By Eric Vandenbroeck
and co-workers
To Recognize The Stakes
Yesterday, Zelensky made this first trip abroad since the
war began at the cost of a long journey rather than going to Warsaw, Paris, or
London. Zelensky’s visit, however, recalled an earlier visit to Washington that
started 81 years ago Thursday by another leader of a dark, bomb-ravaged nation,
desperate for US help to turn the tide toward victory over totalitarianism,
when British Prime Minister Winston Churchill addressed Congress on December
26, 1941. Zelensky borrowed one of the great statesman’s most significant
lines, presenting himself as the symbol of a nation’s defiance.
While Putin vows to ‘knock down’ US Patriot
missiles supplied to Ukraine, Putin dismisses weapons as outdated.
The US has announced new military assistance to Kyiv,
including the delivery of (something Zelensky repeatedly asked for the past
five months) a Patriot missile battery system, which would need extensive
training initially.
Yet on February 24, 2022, most Americans agreed that
the United States had no vital interests in Ukraine. “If somebody in this town
would claim that we would consider going to war with Russia over Crimea and
eastern Ukraine,” U.S. President Barack Obama said in an interview with The
Atlantic in 2016, “they should speak up.” Few did.
Yet the consensus shifted when
Russia INVADED Ukraine. Suddenly, Ukraine’s fate was
important enough to justify spending billions of dollars in resources and
enduring rising gas prices; enough to expand security commitments in Europe,
including bringing Finland and Sweden into NATO; enough to make the United
States a virtual co-belligerent in the war against Russia, with consequences
yet to be seen. All these steps have so far enjoyed substantial support in both
political parties and among the public. An August poll found that four in ten
Americans support sending U.S. troops to help defend Ukraine if necessary.
However, the Biden administration insists it has no intention of doing so.
Russia’s invasion has changed Americans’ views of
Ukraine, the world, and the United States’ role. For more than a dozen years
before Russia’s invasion and under two different presidents, the country sought
to pare its overseas commitments, including in Europe. A majority of Americans
believed that the United States should “mind its own business internationally
and let other countries get along the best they can on their own,” according to
the Pew Research Center. As pollster Andrew Kohut put it, the American public
felt “little responsibility and inclination to deal with international problems
that are not seen as direct threats to the national interest.” Yet today,
Americans are dealing with two international disputes that do not directly
threaten the “national interest” as commonly understood. The United States has
joined a war against a tremendous aggressive power in Europe and promised to
defend another small democratic nation against a great autocratic power in East
Asia. U.S. President Joe Biden’s commitments to defending TAIWAN if
it is attacked—in “another action similar to what happened in Ukraine,” as
Biden described it—have grown starker since Russia’s invasion. Americans now
see the world as a more dangerous place. In response, defense budgets are
climbing (marginally), economic sanctions and limits on technology transfer are
increasing; and alliances are being shored up and expanded.
History Repeats
The war in UKRAINE has exposed the gap
between how Americans think and talk about their national interests and how
they behave in times of perceived crisis. It is not the first time Americans’
perceptions of their interests have changed in response to events. For more
than a century, the country has oscillated in this way, from periods of
restraint, retrenchment, indifference, and disillusion to periods of almost
panicked global engagement and interventionism. Americans were determined to
stay out of the European crisis after war broke out in August 1914, only to
dispatch millions of troops to fight in World War I three years later. They
were determined to stay out of the burgeoning crisis in Europe in the 1930s,
only to send many millions to fight in the next world war after December 1941.
Then as now, Americans acted not because they faced an
immediate threat to their security but to defend the liberal world beyond their
shores. Imperial Germany had neither the capacity nor the intention to attack
the United States. Even Americans’ intervention in WORLD WAR II was
not a response to a direct threat to the homeland. In the late 1930s and right
up to the Japanese attack on Pearl Harbor, military experts, strategic
thinkers, and self-described “realists” agreed that the United States was
invulnerable to foreign invasion, no matter what happened in Europe and Asia.
Before France’s shocking collapse in June 1940, no one believed the German
military could defeat the French, much less the British with their powerful
navy. The defeat of both was necessary before any attack on the United States
could even be imagined. As the realist political scientist Nicholas Spykman argued, with Europe “three thousand miles away” and
the Atlantic Ocean “reassuringly” in between, the United States' “frontiers”
were secure.
These assessments are ridiculed today, but the
historical evidence suggests that the Germans and the Japanese did not intend
to invade the United States, not in 1941, and most likely never. The Japanese
attack on Pearl Harbor was a preemptive effort to prevent or delay an American
attack on Japan; it was not a prelude to an invasion of the United States, for
which the Japanese had no capacity. Adolf Hitler mused about an eventual German
confrontation with the United States, but such thoughts were shelved once he
became bogged down in the war with the Soviet Union after June 1941. Even if
Germany and Japan ultimately triumphed in their respective regions, there is
reason to doubt, as the anti-interventionists did at the time, that either
would be able to consolidate control over vast new conquests any time soon,
giving Americans time to build the necessary forces and defenses to deter a
future invasion. Even Henry Luce, a leading interventionist, admitted that “as
a pure matter of defense—defense of our homeland,” the United States “could
make itself such a tough nut to crack that not all the tyrants in the world
would dare to come against us.”
President Franklin Roosevelt’s interventionist
policies from 1937 on were not a response to an increasing threat to American
security. What worried ROOSEVELTwas the
potential destruction of the broader liberal world beyond American shores. Long
before either the Germans or the Japanese were in a position to harm the United
States, Roosevelt began arming their opponents and declaring ideological
solidarity with the democracies against the “bandit nations.” He declared the
United States the “arsenal of democracy.” He deployed the U.S. Navy against
Germany in the Atlantic, while in the Pacific, he gradually cut off Japan’s
access to oil and other military necessities.
In January 1939, months before Germany invaded Poland,
Roosevelt warned Americans that “there comes a time in the affairs of men when
they must prepare to defend, not their homes alone, but the tenets of faith and
humanity on which their churches, their governments, and their very
civilization are founded.” In the summer of 1940, he warned not of invasion but
of the United States becoming a “lone island” in a world dominated by the
“philosophy of force,” “a people lodged in prison, handcuffed, hungry, and fed
through the bars from day to day by the contemptuous, unpitying masters of
other continents.” It was these concerns, the desire to defend a liberal world,
that led the United States into a confrontation with the two autocratic great
powers well before either posed any threat to what Americans had traditionally
understood as their interests. The United States, in short, was not just
minding its own business when Japan decided to attack the U.S. Pacific Fleet
and Hitler declared war in 1941. As Herbert Hoover put it at the time, if the
United States insisted on “putting pins in rattlesnakes,” they should expect to
get bitten.
Duty Calls
The traditional understanding of what makes up a
country’s national interests cannot explain the actions the United States took
in the 1940s or what it is doing today in Ukraine. Interests should be about
territorial security and sovereignty, not the defense of beliefs and
ideologies. The West’s modern discourse on interests can be traced to the
sixteenth and seventeenth centuries when first Machiavelli and then
seventeenth-century Enlightenment thinkers, responding to the abuses of
ruthless popes and the horrors of interreligious conflict in the Thirty Years’
War, looked to excise religion and belief from the conduct of international
relations. According to their theories, which still dominate our thinking
today, all states share a common set of primary interests in survival and
sovereignty. A just and stable peace requires that states set aside their
beliefs in the conduct of international relations, respect religious or
ideological differences, forbear from meddling in each other’s internal
affairs, and accept a balance of power among states that alone can ensure
international peace. This way of thinking about interests is often called
“realism” or “neorealism,” It suffuses all discussions of international
relations.
Most Americans largely followed this way of thinking
about the world for the first century of their country's existence. Although
they were a highly ideological people whose beliefs were the foundation of
their nationalism, Americans were foreign policy realists for much of the
nineteenth century, seeing danger in meddling in the affairs of EUROPE.
They were conquering the continent, expanding their commerce, and as a weaker
power in a world of imperial superpowers, they focused on the homeland's
security. Americans could not have supported liberalism abroad even if they had
wanted to, and many did not want to. For one thing, there was no liberal world
out there to support before the middle of the nineteenth century. For another,
as citizens of a half-democracy and half-totalitarian-dictatorship until the
Civil War, Americans could not even agree that liberalism was a good thing at
home, much less in the world.
Then, in the latter half of the nineteenth century,
when the United States became unified as a more coherent liberal nation and
amassed the necessary wealth and influence to impact the broader world,
there was no apparent need to do so. From the mid-1800s on, western Europe,
especially France and the United Kingdom, became increasingly liberal. The
combination of British naval hegemony and the relatively stable balance of power
on the continent provided a liberal political and economic peace from which
Americans benefited more than any other people. Yet they bore none of the costs
or responsibilities of preserving this order. It was an idyllic existence, and
although some “internationalists” believed that growing power should come with
growing responsibility, most Americans preferred remaining free riders in
someone else’s liberal order. Long before modern international relations theory
entered the discussion, a view of the national interest as a defense of the
homeland made sense for a people who wanted and needed nothing more than to be
left alone.
A Fence Painted In Ukrainian Flag Colors
In Washington, D.C., July 2022
Everything changed when the British-led liberal order began
to collapse in the early twentieth century. The outbreak of the WORLD in August 1914 revealed a dramatic shift
in the global distribution of power. The United Kingdom could no longer sustain
its naval hegemony against the rising power of Japan and the United States,
along with its traditional imperial rivals, France and Russia. The balance of
power in Europe collapsed with the rise of a unified Germany. By the end of
1915, it became clear that not even the combined power of France, Russia, and
the United Kingdom would be sufficient to defeat the German industrial and
military machine. A balance of global power that favored liberalism was
shifting toward antiliberal forces.
The result was that the liberal world that Americans
had enjoyed virtually without cost would be overrun unless the United States
intervened to shift the balance of power back in favor of liberalism. It
suddenly fell to the United States to defend the liberal world order that the
United Kingdom could no longer sustain. And it fell to President Woodrow
Wilson, who, after struggling to stay out of the war and remain neutral in
traditional fashion, finally concluded that the United States had no choice but
to enter the war or see liberalism in Europe crushed. American aloofness from
the world was no longer “feasible” or “desirable” when world peace was at stake
and when democracies were threatened by “autocratic governments backed by
organized force,” he said in his war declaration to Congress in 1917. Americans
agreed and supported the war to “make the world safe for democracy,” by which
Wilson did not mean spreading democracy everywhere but meant defending
liberalism where it already existed.
Conflict Of Interests
Americans have struggled to reconcile these
contradictory interpretations of their interests—one focused on the security of
the homeland and one focused on the defense of the liberal world beyond the
United States’ shores. The first conforms to Americans’ preference to be left
alone and avoid the costs, responsibilities, and moral burdens of exercising
power abroad. The second reflects their anxieties as liberal people about
becoming a “lone island” in a sea of militarist dictatorships. The oscillation between
these two perspectives has produced recurring whiplash in U.S. foreign policy
over the past century.
Which is more right, more moral? Which is the better
description of the world, the better guide to American policy? Realists and
most international theorists have consistently attacked the more expansive
definition of U.S. interests as lacking restraint and, therefore, likely to
exceed American capacities and risk a horrific conflict with nuclear-armed
great powers. These fears have never yet proved justified—Americans’ aggressive
prosecution of the Cold War did not lead to nuclear war with the Soviet Union,
and even the wars in Vietnam and Iraq did not fatally undermine American power.
But the core of the realist critique, ironically, has always been moral rather
than practical.
In the 1920s and 1930s, critics of the broader
definition of interests focused not only on the costs to the United States in
terms of lives and treasure but also on what they regarded as the hegemonism
and imperialism inherent in the project. What gave Americans the right to
insist on the security of the liberal world abroad if their security was not
threatened? It was an imposition of American preferences by force. However
objectionable the actions of Germany and Japan might have seemed to the liberal
powers, they, and Benito Mussolini’s Italy, were trying to change an
Anglo-American world order that had left them as “have not” nations. The
settlement reached at Versailles after World War I and the international
treaties negotiated by the United States in East Asia denied Germany and Japan
the empires and even the spheres of influence that the victorious powers got to
enjoy. Americans and other liberals may have viewed German and Japanese
aggression as immoral and destructive of the “world order.” Still, it was,
after all, a system that a superior power had imposed on them. How else could
they change it except by wielding the power of their own?
As the British realist thinker, E. H. Carr argued in the late 1930s, if dissatisfied powers such
as Germany were bent on changing a system that disadvantaged them, then “the
responsibility for seeing that these changes take place . . . in an orderly
way” rested on the upholders of the existing order. The growing power of the
dissatisfied nations should be accommodated, not resisted. And that meant the
sovereignty and independence of some small countries had to be sacrificed. Carr argued that the growth of German power made it
“inevitable that Czechoslovakia should lose part of its territory and
eventually its independence.” George Kennan, then serving as a senior U.S.
diplomat in Prague, agreed that Czechoslovakia was “after all, a central
European state” and that its “fortunes must, in the long run, lie with—and not
against—the dominant forces in this area.” The anti-interventionists warned
that “German imperialism” was being replaced by “Anglo-American imperialism.”
Critics of American support for Ukraine have made the
same arguments. Obama frequently emphasized that Ukraine was more important to
Russia than the United States, and the same could be said of Taiwan and China.
Critics on the left and the right have accused the United States of engaging in
imperialism for refusing to rule out Ukraine’s possible future accession to
NATO and encouraging Ukrainians in their desire to join the liberal world.
There is much truth in these charges. Whether or not
U.S. actions deserve to be called “imperialism,” during World War I and then in
the eight decades from World War II until today, the United States has used its
power and influence to defend and support the hegemony of liberalism. The
defense of Ukraine is a defense of liberal hegemony. When Republican Senator
Mitch McConnell and others say that the United States has a vital interest in
Ukraine, they do not mean it will be directly threatened if Ukraine
falls. They mean that the liberal world order will be threatened if
Ukraine falls.
The Rulemaking
Americans are fixated on the supposed moral
distinction between “wars of necessity” and “wars of choice.” In the rendering
of their history, Americans remember the country being attacked on December 7,
1941, and Hitler’s declaration of war four days later but forget the American
policies that led the Japanese to attack Pearl Harbor and led Hitler to declare
war. In the Cold War confrontation with the Soviet Union, Americans could see
the communists’ aggression and their country’s attempts to defend the “free
world.” Still, they did not recognize that their government’s insistence on
stopping communism everywhere was a form of hegemonism. Americans equated the
defense of the “free world” with the defense of their security. They regarded
every action they took as an act of necessity.
Only when wars have gone poorly, as in Vietnam and
Iraq, or ended unsatisfactorily, as in World War I, have Americans decided,
retrospectively, that those wars were unnecessary and that American security
was not directly at risk. They forget how the world looked to them when they
first supported those wars—72 percent of Americans polled in March 2003 agreed
with the decision to go to war in Iraq. They forget their fears and insecurity
at the time and decide they were led astray by some nefarious conspiracy.
The irony of both the war in Afghanistan and the war
in Iraq is that although in later years they were depicted as plots to promote
democracy and, therefore, as prime examples of the dangers of the more
expansive definition of U.S. interests, Americans at the time were not thinking
about the liberal world order at all. They were thinking only about security.
In the post-9/11 environment of fear and danger, Americans believed that
Afghanistan and Iraq posed a direct threat to American security because their
governments either harbored terrorists or had weapons of mass destruction that
might have ended up in terrorists’ hands. