By Eric Vandenbroeck and
co-workers
The geopolitical transformation of Asia
and the Pacific
Japan's leaders understood that war with the United States
was far from ideal. Still, it also ended another confusing stage of undeclared
war. The United States restricted Japanese access to critical industrial
resources, including oil, and supplied aid and finance to Japan's Chinese
enemy. The decision had much in common with Hitler's claim that the British
enemy could only be defeated by attacking a more prominent and potentially more
powerful opponent: fighting the United States (and the British Empire), it was
argued, would help somehow to resolve the conflict in China. In both cases, it
was evident that further warfare could not be conducted successfully without
access to additional material resources, whether in Ukraine or South East Asia.
After ten years of imperial expansion, Japan saw Eastern Asia in much the
United States viewed the Western Hemisphere – like its natural area of
domination that other powers ought to respect. Japanese leaders found it hard
to understand why the current situation should not be accepted as an
accomplished fact, and negotiations with the United States had begun from the
basis that Japan had a legitimate claim to be the leader of a new Asian order,
not from any sense that Japanese expansion was a violation of international
norms. In January 1941, Foreign Minister Matsuoka Yōsuke publicly rebuked the
United States for failing to make an effort to grasp the nature of Japan's role
in Asia, which was to 'forestall the destruction of civilization' and establish
a just peace.1 American intransigence was interpreted as an international
conspiracy to stifle and extinguish Japan's national existence. Unsurprisingly,
there was almost no common ground between the two sides when the Japanese made
efforts in 1941 to find a modus vivendi with the United States that would allow
them to resolve the China war on their terms and, at the same time, gain secure
access to the strategic resources needed to sustain the empire.
Ironically enough, the concern of Roosevelt and his
military leaders was focused much more on the European conflict than on the
Pacific. In his speeches during 1941, the president referred to Hitler and
Germany 152 times. Still, to Japan only 5.2 It was assumed that Japan could be
deterred by evidence of American naval power (in May 1940, Roosevelt ordered
the Pacific Fleet to stay permanently at Pearl Harbor following ocean
maneuvers) and by economic pressure on a state heavily reliant on American supplies
of metals and oil. As early as 1938, Roosevelt had called for a moral embargo
of oil, steel, aircraft, and finance for Japan, while money was made available
for pre-emptive purchasing of materials needed by Japanese industry.3 In
January 1940, the 1911 Commercial Treaty with Japan was abrogated. Following
Japanese entry into French northern Indochina in summer 1940, the Export
Control Act introduced formal restrictions on a range of strategic materials
for Japan, including aviation fuel, scrap iron and steel, iron ore, copper, and
oil-refining equipment. A year later, after southern Indochina was occupied,
Japanese assets were frozen. On 1 August, Roosevelt ordered that Japan apply
for federal licenses for all oil products, although he did not want all applications
rejected in case that pushed Japan too far. Japan was expected to be cowed by
the pending economic crisis provoked by American firmness. However, the
American ambassador to Japan, Joseph Grew, warned Washington that '-a threat
the Japanese are mere to increase their determination.'4 The complete
dislocation of Japan's economic situation indeed accelerated the shift to more
radical solutions.
During 1941 the Japanese political and military
leaders argued out the merits of trying to solve the China crisis by diplomacy
or by further warfare against Britain and the United States, a situation that
they had hoped to avoid. Like Hitler's decision to attack the Soviet Union,
Japanese leaders arrived incrementally when war seemed necessary and
unavoidable. American politicians failed to understand the impact the four
years of the China war had had on Japan. Japanese society was now geared for
total war, with shrinking supplies of goods and food for the civilian
population, heavy financial obligations, and popular culture of sacrifice and
austerity.5 For the United States, there was no sense of desperation in the
face of impending disaster. Still, for Japanese leaders, the failure in China
and the strangling effects of the embargo forced them to embrace solutions that
they would rationally have avoided. The uncertain nature of the Japanese
response to the crisis was personified in the summer and autumn of 1941 by
Matsuoka's ejection from the Foreign Ministry and the collapse of Prince
Konoe's government. The two principal architects of Japan's New Order were
superseded by General Tōjō Hideki, a military bureaucrat who personified the
ambivalence among Japan's elite over the country's options. As minister of war
in July 1941, Tōjō hosted the first meeting. It was agreed that the southward
advance to eliminate aid for Chiang Kai-shek and seize South East Asia's oil
and raw materials would now have priority. The army and navy, hitherto divided
over future strategy, temporarily pooled their planning. The German-Soviet war
removed the Soviet threat to Manchuria. Although the army doubled the size of
the Manchurian Kwantung garrison during the summer, if the opportunity arose to
profit quickly from imminent Soviet defeat, the southern advance to isolate
China made more immediate strategic sense.6 In late July, the army occupied
southern Indochina to cut off the principal supply route of aid to Chiang
(estimated at 70 percent of all supplies in 1940). The result accelerated the
drift to war. On 9 August, following the American oil restrictions, which
threatened to cut three-quarters of Japan's oil imports, army plans were
approved for war, starting in November. Navy preferences pushed the deadline
forward to October. The campaign was backed at an imperial conference on 6
September and justified in Konoe's words as a war of 'self-defence’.7
However, on 16 October, Tōjō succeeded Konoe as prime
minister and immediately promised that renewed efforts would be made to reach a
diplomatic solution that would pave the way for Asian peace under Japanese
guardianship, but not, as Konoe put it, 'plunge us immediately into war.' The
deadline for deciding on war or peace was shifted to late November. After days
of Cabinet discussion, during which the prospects for both options were
exhaustively examined, one more diplomatic effort was approved. At an imperial
conference on 5 November, the emperor was informed in the passive voice that
war could not be avoided if the final gambit failed. The Cabinet and military
staff saw war as something forced on them, not something they had chosen. Tōjō
authorized two plans to be presented to Washington: Plan A promised immediate
withdrawal from Indochina and China (except Hainan, the northern territories,
and Manchukuo) within two years, but expected a range of concessions on
restoring trade, closing off aid to China, and American agreement not to
intervene in Japanese–Chinese relations; Plan B was a more modest proposal to
promise no further aggression if the United States pledged to end the trade
embargo and repudiate any role in China.8 Both plans were presented to Washington
by the ambassador, Nomura Kichisaburō, and a veteran
diplomat, Kurusu Saburo. The plans were little more than wishful thinking by
November 1941, but the Japanese took them seriously as a compromise offer. On
22 November, American radio interception of Japanese diplomatic traffic
(codenamed 'Magic') read the message sent to the Japanese negotiators insisting
that 29 November was the final deadline for a political agreement: 'This time
we mean it, that the deadline absolutely cannot be changed. After that, things
are automatically going to happen.'9The American military was on full alert
from late November throughout the Pacific region, but the Japanese strike
remained unclear.
Roosevelt was not opposed to some form of compromise
if it kept the peace in the Pacific and met American interests. Still, his
secretary of state, Cordell Hull, who conducted the negotiations with Japan,
was resolutely against any agreement that left any part of China in Japan's
hands. Against the advice of the military leadership and the president's
wishes, he delivered a note to the Japanese negotiators on 26 November, making
clear that the extended run agreement could only be based on a restoration of the
situation before the occupation of Manchuria. This demand was not remotely
negotiable for Japanese leaders.10 Regarding this as an ultimatum, the
government discussed their choices on the 29th. Tōjō concluded that 'there was
no hope for diplomatic dealings' and the war option prevailed. Few Japanese
leaders seem to have actively favored war with the United States and the
British Empire. The decision was taken with a fatalistic acceptance that
fighting was preferable to humiliation and dishonor. Tōjō had told the imperial
conference on 5 November that Japan would become a third-class nation if it
accepted America's terms: 'America may be enraged for a while, but later she
will come to understand.'11 Once Japan had seized control of the oil and
resources it needed, it was hoped that the shock to American opinion would open
the way to an agreement that met Japan's national objectives. There was still
the option, revived in November that Japan might broker a peace settlement
between Germany and the Soviet Union, leaving the United States isolated, but
neither belligerent was interested.12
The day the Hull Note was delivered to Ambassador
Nomura, the Japanese navy's Mobile Striking Force under Admiral Nagumo Ch ⁇ ichi was sailing from its base in the Kurile Islands to
attack the American Pacific fleet at Pearl Harbor. On 2 December, he received
the coded message 'Climb Mount Niitaka 0812',
authorizing the attack. Troop convoys were also on the move south from China
and Indochina towards the Philippines and Malaya. The latter was reported in
Washington, assuming that Japanese forces aimed to occupy Malaya and the Dutch
East Indies. Still, Nagumo's fleet remained sealed in secrecy until the hour of
the attack.
The plan to launch a surprise raid on Pearl Harbor
went back to the end of 1940 when navy leaders began serious preparation for a
southward advance, but it had been a topic in Japanese naval circles since the
1920s.13 The details were worked out by Kuroshima Kameto, the eccentric staff
officer to the fleet commander, Admiral Yamamoto Isoroku, who would lock
himself naked in a darkened room for days to think out planning solutions.14 A
seaborne air attack on this scale was a novelty. One model was the British
attack at Taranto in November 1940; Japanese embassy officials turned up in
Taranto the day after the raid to observe at close quarters its effect. They
were also much influenced by the German success in Norway in using air power to
neutralize Britain's much more significant naval presence. In spring 1941,
Japan's aircraft carriers were put under a single fleet commander to maximize
their striking power. Japanese aerial torpedoes were modified to operate in the
relatively shallow water of the docks at Pearl Harbor without sinking into the
seabed, and naval pilots were trained rigorously in low altitude torpedo and
dive-bombing. Although Yamamoto was one among several senior Japanese officers
anxious to avoid a clash with America, he understood that the Pearl Harbor
attack was an essential first step to prevent the Pacific Fleet from posing any
threat to the operations in South East Asia and the seizure of oil and
resources, which was the priority in the southern advance. However, when the
plan was presented to the naval staff, it was turned down because it
concentrated too much of Japan's maritime strength away from the Asian campaign
and put the carrier force at risk. Only Yamamoto's threat to resign forced the
navy's hand, and on 20 October, the plan was reluctantly approved. Nagumo's
First Air Fleet was tasked to destroy at least four American battleships at
anchor, together with the port facilities and oil storage. The force consisted
of 6 aircraft carriers with 432 aircraft, two battleships, two cruisers, and
nine destroyers; the naval element was modest for such a risky operation, but
for years Japanese naval strategists had seen air power as the critical element
in maritime warfare.
A surprise was complete on 7 December, although Nagumo
had been instructed to attack even if his force was detected as it approached
Oahu. The American failures are by now well known: aircraft were packed
together on the ground because the local commander, Admiral Husband Kimmel, had
been warned of possible sabotage; the limited radar system was closed down at
seven o'clock in the morning (the one sighting that occurred was thought to be
B-17s on exercise) and the Aircraft Information Center (modeled on the RAF
system) was not yet operational; there were no anti-torpedo nets; a handful of
Japanese midget submarines detailed to penetrate the harbor defenses in the
early hours of the morning before the air attack were spotted and one
destroyed, but no general warning followed; above all, the American
intelligence available prompted alert notifications that Japan was about to
act, but all reason dictated that this would be in South East Asia.15 In truth,
Yamamoto ran his luck to an exceptional degree in an operation that he judged
had only a fifty-fifty chance of success.
