchev that the missiles
could be safely hidden under the foliage of the island’s plentiful palm trees.
But when Statsenko, a no-nonsense professional, surveyed the Cuban
sites from the air, he realized the idea was hogwash. He and the other Soviet
military officers on the reconnaissance team immediately raised the problem
with their superiors. In the areas where the missile bases were supposed to go,
they pointed out, the palm trees stood 40 to 50 feet apart and covered only
one-sixteenth of the ground. There would be no way to hide the weapons from the
superpower 90 miles to the north.
But the news never
reached Khrushchev, who moved forward with his scheme in the belief that the
operation would remain secret until the missiles were in place. It was a
fateful delusion. In October, an American high-altitude U-2 reconnaissance
plane spotted the launch sites, and what became known as “the Cuban missile
crisis” began. For a week, U.S. President John F. Kennedy and his advisers
debated in secret how to respond. Ultimately, Kennedy chose not to launch a
preemptive attack to destroy the Soviet sites and declared a naval blockade
of Cuba to give Moscow a chance to back off. Over 13 frightening
days, the world stood on the brink of nuclear war, with Kennedy and Khrushchev
facing off “eyeball to eyeball,” in the memorable words of Secretary of
State Dean Rusk. The crisis ended when Khrushchev capitulated and withdrew
missiles from Cuba in return for Kennedy’s public promise not to invade the
island and a secret agreement to withdraw American nuclear-tipped missiles from
Turkey.
The details of the
palm tree fiasco are just some revelations in the hundreds of pages of newly
released top-secret documents about Soviet decision-making and military
planning. Some came from the archives of the Soviet Communist Party and were
declassified before the war in Ukraine; others were quietly declassified by the
Russian Ministry of Defense in May 2022, in the run-up to the sixtieth
anniversary of the Cuban missile crisis. The decision to release these
documents without redaction is just one of many paradoxes of President Vladimir
Putin’s Russia. State archives release vast evidence about the Soviet past even
as the regime cracks down on free inquiry and spreads ahistorical propaganda.
We were fortunate to obtain these documents when we did; the ongoing tightening
of screws in Russia will likely reverse recent strides in declassification.
The documents shed
new light on the most hair-raising Cold War crises, challenging many
assumptions about what motivated the Soviets’ massive operation in Cuba and why
it failed so spectacularly. During escalating tensions with another brash
leader in the Kremlin, the crisis story offers a chilling message
about the risks of brinkmanship. It also illustrates the degree to which
the difference between catastrophe and peace often comes down not to considered
strategies but to pure chance.
The evidence shows
that Khrushchev’s idea to send missiles to Cuba was a remarkably poorly
thought-through gamble whose success depended on good luck. Far from being a
bold chess move motivated by cold-blooded realpolitik, the Soviet operation
resulted from Khrushchev’s resentment of U.S. assertiveness in Europe and his
fear that Kennedy would order an invasion of Cuba, overthrowing Castro and
humiliating Moscow in the process. And far from being an impressive display of
Soviet cunning and power, the operation was plagued by a profound lack of
understanding of on-the-ground conditions in Cuba. The palm tree fiasco was
just one of many blunders the Soviets made throughout the summer and fall of
1962.
The revelations have
special resonance at a time when, once again, a leader in the Kremlin is
engaged in a risky foreign gambit, confronting the West as the specter of
nuclear war lurks in the background. As then, Russian decision-making is driven
by hubris and a sense of humiliation. Now, as then, the military brass in
Moscow is staying silent about the massive gap between the operation the leader
had in mind and the reality of its implementation.
At a
question-and-answer session in October, Putin was asked about
parallels between the current crisis and the one Moscow faced 60 years
earlier. He responded cryptically. “I cannot imagine myself in the role
of Khrushchev,” he said. “No way.” But if Putin cannot see the
similarities between Khrushchev’s predicament and the one he now faces, he
truly is an amateur historian. Russia, it seems, still has not learned the
lesson of the Cuban missile crisis: that the whims of an autocratic ruler can
lead his country into a geopolitical cul-de-sac—and the world to the edge of
calamity.
In 1962, Khrushchev
reversed course and found a way out. Putin has yet to do the same.
