By Eric Vandenbroeck and co-workers
If anyone doubts the importance of individual leaders in the shape of
world events, indeed, the war in Ukraine has dispelled them. Russian President
Vladimir Putin's war and no one else's, just as World War II in Europe was
Adolf Hitler's. Both men wanted war; both embraced it as a virility test
against a decadent enemy.
Nor would the invasion of Ukraine have followed the course that it has
if Volodymyr Zelensky were not the president of Ukraine. Though Zelensky was an
unlikely leader before the war began, the former comedian has overwhelmingly
defined the country's remarkable resistance against the far superior Russian
military, telling U.S. intelligence officials who offered to evacuate him that
he needed ammunition, "not a ride." And it is Zelensky who has, in
his continual direct appeals to Western leaders, the U.S. Congress, the British
Parliament, and the Bundestag, made the Ukrainian cause one that the West cannot
ignore. At the same time, it matters enormously that Joe Biden, not Donald
Trump, is in the White House and able to lead a unified and harsh but primarily
cool-headed transatlantic response.
To assign particular agency to these men is not to return to the
now-discredited "great man" theory of history. It is simply to
recognize that who holds office at a particular moment in a specific place can
make a critical difference. In a great crisis, for example, on the eve of war,
it matters who has the final authority to say stop or go. It also matters who
is leading the country under attack and how its leader chooses to respond. As
modern history has amply demonstrated, the most significant conflicts, and
their outcomes, have often been shaped as much by personal leadership as by
objective factors such as resources or military strength.
From the Cuban missile
crisis to Ukraine
In the Cuban missile crisis, another U.S. president
might have given way to the pressures coming from the U.S. military and many of
his senior civilian advisers. But John F. Kennedy did not authorize a
full-scale attack on Cuba or on the Soviet ships and submarines approaching the
island, even though he was told that he was risking the defeat and destruction
of the United States. His decision spared the world a war that almost certainly
would have involved nuclear weapons.
In the present crisis, there can be no doubt that the two leaders,
Putin and Zelensky, have determined the shape of the conflict. Putin has
re-established Stalin's highly centralized leadership style in Russia, or of
the tsars, he admires so much. What he thinks and wants becomes Russian policy
because he controls the levers of power and makes critical decisions. Yet it is
already clear that one of Putin's biggest mistakes was not taking into account
the personal qualities and resolve of the man whose country he was invading, a
man who chose not to flee or surrender but to stay and fight.
And that decision of Zelensky's has already had momentous consequences.
The question of leadership
Although the question of leadership is an old one - think of the
attention paid to Alexander the Great or Napoleon - it has tended to be
overlooked as experts focus on systems or quantifiable measures of power. The outbreak of World War I in the summer of 1914, for
example, has been studied intensively in such terms to understand why wars
start. As historians and international relations experts have variously
suggested, the slide from peace to war in Europe can be interpreted as an
example of a breakdown in a balance of power, a dangerously polarizing alliance
system, imperial or economic rivalries, an arms race, too rigid military plans,
or perhaps the result of domestic factors such as the upper classes seeking to
overcome internal divisions through war. The individuals who contributed to or
failed to prevent that slide are less often scrutinized. And their decisions were
not those of rational actors thinking calmly about what advantages they or
their countries might gain but the result of their values, assumptions, and
emotions.
It is impossible to ignore the backgrounds from which the leaders of
Europe in 1914 came. Those making the key decisions were products of their
families, class, and era. Their ideas - honor, for example, or the utility of
war as an instrument of state - were part of the Zeitgeist. What also mattered
was how much power they had. If Napoleon had remained in Corsica, he might have
become a prominent local leader. Still, as ruler of a powerful revolutionary
France, he could use his great abilities to dominate Europe. Unlike Napoleon, the hereditary rulers at the head
of the three critical powers of Austria-Hungary, Germany, and Russia did not
set out to master all of Europe. Instead, they wanted to ensure the future of
their dynasties and preserve what they had. They persuaded themselves or were
influenced by those close to them that war, even a general war, was the only
way to do that.
But individual characteristics also mattered. Kaiser
Wilhelm II loved his soldiers but knew that they thought he was a coward.
He wanted to be a powerful ruler and feared that he was not. Through his
reckless actions and speeches, he helped create the fear of a belligerent,
militaristic Germany, which led to the growing partnership between France and
Russia and, ultimately, Great Britain. Following the assassination of Austrian
Archduke Franz Ferdinand in Sarajevo, hawks in the Austro-Hungarian imperial
government, such as Conrad von Hötzendorf, the chief
of the general staff, we're prepared to wage war on Serbia, even in the
knowledge that Russia might declare war on Austria
as a result. "It will be a hopeless struggle, but it must be pursued,
because so old a Monarchy and so glorious an army cannot go down
ingloriously," Conrad wrote.
