By Eric Vandenbroeck and co-workers
Trump, Ukraine, and the Limits of
Presidential Peacemaking
As the U.S. president
was trying to end an exceptionally violent war between Russia and its neighbor.
He also had clear preferences on which side he admired more. “I like the
Russians,” the president wrote. But the American people favored the other side,
and, as a result, he noted, Washington needed to be “scrupulous in its
impartiality between the combatants.” The president was Theodore Roosevelt, and
the war was between Russia and Japan. U.S.
neutrality, combined with Russia’s and Japan’s respect for Roosevelt and
American power, allowed the White House to mediate an end to that bloody war in
1905. For his efforts, Roosevelt would become the first U.S. president to earn
a Nobel Peace Prize.
More than a century
later, another U.S. president is seeking to end another bloody war involving
Russia and a neighboring country. Even more than Roosevelt,
President Donald Trump favors the Russians in this war, while again most
Americans support the other side. Trump has also made clear that he regards
ending the war in Ukraine as a crucial goal for his presidency and that in
bringing the two sides together, he, too, hopes to win a Nobel Peace
Prize—adding to a hallowed U.S. tradition of presidential peacemaking. But this
time, the path forward is far less certain. During his campaign, Trump promised
he could end the war in 24 hours. Despite much maneuvering by the White House,
however, the first hundred days of Trump’s second administration have come and
gone with little prospect of the fighting ending soon. The administration has
reached a separate deal with Ukraine, announced on April 30, to give the United
States a stake in Ukraine’s mineral resources, but although the agreement is
meant to signal U.S. investment in Ukraine’s future, it appears largely
unrelated to the more pressing question of its war-torn present. All of which
suggests that Trump has taken a very different approach to mediation from that
of his predecessors.
Despite Roosevelt’s
early example, U.S. mediation of foreign conflicts did not become a staple of
American foreign policy until the Cold War, when Washington’s concerns became
global instead of merely regional. Ever since, however, presidents have often found
that the act of committing the prestige of the world’s strongest superpower to
a peace process, although no guarantee of success, can significantly increase
the odds. The United States played a central role, for example, in reaching a
cease-fire and partial Israeli withdrawal in the Sinai after the Yom Kippur War
in 1973, in securing a peace in Bosnia in 1995, and in solving the Northern
Ireland dispute in 1998. And when they have involved themselves personally in
the negotiations, U.S. presidents have usually succeeded, albeit with some
notable exceptions. Richard Nixon couldn’t make peace between Syria and Israel
in 1974; Bill Clinton managed to get Israel and Jordan to sign a historic peace
treaty in 1994, but fell short of his far more ambitious goal to establish a
more comprehensive Israeli-Palestinian peace deal. Even when successful,
however, not every president-diplomat has been rewarded for his efforts by the
Norwegian Nobel Committee.
Although historical
parallels must be drawn with caution, three presidential mediations provide
useful standards by which to judge Trump’s efforts to end the war in Ukraine.
Along with Roosevelt’s negotiation with Russia and Japan in 1905, John F.
Kennedy’s tough experience with the Netherlands and Indonesia in 1962, and
Jimmy Carter’s triumph with Egypt and Israel at Camp David in 1978 suggest
conditions needed for success but also potential sources of disappointment.
Half An Island
Roosevelt said no
when the idea of mediating the Russo-Japanese War was first raised with him in
1904. The suggestion came from Baron Kentaro Kaneko, a Japanese diplomat who
had overlapped with Roosevelt at Harvard, a few months after Japan launched a
surprise attack on the Russian-controlled port of Lushun (Port Arthur) in
Manchuria. Although the president recognized that the United States had an
interest in the outcome of this faraway imperial competition, he was focused on
his reelection campaign and doubted that the war would alter the balance of
power in East Asia.