A Modest Proposal
“Our whole operation
was to deter the USA so they don’t attack Cuba,” Khrushchev told his
top political and military leaders on October 22, 1962, after learning from the
Soviet embassy in Washington that Kennedy was about to address the American
people. Khrushchev’s words are preserved in the detailed minutes of the meeting,
recently declassified in the Soviet Communist Party archives. The United States
had nuclear missiles in Turkey and Italy. Why couldn’t the Soviet Union have
them in Cuba? He continued: “In their time, the USA did the same
thing, having encircled our country with missile bases. This deterred us.”
Khrushchev expected the United States to simply put up with Soviet deterrence,
just as he had put up with U.S. deterrence.
Khrushchev had gotten
the idea to send missiles to Cuba months earlier, in May, when he concluded
that the CIA’s failed Bay of Pigs invasion in April 1961 had been just a
trial run. He recognized that an American takeover of Cuba would seriously blow
the Soviet leader’s credibility and expose him to charges of ineptitude in
Moscow. But as the minutes of the October 22 meeting make clear, there was more
to Khrushchev’s decision-making than concerns about Cuba. Khrushchev deeply
resented what he perceived as unequal treatment by the United States. And
contrary to the conventional story, he was equally worried about China, which
he feared would exploit a defeat in Cuba to challenge his claim to leadership
of the global communist movement.
Khrushchev entrusted
the implementation of his daring idea to three top military commanders—Biryuzov, Rodion Malinovsky (the
defense minister), and Matvei Zakharov (the head of
the general staff)—and the whole operation was planned by a handful of officers
in the general staff working in utmost secrecy. One of the key newly released
documents is a formal proposal for the operation prepared by the military and
signed by Malinovsky and Zakharov. It is dated May 24, 1962—just three days
after Khrushchev broached his idea of putting missiles in Cuba at the Defense
Council, the supreme military-political body he chaired.
A map of Cuba with detailed instructions on readying
the Soviet missile division in the country
According to the
proposal, the Soviet army would send the 51st Missile Division to Cuba,
consisting of five regiments: all of the group’s officers and soldiers, about
8,000 men, would leave their base in western Ukraine and be permanently
stationed in Cuba. They would bring 60 ballistic missiles: 36 medium-range
R-12s and 24 intermediate-range R-14s. The R-14s were a particular challenge:
at 80 feet long and 86 metric tons, the missiles required a host of
construction engineers and technicians, as well as dozens of tracks, cranes,
bulldozers, excavators, and cement mixers to install them on launching pads in
Cuba. Many other soldiers and equipment would join the troops of the missile
division in Cuba: two antiaircraft divisions, one regiment of IL-28 bombers,
one air force squadron of MiG fighters, three regiments with helicopters and
cruise missiles, four infantry regiments with tanks, and support and logistics
troops. The list of these units filled five pages of the proposal on May 24:
44,000 men in uniform, plus 1,800 construction and engineering specialists.
Soviet generals had
never before deployed a full missile division and so many troops by sea, and
now they had to send them to another hemisphere. Unfazed, the military planners
christened the operation with the code “Anadyr,” after the Arctic river, across
the Bering Sea from Alaska—a geographical misdirection designed to confuse U.S.
intelligence.
At the top of the
proposal, Khrushchev wrote “agree” and signed his name. Some distance below is
the signatures of 15 other senior leaders. Khrushchev wanted to ensure no other
leadership members could distance themselves from it if the operation failed.
He had successfully browbeaten his colleagues into signing onto his
hare-brained scheme. A strikingly similar scene would repeat itself 60 years
later when, days before the invasion of Ukraine, Putin forced members of his
security council, one by one, to speak out loud and endorse his “special
military operation” at a televised meeting.
Operation Anadyr
On May 29, 1962, Biryuzov arrived in Cuba with a Soviet delegation and posed
as an agricultural engineer named Petrov. The Cuban leader's eyes lit up when
he conveyed Khrushchev’s proposal to Castro. Castro embraced Soviet
missiles to serve the entire socialist camp, a Cuban contribution to the
struggle against American imperialism. During this trip, Biryuzov
concluded that palm trees could camouflage the missiles.