In the early dawn, two waves of Mitsubishi' Zero'
fighters, B5B 'Kate' bombers, and D3 'Val' dive-bombers were flown off the
carriers, totaling 183 in the first wave, 167 in the second.16 Despite the
intensive training, the operation was fraught with difficulty. The most
successful phase was destroying almost all the American aircraft on Hawaii –
180 destroyed, 129 damaged. The attack on the American capital ships met less
success. Out of forty torpedo bombers, only thirteen hits were scored; the
dive-bombers found it hard to distinguish targets and failed to do more than
damage to two of the eight cruisers moored; the second wave found the targets
now obscured by smoke. Not only was the hit ratio poor, but many Japanese bombs
failed to explode. One lucky bomb that penetrated the forward magazine achieved
the spectacular explosion and sinking of the USS Arizona, an iconic image from
the battle. The airmen returned to report devastating damage, but, like the
British raid on Taranto, the result was less spectacular once the smoke had
cleared. The American carriers were all at sea during the attack. Four
battleships were sunk, one beached; minor damage was inflicted on three others;
two cruisers and three destroyers were seriously damaged, and two auxiliaries sunk.
The twenty-seven fleet submarines sent by the Japanese navy to intercept any
breakout and then blockade Hawaii managed to drop only one oiler and damage one
warship in two months.17 The attack achieved more than Yamamoto had hoped, but
with more experience and better tactics, the raid could have earned much
more.
The attack did kill or maim Americans: a total of
2,403 dead and 1,178 injured. Roosevelt was relieved of the problem of
persuading a divided American public to join the war. Only a few days before
Pearl Harbor, he told his confidant, Harry Hopkins, that he could not bring
himself to declare war: 'We are a democracy and a peaceful people. But we have
a good record.'18 The Japanese attack galvanized American opinion and ended the
years of debate between isolationists and interventionists. He was defeating Japan
at all costs, united Americans of every opinion. For the British Empire, also
now threatened by Japanese aggression, the American fury at Japan threatened to
undermine any chance of a commitment to join the war in Europe until German and
Italian action relieved Roosevelt once again of the prospect of convincing the
American public to fight the European Axis as well. To secure a common
strategy, Churchill led a delegation to Washington on 22 December. In three
weeks of discussions codenamed 'Arcadia,' the British delegates tried to secure
American commitment to their view of the war. A tentative agreement had already
been reached earlier in March 1941 in informal military staff talks that Europe
was their joint priority. In the first meeting between Churchill and Roosevelt
at Placentia Bay in Newfoundland in August 1941, the 'Atlantic Charter' was
drafted. The defeat of 'Nazi Germany' was defined as the key to new world
order.
At the December summit, Churchill secured an assurance
from Roosevelt, despite the strong reservations of the American navy, that
Europe remained the priority. The two sides also took the unusual, indeed
unique, step in the war of pooling their strategic discussions in a common
forum, the Combined Chiefs of Staff, together with combined boards for
shipping, munitions output, and intelligence.19 There nevertheless remained
significant divergences. Roosevelt and his military staff were not attracted to
the idea of simply following British plans for what the many Anglophobes around
the president viewed as an 'empire war.' The initial priority was to prevent a
Soviet defeat. 'Nothing could be worse than to have Russia collapse,' he told
his treasury secretary. 'I would rather lose New Zealand, Australia, anything
else than have Russia collapse,' a view that sat uneasily with Britain's empire
interests.20 Roosevelt and his army commander-in-chief, General George
Marshall, assumed that a frontal assault on Hitler's Europe would be necessary
for 1942 to help the Soviet war effort. Still, the British were firmly opposed
to the risk – an argument only resolved later in 1942 when the operation became
manifestly unfeasible. To show that Roosevelt thought in terms of American
global strategy, he used the 'Arcadia' conference to launch on 1 January 1942,
only three weeks after the Pearl Harbor attack, a declaration on behalf of what
he called the United Nations, composed of all those many states at war with the
Axis. Like the Atlantic Charter, the statement of fundamental principles of
self-determination and economic freedom marked the point at which the values of
American internationalism superseded the importance of the older imperial
order. This shift became explicit as the war continued.
There was a curious sense of unreality in the weeks of
Anglo-American discussions. Across South East Asia and the Western Pacific, the
Japanese army and navy moved rapidly and decisively to achieve the southward
advance. The scale was quite different from 'Barbarossa.' Given commitments in
China and the operation against Pearl Harbor, the Japanese military could only
muster limited forces: 11 army divisions out of 51 available and 700 aircraft;
the navy could supply around half of its 1,000 aircraft, and had two carriers,
ten battleships, and 18 heavy cruisers to support the army's amphibious
operations.21 It was a campaign even riskier than Pearl Harbor because it
involved spreading forces very thinly between four primary operations:
The capture of the Philippines
The occupation of Thailand
The capture of Malaya and the Singapore naval base
Test of the Dutch East Indies
It was
Nevertheless, an exceptional moment of triumph in the
long war that Japan had waged since 1937. Western defenses were weak because
the British could spare little from the war in Europe and the Middle East, and
American reinforcement had only just begun. Dutch forces consisted of local
colonial troops after the German conquest of the Netherlands. Most British
Empire forces in the region were inexperienced Indian divisions. Daily digests
of the disaster arrived in London and Washington, starting with the sinking of
two British capital ships, sent originally at Churchill's insistence to deter
the Japanese. The battleship Prince of Wales and the battlecruiser Repulse,
confident as they sailed into the South China Sea that they were beyond the
range of any known Japanese aircraft and poorly informed about Japanese
capability, were sunk on 10 December torpedo bombers sent from bases in
Indochina. In a matter of a few hours, British naval power in the East was
extinguished. Only the Japanese gave the contest a name, the 'Battle of the
Malay Coast’.22
The two major campaigns against British Malaya and the
American Philippines protectorate began on 8 December. Pilots with specialized
training for extended overseas flights attacked the Philippines, flying from
Japanese Empire bases on Taiwan; as in Oahu, they found American aircraft lined
up on the tarmac at Clark Field and destroyed half the B-17s and one-third of
the fighters. Amphibious landings began on the 10th on the main island of Luzon
and made rapid progress towards the capital, Manila, which surrendered on 3
January. The United States commander, General Douglas MacArthur, appointed
earlier in the year, withdrew his mixed American–Filipino force south to the
Bataan peninsula. The force was doomed with no air cover and only 1,000 tons of
supplies shipped by an American submarine. MacArthur was evacuated to Australia
on 12 March to fight another day. Bataan was surrendered on 9 April. On 6 May,
after a grueling and tenacious defense of the island fortress of Corregidor,
the surviving American commander, General Jonathan Wainwright, gave up the
fight. The Japanese Fourteenth Army captured almost 70,000 soldiers, 10,000 of
them American. They were marched along the Bataan Peninsula to an improvised
camp; ill, exhausted, and hungry, they suffered beatings, killings, and
humiliation from Japanese Empire forces who suffered themselves from the
poverty of medical supplies and food and who had been taught to despise
surrender.23
In northern Malaya, General Yamashita Tomoyuki's
Twenty-Fifth Army began an amphibious assault on 8 December, fielding only a
few thousand men because of difficulty finding sufficient shipping. His army
was met by a poorly organized defense which crumbled in days, withdrawing in
confusion step by step down the peninsula, until Johore in the south was
abandoned on 28 January on the orders of the British commander-in-chief in
Malaya, Lieutenant General Arthur Percival, and the enormous empire force
evacuated to Singapore Island. Yamashita eventually commanded around 30,000 men
for the assault on the island, which was regarded by Japanese imperial
headquarters as a critical objective for any further advance into the Dutch
East Indies. Yamashita fielded far fewer than the estimated 85,000 British,
Indian, and Australian troops (as reinforcements arrived, the total reached
around 120,000) now crammed into an island base that had not been prepared for
defense against a landward invasion.24 On 8 February, Yamashita ordered two
divisions and the Imperial Guards to begin a night-time assault. Churchill
cabled that the defenders should fight and die to the last man, but this was
the stuff of empire adventure stories. After weeks of demoralizing retreats
against an enemy often invisible and brutal, the defending forces panicked. As
they fought to board the few remaining ships in Singapore Harbour,
Percival agreed with Yamashita to surrender. The capture of 120,000 men was the
most significant and most humiliating defeat in British imperial history.25
Other British outposts collapsed rapidly. On 25 December, Hong Kong surrendered
to the Sixteenth Japanese Army after holding out for eighteen days against
inevitable occupation; British Borneo, sabotaged by the retreating forces,
submitted on 19 January with its oilfield. Very soon, British Burma too came
under threat.
The campaign to capture Burma had not been the
Japanese military's initial intention. The original invasion force was designed
to eliminate the nearby British airfields that might have threatened the
security of the Malayan campaign. But Japanese commanders were tempted by the
evidence of just how weak British Empire forces proved to be to move further
and occupy Burma and threaten India as well. The Japanese army hoped that
further expansion might even force Britain to submit and the United States to lose
its will to fight.26 More prosaically, conquest would cut the supply lines from
India to Chiang's armies in southwest China and allow the Japanese to occupy
the rich rice-producing regions and the oilfield of Yenangyaung,
which produced 4 million barrels a year. The British had a poorly armed, mixed
force of around 10,000 British, Indian and Burmese troops and 16 obsolete
Brewster Buffalo fighter aircraft.27 They retreated in disorder to Rangoon as
the Fifteenth Japanese Army, under General Shōjirō
Iida, inaugurated the main Burma operation on 22 January with four divisions of
35,000 men. Because the Burma supply route was essential for China, Chiang had
offered the British the chance to deploy Chinese troops against a possible
Japanese assault in December. Still, General Wavell, now commander-in-chief in
India, not only brusquely refused the offer but also sabotaged Chiang's effort
to establish a Joint Military Council in Chongqing to oversee grand strategy
for the war in Asia.28 British unilateral seizure of supplies of Lend-Lease aid
for China, stored in Rangoon, exacerbated the tension between the two allies,
not least since the supplies made little difference. British Empire forces
abandoned Rangoon on 7 March and retreated hastily northwards. Chiang deeply
resented the patronizing attitude of the British, the 'superior race complex'
as one American eyewitness described it.29 'You and your people have no idea
how to fight the Japanese,' Chiang told Wavell in December, even before the
fact was evident. 'Resisting the Japanese is … not like colonial wars … For
this kind of job, you British are incompetent.'30
Chiang did not expect much more from the United
States, a wartime ally, but he wanted American assistance. Roosevelt agreed to
send a chief-of-staff to Chiang. The choice fell on the former military attaché
to China General Joseph' Vinegar Joe' Stilwell, famous for his sour view of
almost everyone except himself. Stilwell privately considered Chiang a
'stubborn, ignorant, prejudiced and conceited despot,' but he arrived at
Chongqing in early March 1942 to take up a post he accepted with reluctance.31
His first initiative was to persuade Chiang to let him take command of two of
the best remaining Chinese armies, the Fifth and Sixth, and use them to retake
Rangoon and keep the Lend-Lease supply route open. Chiang warned him that most
Chinese divisions were composed of little more than 3,000 riflemen with a few
machine guns, a handful of trucks, and no artillery.32 Undeterred, with no
combat experience and little or no intelligence on the enemy, Stilwell moved to
obstruct the Japanese in central Burma. The result was a predictable disaster.