When the Japanese
unexpectedly routed the Russian Baltic Fleet in May 1905, however, Roosevelt
changed his mind. As he later explained, he wanted to prevent “Japan from
driving Russia completely out of East Asia.” At this point, Tsar Nicholas II
was in no rush to pursue peace, but Roosevelt found another way to
persuade him. Through his friend Kaneko, the president encouraged the Japanese
to invade Sakhalin Island, which had once been divided between Japan and Russia
before Russia gained full control of it in 1875. Roosevelt correctly assumed
that the loss of Russian territory would alter Nicholas’s calculations.
Meanwhile, he also advised the Japanese to halt further offensives, aware that
the Japanese were riding waves of debt to British shipbuilders and could not
afford a forever war. Soon after the invasion of Sakhalin, Japan and Russia
agreed to meet in Portsmouth, New Hampshire, under U.S. mediation.
After the talks began
in August 1905, two sticking points quickly emerged: reparations and the future
of Sakhalin. The Japanese offered to withdraw from Manchuria if Tokyo could
inherit Russia’s special economic position in the Chinese province, where it
controlled the main port and had built and operated the Chinese Eastern
Railway. But they intended to keep Sakhalin and expected Russia to pay them an
indemnity of $7 billion (approximately $251 billion today) for the cost of the
war. The Russians were willing to concede to the Japanese what they wanted in
China, as long as Japan withdrew from Sakhalin and dropped the demand for an
indemnity.
This left Roosevelt
struggling to whittle the distance between the two sides, reducing the Japanese
demands for money and the Russian designs on all of Sakhalin. In the end, with
the talks on the verge of collapse, the Imperial Court in Japan accepted the
tsar’s final offer: half an island and no money. The tsar had likely been
impressed with an argument made by Roosevelt’s envoy in St. Petersburg that
since the island had long been divided, Nicholas wasn’t giving up Russian land. Tokyo
had learned of the tsar’s willingness to accept half of Sakhalin through the
British, whom the Americans had kept informed of Roosevelt’s backchannel. Faced
with the prospect of continuing to fight at great expense or agreeing to a
peace that gave it most of what it wanted, Tokyo chose the latter, accepting
even less than what Roosevelt had been advocating all along. The two sides
signed the Treaty of Portsmouth in September.
Roosevelt’s success
laid down a few markers for later presidents. His key contribution had been to
keep the two sides negotiating until they reached a formula they both could
accept, a process that involved mutual concessions on the main sticking points.
Worn down by the negotiations, the Russians and the Japanese came to agree with
the president that prolonging the war would not serve their respective
interests. This breakthrough was largely possible because neither St.
Petersburg nor Tokyo saw Roosevelt as favoring the other side.
By this measure,
Trump has already failed. In advance of direct talks, he and his
representatives have offered major concessions to Moscow, including U.S.
recognition of Russia’s annexation of Crimea and acknowledgment of Russian
sovereignty over other occupied areas. Meanwhile, he has publicly berated
Ukrainian President Volodymyr Zelensky and even falsely accused him of starting
the war. Given this lopsided approach, Trump has done little to build the
reputation for neutrality needed to be a credible mediator for both sides.
More Islands
Some presidential
mediations can end badly even when they initially achieve the desired result.
In 1962, President John F. Kennedy deployed his brother, Attorney General
Robert F. Kennedy, to resolve a vestigial colonial dispute in Southeast Asia. Under
its strongman leader, Sukarno, Indonesia was claiming the western half of the
island of New Guinea (now Irian Jaya), which had remained a Dutch colony after
Indonesia won its independence from the Netherlands in 1949. But the
Netherlands wanted the approximately 500,000 Papuans who inhabited
the territory—a largely Christian people who did not want unification with
Muslim Indonesia—to achieve self-determination, charging Sukarno with being
neo-imperialist. Both The Hague and Djakarta were willing to fight to defend
their positions.
Kennedy had entered
office hoping to alter Washington’s reputation in the developing world by
encouraging reform movements and decolonization as a way to outflank Moscow.
Despite the demographics of Dutch New Guinea, the president believed the optics
of siding with the Netherlands against Sukarno’s land grab would undermine U.S.
influence in the region. It would also likely push Sukarno into the arms of the
Soviets, who were already courting Indonesia. Moreover, Washington could ill
afford another conflict in Southeast Asia, given the challenges it was already
facing in Laos and the growing trouble in South Vietnam.
In early 1962, after
the U.S. standoff with the Soviets over the status of Berlin seemed to have
briefly settled down, Kennedy believed it was time to pressure the Netherlands
to cede West New Guinea to Indonesia. In February, the president dispatched his
attorney general as his envoy to calm and flatter Sukarno into engaging in
face-saving negotiations for the Dutch and then speak bluntly to the Dutch
about how the process had to end. Neither side was happy to see the president’s
brother, and Sukarno refused to negotiate unless the Dutch promised him in
advance to transfer their colony directly to Indonesian control. When Robert
Kennedy pointed out that such a concession in advance was impossible, Sukarno
threatened to revoke his earlier promise to free a CIA operative, who had been
sentenced to death in Indonesia for involvement in a covert operation during
the Eisenhower administration.
Meanwhile, the Dutch
insisted they needed guarantees for the Papuan people. “We were not dealing
with completely reasonable men on either side of this controversy,” Robert
Kennedy later wrote. Nevertheless, direct U.S. engagement altered both sides’
calculations. Following the attorney general’s visits to the two capitals, the
two sides agreed to meet, without preconditions, if the Kennedy administration
provided the mediation. In March, the delegations arrived in Middleburg,
Virginia, to begin negotiations.
Robert Kennedy and his wife meeting with Sukarno,
Jakarta, February 1962
Almost immediately, however,
the talks broke down, and by May, U.S. intelligence was reporting that Sukarno
was putting his forces into West New Guinea to coerce the Dutch. The president
now faced a crucial decision: as National Security Council member Robert Komer
put it, “Do our larger interests in Southeast Asia demand a peaceful settlement
(even if this forces us to lean toward Indo side to get one), or should we
preserve a more even-handed approach, based on the merits of the issue, as
Secretary [Dean] Rusk seems to favor?” The president prodded the two capitals
for action and convinced them to return to Middleburg in July. Although not yet
directly involved in the talks, the president also signed off on a new U.S.
formula for peace, which included a transitional administration and the promise
of a plebiscite for the Papuans.
But Sukarno continued
to stonewall. He accepted that, to allow the Dutch to save face, the former
colony could be transferred to the United Nations, but only very briefly,
before being transferred to Indonesia; but he agreed to nothing else. The
president lost his patience. In a dressing down in the Oval Office, he reminded
Indonesian Foreign Minister Subandrio that he, Kennedy, had consistently
favored the Indonesians in this dispute, and vowed to side with the Dutch if
Sukarno chose a full invasion of New Guinea over a diplomatic solution. Subandrio, taken aback, suggested that Kennedy appeal
directly to Sukarno. On July 30, Kennedy signed a letter that Komer, its
drafter, called “a flowery appeal to Sukarno’s ego,” and the next day,
Indonesia reached an agreement with the Netherlands that roughly followed the
final U.S. proposal.
Yet far from
increasing stability and enhancing U.S. influence in a strategic region, as
Kennedy hoped, the deal only emboldened Sukarno, who a year later employed the
same pressure tactics to break apart the new state of Malaysia. Sukarno coveted
the former British colonies of North Borneo and Sarawak, which had been
incorporated into independent Malaysia. Indonesia’s war on Malaysia would not
end until Sukarno’s overthrow in 1965. And when the Indonesian
government carried out the plebiscite mandated in the agreement, it permitted
only a limited number of Papuans to participate in a vote that was designed to
ensure that Indonesia won.
For the Trump
administration today, the outcome of Kennedy’s mediation provides a cautionary
tale. Putin and Sukarno aren’t twins, but their worldviews share a burning
dislike of the status quo. Any deal that concedes too much to a heavily armed
power with designs on its neighbors may only lay the ground for future
aggression.
Threatening Candor
Jimmy Carter would
have a different takeaway about a U.S. president’s role in mediation. Whereas
Roosevelt and Kennedy had largely overseen peace talks from the margins, Carter
was front and center in the Camp David negotiations of 1978. During 13 days
of secret negotiations, the president became the human link between Israeli
Prime Minister Menachem Begin and Egyptian President Anwar Sadat, meeting
separately with each leader and their aides, and having a hand in each of the
23 drafts as the final settlement took shape.
Although Carter had
the advantage that both Jerusalem and Cairo wanted a settlement, the two sides
strongly disagreed over the extent of any Israeli pullback from the Sinai,
which Israel had occupied since the 1967 Six-Day War. Sadat wanted a complete
withdrawal, including the dismantling of the settlements Israel had created
there. But for Begin, although he understood that an agreement with Egypt over
the Sinai would relieve international pressure to end the Israeli occupation of
the West Bank and Gaza, he and many members of his cabinet did not envision
removing the Sinai settlements.
Along with Israeli
opposition to a full withdrawal, the American president also faced the
difficulty of maneuvering in a region of multiple conflicts. Cairo needed—and
the Carter administration wanted—the Israeli-Egyptian agreement to be tied to
some kind of process toward self-rule for the millions of Palestinians in the
West Bank and Gaza. Although Carter didn’t seek an independent Palestinian
state, he hoped to achieve, as he wrote in shorthand notes on the eve of the
Camp David meetings, “Palestine auth[ority] in all
areas.”
Like Roosevelt and
Kennedy, Carter was more sympathetic to one side in the negotiations—in this
case, Egypt. Nonetheless, he, too, took great pains to act as an honest broker.
Carter’s national security adviser, Zbigniew Brzezinski, counseled the president
to suggest to Sadat that he not accept U.S. proposals too quickly. “It
will help our credibility if we are seen to be pressing both sides for
concessions,” Brzezinski said.
A week into the
negotiations, the prospects for a deal looked dim. Begin informed Carter
privately that he couldn’t compromise on the settlements; meanwhile, the
Israeli delegation was pushing for separating the Sinai negotiation from any
discussion of Palestinian aspirations. For his part, Carter refused to drop the
Palestinian issue, but he did see that the question of Israel’s Sinai
settlements might be finessed. He proposed to both parties that the issue be
left out of a preliminary accord, making it instead the focus of subsequent
negotiations toward a final agreement.
By trying to meet the
Israelis halfway, Carter caused a crisis with the Egyptians. On September 15,
Sadat told the president privately that he would walk away. Carter then laid it
on the line. “If you leave,” he told the Egyptian leader, “it will mean first
of all an end to the relationship between the United States and Egypt.” He
added: “It would probably mean the end of my presidency…. [A]nd last but not least, it will mean the end of something
very precious to me: my friendship with you.” Moved by Carter’s candor and the
implied threat, Sadat agreed to stay the weekend.
Carter then went to
Begin, and after a seemingly endless discussion, Begin agreed to dismantle the
settlements and pull out completely from the peninsula, but only if the Israeli
Knesset ratified the withdrawal first. Perhaps Begin expected the parliament to
veto a full withdrawal, but it didn’t matter to Carter: Begin had lifted his
veto, and the Egyptians could be told that the Israeli leader had agreed in
principle to a full withdrawal. (The Knesset approved the plan a week
later.)
Why did Begin relent?
Begin’s biographer, Avi Shilon, credits a call to Ariel Sharon, the Israeli
general and future prime minister, who, as Begin’s minister of agriculture, was
the driving force behind the Israeli settlements. Like the U.S. envoy who assured
the tsar in 1905 that Southern Sakhalin wasn’t Russia, Sharon assured Begin
that a tactical concession on settlements in an area that was not historically
viewed as Israel would not affect settlement activity in the West Bank. Ehud
Olmert, another future Israeli prime minister, who was then a rising star in
the Likud Party, later told the former U.S. ambassador and historian Stuart
Eizenstat that the key issue for Begin and his government was that Carter
threatened to publicly blame Israel if the talks collapsed.
In the end, Carter
even managed to achieve something on the Palestinian question, with the two
sides agreeing to work for “full autonomy” for the Palestinian people. It was a
vague formulation, but neither side wanted the Palestinian issue to be the ultimate
roadblock to a peace agreement. This concession was greater for Egypt, which
under Sadat’s predecessor Gamal Abdel Nasser had positioned itself as the great
defender of the Palestinians; ultimately, Sadat, who was assassinated by
Islamists in 1981, gave his life for it. In the waning moments of the weekend,
however, it was Begin who suffered an attack of buyer’s remorse and threatened
to walk away. With success for all parties now within easy reach, Carter used a
softer approach with Begin. As Begin was preparing to leave Camp David, the
president had albums of photographs of the Camp David summit prepared for each
of Begin’s grandchildren, inscribing each one to each grandchild, which he
delivered to Begin himself. Profoundly touched, Begin’s resistance melted away,
and he followed through on the deal after all.
Like Roosevelt,
Carter succeeded largely because of the reputation for fairness he had
developed with both sides. Trump has not invested in building a similar
reputation, especially with Kyiv. Carter’s likely use of the additional tactic
of threatening to pressure Begin publicly has no analog in a presidential
mediation that has already involved threats, mainly aimed at Ukraine, on social
media. The pressure points available to Trump are the U.S. sanctions on Russia
and the U.S. weapons that Ukraine needs.
Sukarno’s Ghost
Trump’s campaign to
secure a deal between Russia and Ukraine is cut from a different cloth from
these three earlier cases—and, indeed, different from that of all other
presidential efforts to resolve third-party conflicts. In none of these
previous cases did the United States seek something for itself other than the
goal of regional peace and security. There were no side deals sought for U.S.
economic exploitation of Manchuria, West New Guinea, or the Sinai, as the Trump
administration has done in seeking to exploit Ukraine’s mineral wealth. And
although each had to use threats to nudge the parties along, Roosevelt,
Kennedy, and Carter were not signaling a desire for one of the sides to undergo
regime change, as Trump has done by demanding elections in Ukraine.
In each of the cases,
the mediating president could have done more for the people who were affected
by the arrangements in question, including the Chinese (in the case of
Russo-Japanese peace), the Papuans, and the Palestinians. Nevertheless, all
three U.S. leaders understood that these groups had legitimate interests. By
contrast, the Trump negotiating team acts as if it is unaware of the existence,
much less the interests, of the several million Ukrainians who remain in the 20
percent of the country now occupied by Russia.
When viewed as a
whole, Trump’s initiative appears less a neutral mediation of a third-party
dispute than a means to achieve a diminished U.S. commitment to Ukrainian
sovereignty and curry favor with Moscow. Instead of looking for
sources of compromise on both sides and then narrowing the areas of
disagreement, Trump has preemptively endorsed the main Russian interpretation
of the war—that modern Ukraine included territories that rightfully belonged to
Russia, that Kyiv is a more provocative regional player than Moscow, and that
Moscow’s efforts at regional peace have been undermined by NATO overreach.
Trump has also sought to delegitimize the effort of his predecessor, Joe Biden,
to assemble and lead a Western coalition to support Ukraine’s defense, suggesting
that the American people were somehow duped and now deserve repayment.
Roosevelt, Kennedy, and Carter knew the United States would benefit from a
successful mediation but didn’t seek to use their mediations to extract
material benefits or stir domestic politics.
Despite Trump’s
apparently cordial conversation with Zelensky at the Vatican on the
margins of Pope Francis’ funeral last week, and the minerals deal that soon
followed, a photograph of Putin and Zelensky shaking hands on the White House
lawn is unlikely. The prospect that Trump’s negotiations will earn him the Nobel
he so publicly covets seems highly remote. To the extent that the president
cares about Putin’s next steps in Europe, he should bear in mind a lesson from
the least known of these three cases: the appetites of imperialists grow with
the eating.
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