In June, when
Khrushchev met with the military again, Aleksei Dementyev, a Soviet military adviser in Cuba summoned to
Moscow, emerged as a lonely voice of caution. As he began to say that it was impossible
to hide the missiles from the American U-2s, Malinovsky kicked his subordinate
under the table to make him shut up. The operation had already been decided; it
was too late to challenge it, much less to Khrushchev’s face. By now, there was
no stopping Anadyr. In late June, Castro sent his brother Raúl, the defense
minister, to Moscow to discuss a mutual defense agreement to legitimize Soviet
military deployments in Cuba. With Raúl, Khrushchev was full of bombast, even
promising to send a military flotilla to Cuba to demonstrate Soviet resolve in
the United States' backyard. Kennedy, he boasted, would do nothing. Yet behind
the usual bluster lay fear. Khrushchev wanted to keep Anadyr secret for as long
as possible, lest the U.S. intervene and upend his ambitious plans. And so, the
Soviet-Cuban military agreement was never published.
Top Soviet commanders
also wanted to conceal the true purpose of Operation Anadyr—even from much of
the rest of the Soviet military. The official documents, part of the recently
declassified trove, referred to the operation as an “exercise.” Thus, the
greatest gamble in nuclear history was presented to the rest of the military as
routine training. In a striking parallel, Putin’s misadventure in Ukraine was
also billed as an “exercise,” with unit-level commanders being left in the dark
until the last moment.
Operation Anadyr
began in earnest in July. On the 7th, Malinovsky reported to Khrushchev that
all the missiles and personnel were ready to leave for Cuba. The expedition was
named the Group of Soviet Forces in Cuba. Its commander was Issa Pliev, a grizzled, 59-year-old cavalry general, a veteran
of both the Russian Civil War and World War II. The same day, Khrushchev
met with him, Statsenko, and 60 other generals,
senior officers, and commanders of units as they prepared to depart. Their
mission was to fly to Cuba for reconnaissance to prepare everything for the
armada's arrival with missiles and troops in the following months. On July 12,
the group arrived in Cuba aboard an Aeroflot passenger plane. A week later, a
hundred additional officers arrived on two more flights.
The hasty journey was
rife with mishaps. The rest of Soviet officialdom botched the cover story for
the reconnaissance group: in newspapers, the passengers on the Aeroflot planes
were called “specialists in civil aviation,” even though in Cuba, they had been
billed as “specialists in agriculture.” When one flight landed in Havana, no
one greeted the passengers, so the officers poked around the airport for three
hours before finally being whisked away. Another flight ran into storms and had
to divert to Nassau, the Bahamas, where curious American tourists snapped
pictures of the Soviet plane and its passengers.
Statsenko arrived on July 12. From July 21 to 25, he and other
Soviet officers crisscrossed the island, wearing Cuban army uniforms and
accompanied by Castro’s bodyguards. They inspected the sites that had been
selected for deploying five missile regiments, all in western and central Cuba,
in keeping with Biryuzov’s optimistic report. Statsenko wasn’t just disturbed by the sparsity of palm
trees. As he later complained in a report—another recently released
document—the Soviet team lacked even basic knowledge of the conditions in Cuba.
No one provided them with briefing materials on the tropical island's
geography, climate, and economic conditions. They didn’t even have maps; those
were scheduled to arrive later by ship. Heat and humidity hit the team hard.
Castro sent a few of his staff officers to help with the inspections, but there
were no interpreters, so the reconnaissance team had to take a crash course in
elementary Spanish. What little Spanish the officers had picked up in a few
days did not get them far.
Left: The May 24
proposal to send nuclear missiles to Cuba, signed at the top by Khrushchev and
below by 15 other senior leaders; Right: The Soviet military’s
instructions on how to hide equipment on ships destined for Cuba
With the initial
missile sites hopelessly exposed, Pliev, the man in
charge, ordered the reconnaissance teams to find better locations in remote
areas protected by hills and forests. (According to Castro’s instructions, they
also had to find sites that would not require the large-scale resettlement of
peasants.) Pliev asked the general staff back in
Moscow twice if he could move some missile locations to more suitable areas.
Each time, Moscow rejected the initiative. Some new areas were rejected because
they “were in the area of international flights”—a sensible precaution to avoid
the possibility of Soviet surface-to-air missiles accidentally shooting down
civilian aircraft. But other locations were rejected because they “did not
correspond to the directive of the general staff”. In other words, the planners
in Moscow did not want to change what their superiors had already approved. In
the end, the missiles were assigned to exposed areas.
Apart from the
unexpected difficulties siting the missiles, the Soviets encountered other
surprises in Cuba. Pliev and other generals planned
to dig underground shelters for the troops, but Cuban soil proved too rocky.
Soviet electrical equipment, meanwhile, was incompatible with the Cuban
electricity supply, which operated on the North American standard of 120 volts
and 60 hertz. The Soviet planners had also forgotten to consider the weather:
hurricane season in Cuba runs from June through November, precisely when the
missiles and troops had to be deployed, and the unceasing rains impeded
transportation and construction. Soviet electronics and engines, designed for
Europe's cold and temperate climates, quickly corroded in the sweltering
humidity. The general staff sent instructions for operating and maintaining
weaponry in tropical conditions in September, well after the operation began.
“All this should have
been known before the reconnaissance work started,” Statsenko
told his superiors two months after the crisis ended, his memo dripping with
irritation. He took planners to task for knowing so little about Cuba. “The
whole operation should have been preceded at least by a minimal acquaintance
and study—by those who were supposed to carry out the task—of the economic
capabilities of the state, the local geographic conditions, and the military
and political situation in the country.” He did not dare mention Biryuzov by name, but at any rate, it was clear that the
real culprit was Khrushchev, who had left his military no time to prepare.
Precious Cargo
For all the fumbles,
Anadyr was a considerable logistical accomplishment. The scale of the shipments
was enormous, as the newly declassified documents detail. Hundreds of trains
brought troops and missiles to eight Soviet departure ports, including
Sevastopol in Crimea, Baltiysk in Kaliningrad, and
Liepaja in Latvia. Nikolayev—today, the Ukrainian city of Mykolayiv—on
the Black Sea served as the main shipping hub for the missiles because of its
giant port facilities and railroad connections. Since the port’s cranes were
too small to load the bigger rockets, a floating 100-ton crane was brought in
to do the job. The loading proceeded at night and usually took two or three
days per missile. Everything was done for the first time, and Soviet engineers
had to solve countless problems on the fly. They figured out how to strap
missiles inside ships normally transporting grain or cement and safely store
liquid rocket fuel inside the hold. Two hundred and fifty-six railroad cars
delivered 3,810 metric tons of munitions. Some 8,000 trucks and cars, 500
trailers, and 100 tractors were sent, along with 31,000 metric tons of fuel for
cars, aircraft, ships, and missiles. The military dispatched 24,500 metric tons
of food. The Soviets planned to stay in Cuba for a long time.
From July to October,
the armada of 85 ships ferried men and supplies from the Black Sea, through the
Mediterranean, and across the Atlantic Ocean. The ships’ crews could see that
their vessels were not going unnoticed. As declassified reports from captains,
military officers, and KGB officers reveal, planes—some
from NATO countries, others unidentified—flew over the ships more
than 50 times. According to a declassified Soviet report, one of the planes
even crashed into the sea. The U.S. Navy followed some of the ships. Each
Soviet vessel was armed with two double-barreled heavy machine guns. Secret
instructions from Moscow allowed the troops on board to fire if their ship was
about to be boarded; if it was on the verge of being seized, they were to move
all men to rafts, destroy all documents, and sink the ship with its cargo. But
a potential emergency was just one of many worries. In relative comfort, some
troops traveled by passenger ship, but most sailed on merchant ships that the
Soviets had assigned to the operation. These troops faced an ordeal: they
huddled in cramped cargo holds that they shared with equipment, metal parts,
and lumber. Often, they fell sick. Some of the men died en
route and were buried at sea.
But the ships got
lucky and reached Cuba without incident. On September 9, the first six R-12
missiles, stowed inside the cargo ship Omsk, arrived in the port of
Casilda on Cuba’s southern coast. Others arrived
later in Mariel, just west of Havana. The missiles were offloaded secretly at
night, between 12 and 5 am. The construction workers who were supposed to
build pads for the heavier R-14 missiles had not yet arrived, so the soldiers
had to do all the work. Soviet military boats and scuba divers secured the
nautical zone. Everyone changed into Cuban uniforms. Speaking Russian,
according to the instructions of the general staff, was “categorically
forbidden.”
Three hundred Cuban
soldiers and even some “specially tested and selected fishermen” protected the
ports where the missiles would be brought in. The Cuban army and police
cordoned the roads and even staged fake car accidents along the route from the
port to the missile sites to keep the local population away. A spot west of
Havana that would serve as a launch site for R-14 missiles was impossible to
conceal, so it was presented to the Cuban public as “the construction site for
a Cuban military training center.” Very few Cubans knew about the missiles.