With almost no air cover and scant regard for the Chinese officers, he was
supposed to command, Stilwell was forced to retreat in the face of a competent
Japanese campaign. Lashio in northern Burma was seized on 29 April, and by May,
the Japanese army controlled almost all of Burma. On 5 May, Stilwell fled
westward with a small party, leaving thousands of Chinese soldiers to their
fate. The Sixth Army was all but annihilated. Remnants of the Fifth struggled
in appalling conditions to reach the Indian frontier town of Imphal later in
the year, where Stilwell had already arrived on 20 May, blaming Chiang, the
Chinese generals, and the British for what went wrong.
A massive exodus of refugees hampered the long British
retreat to India, eventually estimated at around 600,000, most of the Indians
and Anglo-Burmans. It was challenging to keep the scattered forces of Major
General William Slim supplied or reinforced, and the ragged, exhausted remnant
that arrived in India had lost almost all military equipment. 'They DO NOT know
their job,' complained the overall British commander, General Harold Alexander,
'as well as the Jap, and there's an end of it.'33 British Empire casualties
numbered 10,036 out of the 25,000 who eventually fought in Burma, but at least
25,000 Chinese soldiers were lost, while Japanese losses amounted to only 4,500
for the whole campaign.34 An unknown number of refugees died in appalling
conditions as they struggled to cross the only two available passes into Indian
Assam.
Perhaps as many as 90,000 died of starvation, disease,
and the almost unpassable monsoon mud that, ironically, saved India from
Japanese invasion.35 Stilwell returned to Chongqing as overall commander of
American military personnel in China, which were few. Still, Burma and the
vital road to supply the Chinese was lost, along with any confidence Chiang
might have had that China would be taken seriously as an allied power. Chiang
accepted Stilwell back due to his continued desire to win American support, though
he now regarded the alliance as empty words.36 Further south, the conquest of
the Dutch East Indies was a foregone conclusion following the loss of
Singapore. By 18 March, the Allies surrendered the archipelago, leaving the
region's rich resources in Japanese hands. A string of Pacific islands was
captured to complete the whole campaign, from the American-held Wake and Guam
in the north to the British Gilbert and Ellice Islands in the far south. In
just four months, Japanese forces conquered almost the entire empire area of
South East Asia and the Pacific.
The army captured 250,000 prisoners, sank or damaged
196 ships, destroyed almost every Allied aircraft in the region, and cost 7,000
dead, 14,000 wounded, 562 aircraft, and 27 small vessels.37 This was a
lightning war (dengekisen) of the kind Japanese
military leaders had admired in the German campaigns of 1940 and hoped they
might achieve against the Anglo-Saxon powers.38 Japan's Blitzkrieg was easily
won, but at just the point that the German version had failed. The reasons for
Japanese success are not hard to find. Unlike the logistical problems that
plagued the German campaign, Japan's dominant navy and large merchant marine
were equal to the task of supplying men and equipment. The doctrine and
practice of amphibious warfare had been worked on for years with apparent
success.
On the other hand, the Western states had woeful
intelligence on the state of the Japanese armed forces, resulting in little
effort to gather up-to-date information and a product of complacent racism that
dismissed Japanese military capability. The governor of Malaya memorably told
Percival, ' Well, I suppose you'll see the little men off!'39 Japanese
intelligence, on the other hand, was thorough, gleaned by agents who mingled
with the large pool of Japanese living or working in South East Asia and drew
on Asian hostility to colonial rule. Japanese forces were well aware of just
how feeble the defense of the empire was likely to be; the army could field
thoroughly trained troops and pilots, many of whom had seen prolonged combat in
the harsh conditions in China.40 The troops available throughout South East
Asia to repel the Japanese invasion had few if any, among them who had seen
action. Poorly armed, with often limited training, increasingly prey to the
demoralizing fear that Japanese soldiers were unstoppable, they were generally
little match for the enemy. The conquest of Hong Kong exemplified the problem.
The financial and trading center for the British Empire in China, the colony,
was defended by two old destroyers, a few torpedo boats, five obsolete aircraft,
and army units riddled with venereal and other diseases. A Volunteer Defence Unit of local expatriates was formed with men from
fifty-five to seventy years of age. The Canadian brigades shipped in just
before Hong Kong fell had had almost no battle training.41 For years, European
imperial forces had been used to easy domination. Now they faced a rival empire
keen to sweep away white rule and equipped for the moment to do so.
The collapse of the British Empire in Asia and the
Pacific
The collapse of the British Empire in Asia and the
Pacific was complete. Conquest stretched from the frontier of northeast India
to the distant Gilbert and Ellice Islands in the South Pacific. The Japanese
high command had no plan to invade India and shelved the navy's proposal to
invade Australia's north and east coast because the army could not spare
further workforce.42 Nevertheless, on 19 February, the Australian port of
Darwin was bombed, while an effort to occupy Port Moresby in New Guinea, close to
Australian targets, was only turned back when a Japanese carrier was sunk and
another damaged by two American carriers in the Battle of the Coral Sea on 7–8
May. To rub salt in British wounds, Nagumo took his carrier force into the
Indian Ocean in April to bombard the British naval bases at Colombo and
Trincomalee in Ceylon (Sri Lanka), sinking three British warships and forcing
what was left of the Royal Navy's Eastern Fleet to retreat to Bombay (Mumbai)
to avoid further damage.43 So anxious were the British Chiefs of Staff at
Japanese threats to the Indian Ocean that they organized an invasion of the
French colony of Madagascar on 5 May (Operation 'Ironclad') to pre-empt any
Japanese landing, but it took six months of combat to force the surrender of
the Vichy garrison.44
The geopolitical transformation of the region in only
a matter of weeks produced a fundamental shift in the relationship between the
United States and its imperial ally. The surrender of Singapore with a few
days' fighting was contrasted unflatteringly with the courageous defense of the
Bataan Peninsula. The rapid collapse of British Empire defense in Asia was
added to the many failures of Britain's war effort and confirmed the American
military, and much of the American public, in their desire not to be drawn into
a strategy of rescuing an empire that had spent two years failing to save
itself.45 Roosevelt and his advisers moved swiftly to articulate a global
approach to compensate for Britain's debilitated world role, along lines
already widely discussed in Washington. The Johns Hopkins geographer Isaiah
Bowman, a key influence on Roosevelt's negative attitude to empire, assumed
that the time had come when the United States had 'to make a sudden shift into
a new world order' after years of being. ' Tentative, timid, doubtful.' In May
1942, Norman Davis, chair of the United States Council on Foreign Relations,
concluded that 'The British Empire as it existed in the past will never
reappear,' and added, 'the United States may have to take its place.'46 The president's
Advisory Committee on Problems of Foreign Relations, appointed in 1939, had
already outlined a commitment to colonial self-determination, freedom of trade,
and equal access to raw materials as hallmarks of the new order.47
Nothing divided American and British opinion so much
as the growing political crisis in India. Roosevelt had raised the issue of
Indian independence at the 'Arcadia' conference, to which Churchill, in his own
words, responded 'so strongly and at such length' that Roosevelt preferred not
to raise it in future discussions face to face (advice that he passed on to
Stalin).48 The president nevertheless saw the Indian issue as important, with
Japan poised for a possible invasion. In April 1942, they sent a message to
Churchill encouraging him to grant Indian self-government in return for Indian
participation in the war. Harry Hopkins, who was present when the telegram
arrived, was subjected to a night-long tirade from Churchill about the
president's interference. A month earlier, Churchill had sent Stafford Cripps,
the former ambassador to Moscow, to offer the Indians a complex federal
constitution in which Britain would keep responsibility for Indian defense.
Still, the Congress Party rejected it as a half-measure, designed to
'Balkanize' India, and the Indian situation remained deadlocked.
Nevertheless, for most British leaders, the issue of
the future of the British Empire was a matter for Britain to decide, not the
United States.49 Following Cripps's failure, American opinion hardened during
1942 against British imperialism. Gandhi wrote to Roosevelt in July urging the
Allies to recognize that making the world 'safe for freedom' rang hollow in
India and the empire. The Indian nationalist movement wanted the Atlantic
Charter and the United Nations Declaration to fulfill the pledge that Woodrow
Wilson's Fourteen Points had failed to honor at the end of the First World War.
Roosevelt's representative in India, William Phillips, sent the president
regular reports of the apathy and hostility of much of the Indian population
('frustration, discouragement and helplessness').50
It was an American journalist who coined the term
'Quit India' in the summer of 1942. Still, the time was soon taken up by the
Congress Party when the leaders met in early August to frame a resolution
asking for an immediate declaration that India would become independent. As the
viceroy Lord Linlithgow described it, what followed was 'by far the most
serious rebellion since that of 1857'.51 On 9 August, all the Congress leaders
were arrested, including Gandhi, and incarcerated for the rest of the war; by the
end of 1942, there were 66,000 Indians held in detention; by the end of 1943,
almost 92,000, many in unsanitary and overcrowded prisons, shackled and
fettered. The early arrests provoked widespread rioting and violence across
central and northwest India. The authorities kept a scrupulous account of the
destruction or damage to 208 police stations, 332 railway stations, 749
government buildings, and 945 post offices. There were 664 bomb attacks by the
angry, and mainly young, protesters.52 The British, relying on Indian police
officers and army units, lifted all restrictions on the use of force with the
Armed Forces (Special Powers) Ordinance, allowing the police and army to use
guns as well as sticks, and eventually the use of mortars, gas and strafing attacks
by aircraft to disperse crowds. Police opened fire on at least 538 occasions,
killing, according to official statistics, 1,060 Indians, but almost certainly
the figure was higher. Permission was given for general flogging as a
deterrent. After ordering twenty-eight men to be flogged in public with a dog
whip, one district officer wrote: 'Illegal without a doubt. Cruel? Perhaps. But
there was no further trouble throughout the district.'53 The India Office in
London made great efforts to restrict news of flogging and police violence from
reaching a wider public, but in Britain and the United States, anti-imperialist
lobbies highlighted the information. At its most ruthless, Churchill endorsed
the deliberate exercise of imperial violence, who loathed Gandhi, and feared
that the crisis might undermine the Raj entirely. Order was restored, but the
resentments that fuelled the rebellion would
resurface after 1945, when the wartime emergency was over.
During the summer of 1942, Roosevelt developed his
ideas about the future of the colonial empires without risking consultation
with his British ally. In June, the Soviet foreign minister, Molotov, visited
Washington, and Roosevelt chose the moment to test Soviet attitudes to the idea
of trusteeship as the gateway to eventual independence. Molotov approved since
anti-colonialism was orthodox thinking in Moscow. Roosevelt concluded by
explaining his view that 'the white nations … could not hope to hold on to these
areas as colonies'. These sentiments marked a fundamental difference between
American and British approaches to the probable post-war order. In discussion
with one of Roosevelt's close advisers on trusteeship in the Caribbean later in
the year, Churchill explained that, as long as he was prime minister, Britain
would cling to its empire: 'We will not let the Hottentots by popular vote
throw the white people into the sea.'54 Through most of the year following the
southern Japanese advance, American strategic planning was soured by
differences of opinion with the British. In May 1942, Brigadier Vivian Dykes,
the British secretary to the Combined Chiefs, complained that the United States
was set to put Britain in a satellite to America's position.55 The tension was
persistent over distinct views about the future of the British Empire and the
post-war international order. Although this did not inhibit collaboration, the
United States now joined with the Soviet Union and China to eliminate
imperialism old and new.
