By
Eric Vandenbroeck and co-workers
While the world is on the brink of the largest military offensive in
Europe since World War II, the US contacted all Americans in Ukraine,
asking them to leave immediately also
Britons have been told to leave Ukraine immediately. A fixation on
nonstarters - such as Putin’s demands for a NATO expansion moratorium or the
West’s insistence that Russia withdraws from Crimea - will make reaching a new
security agreement impossible. But negotiators could progress by focusing on other
issues and then embedding intractable problems into a larger
deal. Widening the aperture of the negotiations could create opportunities for
deals that are currently not available. For instance, if Russia withdraws
support for the so-called separatists in Donbas, the United States could commit
to not installing offensive missiles in Ukraine and not deploying missile
defenses in Europe that can intercept Russian weapons. And why Western
diplomats must insist again that Putin obtain permission before placing troops
in other countries, which would keep Russia in line with agreements signed by
its previous leaders.
In December, Putin unilaterally drafted two extraordinarily aggressive
treaties designed to constrain the organization and its members. They contain
such nonstarters demands - most centrally, closing NATO’s
open the door to Ukraine and prohibiting organizational forces and weapons in
nations that joined after May 1997 - that they read more like predicates for
war rather than sincere overtures for negotiations.
Nonetheless, U.S. President Joe Biden and NATO provided detailed
written replies in January, attempting to dialogue with the Russian leader. If
Putin spurns these offers, war is likely. But Moscow has not yet meeting with Western leaders.
If Putin does agree to negotiate, then Western
diplomats should not just offer defensively minimal concessions to freeze
the crisis. Instead, they should seize the diplomatic offensive and counter
with a comprehensive, grand bargain for enhancing European security in concert
with allies and partners similarly to something like the Helsinki
Accords signed during the Cold War, which stabilized the continent
even as U.S.-Soviet competition grew in other parts of the world. It could
resuscitate and amend defunct arms control agreements and provide a bigger
framework for European security, and in the process, help solve the issues
surrounding Ukraine.
Convening a major summit to renegotiate European security will give
Russia an international platform that Putin does not deserve. But that
symbolism shouldn’t stop Western diplomats. The Helsinki Accords
recognized the Soviet Union as a superpower, and that affirmation helped
persuade Soviet leader Leonid Brezhnev to make concessions. Putin also likes
attention, and the West should be prepared to offer cheap pageantry not only to
prevent a new Russian invasion into Ukraine but also to repair Europe’s broken
security architecture. The United States and Europe must have the courage to
move beyond defensive patchwork fixes and instead pivot to bold, aggressive
initiatives to make the continent safer.
The first two decades after the accords were signed, Europe saw an
explosion of new security agreements and treaties, particularly after Soviet
reformer Mikhail Gorbachev came to power. In 1987,
he joined U.S. President Ronald Reagan to sign the Intermediate-Range
Nuclear Forces (INF) Treaty, eliminating a whole class of highly destabilizing
weapons. In 1990, the Conventional Armed Forces in Europe (CFE) Treaty came
online, substantially reducing the size of conventional forces deployed on the
continent. The 1990 Vienna Document, signed by Canada, the Soviet Union, the
United States, and most of Europe and Central Asia, expanded transparency about
weapons and military training exercises.
After the Soviet Union collapsed, Russia and the West continued to make
deals that helped keep Europe secure. The 1992 Open Skies Treaty, which
followed the Vienna Document, allowed signatories to fly reconnaissance
missions through one another’s territories to collect information on military
activities. The ambitious 1990 Charter of Paris trumpeted that all European
signatories would “build, consolidate and strengthen democracy as the only
system of government of our nations.” It declared prematurely that “the
era of confrontation and division of Europe has ended.” The 1994 Budapest
Memorandum on Security Assurances for Ukraine sent Kyiv’s nuclear weapons to
Russia to promise that Moscow, the United Kingdom, and the United States would
respect Ukraine’s territorial integrity. The 1997 NATO-Russia Founding Act established
mechanisms for the two parties to collaborate, marking a high point in
cooperation.
But during the
following decade, ties between the two sides deteriorated when Putin came
to power in 2000. The West, meanwhile, grew disenchanted with Moscow after
Russia launched the second Chechen war; grew more
autocratic; invaded Georgia and recognized Abkhazia and South Ossetia as
independent countries in 2008; annexed Crimea in 2014; and then supported
separatists in eastern Ukraine, leading to ongoing war and thousands of deaths.
European security
agreements from the previous two decades began to break down. Russia stopped
implementing the CFE Treaty in 2007. Putin then violated virtually every
European and international security agreement his
Kremlin predecessors signed. The United States stopped meeting its CFE
obligations in 2011, and under former President Donald Trump, pulled out of the
INF and Open Skies treaties, as well. The Vienna Documents today do little to
enhance transparency. The Organization for Security and Cooperation in Europe
(OSCE) - the successor to the CSCE - has become feckless in large measure
because Moscow objects to its efforts to monitor elections
protect human rights.
The world must try if Putin signals a commitment to
negotiate
After decades of
division, it
will be difficult - and maybe impossible - for Russia and the West to
strike any security deals on Europe. They have little faith in each other and
plenty of reasons for suspicion. But given the stakes, the world must try. If Putin signals a commitment to negotiate, Biden
and his European partners should go big. After all, Europe’s security
architecture needs genuine repair and creative renewal.
They should start
with steps toward revamping transparency, which will allow each country to keep
tabs on the other’s activities and better predict each other’s actions. Right
now, Russia, the United States, and Europe have less information about the deployment
of rival soldiers and weapons than ever since the end of the Cold War. A new
grand bargain on European security could commit all signatories to more
frequent monitoring of troop deployments, weapons deployments, and military
exercises. The United States and Russia have learned how to successfully
implement an obtrusive inspections regime from the New START Treaty, limiting
the number of nuclear warheads and delivery vehicles each country can deploy.
New START is one of the few U.S.-Russian deals that still operate, and a
broader agreement could share the treaty’s obligations to short-notice
inspections and close probing of weapon systems. Helsinki 2.0 could allow
Russian inspectors to visit the sites of U.S. missile defenses in Poland and
Romania, and NATO monitors could have similar access to Russia’s Iskander
missiles in Kaliningrad.
Moscow and Washington
could further bolster transparency by rejoining, amending, and modernizing
previously effective agreements, such as the Open Skies Treaty and CFE. To
avoid dangerous miscalculations, both states must also revive the Vienna
Documents. That means Russia and every NATO country should offer specified
notifications about training and impose new limits on the scale and locations
of exercises, especially because exercise preparations can appear very similar
to planning for an actual attack.
Diplomats should also
dust off, modernize, and implement old ideas that never came to fruition.
Russia and the United States failed to implement a 2000 memorandum of agreement
on sharing data about missile launches, known as the Joint Data Exchange Center
(JDEC), because of technicalities and mounting hostilities in U.S.-Russian
relations. But an initiative of its kind between Moscow and NATO or among all
OSCE members would enhance all of Europe’s security (including Russia’s) and
could have better odds of succeeding.
Transparency, of
course, is just one aspect of arms control. After Russia and the West agree to
open their systems for inspections, diplomats will need to turn to the issue of
control itself. They should begin by addressing the most destabilizing forces:
the troops and weapons stationed on or near the Russian border. All sides
should pull these back on a reciprocal and verifiable basis, beginning with the
massive Russian army mobilized around Ukraine today. They should also pull back
their rockets. This may seem like a hard ask of Moscow, but Putin has already
proposed that signatories not deploy land-based intermediate- and short-range
missiles in areas where they can reach other signatories.
Russian commentary has emphasized keeping all such weapons out of
Ukraine. Their demand is reasonable as long as
Moscow places similar restraints on short-range rockets that can hit Kyiv,
Riga, Tallinn, Vilnius, or Warsaw.
The Biden
Administration could also propose some limits on missile defenses in Europe.
Washington could agree to refrain from deploying defense systems on the
continent with capabilities against Russian intercontinental ballistic missiles
in return for limits on Russian missile defenses in the European theater. This
may sound like a big U.S. concession, but it’s not. The U.S. interceptors
currently deployed (SM3s) have no capability against Russian strategic weapons.
The smartest place for interceptors that can defend the U.S. homeland against
Russian or North Korean weapons (the Ground-Based Interceptor, or GBI) is
Alaska, where they are mostly already located.
Negotiators must try
to reduce the overall number of missiles - especially nuclear missiles to
better safeguard the United States and Europe from quick, devastating attacks.
Ideally, Russia and the United States would rejoin and credibly implement the
INF treaty. To do so, Russia would have to agree to include its 9M729 missile
in the agreement. If a complete ban on intermediate-range ground-based
ballistic and cruise missiles in Europe proves impossible, negotiators could at
least prohibit these kinds of rockets from being armed with nuclear warheads.
Although this would be difficult to verify, negotiators should also try to
restrict or ban the deployment of tactical nuclear weapons in Europe (including
Russian territory west of the Ural Mountains).
Diplomats must also
attempt to reduce the amount of conventional weaponry on the continent, going
beyond the original or adapted CFE treaties. If new limits on conventional
weapons prove impossible, negotiators could consider more modest regional
limits, such as in the Baltic or the Black Sea regions. They should try to
place limits in Europe on cluster bombs and cyberweapons, which can target
civilians and critical infrastructure.
That Putin obtain permission
before placing troops
Finally, Western
diplomats must insist again that Putin obtain permission before placing troops
in other countries, which would keep Russia in line with agreements signed by
its previous leaders. Putin will dispute who the
legitimate host nation is in Crimea, Abkhazia, and South Ossetia. But he might
be persuaded to relinquish Russian claims of consent in certain breakaway
regions, such as Transnistria in Moldova and Donetsk and Luhansk in Ukraine if,
in return, NATO allies could drop a demand from the CFE treaty that placed
constraints on Russian troop movements between different regions - or “flanks”
- of Russia. (Of course, this new provision would not mean greenlighting
buildups on the borders of other countries.) Such a deal is unlikely, but
Western diplomats must affirm the principle of host-nation consent.
Throughout the
current crisis, Moscow has argued that every state’s security is connected to
the security of others. In interviews and meetings with his Western
counterparts, Lavrov has repeatedly cited Istanbul and Astana OSCE
declarations, which proclaimed that “the security of each participating State
is inseparably linked to that of all others” and that “each participating State
has an equal right to security.” As part of his draft treaties, Putin proposed
that no signatory “strengthen their security individually, within international
organizations, military alliances or coalitions at the expense of the security
of other Parties.”
The Kremlin is
correct that every state has an equal right to security. But Russia’s behavior
belies Lavrov and Putin’s rhetoric. Moscow has taken many actions “at the
expense of the security of other Parties,” including cyberattacks against
Estonia in 2007; military interventions in Georgia and Ukraine, annexing
Crimea; and supporting a separatist war in Donbas. Putin cites Russian security
concerns to bar Ukraine from joining NATO, but NATO soldiers and operatives
have never killed anyone in Russia. By contrast, Moscow’s troops and
intelligence officers have carried out assassinations in Berlin, London, and
Salisbury. They also attempted to kill one of the most famous European
opposition leaders, Russia's own Alexei Navalny, in the Russian city of Tomsk.
A fixation on
nonstarters - such as Putin’s
demands for a NATO expansion
moratorium or the West’s insistence that Russia withdraws from Crimea - will
make reaching a new security agreement impossible. But negotiators could
progress by focusing on other issues and then embedding intractable problems
into a larger deal. Widening the aperture of the
negotiations could create opportunities for deals that are currently not
available. For instance, if Russia withdraws support for the so-called
separatists in Donbas, the United States could commit to not installing offensive
missiles in Ukraine and not deploying missile defenses in Europe that can
intercept Russian weapons. That kind of trade is not available through the
Normandy Format assigned to negotiate a Moscow-Kyiv peace settlement, limited
to France, Germany, Russia, Ukraine, and the United Kingdom.
Helsinki 2.0 must
also include new provisions on individual security, human rights, and
noninterference. Most obviously, signatories need to pledge not to
assassinate other European citizens within or outside of their borders. The
deal should also ban kidnapping; Belarus cannot go down jets to arrest
opposition figures. The signatories must all commit to improving their
treatment of refugees. A new deal could also prohibit states from meddling in one another’s elections. That means Moscow
would stop funding or supporting indirectly political parties and candidates in
other countries. Biden could commit to doing the same since the United States
does not do so now.
Individual countries,
however, should not have the right to unilaterally declare that other countries
are threatening their security or meddling in their internal affairs. Russia
cannot claim that a pro-European government in Ukraine is by itself a menace to
Moscow or that U.S. statements defending human rights in Russia are tactics of
regime change against the Kremlin. To sort through the legitimacy of
complaints, the architects of Helsinki 2.0 should try to create an independent
arbitration tribunal that can adjudicate security claims, akin to the World
Trade Organization’s mechanism for trade disputes. In today’s polarized
environment, such a tribunal would not be effective. But it would create an
institution that could establish precedents, build momentum, and perhaps find
value in the future.
Diplomats will not
solve every issue bedeviling relations between Russia and the West in Helsinki
2.0, just as they purposely did not try to resolve all U.S.-Soviet or European
problems in the original Helsinki Accords. The negotiators must be ready to agree
to disagree. To ensure that unresolved disputes do not derail the broader
agreement, diplomats could note them in nonbinding, unilateral side letters.
Writing down disputes may seem counterintuitive, but these letters can signal a
state’s plans should major conditions outlined in the
agreement change. They can also communicate principles to domestic
constituencies that diplomats may need to win ratification. Side letters, for
example, helped the United States and Russia agreed on the New START Treaty in
2010. They gave Washington space to outline its objections to missile defense
constraints and allowed Russia to spell out responses to U.S. missile defense
expansions. In Helsinki 2.0, NATO and other European partners could clarify in
a side letter that they refuse to recognize the annexation of Crimea or the
Georgian regions of Abkhazia and South Ossetia as independent states. Russia
could lay out its objections to NATO expansion.
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