Only 14 Cuban officials had a complete view of the operation: Fidel, Raúl, the
Argentine revolutionary Che Guevara (then one of Fidel’s top advisers), Pedro
Luis Rodríguez (the head of Cuban military intelligence), and ten other senior
military officers.
There was now about
42,000 Soviet military personnel on Cuban soil. Those from Statsenko’s
missile division focused on constructing launching pads for R-12 missiles.
Others manned the bombers, surface-to-air missiles, fighter jets, and other
weaponry that Moscow had sent to the island. Once again, however, tropical
conditions slowed progress. Rain, humidity, and mosquitoes descended on the
arriving regiments. Soldiers slept in soaked tents. Temperatures exceeded 100
Fahrenheit. The camouflage remained an unsolvable problem: among the sparse
palm trees, the tents, like the missiles, were impossible to conceal.
Commanders draped the equipment in camouflage nets, the new documents reveal,
but the nets' color matched Russia's green foliage and stood out sharply
against the sun-scorched Cuban landscape.
The Soviet general
staff wanted the R-12 launch pads completed by November 1. From September
through the first half of October, the crews worked overtime to meet this
deadline, but again they were delayed by snafus. For example, the construction
crews supposed to install R-14 missiles spent a month in Cuba waiting for their
equipment to arrive. Some of the parts for the R-12 launchers were weeks late.
By mid-October, all of the missile sites were still being prepared. The one
closest to completion—the R-12 site near Calabazar de
Sagua, in central Cuba—was plagued by communications
problems, with no reliable radio link between it and the headquarters in
Havana. And then came October 14.
Caught Red-Handed
That morning, an
American U-2 spy plane, flying at 72,500 feet and equipped with a large-format
camera, passed over some of the construction sites. Two days later, the
photographs were on Kennedy’s desk.
In retrospect, it is
remarkable that it took so long for the Americans to discover the missiles,
given the extent of Soviet blunders in Cuba. Luck played a large role. The
storms that hindered the Soviet troops protected them from American snooping
since the dense cloud cover prevented aerial photography. And as it happened,
the CIA made a blunder of its own. Although the agency had detected the
arrival of Soviet antiaircraft weaponry in late August, it failed to draw the
obvious conclusion as to what the Soviet forces were so keen to protect,
concluding instead that the weapons were merely for Cuba’s conventional
defense, despite the suspicions of CIA Director John McCone.
For several days,
Kennedy deliberated with his top advisers about responding to what he viewed as
a blatant act of provocation. Many in the group, known as EXCOMM, favored an
all-out attack on Cuba to obliterate the Soviet bases. Kennedy instead opted
for a more cautious response: a naval blockade, or “quarantine,” of Cuba. His
caution was warranted, for no one could guarantee that all the missiles would
be wiped out.
This caution stemmed
partly from another source of uncertainty: whether any of the missiles were
ready. As the newly declassified documents reveal, only on October 20 did the
first site—one with eight R-12 launchers—become operational. By October 25, two
more sites were readied, although again in less-than-ideal circumstances: the
rockets had to share fueling equipment, and the Soviets had to cannibalize
personnel from regiments originally intended to operate the R-14s. By nightfall
of October 27, all 24 launchers for the R-12s, eight per regiment, were ready.
A CIA reference photograph of Soviet medium-range
ballistic missiles in Red Square, Moscow
Or rather, almost
ready. The storage facility for the R-12 nuclear warheads was located at a
considerable distance from the missile sites: 70 miles from one regiment, 90
miles from another, and 300 miles from another. If Moscow ordered to fire the
missiles at U.S. targets, the Soviet commanders in Cuba would need between 14
and 24 hours to truck the warheads across miles of often treacherous terrain.
Recognizing that this was too long a lead time, Statsenko,
on October 27, ordered some of the warheads moved closer to the farthest
regiment, shrinking the lead time to ten hours. Kennedy knew nothing about
these logistical challenges. But their existence suggests yet again the role of
luck.
Had EXCOMM learned
of these difficulties, the hawks would have had a stronger argument in favor of
an all-out strike on Cuba—which would probably have disabled the missiles but
could have led to a war with the Soviet Union, whether in Cuba or Europe.
The Soviet troops
in Cuba had no predelegated authority to launch
nuclear missiles at the United States; any order had to come from Moscow. It is
also doubtful that the Soviets in Cuba had the authority to use shorter-range
tactical nuclear weapons in the event of a U.S. invasion. Those weapons
included nuclear-armed coastal cruise missiles and short-range rockets shipped
to Cuba with Statsenko’s division. During a long
meeting in the Kremlin that began on the evening of October 22 and lasted until
the wee hours of October 23, the Soviet leaders debated whether the Americans
would invade Cuba and, if so, whether the Soviet troops should use tactical
nuclear weapons to repel them. Khrushchev never admitted that the entire
operation was folly, but he did speak about grave mistakes. The upshot of this
meeting—which coincided with Kennedy’s speech announcing the naval blockade—was
an order to Pliev to refrain from using either
strategic or tactical nuclear weapons except when ordered by Moscow.
There was no American
invasion, and the order to fire the missiles never came. If it had, however, it
would undoubtedly have been followed to the letter. Statsenko’s
report noted that he and those under his command “were prepared to give their
lives and honorably carry out any order of the Communist Party and the Soviet
government.” His words highlight the fallacy that military leaders might
act as a check on political leaders bent on starting a nuclear war: military
officials in Cuba were never going to countermand political authorities in
Moscow.
The Absence Of Brains
Although Khrushchev
raved and raged in the first two days after Kennedy declared the naval
blockade, accusing the United States of duplicity and “outright piracy,” on
October 25, he changed his tune. That day, he dictated a letter to Kennedy in
which he promised to withdraw the missiles in exchange for an American
nonintervention pledge in Cuba. Two days later, he added the removal of U.S.
Jupiter missiles in Turkey to his wish list, confusing Kennedy and dragging out
the crisis. In the end, Kennedy decided to take the offer. He instructed his
attorney general brother Robert to meet with Anatolii
Dobrynin, the Soviet ambassador in Washington.
On the evening of
October 27, Robert Kennedy made an informal pledge to remove the Jupiter
missiles from Turkey but insisted that the concession remain secret. Newly
available cables from Moscow to Dobrynin show how
important this assurance was to Khrushchev. The ambassador was presumably
instructed to extract the word “agreement” from Kennedy so Khrushchev could
sell the deal as an American capitulation to his inner circle. By creating the
impression that Kennedy was also making concessions, the word “agreement” would
help rebrand a surrender as a victory, a Cuba-for-Turkey exchange.
By this point,
however, Khrushchev was eager for a deal. A series of disturbing events had
spooked him. On the morning of the 27th, an American U-2 had been shot down
over Cuba by a Soviet-supplied surface-to-air missile on the orders of senior
Soviet officers in Cuba. The Soviets in Cuba always assumed that there would be
a U.S. invasion, and they blamed the Cubans for failing to detect the American
reconnaissance flights before the crisis. Accordingly, as the declassified
files reveal, Malinovsky presented the downing of the U-2 to Khrushchev as a
necessary measure to prevent the Americans from taking more photographs of
Soviet bases. He registered no awareness in his missive to Khrushchev that the
shoot-down could have become a prelude for World War III. Nor did Statsenko, when he later reported the shootdown
matter-of-factly, likewise portraying it as a routine response that the Soviet
military was trained and entitled to do.
In the middle of the
day, another incident involved an American U-2: a plane sent to the Arctic to
sample the atmosphere for radiation got lost and accidentally flew into Soviet
airspace. The Soviet military dutifully mapped its progress on now declassified
maps, showing the number of hours American planes would need to reach targets
in Soviet territory.
However, the most
disturbing development was a plea Castro sent early on October 27, Havana time.
He asked Khrushchev to launch a preemptive nuclear strike against the United
States if the Americans dared to invade Cuba. Historians have long been aware
of this plea, but thanks to the new documents, we know more about what
Khrushchev thought of it. “What is it—a temporary madness or the absence of
brains?” he fumed on October 30, according to a declassified dictation taken by
his secretary.
Khrushchev was
emotional, but he pulled back from the brink in the hour of greatest danger. As
he put it to an Indian visitor on October 26, according to the newly released
documents, “From the experience of my life, I know that war is like a card
game, though I never played and never play cards.” That final qualification
wasn’t entirely truthful: to Khrushchev, the whole Cuban operation was one big
poker match he thought he could win by bluffing. But at least he knew when to
fold. On October 28, he announced that he would dismantle the missiles.
Learning And Forgetting
Since 1962,
historians, political scientists, and game theorists have endlessly rehashed
the Cuban missile crisis. Volumes of documents have been published, and
countless conferences and war games have been held. Graham Allison’s classic
crisis account, Essence of Decision, was published in 1971 and
updated in 1999 with the help of Philip Zelikow. One of the original book’s
conclusions, also included in the revised edition, has stood the test of time:
the crisis was “the defining event of the nuclear age and the most dangerous
moment in recorded history.”
But the declassified
Soviet documents make some important corrections to the conventional view,
highlighting the Achilles’ heel of the Kremlin’s decision-making process, which
persists: a broken feedback mechanism. Soviet military leaders had minimal
expertise in Cuba, deceived themselves about their ability to hide their
operation, overlooked the dangers of U.S. aerial reconnaissance, and ignored
experts' warnings. A small coterie of high officials who knew nothing about
Cuba, acting in extreme secrecy, drew up a sloppy plan for an operation doomed
to fail and never allowed anyone else to question their assumptions.
Indeed, the failure
of the feedback mechanism led to the crisis's immediate cause, the poorly
camouflaged missiles. Allison and Zelikow concluded that this oversight was not
the result of incompetence but a consequence of the Soviet military mindlessly
following its standard operating procedures, which had been “designed for
settings in which camouflage had never been required.” In this view, the Soviet
forces failed to adequately camouflage the missiles simply because they had
never done so.
A Soviet map detailing the progress of American U-2
planes
The new evidence
gives a different answer. The Soviets fully appreciated the importance of
hiding the missiles, and Khrushchev’s entire strategy was predicated on the
flawed assumption that they could do just that. The Soviet military officers in
Cuba also knew the importance of concealing the missiles. They recognized the
danger of U.S. aerial reconnaissance, tried to address it by proposing better
sites, and failed. The core of the problem was the original carelessness and
incompetence of Biryuzov. His offhand conclusion that
the missiles could be hidden under the palm trees was passed on as
unimpeachable truth. Military experts far below him in the hierarchy noted that
the missiles would be exposed to U-2 overflights and duly reported the problem
up the chain of command. Yet the planners in the general staff never corrected
it, unwilling to bother their superiors or question the idea of the entire
operation. Operation Anadyr failed not because the Soviet rocket forces were
too wedded to their standard procedures but because the military’s
hyper-centralization prevented the feedback mechanisms from working properly.
In their first
reports analyzing the crisis—part of the new trove of documents—Soviet military
leaders engaged in a blame game. Ignoring his culpability, Biryuzov
pointed the finger at “the excessive centralization of management” of the
operation “at all stages in the hands of the general staff, which chained
the initiative below and reduced the quality of decision-making on
specific questions” on-site in Cuba. He never admitted the lack of camouflage
as the main flaw of Anadyr, although his political superiors immediately
recognized it as such.
Anastas Mikoyan, a member of the Presidium whom Khrushchev
had dispatched to Havana to arrange the withdrawal of missiles, spoke to the
Soviet officers in Cuba in November. He tried to turn the lack of camouflage
into a joke. “The Soviet rockets stood out like during a parade on the Red
Square—but erect,” he told Pliev and his comrades.
“Our rocket men decided to give Americans a middle finger this way.” Mikoyan
even soothed their anguish about the missiles’ discovery, saying that West
German intelligence, not the U-2, discovered the Soviet missiles. (The West
Germans had picked up some evidence but hardly the smoking gun that the U-2
flight uncovered.) And he alleged that once the Soviet missiles were spotted,
they no longer served any purpose of deterrence—a preposterous claim, given
that missiles could hardly deter the United States it didn’t know about.
Despite Mikoyan’s best efforts, Soviet commanders and officers took the order
to leave Cuba as a humiliating retreat. Many had to recover from nervous breakdowns,
recuperating at Black Sea resorts near the ports they sailed to Cuba.
Khrushchev was eager
to cover his retreat. He deliberately avoided any criticism of the Soviet
military’s performance in Cuba. Although the planning errors were plain, the
Soviet leader was more interested in depicting the debacle as a victory than
assigning responsibility for the mishaps. In this, his interests overlapped
with those of the Soviet supreme command, which wanted to avoid responsibility,
so the secret fumbles of Operation Anadyr were swept under the rug. Documents
about the operation were boxed up and sent to gather dust in the archives,
where they remained sealed until last year. Biryuzov
was promoted to the head of the general staff. His career remained untarnished
until he died in 1964 when he perished in a plane crash five days after
Khrushchev was overthrown by his Presidium colleagues.
Soviet military
officials viewed operation Anadyr, not as a colossal failure but as a shrewd
ploy that almost worked. The lessons they learned were simple: had the Soviets
done a better job of coping with the enormous logistical challenges, had they
tried harder to hide the missiles, or had they shot down U.S. reconnaissance
planes earlier, with a little bit of luck, Operation Anadyr could indeed have
succeeded. Statsenko, for all his insights, became
fixated on U-2s and recommended in his report that the Soviets urgently develop
a technology—“invisible rays”—which would allow them to “distort” the images
captured by the reconnaissance planes or perhaps expose the film they carried.
It never occurred to him that the whole operation was a bad idea. The entire
point of his postmortem was to explore ways to send strategic missiles “to any
distance and deploy them on short notice,” that is, do the same thing again,
but do it better. Perhaps Statsenko deemed it above
his pay grade to question the bright ideas sent from on high.
Only in the late
1980s, during Mikhail Gorbachev’s “new thinking,” did a different view of the
crisis emerge within the Soviet Union. Inspired largely by the American
literature on the episode, Moscow saw the crisis as an unacceptably dangerous
moment. With the collapse of the Soviet Union, however, fears of a nuclear
conflict receded, and for Russia, the Cuban missile crisis lost immediate
political relevance and became plain old history. Veterans of the crisis
embraced heroic narratives of their exploits. In his assessment of the crisis
in the first decade of this century, Anatoly Gribkov,
a general who helped plan Operation Anadyr, declared that the Soviet military’s
performance was “an example of the finest military art.” Embarrassing failures
were mostly forgotten. Castro, who had horrified Khrushchev by proposing to
nuke the United States, later strenuously denied doing so. But all agreed that
the Cuban missile crisis was never to be repeated.
Back On The Brink
Although Russia remains
committed to avoiding nuclear war, Putin seems to stoke fears of such a
conflict. Like Khrushchev, Putin is rattling the nuclear saber to prove to
everyone—and perhaps above all to himself—that Moscow will not be defeated.
Also, like Khrushchev, Putin is a gambler, and his misadventure in Ukraine
suffers from the same feedback failures, excessive secrecy, and
hyper-centralization that plagued Khrushchev in Cuba. Just as Khrushchev’s
lieutenants failed to question his rationale for aiding Cuba, so Putin’s top
ministers and advisers did not resist his claim that Ukrainians and Russians
were one people and, therefore, Ukraine had to be “returned” to Russia by force
if need be.
Facing no pushback,
Putin turned to Sergei Shoigu, his minister of defense, and Valery Gerasimov,
the head of the general staff, to carry out his will. They failed even more
spectacularly than their predecessors had in 1962, hobbled by the same
structural impediments that ruined Operation Anadyr. The general staff has
never digested the awkward details of the story of Khrushchev’s failure, even
with the declassification of this new batch of documents.
As he peered uneasily
over the brink of nuclear apocalypse, Khrushchev found time to mediate in the
monthlong Sino-Indian War, which broke out during the Cuban missile crisis.
“History tells us that to stop a conflict, one should begin not by exploring
why it happened but by pursuing a cease-fire,” he explained to that Indian
visitor on October 26. He added, “What’s important is not to cry for the dead
or to avenge them but to save those who might die if the conflict continues.”
He could have been referring to his fears about the events brewing that day in
the Caribbean.
Terrified by those
developments, Khrushchev finally understood that his reckless gamble had failed
and ordered a retreat. Kennedy, too, opted for a compromise. In the end,
neither leader proved willing to test the other’s redlines, probably because
they did not know where exactly those redlines lay. Khrushchev’s hubris and
resentment led him to the worst misadventure of his political career. But
his—and Kennedy’s—caution led to a negotiated solution.
Their prudence holds
lessons for today when many commentators in Russia and the West call for a
resolute victory of one side or the other in Ukraine. Some Americans and
Europeans assume that the use of nuclear weapons in the current crisis is
completely out of the question. Thus, the West can safely push the Kremlin into
the corner by obtaining a comprehensive victory for Ukraine. But plenty of
people in Russia, especially around Putin and among his propagandists,
defiantly say there would be “no world without Russia,” meaning that Moscow
should prefer a nuclear Armageddon to defeat.
If such voices had
prevailed in 1962, we’d all be dead now.
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