The new Empires
The territorial empires created by the Axis states
were unusual in several respects. Unlike the older empires, which grew
haphazardly over many decades, they were made in less than ten years, in the
German case in just three years, but were swiftly and destroyed by failure in
war. Yet despite the commitment to waging war, which placed severe demands on
the imperial center, all three Axis states set about building the
institutional, political, and economic bases for the new empires even while the
fighting was going on. The delusion that the empires were now permanent
features, whatever the outcome of the wider conflict, now seems difficult to
explain, even more so once the Soviet Union and the United States became the
principal Allied belligerents. But since the Axis wars were about building
empires, their fragile and improvised character was deliberately ignored in
favor of fantasies of a long imperial future.
The operation of the new empire areas had features in
common. Leaders in all three shared a language of 'living space' and approved
harsh measures to defend it once conquered. The empires constituted a mix of
different administrative and political forms rather than a coherent whole and
lacked common control structures (like the older colonial empires). The final
political shape of the new empire areas was held in abeyance until the end of
hostilities. Still, in each case, the dominant imperial power was not to be
restrained by conventional notions of sovereignty and international law. While
the war continued, large parts of the conquered territories were run by
military government or administration; the material resources of the captured
regions were intended to serve military needs as a priority. Under both
military and civilian administration, collaborators were sought to assist in
running local services, and the police and militia forces needed to help the
army maintain local security. The Japanese inherited the existing colonial
system of governance left by the defeated empires; the Germans and Italians
inherited state structures that could be exploited where necessary, even in the
hated Soviet system, to ensure local stability. In none of the new empires were
local, national sentiments fostered if they threatened the unity of the new
order or undermined the interests of the occupier. Any acts deemed to be
hostile to those interests were effectively criminalized. To establish
authority, extreme levels of terror were introduced that mimicked other
colonial contexts. Still, they exceeded them in sheer scale and horror:
deportation, detention without trial, routine torture, the razing of villages,
mass executions, and, in the case of Europe's Jews, extermination. Between
them, the new empires cost the lives, both directly and indirectly, of more
than 35 million people. If a fundamental difference existed between the Asian
and European experience, it lay in the extent to which racial policy shaped the
structure of the empire. Although Japanese soldiers and officials certainly
regarded the Japanese race as superior and had a particular loathing for the
Chinese, the ideology of empire was aimed at the idea of Asian' brotherhood',
with Japan very much the older brother. In Europe, and Germany in particular,
the structure of the new order was racially biased, with 'Germans' or
'Italians' at the apex of a hierarchical empire that condemned millions of the
new subject peoples to displacement, starvation, and mass murder. Japan's new
territories of the 'Southern Region' (Nampō) were
seen initially as an area where the mistakes made in trying to subdue and
pacify a large part of China might be avoided. These were colonial areas where
it was possible to pose as liberators of Asia from the Western yoke. The empire
in China was imposed on a people who did not see the enemy as a liberator but
as an occupying power whose remit rested in the end on the willingness to use
the army and military police (Kempeitai) to enforce
compliance. The Chinese territories occupied in the 1930s were nominally ruled
by Chinese puppet regimes, one based in Manchukuo, one in inner Mongolia, a 'Reformed Government' in
Beijing under Wang Kemin, the Shanghai Special Municipality in China's most
important city, and a Provisional Government in the Nationalist capital,
Nanjing, first under Liang Hongzhi, then from March 1940 under the former Chinese
Nationalist Wang Jingwei. In December 1939, Wang signed a formal agreement that
allowed Japan to station troops and embedded 'advisers' (whose advice was not
to be ignored) throughout the area of central and southern China occupied since
the start of the war in 1937.56 In none of these areas was Chinese sovereignty
a reality: North China was in effect run by the North China Political Affairs
Commission; Manchukuo was a colony in all but name; Wang's regime, while it
claimed to be the legitimate Nationalist government, was used instrumentally by
the Japanese supreme command to pressure Chiang Kai-shek into agreeing on a
feeling of peace and, when that failed, Wang was used to helping combat
Communist resistance through the Rural Pacification Movement, mobilizing the
limited military forces the Japanese allowed. Wang and his successor in 1944,
Chen Gongbo, were watched throughout by the Advisory
Group of Japan's China Expeditionary Force based in Nanjing.57
Throughout the area that became 'national' China under
Wang, the Japanese undertook widescale 'pacification' programs to create order at
a local level congenial to Japanese interests. Special Service agents,
civilians in distinctive white shirts emblazoned with the motto senbu-xuanfu ('announcing comfort'), were instructed in the
March 1938' Outline for Pacification Work' to 'get rid of the anti-Japanese
thinking … and to make [the Chinese] aware that they should rely on Japan'.
They were to be encouraged to observe 'the gracious benevolence of the Imperial
army' – a difficulty following the massacres in and around Nanjing a few months
before, and one of the many paradoxes confronted by the young idealists in the
Special Service as they tried to reconcile Japanese violence with the rhetoric
of peace and mutual co-operation they were told to broadcast.58 At the village
level, so-called 'peace maintenance committees' composed of local Chinese were
responsible for re-establishing order and educating the inhabitants into the
habit of bowing to any Japanese soldier they passed (or run the risk of random
violence). Following the mass 'Concordia League' pattern established in
Manchukuo to bind the population to loyalty to the emperor and his
representatives, Chinese neighborhood associations were used to express
pro-Japanese sentiment and to isolate those who refused to participate.
Individuals who obeyed were rewarded with a 'Loyal Subject Certificate.'59 For
ordinary Chinese, accommodation was the route to survival, dissent a sure path
to arrest, torture and death.
Many of the devices used to establish 'order' were
transferred to the Southern Region due to the immediate military occupation.
Planning for a possible southern advance had begun in 1940. In March 1941, the
Japanese army produced a document outlining 'Principles for the Administration
and Security of Occupied Southern Regions,' reaffirmed at the Imperial
Headquarters Liaison Conference in Tokyo in November, two weeks before Pearl
Harbor.60 There were three central policies, maintained in all the different areas
taken under occupation:
The establishment of peace and order
The acquisition of the resources needed by the
Japanese military and naval forces
Organizing as far as possible the self-sufficiency of
the occupied territories
Beyond that, the occupied area was divided up like
China into a patchwork of different dependent and satellite units, where no
decision was to be made about their eventual fate. The November meeting laid
down that 'premature encouragement of native independence movements shall be
avoided.' After the invasion, the captured areas were divided up for military
government (gunsei) between the army and navy
according to strategic priorities. The army administered Burma, Hong Kong, the
Philippines, Malaya, British North Borneo, Sumatra, and Java; the navy was
responsible for Dutch Borneo, the Celebes (Sulawesi), the Moluccas islands, New
Guinea, the Bismarck archipelago, and Guam. Malaya and Sumatra were united in a
single Special Defence Area as the core of the new
southern zone; Singapore, renamed Syanan-to ('Light
of the South'), was given a special status with its military administration,
and in April 1943 became the headquarters of the Southern Army when it moved
from the Indochinese capital of Saigon.61
The anomalies were Thailand and French Indochina, both
encroached on by the Japanese army, although not enemy states. The Thais were
induced to allow Japanese troops and aircraft access to the fronts in Malaya
and Burma, but the result was a form of occupation. The Thai government of
Field Marshal Plaek Phibunsongkhram
signed an alliance with Japan on 11 December 1941. On 25 January, following
bombing attacks by Allied aircraft, declared war on the Allies, assuming they
were joining the winning side. The Japanese promise that territory in Malaya,
regarded as part of historic Thailand, would be restored. On 18 October 1943,
the northern Malayan provinces of Perlis, Kedah, Kelantan, and Terengganu were
indeed transferred to Thai rule.62 French Indochina, under a Vichy colonial
regime, had been forced to accept Japanese troops in the north in summer 1940,
and a complete occupation in July 1941, when Saigon became the headquarters of
the Southern Army. On 9 December 1941, a Franco-Japanese Defence
Pact confirmed Japan's right to operate from French territory with French
assistance. Field Marshal Yoshizawa Kenkichi was appointed Ambassador
Plenipotentiary to oversee Japanese interests. The commander of the Southern
Army, Field Marshal Terauchi Hisaichi, treated
Indochina as if it were occupied territory.63
The acquisition of the Southern Region prompted the
establishment in Japan of a structure to oversee the new imperial project in
what was now called the Great East Asia War. In February 1942, a Council for
Construction of Greater East Asia was set up. On 1 November, a formal Ministry
for Greater East Asia was appointed. However, its remit did not extend to the
Malayan–Sumatran Special Defence Area, which,
together with the rest of the Dutch East Indies, was declared in May 1943 'to
belong to Japan for all eternity' as integral elements of the Japanese colonial
empire.64 The south also now joined the Great East Asia Co-Prosperity Sphere,
an amorphous concept of Asian collaboration under the leadership of the
Japanese Imperial Way, first given the name by Matsuoka in a newspaper
interview on 1 August 1940. The sphere was supposed to bind together the
peoples of East Asia and the Pacific, once free from Western domination, so
that they could march forward together to a peaceful and prosperous future. It
quickly became the touchstone of planning in Tokyo for the occupied areas,
embedded in political and media discourse as a means to legitimize Japanese
occupation as something other than mere colonialism. The ideology of harmony
and unity generated for the more expansive empire was matched by a political
transformation in Japan itself, when in August 1940, the political parties
dissolved themselves and formed an Association for the Promotion of a New
Order, rejecting liberal parliamentarians in favor of a joint commitment under
the emperor to promote the Imperial Way in Japan and its territorial conquests.
The population was united in a single Imperial Way Assistance Association.
According to the then prime minister, Prince Konoe, political harmony in Japan
was the precondition for Japan to take the 'leading part in the establishment
of a new world order’.65 Nation and empire became culturally and politically
inseparable. The increasing militarization of Japanese politics prepared
the background conditions in which their ideas could be implemented. Their
ideas were articulated in the context of growing
hostility with the Western colonial powers over Asia and, eventually, the
Second World War that served as the appropriate context for the rise of
Japanese nationalism.
The ideological underpinning of the Japanese New Order
was essential to the self-understanding of the thousands of officials,
propagandists, and planners who radiated out from Japan to help run the new
territories. They were animated by an idealistic view of what Japan could now
achieve for the whole Asia-Pacific area. They were welcomed initially by that
fraction of the occupied population who hoped that the rhetoric of the
Co-Prosperity Sphere meant what it said. The problem for the Japanese intellectuals
and writers mobilized to promote the ideology was the tension between the claim
that Japan was ending European and American colonialism and the need to
position Japan clearly as the 'nucleus' or 'pivot' of the new order. In Java,
the propaganda team that accompanied the military administration developed the
idea that Japan was only regaining the central position that it had played
thousands of years before as the cultural leader of an area from the Middle
East to the American Pacific coast. 'In sum,' claimed the Japanese journal Unabara (Great Ocean), 'Japan is Asia's sun, its origin,
its ultimate power.' The occupiers promoted a 'Three-A Movement' to get
Indonesians to understand that their future lay with 'Asia's light, Japan;
Asia's mother, Japan; Asia's leader, Japan.'66 In the end, the new sphere was
designed to create a form of empire consistent with Japan's cultural heritage
and distinct from the West. According to the Total War Institute in a
publication in early 1942, all the peoples in the sphere would obtain their
'proper positions,' the inhabitants would all share a 'unity of people's minds,
but the sphere would have the empire of Japan at its center.67
Among those who were initially enthusiastic about the
idea of a different Asia, the reality of military government and Japanese
intervention soon created disillusionment. The Indonesian journalist H. B.