Other leaders failed to take the threat of a Europe-wide conflict
seriously, with far-reaching consequences. Sir Edward
Grey, the British foreign secretary, was perhaps too ready to assume that
Europe's leaders, following the assassination, would judge the costs of a
general war too high and therefore would behave sensibly. He persisted in
dismissing the assassination as yet another unfolding crisis in the Balkans
until it was too late. In the last frantic days of July 1914, as their
respective militaries urged mobilization of their vast armies and other war
preparations, the three hereditary rulers of Austria-Hungary, Germany, and
Russia, with their great power, still could have refused sign the orders. All
gave way to the pressures on them: Wilhelm, who did not want to back down in
the face of crisis, as he had done before; Austrian Emperor Franz Josef, who
was old and alone; and, in Russia, Tsar Nicholas II,
who gave up his resistance to war, apparently because he was told it was the only
way to save his dynasty. In the ensuing catastrophe, Europe and the world
changed forever. Some nine million combatants died and an unknown number
of civilians; Russia was transformed by revolution; Austria-Hungary
disintegrated, and a defeated Germany emerged smaller and a republic. As it was
known until a second, even greater one came, the Great War was not inevitable.
Those mass armies need not have been set in motion with other, stronger, more
skillful leaders.
Similarly, World War II could not have happened as it did without the
man who controlled Germany. Hitler determined
its start, its expansion across Europe and into the Soviet Union, and the
final destruction of Germany. The leaders of the allies, Britain and France,
did their best to avoid war through appeasement. Stalin knew how unprepared the
Soviet Union was for war, and he hoped to sit out any conflict between
capitalist nations and build his strength. But Hitler wanted a war in Europe
for its own sake and to demonstrate the superiority of the Aryan race.
For Hitler, it was never enough that he had made Germany the dominant
power on the continent by the end of the 1930s. He had acquired the prosperous
countries of Austria and Czechoslovakia without a shot having been fired; other
forces in the center of Europe, such as Hungary and Romania, were falling under
his sway; and Italy was an ally. His generals and his closest colleagues in the
Nazi Party were content to consolidate Germany's position. Hitler was not. He
regarded the avoidance of war in 1938, when Czechoslovakia was carved up at
Munich, as a defeat. He was shocked at the relief expressed by many Germans
that peace had been maintained, and he ordered Joseph Goebbels, his minister of
propaganda, to start a campaign to imbue the population with the right warlike
spirit. And it is unlikely that another German leader would have kept fighting
as long as Hitler did. In the late stages of World War II, he persisted in the
war long after it was lost - long after many of his generals had turned against
him - and he went to his death in the ruins of Berlin, complaining that the
German people had let him down and did not deserve to survive.
Putin already had it all.
Like Hitler's decision to start a world war, Putin's decision to
undertake a full-scale invasion of Ukraine is tough to understand as a rational
choice designed to maximize his or his country's advantage. Putin already had
it all in wealth and power, down to the
gold toilet seats in his absurd palace in Crimea. In
Moscow, he had eliminated all rivals, surrounded himself with compliant
servitors whose own wealth and lives depended on him, turned the Duma into a
piece of window dressing, and tamed the Russian media. Abroad, Russia was doing
well, with its growing relationship with China and friendly leaders in
countries such as India, Hungary, and Serbia. Putin had successfully fostered
divisions in Europe, the European Union, and NATO. Pro-democracy protest
movements in Belarus and Kazakhstan, whose autocratic regimes were backed by
Moscow, had offered worrying indications that those countries could be slipping
from Russia's embrace - but Moscow had quickly ensured that control was
reestablished in both countries.
Moreover, Putin had already scored a series of victories over the West.
He had successfully tested the willingness of the United States and its allies
to confront Russia when, as President Boris Yeltsin's prime minister, he
ordered the flattening of Grozny, in Chechnya, at the end of the 1990s; when,
as president, he waged war on Georgia in 2008; and when, during the Syrian
civil war, he helped Bashar al-Assad destroy Aleppo and use poison gas against
his people. In 2014, Putin seized Crimea and created the two breakaway republics in the Donbas. In
all of these cases, the West did little, either as an individual nation or
collectively.
From 2016 to 2020, Putin could also watch the Trump administration's
chaotic and irresponsible foreign policy, which suited Russia well. In
attacking NATO - saying it was obsolete, even hinting that the United States
might withdraw - Trump threatened to weaken an organization that Putin loathed.
From Putin's point of view, as applicable were Trump's threats to withhold
American military aid from Ukraine. The first year of Biden's presidency did
little to alter Russian perceptions that the United States was preoccupied with
Asia and uninterested in what was happening in Europe, the Middle East, and
Africa. The poorly managed withdrawal of American forces in Afghanistan could
be read as evidence of the decline of American power and resolve. By the fall
of 2021, Putin could sit back and enjoy the apparent weakness and division of
his enemies and his growing profits from Russia's energy sector, on which most
of Europe seemed to rely.
Putin wanted Russia
restored to its greatest extent.
But like Hitler, Putin wanted more. He wanted Russia restored to its
greatest extent and treated as the world power he insisted it was, with himself
as a world leader. His increasing isolation during the pandemic. He often
interacted with only a few courtiers and bodyguards, and his hypermasculinity
made him increasingly convinced of his infallibility. As Lord Acton pointed
out, power corrupts, and absolute power corrupts. History gives many examples
of rulers who believed that they were always right and who would not listen to
contrary views. Stalin forged ahead with forced
collectivization and exported grain to raise money for his
industrialization as millions of his people starved. Then he shattered his own
Communist Party and his military with his purges. Mao killed far more of his
citizens than the brutal Japanese invasion did as he pursued his ruinous Great
Leap Forward and then the Cultural Revolution. Who among the terrified
survivors who served the dictators would tell them they were wrong?
Putin has built a system in which he is not challenged - not by the
Duma, not by the media, most of which is now firmly under his control, not by
the supine judiciary. He has his guards, the intelligence services and the
military answer to him, and the oligarchs, who control much of the Russian
economy, depend on his favor. He has been preparing to invade Ukraine. He has
patiently built up Russia's financial resources and redirected its trade toward
China as insurance against Western sanctions, and has re-equipped and
modernized his military. For the most part, he also controls the narrative
inside Russia, insisting on Russia's former greatness and portraying Ukraine
and Ukrainians as an indissoluble element of greater Russia. Ukraine, he
maintains, is separate today only because of malign outside influences and the
traitorous "Nazis" and "anti-Semites" who control it. So far,
a large majority of Russians believe him.
Dictators often find history helpful in mobilizing their people against
others and forgiving them cause to reconstitute the glories of the past.
Mussolini boasted of the glories of ancient Rome and promised to build a second
Roman Empire. The Nazis celebrated the battle
of Teutoburg Forest in 9 AD when Germanic tribes defeated
three Roman legions and venerated Frederick the Great. Putin sees himself as a
historian and looks back not just to the Soviet Union, whose disappearance he
called "the greatest geopolitical catastrophe" of the twentieth
century, but to the reign of Peter the Great (1672–1725), when Russia became
the dominant power in northeastern Europe. His long 2021 essay "On the
Historical Unity of Russians and Ukrainians" (curiously, it is no longer
available on the Kremlin's website) uses his version of history to argue that
there never was and never can be a separate Ukrainian nation. And he goes back
further still to Kievan Rus, the first Slavic state
in the ninth century, and to the conversion of the Slavs to Orthodoxy in the
tenth century, which in the Russian nationalist vision makes Russia, the
legitimate heir to the Byzantine Empire. (Tragically, Putin is prepared to kill
Ukrainians and destroy today's Kyiv in the name of the centuries-old spiritual
and territorial unity of Russians and Ukrainians.)
Putin’s Philosopher of
Russian Fascism
Putin's worldview of Russian Fascism are the toxic theories of his
favorite Russian nationalists: Ivan Ilyin, a Russian
fascist of the interwar years, who held that God made the Russian nation the
only pure one on the earth, and Lev Gumilev, who had
that different races were created by cosmic rays and that since Russia got
zapped last, its people are the youngest and most energetic. Ilyin also foresaw that a manly redeemer would lead Russia
to triumph.
If Putin were a rational leader committed to protecting his position in
Russia and ensuring its security abroad, he would not have gambled on a huge
war. He would not have assumed, along with his generals, that Russian troops
would be greeted by Ukrainians with flowers and the traditional bread and salt.
He was blinded by his convictions. The war has quickly made clear that he is
not a redeemer but a war criminal. He has damaged, perhaps fatally, his armed
forces and made Ukraine more of a nation than ever before. He has strengthened
his hated enemies, NATO and the European Union, and he has provoked a
rare bipartisan response in the United States long riven by deep political
divisions. And he has stimulated resistance in Russia, which will surely grow
as word spreads about Russian casualties. China may be a friend, but a weakened
Russia will now have to bend to Beijing's will.
Churchill in Kyiv
One reason that Putin's invasion hasn't gone according to plan has been
the leader on the other side. Along with men like Putin and Hitler, history has
occasionally produced another sort of leader: the one who appears, sometimes
out of nowhere, to rally his people against what seems like long or impossible
odds and, in so doing, alters the course of events. In 1939, when World War II
started, Winston Churchill was widely regarded as a has-been politician with an
interesting but checkered career. The British Prime Minister Neville
Chamberlain brought him back to the admiralty only because of his experience
and growing support in Parliament. In 1940, as Hitler's armies attacked France, Chamberlain was forced out of office, and a reluctant King
George VI invited Churchill to become prime minister.
Suddenly, as many of those who worked for him later wrote in their
memoirs, the government was suffused with a new sense of purpose and energy.
Churchill's steady stream of questions and orders, covering even the most minor
details of the war effort, was "like the beam of a searchlight,
ceaselessly swinging round," the cabinet secretary, Lord Normanbrook, wrote. And
in his great series of wartime speeches, Churchill spoke to the British people
and gave them the hope that they would endure and triumph.
If Chamberlain had stayed on, or
if another of his possible successors had taken office, it is possible, indeed
probable, that the British government would have tried to agree with the Nazis,
leaving Germany in control of the continent and Britain still in
possession of its empire, at least until Hitler decided to invade the British
Isles or bomb the British into submission.
Zelensky is an even more improbable leader than Churchill was in 1940.
When Zelensky was elected in a landslide in 2018, the headlines were about the
television comic with no political experience. He had charm but few clear
policies, and he was bullied by Trump and Putin, who continued to support
separatists in a grinding conflict in the eastern part of Ukraine. On the eve
of Putin's invasion, Zelensky's approval rating among Ukrainians was abysmal.
Yet abilities that he had developed as a comedian - teamwork, communication
skills, and, above all, courage - made him the wartime leader that Ukraine
needed. Having been an actor, he knows instinctively how to deliver lines well
and how to play to his audiences in Ukraine, Russia, and the world at large.
Like Churchill, he leads by example, refusing to leave his country and sharing
its travails. Putin, and it must gall him, looks, by comparison, a frustrated
and isolated old man huddled at the end of a ludicrously long table.
Putin did not think that it would turn out this way. By all objective
measures, Russia was so much stronger than Ukraine, and the Ukrainian
leadership should have conceded or fled as soon as Russian forces moved onto
Ukrainian soil. And the West, Putin must have assumed, would not have had the
time or inclination to do anything. Putin had got away with
setting up the two breakaway republics in the Donbas, multiple disinformation
campaigns and cyberattacks, and making trouble around the world for the West.
His overconfidence showed his failure to order his military to prepare for
resistance. Russian logistics were so inadequate that their vehicles ran out of
gas after a couple of days. Putin's gamble has gone badly wrong; good poker
players understand that you must know your opponents and be prepared for their
unexpected moves.
As a single month of the war in Ukraine has already shown, a
leader's personal qualities can often be of far more consequence than any
amount of hard military power. And the West ignores those qualities at its
peril. Although Putin has concealed his tracks and keeps his private life as
secret as possible, much is known about him, his thinking, and ambitions. He
has not concealed his designs on Ukraine: he has been speaking and writing
about how it belongs with Russia for the past decade. Nor has he hidden his
resentment at the expansion of NATO or his convictions that the West is divided
and decadent, incapable of acting firmly and with unity. So far, Zelensky and
his supporters in Europe and the United States have proved Putin
wrong.
What happens next will depend on many different things, from the
Ukrainians' resolution to the volume and type of weapons each side will
acquire. But it will also depend on the decisions and leadership of the key
players. Will Biden manage to keep the Western alliance together and provide
firm support to Ukraine in a carefully calibrated response to Russian actions?
Will Xi Jinping, as so many have hoped, use his influence to persuade Putin to
come to a settlement? What will be acceptable to the Ukrainians? Will Putin
even accept a way out in Ukraine, or will he persist? The answers can only be
guessed at - and, given Putin's record, the West may
have to prepare for a lengthy and costly effort to contain Putin's aggression
as it did in the Cold War with the Soviet Union.
A developed story today is the war of attrition (see image below)
against civilian targets. As for war crimes Gordon Brown and John Major back
a Nuremberg-style
tribunal for Putin. And similarly, more
recently.
The following image clearly shows the intention to kill as many
civilians as possible, including many women and children. As of 26
March, there
were 136 children killed and even more on later days, not to mention a
large number of women.
Currently, a question
asked most frequently in Washington and in Russia and foreign policy circles
is: How does this end? No one, myself included, has a good answer -
or much of an answer at all. This week brought more talks between Ukrainian and
Russian delegations, first in Istanbul on Tuesday, then by video conference on
Friday. The negotiations on Tuesday, in particular, seemed to produce something
that many, especially in the West, were eager to cling to as a ray of hope: The Russian deputy defense
minister announced that Russian troops would be withdrawing from
the areas around Kyiv to “increase mutual trust and create conditions for
further negotiations.”
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