Jassin, writing in an arts magazine in April 1942, complained that the people
had 'absorbed everything Western and denigrated everything Eastern.' Still, by
contrast, he thought the 'Japanese are great because they could absorb the new
while retaining what was theirs.' But in his post-war memoirs, he recalled the
bitter irony of enthusiasm for the rhetoric of co-operation and harmony 'which
later turned out to be nothing more than beautiful balloons, each bigger and
more brilliantly colored than the last, but their contents only air.'68 Even
the head of the Japanese propaganda mission in Java, Machida Keiji, later
acknowledged how futile the ideological effort was, given the reality of
military rule and the hostility of much of the army leadership to ideas that
would excite Indonesian ambitions: 'The great banner of the "Greater East
Asia Co-Prosperity Sphere" in fact meant only a new Japanese colonial
exploitation, a sign advertising beef that is dog meat.'69 The military
occupiers were, in general, more pragmatic and more self-centered than the civilian
ideologues. The menace at the core of Japanese rule was made evident at once on
the arrival of Japanese forces. In the East Indies, the military administration
immediately banned Indonesian nationalist symbols, imposed censorship,
prohibited all meetings, outlawed the possession of firearms, and set a curfew.
Suspected looters were publicly beheaded or left bound hand and foot in the sun
to die. Javanese had to bow low to all Japanese soldiers and, if they failed,
would receive a slap across the head, or worse. So widespread was the local
Chinese's abuse called the early occupation 'the period of people struck by
moving hands.'70 In Malaya, a wave of executions and beatings followed victory,
aimed at any who were thought to be anti-Japanese or to retain pro-British
sentiments. According to the euphemistic language of the military
administration, the motive was 'to indicate the right way to eliminate their
possible mistakes.' Severed heads were left on poles in the street as a warning
to others.
In Singapore, the Kempeitai,
housed in the Young Men's Christian Association building, undertook
'purification by elimination' (sook ching), a term the German SS would have
understood. The main target was the Chito eliminate the Chinese) and included
teachers, lawyers, bureaucrats, and young Chinese men linked to political
forces in Nationalist China. Estimates of the number executed vary widely, from
5,000 to 10,000. Purification in mainland Malaya may have accounted for 20,000
more.71
In all the occupied areas, the three policies agreed
on in November 1941 were applied with mixed results. The pursuit of order
combined the threat or reality of draconian punishment with strategies for the
same pacification and self-government committees at the village level practiced
in China. In Malaya, Peace Committees were set up to restore order, using a
large number of the incumbent Malayan officials inherited from the British
colonial administration. Complaints or bad work were judged to be anti-Japanese
and risked severe punishment. In time, neighborhood associations were
introduced, like those in Japan and northern China, while local police and
volunteers were enlisted in the paramilitary militia and auxiliary police
forces. Eventually, local 'advisory councils' were inaugurated in most
territories, but they had no authority and allowed the Japanese officials and
military to gauge local opinion without conceding responsibility. Mass
movements of solidarity, now modeled on the Imperial Way Assistance Association
in Japan, were created to act as social discipline. In the Philippines,
political parties were dissolved, and a single 'Association for Service to the
New Philippines' was established, superseded in January 1944 by a 'People's
Loyalty Association.' Overseeing their conduct was the Kempeitai,
attached to each army unit.72 They dominated the policing of the territories,
but they could do so only by recruiting large numbers of agents and spies
willing to denounce their compatriots. The numbers of military police were
small, spread across a vast territory. In Malaya, at the peak of activity,
there were only 194 Kempeitai in service.73 Their
behavior was entirely arbitrary, and they could also discipline Japanese
forces, even senior officers, if they chose. Accounts show many cases where
completely groundless accusations were made: if the victims were fortunate,
they would survive hideous tortures until their innocence was demonstrated; if
not, they confessed to improbable crimes and were executed.
The colonial character of Japanese rule on the ground
indeed imposed a prudent accommodation on the occupied populations. Still, it
also provoked armed and unarmed resistance, which was treated with exceptional
severity. Opposition was made possible by the sheer geographical extent of the
Japanese-controlled territory, where thinly spread garrison and police forces
were confined to the towns and the rail lines that linked them. Mountain
terrain, forest, and jungle allowed guerrilla forces to operate hidden and
mobile campaigns. By the time the southern area was occupied, Japanese troops
had had much experience with resistance in Manchukuo and China, led primarily
by Chinese Communists. In Manchukuo, the Japanese army instituted a simple
system of rural resettlement into 'collective hamlets' to cut guerrillas off
the isolated villages and farms that helped supply them. By 1937 at least 5.5
million people had been displaced into some 10,000 hamlets. In 1939 and 1940,
following a program of roadbuilding to ease communications, a major operation
was launched to rid Manchukuo of all armed resistance. Some 6–7,000 Japanese
soldiers, 15–20,000 Manchurian auxiliaries, and 1,000 police combat units were
mobilized. Villages suspected of giving succor to the resistance were burnt
down, and their inhabitants, men, women, and children, massacred. The security
units adopted what the Japanese called the 'tick' strategy of sticking to an
identified guerrilla group and following it relentlessly until it was cornered
and destroyed. Thousands of guerrilla hideouts were discovered and eliminated,
and by March 1941, resistance had all but come to an end.74
Much of the resistance in the Southern Region was also
conducted by communists, who were regarded as a particular menace by the
Japanese authorities. Overseas Chinese played a significant part since they
were linked with the broader war in China. By 1941 there were 702 'Salvation
Movement' groups across South East Asia supplying aid and moral support to the
Chinese war effort, both nationalist and communist.75 In Malaya, communist
resistance began almost at once with the founding of the Malayan People's Anti-Japanese
Army, supported by a broader Malayan People's Anti-Japanese Union. By 1945, the
army was estimated to have between 6,500 and 10,000 fighters, organized in 8
provincial regiments, with assistance from perhaps as many as 100,000 organized
in the Union.76 By this stage, the resistance had the support of Allied
infiltrators organized through the British Special Operations Executive.
Between 1942 and the end of the war, the resistance had mixed fortunes.
Japanese counter-insurgency counted on the support of spies and agents,
including none other than the general secretary of the Malayan Communist Party,
Lai Tek, who in September 1942 betrayed a top-level guerrilla meeting in Batu
Caves Selangor, allowing the Japanese to ambush and kill prominent Communist
leaders. During 1943 major security operations devastated the guerrilla ranks,
and for much of the time, mere survival among the dense jungle and mountains
was the priority. The movement engaged in isolated acts of sabotage and
assassination of those who worked for the Japanese authorities, but regular
Japanese inducements to offer bribes or amnesty to the resisters depleted their
number. Those in the Union suffered more since they were not mobile like the
guerrillas. Some resettlement schemes were operated to prevent remote villages
from assisting the rebels, but on nothing like the scale in Manchukuo or the
later dislocation of millions during the British 1950s counter-insurgency.
Whether the Anti-Japanese Army claims that 5,500 Japanese forces and 2,500
'traitors' were killed matched reality or not, resistance remained a constant
irritant to the occupying power and a reminder that 'peace' and 'harmony' in
the new empire were merely relative.77
In the Philippines – outside Malaya, the only other
leading site of sustained resistance – the overseas Chinese, both communist and
nationalist, also played a part. In this case, the Chinese constituted only 1
percent of the Philippines population, where they amounted to more than a third
of the Malayan population. Since many were young male immigrants, they avoided
Japanese 'cleansing' operations by joining small Chinese left-wing resistance
movements set up in early 1942, the Philippine Chinese Anti-Japanese Guerrilla
Force, and the Philippine Chinese Anti-Japanese Volunteer Corps. In cities,
resistance was led by the Philippine Chinese Anti-Japanese and Anti-Puppet
League. Right-wing Chinese, linked to the mainland Nationalists, organized four
small groups, fragmenting even further the Chinese effort.78 The chief
communist resistance group was Filipino, the People's Anti-Japanese Army (Hukbalahap), formed under the leadership of Luis Taruc in
March 1942. The first battle they fought against 500 Japanese troops was
commanded by the redoubtable Felipa Culala (known as
Dayang-Dayang), one of many women who joined the armed resistance. By early
1943 there were an estimated 10,000 Huk fighters. Still, a force of 5,000
Japanese troops deployed in March that year on the main island of Luzon
inflicted a severe defeat, compelling the Huk to focus on survival and
recruitment, as in Malaya.79 By 1944, the Huk again numbered perhaps 12,000 men
and women. Still, they were now armed by the United States with weapons and an
effective radio network, which proved invaluable, particularly on the smaller
island of Mindanao.80 They eventually linked up with American-led guerrillas to
support the later United States invasion in autumn 1944.
The second strand of Japan's occupation policy, the
supply of resources for the occupiers and the Japanese war effort, proved more
complex than the planners could have envisaged. Directives in each of the
occupied territories made it clear that Japanese needs took priority. This
meant forcing the people's livelihood upon them, as in Indochina, which was
still under limited French rule.59 The primary rationale behind the southern
advance had been to take control over critical resources lacking elsewhere in the
Greater East Asia Co-Prosperity Sphere, and that meant bauxite and iron ore
from Malaya principally, and oil and bauxite from the Dutch East Indies.
Although the Western Allies suffered from the collapse of rubber and tin
supplies from Malaya and Thailand, neither was necessary for Japan. The
collection of rice and other foodstuffs was needed for the local troops and the
Japanese home islands.
A wide range of other goods was requisitioned or
purchased for the occupier's use and could not be withheld. In August 1943, the
military administration in Malaya published an ordinance 'for the Control of
Important Things and Materials', giving the Japanese the right to commandeer
whatever was needed. To cope with the difficulty of organizing a decentralized
economy in Malaya, a Five-Year Production Plan was published in May 1943,
followed a month later by a Five-Year Industrial Plan. To ensure supplies, monopoly
associations were set up, together with central agencies for price control and
licensed trade. Still, declining means of transport and widespread corruption
made it difficult to turn plans into reality.81
Some cases, supply for the home island economy was
successfully sustained, but the overall results scarcely matched the optimistic
expectations of the supreme command. Bauxite exports from Malaya and the
Indonesian island of Bintan to feed the aluminum
industry reached 733,000 tons by 1943. Still, the output of Malayan manganese
ore, affected by British demolitions, sank from 90,780 tons in 1942 to just
10,450 tons in 1944. Iron-ore imports from the south reached 3.2 million tons in
1940 but fell to 271,000 tons in 1943 and 27,000 tons in 1945. Ironically, the
high-quality iron ore of Malaya had been developed by Japanese firms in the
1930s, supplying 1.9 million tons in 1939 for Japan's economy.
Supply was maintained only by expanding output in
occupied North China.82 The two primary export industries of South East Asia,
rubber and tin, were allowed to languish, creating widespread unemployment and
poverty among the Malay workforce. Japan needed only around 80,000 tons of
rubber a year (and seized stocks of 150,000 tons), so production fell to less
than a quarter of pre-war output by 1943; 10–12,000 tons of tin was all that
was needed, and as a result, output fell from 83,000 tons in 1940 to just 9,400
tons in 1944.83 The essential resource was oil, which had triggered the
decision to invade. The valuable oilfields of Borneo, Sumatra, Java, and Burma
produced annually more than enough oil to cover the needs of the Japanese armed
forces. The attempt by the British and Dutch to render the oil wells mainly
inoperable failed. The Japanese troops had expected it to take up to two years
to get the flow of oil back to the pre-war level. Still, some installations
were working again within days, most significantly the major field at Palembang
on Sumatra, which produced almost two-thirds of the region's oil. Some 70
percent of the oil industry personnel were sent from Japan to manage the
exploitation, leaving the home industry short of skilled men. By 1943, southern
oil was flowing at 136,000 barrels a day, but almost three-quarters of this
were consumed in the south of the war zone, leaving the home islands with
little bonanza.84 In 1944, Japan imported only one-seventh of the oil that had
been available before the American embargo, 4.9 million barrels instead of 37
million, a situation that had worsened with an American air and sea blockade
which Japanese military leaders had failed to anticipate.85 Oil had made the
war seem necessary, but war consumed the oil.
The final policy objective – to make the Southern
Region self-sufficient and reduce the need for trade or transfers from the
Japanese home islands – succeeded only at the cost of widespread impoverishment
and hunger for the indigenous populations. Self-sufficiency was challenging to
impose at short notice on areas that were primarily export-based colonies
serving the world market. Sales to the West had made it possible to import the
food and consumer goods needed for the home population. With the collapse of
multilateral trade, the occupied areas were forced to rely on what could be
produced locally or bartered. The south was not integrated within the yen
currency bloc operated in China, Manchukuo, and Japan. The financial system
broke down in most of the areas following the collapse of the colonial banks,
except in Indochina and Thailand; since there were no local bond markets, and
the failure of exports undermined taxation, the Japanese military
administrations simply printed money as military scrip and declared it to be
the legal tender.86 Financial self-sufficiency was enforced by harsh punishment
for anyone who refused to accept the crudely printed Japanese notes or retained
old money stocks. 'Tremble and obey this notice,' ran the posters put up in Malaya
to announce that only military scrip – nicknamed 'banana money' from the banana
tree illustrated on the notes – was valid currency. Violations were met with
torture and execution. Efforts to reduce the money supply to prevent
hyperinflation included large-scale lottery sales and taxes on cafés, amusement
parks, gambling, and prostitution (so-called 'taxi hostesses').87
Inflation was, nevertheless, unavoidable as a result
of competition for food and goods from the Japanese garrison forces, despite
efforts to impose coercive price controls. The difficulty of controlling the
economies of so large an area led to widespread corruption, hoarding, and
speculation, usually at the expense of the poorer urban population. Collapsing
transport networks made it difficult to move rice from surplus to deficit
areas, while damaged irrigation systems and the loss of draught animals to disease
and requisitioning led to falling yields.88 As Japanese demands rose, so the
living standards of the bulk of the population deteriorated. In Malaya,
unsuitable for large-scale rice production, the population consumed more root
vegetables and bananas, but these provided an average of only 520 calories a
day. Supplementing food by resort to the black market was unavailable for
ordinary workers. In Singapore, the cost-of-living index rocketed from an index
figure of 100 in December 1941 to 762 by December 1943 and 10,980 by May 1945.
A sarong in the Malayan state of Kedah had cost $1.80 in 1940, but $1,000 in
early 1945.89 Malayans were observed to work barefoot and almost naked, with
rags instead of clothes. In Java, rationing by 1944 only provided 100–250 grams
of rice a day, too little to sustain everyday life. Estimates suggest that 3
million Javanese died of starvation under the occupation, even in an island
initially self-sufficient in foodstuffs. Signs appeared in the streets of
Batavia, 'The Japanese must die, we are hungry!'90 In Indochina, the French
agreement in 1944 to allow the Japanese to extract higher levies from the rice
crop left the peasant farmers in Tonkin desperately short of food. Here, too,
an estimated 2.5–3 million died of starvation over the winter of 1944–5
In addition to the crisis in living standards,
occupied populations had to cope with growing demands from the occupiers for
compulsory labor service, which imposed a harsh regime on an already
debilitated workforce. The model had been worked out in Manchukuo, where the
Japanese authorities ordered that all men aged between sixteen and sixty had to
do four months of forced labor (rōmusha) for the
Japanese army every year; for families with three males or more, one was
obliged to undertake one year of labor service. An estimated 5 million Manchurians worked for the Japanese, aided by
2.3 million laborers deported from the North China area between 1942 and
1945.91 In the Southern Region, shortages of labor to construct roads,
railways, airbases, and fortifications led to the imposition of rōmusha labor battalions, most notoriously with the
construction of the Burma railway linking Bangkok to Rangoon, on which an
estimated 100,000 Malays, Indonesians, Tamil Indians, and Burmese died of
disease, exhaustion, and malnutrition, a death rate of one-third of those
recruited. On Java, village headmen were given the unappealing task of
supplying labor quotas, effectively by coercion, to meet Japanese demands. By
late 1944 there were 2.6 million rōmusha employed on
defense work, but estimates suggest that most of the 12.5 million workforces
that could be recruited served at some time as forced labor. Workers
transferred to overseas projects, like the 12,000 Javanese taken to Borneo in
late 1943, were ill-treated and starved.92 Forced labor was regarded as
expendable, and their treatment confirmed the wartime colonial status of the
captured regions.
The language of liberation exploited by the Japanese
to mark the end of the regime of European and American imperialism was
nevertheless real enough. Japanese commentators contrasted the new conception
of an Asian order with the 'egoism, injustice and unrighteousness' of Western,
particularly English, rule. Tōjō claimed that Japan's purpose was now 'to
follow the path of justice, to deliver Greater East Asia from the fetters of
America and Britain.'93 But this was not intended as a 'Wilsonian moment' in which Japan would grant
total independence because President Wilson's promises in 1918 were regarded
among Japanese leaders as mere hypocrisy. As the Total War Institute put it in
the same 1942 analysis, independence was not 'to be based on the idea of
liberalism and self-determination'. Still, it was defined in terms of being a
cooperative member of the Japanese sphere.94 Nor was the vision of the sphere a
product of Pan-Asianism, as many anti-colonial nationalists at first believed
because of Japan's earlier flirtation with the concept, because Pan-Asianism
assumed equality between the peoples of Asia. A candid assessment by the
Southern Area Army of independence for Burma made clear the relationship many
of the conquerors had in mind. Any new regime 'shall have the appearance of
independence on the surface, but in reality … shall be induced to carry out
Japanese policies'. In Japanese government and military circles, independence
was usually, though not invariably, viewed as an opportunity to acquiesce to
Japan's special status as the imperial center. How this might have worked in
the case of India as an Asian 'brother' of Japan was never put to the test, but
it was something Japanese leaders thought about a good deal. Before the
southern advance, contact was made with the Bangkok-based Indian Independence
League, led by Rash Behari Bose. Once installed in Malaya, with large numbers
of captured Indian soldiers willing to abandon prisoner-of-war status, the
Japanese set up an Indian National Army (INA) under the Sikh captain Mohar
Singh to co-operate with the League. Tensions led to the arrest of Singh and
the near-collapse of the INA. Still, in March 1943, it was reactivated under
the former Congress politician Subhas Chandra Bose,
who, with Tōjō's consent, declared on 21 October 1943 the Provisional
Government of Free India (Azad Hind) with himself as head of state, prime
minister, minister of war and minister of foreign affairs. A division of the
INA fought in 1944 in the failed invasion of northeast India, with catastrophic
casualties, and Free India under Japanese supervision never materialized.95
In January 1942, Tōjō announced to the Japanese Diet
that Burma and the Philippines might both at some point win independence if
they proved loyal to Japan and its interests. Before the invasion, Burmese and
Filipino nationalists had visited Japan as a potential supporters of
anti-colonial campaigns. The Japanese army agreed to establish a Burma
Independence Army in December 1941, composed initially of a group of thirty 'Thakin' nationalists, including Aung San, the later
nationalist leader. The army made no promises, and when the BIA swiftly grew to
200,000 strong, it was dissolved, and a Japanese-led and trained Burma Defence Force established in its place. In 1943, Burma was
finally promised independence, and on 1 August, the new state was declared,
with the nationalist Ba Maw, freed from British exile in East Africa, as head
of state. Although lip service was paid to Burmese sovereignty, in reality, the
Japanese kept a close controlling hand. 'This independence we have,' complained
Aung San in June 1944, 'is only a name. It is only the Japanese version of home
rule.'96 Much the same happened in the Philippines following Tōjō's promise.
The military administration allowed a puppet regime in January 1942, led by the
Filipino politician Jorge Vargas. Its role was advisory, and the provisional
council of state made clear its willingness to support the military
administration and work for inclusion in the Greater East Asia Co-Prosperity
Sphere. In summer 1943, a new constitution was introduced without political parties
or popular suffrage, and Salvador Laurel, rather than Vargas, was appointed
head of state. Unlike Burma, the Filipino elite made their peace with the
Japanese and accepted that the new state had limited sovereignty so long as the
Japanese military presence remained.97
Initially, there was no intention of offering
'independence' to the rest of the captured region, which was to be integrated
with Japan. When the Greater East Asia Ministry organized a Great East Asia
Conference in Tokyo in November 1943, only Burma and the Philippines were
invited from the southern sphere. Changing circumstances as defeat loomed
opened up the possibility of further 'independence.' On 7 September 1944,
Tōjō's successor, Koiso Kuniaki, announced that Indonesia might win
independence 'at a later date' and allowed the nationalist flag to be
displayed, as long as it flew next to a Japanese one.98 Concessions were made
to integrate Indonesians with the Japanese administration, though, in a
secondary role, notional independence was only offered in the last days before
Japan's surrender. The only other case was in the anomalous French possession
of Indochina. Growing Japanese irritation with the attitude of French officials
and business people in 1944, following the liberation of France and the end of
Vichy rule, resulted in a recommendation from the Supreme War Leadership
Conference in Tokyo on 1 February 1945 for the military to take complete
control of Indochina to create pro-Japanese independent regimes. On 9 March,
Japanese troops launched Operation' Meigo Sakusen' ('bright moon action') when they began disarming
French colonial forces; desultory fighting continued until May. Although Japan
did not formally grant independence, the former emperor of Cochinchina, Bao
Dai, declared an independent Vietnam on 11 March. Cambodia declared its
independence two days later, and Luang Prabang (Laos) on 8 April. Each state
had a Japanese 'advisory board' and had to collaborate with Japanese forces.
Each had a Japanese governor-general and general secretary, severely
circumscribing any real idea of independence.99 The final concessions in the
Southern Region owed something to the need to win a measure of popular support
for imminent military action against the invading Allies. Still, it seems
likely that Japan wanted to create aspirations for independence that would make
it difficult for the returning colonial powers to reassert their authority, as
indeed proved to be the case. How Japan's Greater East Asia would have evolved
if Japan had won the war or reached a peace compromise remains speculation. The
wartime Sphere was an imperial construct, built on warfare and ruined by the
war.
The New Order constructed by the European Axis faced
an entirely different geopolitical reality. However, it too was built and
ruined by war even more fully than the empire of Japan. The countries invaded
and occupied in 1940 and 1941 were not colonies but independent sovereign
states with their own political, legal, and economic structures. Hitler's
Germany's principal aggressor, which rescued Mussolini's failing imperialism in
Europe and North Africa. As a result, the shape of the New Order was determined
mainly from Berlin and in German interests. The central concept of a
German-dominated Grossraum (literally 'Great Area')
was not unlike the idea behind the Co-Prosperity Sphere, where conventional
Western notions of sovereignty were set aside in favor of an array of states
and territories acknowledging the unique role of the imperial center as the
directing hand of the whole. In 1939, the German legal theorist Carl Schmitt
published an influential study on International Law and the Grossraum
in which he defended the idea that in the future hegemonic states would expand
into a defined 'great space' in which a hierarchy would exist with the
expanding state at the core and the other subjugated states, even if nominally
'independent,' gravitating around it. Customary international law on the
absolute sovereignty of the modern nation-state was, Schmitt argued,
inappropriate for a new geopolitical era of 'great areas.' The 'obsolete
interstate, international law,' he continued, was essentially a Jewish construction.100
Schmitt was only one of many theorists who legitimized Hitler's aggression by
viewing the creation of the Grossraum as the hallmark
of a new age, in which, like Japan's dependencies, each component of the New
Order would have its function and place according to German assessments of its
merits.
The critical factor for Japan, Italy, and Germany was
territory. Control over a domain, exercised in various formal and informal
ways, lay at the heart of the empire. The model for 'territoriality' was the
forty years of violent territorial expansion and pacification that preceded the
1930s and were still going on. In this more extended context, the decisions
taken in Tokyo, Rome, or Berlin to wage their local wars of aggression make
historical sense. The discourses of 'race and space' that had supported empire
since the late nineteenth century had lost none of their explanatory force for
the generation that came to power in the 1930s. Though this form of imperialism
appears anachronistic, even delusional, the paradigm of empire seemed familiar
and near. The results of the redistribution of territory in 1919–23, or the
consequences of the economic catastrophe after 1929, only strengthened rather
than weakened the belief that seizing more territory and resources was an
indispensable means to save the nation. From the Manchurian Incident to Word War II.
It is not clear when Hitler decided that living space in
the East could be found more usefully in Poland. Until 1938, the Poles were
regarded as potential allies in a German-dominated anti-Soviet bloc. They would
hand back the German lands they were granted at Versailles and voluntarily
became a German satellite. Only when the Polish government repeatedly refused
the German request for an extra-territorial rail and road link across the
Polish Corridor and the incorporation of the League-run Free City of Danzig
back into Germany did Hitler decide to launch against the Poles the small war
he had been denied in 1938, and to take Polish resources by force. Poland now
contained the vast former German coal and steel region in Silesia and promised
vast areas for German settlement and an agricultural surplus to feed the German
population. At the meeting on 23 May 1939, when Hitler presented to the
military leadership his intentions against Poland, he claimed that 'Danzig is
not the object in this case. For us, it involves rounding off our living space
in the East and securing our food supplies.' Food supply could only come from
the East because it was sparsely populated, continued Hitler. German
agricultural proficiency would raise the productivity of the region many times
over. From the Manchurian
Incident to Word War II, part two.
The calculation that Hitler would be deterred by the
sight of the rapidly rearming British and French empires or by the wave of
anti-fascist sentiment washing across the democracies was not entirely
misplaced. A weaker hand had forced Hitler to climb down from war in 1938.
Intelligence sources suggested a severe economic crisis in Germany, even the
possibility of an anti-Hitler coup. Even after the German invasion of Poland on
1 September, Chamberlain allowed him to withdraw his forces rather than face a
world war. The idea of a conference was briefly mooted by the Italian
leadership on 2 September, echoing Mussolini's intervention in September 1938.
Still, the foreign secretary Lord Halifax told his Italian counterpart Ciano
that the British condition was 'the withdrawal of German troops from Polish
soil,' which ended any prospect of peace.60 Historians have searched for
convincing evidence that Chamberlain wanted to wriggle out of his commitment
even at this late stage, but there is none. Only a complete German capitulation
to British and French demands for an end to the violence would have averted
world war, and by 1 September, that was the least likely outcome. Neither
containment nor deterrence had in this case worked. Chamberlain announced a
state of war on the radio at 11.15 on the morning of 3 September; Daladier
announced a state of war at 5 p.m. that afternoon. A temporary alliance of
imperial elites and democratic anti-fascists had made possible a new world war.
'We can't lose,' observed the British army chief of staff in his diary. When the war of empires started in Manchuria not included Western Europe.
While the collapse of resistance on the northeast
front continued in late May, the significant Allies began to consider the awful
capitulation scenario unthinkable two weeks before. Weygand, despite his
apparent resilience and energy, told the French Cabinet on 25 May to think
about abandoning the fight, and Reynaud was the first to pronounce the word
'armistice,' though it was an ambiguous term, as the Germans had discovered in
November 1918. According to a commitment made on 25 March 1940, this had to be agreed
with the British that neither ally would create a separate peace. On 26 May,
Reynaud flew to London to explain to Churchill that France might consider
giving up. Unknown to him, the British War Cabinet had begun to discuss a
proposal from the foreign secretary, Halifax, presented to him by the Italian
ambassador, for a possible conference convened by Mussolini. Italian motives
remain unclear since, by now, Mussolini was also preparing to declare war to
profit from what seemed to the Italian leadership a ripe opportunity for
exploiting the imminent conquest of France. After three days of debate, the
British decided against any initiative. Though often seen as a turning point at
which the appeasers might nearly have triumphed, some discussion of the consequences
of a comprehensive defeat was inevitable, and not even Halifax had favored any
settlement that compromised Britain's primary interests. Eventually winning
support from Chamberlain, who kept a seat in the War Cabinet, Churchill carried
the debate to reject any approach to Mussolini. British leaders were already
contemplating war without France. 'If France could not defend herself,'
Churchill told his colleagues, 'it was better that she should get out of the
war. The war in the West
deepens while at the same time it spread further into the western colonies.
The British Empire did not collapse or accept defeat
in 1940, but the year was a turning point in the long history of European
imperialism. Failure and occupation in Europe undermined the claims of the
other metropolitan powers, France, Belgium fatally, and the Netherlands.
Fatally undermined For the British Empire, the crisis raised awkward questions
about the future. Nevertheless, the British government refused to confront the
paradox of emphasizing the value of the empire to Britain's war effort while at
the same time using force to stifle demands for greater political autonomy in
India and running Egypt under virtual martial law. The priority was the
survival of the home islands. Neither side, German nor British, could find a
strategy capable of undermining the other's war willingness or achieving a
decisive military result. Still, it seems almost certain that with an army of
180 divisions and the spoils of much of continental Europe, Germany would have
found a way in 1941 of bringing the war in the West to an end if Hitler had not
turned to the East. Britain, by contrast, had no way of achieving victory over
Germany. Expelled from Europe twice in Norway and France, facing a crisis in
Africa, economically weakened, desperately defending its access to the broader
world economy, Britain faced strategic bankruptcy. The war Britain waged for a
year after the fall of France was the one prepared for in the 1930s – air
defense, a powerful navy, and lesser imperial conflicts. This was the war
Chamberlain had prepared for, but Churchill was the one forced to wage it. War almost lost.
In 1942 the new Fair Employment agency was absorbed by
the War Manpower Commission, limiting the prospects for using the agency to
combat racial inequality. In the South, the administration offered subsidies
and training programs to help raise the productivity of white farms while
turning a blind eye to the increased control over black workers that wartime
reforms made possible. The president remained largely silent on the paradox
presented by his rhetoric of freedom and the survival of racial segregation and
discrimination at home. The same held for Roosevelt’s view of racism in the
British Empire, which was prudently cautious about undermining the wartime
alliance, despite his private view that the colonial empires were morally
bankrupt and ought to be brought under international trusteeship or granted
independence. When the British authorities arrested Gandhi in August 1942 and
thousands of other Indian supporters of his ‘Quit India’ campaign, Roosevelt
made no public statement condemning the decision or the violence. Walter White,
secretary of the NAACP, canceled a speech he was to make on behalf of the
Office of War Information in protest and sent a telegram to Roosevelt linking
the civil rights movement to the broader world struggle for emancipation from
Western imperialism: ‘One billion brown and yellow people in the Pacific will
without question consider ruthless treatment of Indian leaders and peoples
typical of what white people will do to colored people if United Nations
win. How the various
countries justified WWII.
1. Tolischus, Tokyo Record,
30, citing speech to the Diet, 20 Jan. 1941.
3. Jonathan Marshall, To Have and Have Not: Southeast
Asian Raw Materials and the Origins of the Pacific War (Berkeley, Calif.,
1995), 36–41; Sidney Pash, ‘Containment, rollback, and the origins of the
Pacific War, 1933–1941’, in Kurt Piehler and Sidney Pash (eds.), The United
States and the Second World War: New Perspectives on Diplomacy, War and the
Home Front (New York, 2010), 43–4.
4. Pash, ‘Containment, rollback’, 46–51; Sarah Paine,
The Wars for Asia 1911–1949 (Cambridge, 2012), 175–82; Tarling, A Sudden
Rampage, 71–3. Grew quotation in Joseph Grew, Ten Years in Japan (London,
1944), 257.
5. Hotta, Japan 1941, 4–7. 166. Krebs, ‘Japan and the
German–Soviet War’, 550–51.
6. Tarling, A Sudden Rampage, 73–4; Sarah Paine, The
Japanese Empire: Grand Strategy from the Meiji Restoration to the Pacific War
(Cambridge, 2017), 147–8, 153.
7. Pash, ‘Containment, rollback’, 53–5, 57–8;
Marshall, To Have and Have Not, 147–50.
8. Marshall, To Have and Have Not, 163.
9 Hotta, Japan 1941, 265–8.
10. Tarling, A Sudden Rampage, 77.
11. Krebs, ‘Japan and the German–Soviet War’,
558–9.
12. Alan Zimm, Attack on Pearl Harbor: Strategy,
Combat, Myths, Deceptions (Philadelphia, Pa, 2011), 15.
13. Hotta, Japan 1941, 234–5; Chapman, ‘Imperial
Japanese Navy’, 166.
14. Richard Hallion, ‘The
United States perspective’, in Paul Addison and Jeremy Crang (eds.), The
Burning Blue: A New History of the Battle of Britain (London, 2000),
101–2.
15. Zimm, Attack on Pearl Harbor, 151–4; Paine, Wars
for Asia, 187–8.
16. Zimm, Attack on Pearl Harbor, 223–4, 228–9.
17. David Roll, The Hopkins Touch: Harry Hopkins and
the Forging of the Alliance to Defeat Hitler (Oxford, 2015), 158.
18. Andrew Buchanan, American Grand Strategy in the
Mediterranean during World War II (Cambridge, 2014), 23–4, 31–2; Mark Stoler,
Allies in War: Britain and America against the Axis Powers (London, 2005),
42–5.
19. Debi Unger and Irwin Unger, George Marshall: A
Biography (New York, 2014), 148–9
20. Tarling, A Sudden Rampage, 81–2.
21. Evan Mawdsley, December 1941: Twelve Days that
Began a World War (New Haven, Conn., 2011), 230–34.
22. Tarling, A Sudden Rampage, 91–2; David Kennedy,
The American People in World War II: Freedom from Fear (New York, 1999),
102–5.
23. Alan Warren, Singapore 1942: Britain’s Greatest
Defeat (London, 2002), 46, 301–2; Christopher Bayly and Tim Harper, Forgotten
Armies: The Fall of British Asia 1941–1945 (London, 2004), 146.
24. Warren, Singapore 1942, 272–4, 290–92; Richard Toye,
Churchill’s Empire: The World that Made Him and the World He Made (New York,
2010), 217–18. 1
25. Bayly and Harper, Forgotten Armies, 156.
26. Hans van de Ven, China at War: Triumph and Tragedy
in the Emergence of the New China 1937–1952 (London, 2017), 162–3; Tarling, A
Sudden Rampage, 95–6.
27. William Grieve, The American Military Mission to
China, 1941–1942 (Jefferson, NC, 2014), 188–90.
28. Ibid., 108–16, 191.
29. Jay Taylor, The Generalissimo: Chiang Kai-Shek and
the Struggle for Modern China (Cambridge, Mass., 2011), 190.
30. Van de Ven, China at War, 164; Grieve, American
Military Mission, 196–7, 202.
31. Taylor, Generalissimo, 197–200.
32. Srinath Raghavan, India’s War: The Making of
Modern South Asia, 1939–1945 (London, 2016), 209.
33. Rana Mitter, China’s War with Japan 1937–1945: The
Struggle for Survival (London, 2013), 256–61; Tarling, A Sudden Rampage,
98–100; Francis Pike, Hirohito’s War: The Pacific War 1941–1945 (London, 2016),
303.
24. Bayly and Harper, Forgotten Armies, 169, 177–8,
196–7; Pike, Hirohito’s War, 299–300.
25. Mitter, China’s War with Japan, 260.
26. Paine, Wars for Asia, 128.
27. Daniel Hedinger, ‘Fascist warfare and the Axis
alliance: from Blitzkrieg to total war’, in Miguel Alonso, Alan Kramer and
Javier Rodrigo (eds.), Fascist Warfare 1922–1945: Aggression, Occupation,
Annihilation (Cham, Switzerland, 2019), 205–8.
28. Warren, Singapore 1942, 60;
Ken Kotani, Japanese Intelligence in World War II (Oxford, 2009), 111–13.
29. Bayly and Harper, Forgotten Armies, 5–7; Kotani,
Japanese Intelligence, 116–17.
30. Gerald Horne, Race War: White Supremacy and the
Japanese Attack on the British Empire (New York, 2004), 72–4; Philip Snow, The
Fall of Hong Kong: Britain, China and the British Occupation (New Haven, Conn.,
2003), 66–72.
31. David Horner, ‘Australia in 1942: a pivotal year’,
in Peter Dean (ed.), Australia 1942: In the Shadow of War (Cambridge, 2013),
18–19.
32. Craig Symonds, World War Two at Sea: A Global
History (New York, 2018), 235–7.
33. Arthur Marder, M. Jacobsen and J. Horsfield, Old
Friends, New Enemies: The Royal Navy and the Imperial Japanese Navy, 1942–1945
(Oxford, 1990), 155–9; James Brown, Eagles Strike: South African Forces in
World War II, Vol. IV (Cape Town, 1974), 388–400.
34. Horne, Race War, 217–18.
35. Neil Smith, American Empire: Roosevelt’s
Geographer and the Prelude to Globalization (Berkeley, Calif., 2004), 349–50;
William Roger Louis, Imperialism at Bay: The United States and the
Decolonization of the British Empire 1941–1945 (Oxford, 1977), 173–6.
36. Simon Rofe, ‘Pre-war postwar planning: the phoney war, the Roosevelt administration and the case of
the Advisory Committee on Problems of Foreign Relations’, Diplomacy &
Statecraft, 23 (2012), 254–5, 258–9.
37. Louis, Imperialism at Bay, 149.
38. Roll, The Hopkins Touch, 188–9; M. Subrahmanyan,
Why Cripps Failed (New Delhi, 1942), 5–11, 25.
39. Horne, Race War, 215–17.
40. Yasmin Khan, The Raj at War: A People’s History of
India’s Second World War (London, 2015), 191; Kaushik Roy, India and World War
II: War, Armed Forces and Society, 1939–45 (New Delhi, 2016), 176.
41. Roy, India and World War II, 177–8; Raghavan,
India’s War, 272–4.
42. Khan, The Raj at War, 191.
43. Louis, Imperialism at Bay, 156–7, 181.
44. Matthew Jones, Britain, the United States and the
Mediterranean War 1942–44 (London, 1996), 223.
45. Mitter, China’s War with Japan, 216–19; Timothy
Brook, ‘The Great Way government of Shanghai’, in Christian Henriot and Wen
Hsin Yeh (eds.), In the Shadow of the Rising Sun: Shanghai under Japanese
Occupation (Cambridge, 2004), 67–8.
46. David Barrett, ‘The Wang Jingwei regime,
1940–1945: continuities and disjunctures with
Nationalist China’, in David Barrett and Larry Shyu (eds.), Chinese
Collaboration with Japan, 1932–1945: The Limits of Accommodation (Stanford,
Calif., 2001), 104–12.
47. Timothy Brook, Collaboration: Japanese Agents and
Local Elites in Wartime China (Cambridge, Mass., 2005), 35–8.
48. Ibid., 41–7.
49. Mark Peattie, ‘Nanshin:
the “Southward Advance” 1931–1941, as a prelude to the Japanese occupation of
Southeast Asia’, in Duus, Myers and Peattie (eds.), The Japanese Wartime
Empire, 236–7.
50. Takuma Melber, Zwischen
Kollaboration und Widerstand: Die japanische Besatzung Malaya
und Singapur (1942–1945) (Frankfurt am Main, 2017), 186–9; Paul Kratoska, The Japanese Occupation of Malaya
1941–1945 (London, 1998), 52–4.
51222. Tarling, A Sudden Rampage, 84–5; Kratoska, Japanese Occupation of Malaya, 85–7.
52. Kiyoko Nitz, ‘Japanese military policy towards
French Indo-China during the Second World War: the road to Meigo
Sakusen’, Journal of South East Asian Studies, 14
(1983), 331–3.
53. Melber, Zwischen
Kollaboration und Widerstand, 189; Tarling, A Sudden Rampage, 127, 133–4.
54. Peter Duus, ‘Imperialism without colonies: the
vision of a Greater East Asia Co-prosperity Sphere’, Diplomacy &
Statecraft, 7 (1996), 58–9, 62, 68–9.
55. Ethan Mark, Japan’s Occupation of Java in the
Second World War (London, 2018), 116–19, 163.
56. Tarling, A Sudden Rampage, 127–8.
47. Mark, Japan’s Occupation of Java, 1, 129–30.
48. Ibid., 232.
49. Ibid., 107–8.
50. Melber, Zwischen Kollaboration
und Widerstand, 325–33; Kratoska, Japanese
Occupation of Malaya, 94–7.
51. Tarling,
A Sudden Rampage, 167–8.
52 Melber, Zwischen Kollaboration
und Widerstand, 289.
53. Chong-Sik Lee, Revolutionary Struggle in
Manchuria: Chinese Communism and Soviet Interest 1922–1945 (Berkeley, Calif.,
1983), 271, 291–4.
54. Li Yuk-wai, ‘The Chinese
resistance movement in the Philippines during the Japanese occupation’, Journal
of South East Asian Studies, 23 (1992), 308–9.
55. Melber, Zwischen
Kollaboration und Widerstand, 520.
56. Ibid., 521. 238. Li, ‘The Chinese resistance
movement’, 312–15.
57. Ben Hillier, ‘The Huk rebellion and the
Philippines’ radical tradition: a people’s war without a people’s victory’, in
Donny Gluckstein (ed.), Fighting on All Fronts: Popular Resistance in the
Second World War (London, 2015), 325–33.
58. Melber, Zwischen
Kollaboration und Widerstand, 545, 549–53.
59. Tarling, A Sudden Rampage, 152.
60. Kratoska, Japanese
Occupation of Malaya, 223–44.
61. USSBS, The Effects of Strategic Bombing on Japan’s
War Economy (Washington, DC, 1946), 121, 190; Nicholas White, J. M. Barwise and
Shakila Yacob, ‘Economic opportunity and strategic dilemma in colonial
development: Britain, Japan and Malaya’s iron ore, 1920s to 1950s’,
International History Review, 42 (2020), 426–33.
62. Kratoska, Japanese
Occupation of Malaya, 223, 241.
63. Robert Goralski and Russell Freeburg, Oil and War:
How the Deadly Struggle for Fuel in WWII Meant Victory or Defeat (New York,
1987), 150–52; Daniel Yergin, The Prize: The Epic Quest for Oil, Money, and
Power (New York, 1991), 355–66. 246. USSBS, Effects of Strategic Bombing, 135
(figures for fiscal years 1940/41 and 1944/5).
64. Gregg Huff and Sinobu
Majima, ‘The challenge of finance in South East Asia during the Second World
War’, War in History, 22 (2015), 192–7.
65. Ibid.; Paul Kratoska,
‘“Banana money”: consequences of demonetization of wartime Japanese currency in
British Malaya’, Journal of South East Asian Studies, 23 (1992), 322–6.
66. Paul Kratoska (ed.),
Food Supplies and the Japanese Occupation in South East Asia (London, 1998),
4–6.
67. Kratoska, Japanese
Occupation of Malaya, 183–200.
68. Mark, Japan’s Occupation of Java, 263–5.
68. Ju Zhifen, ‘Labor
conscription in North China 1941–1945’, in Stephen MacKinnon, Diana Lary and
Ezra Vogel (eds.), China at War: Regions of China 1937–45 (Stanford, Calif.,
2007), 217–19.
68. Tarling, A Sudden Rampage, 230, 238; Mark, Japan’s
Occupation of Java, 259–65.
69. Kratoska, Japanese
Occupation of Malaya, 44–5; Joyce Lebra, Japan’s Greater East Asia
Co-Prosperity Sphere in World War II: Selected Readings and Documents (Kuala
Lumpur, 1975), 92.
70. Tarling, A Sudden Rampage, 128.
71. Raghavan, India’s War, 284–94; Kratoska,
Japanese Occupation of Malaya, 104–8.
72. Tarling, A Sudden Rampage, 155–7; Joyce Lebra,
‘Postwar Perspectives on the Greater East Asia Co-Prosperity Sphere’, 34th
Harmon Memorial Lecture, US Air Force Academy, Colorado Springs, 1991,
5–6.
73. Tarling, A Sudden Rampage, 167–72.
74. Mark, Japan’s Occupation of Java, 271–2.
75. Nitz, ‘Japanese military policy’, 337–46. 261.
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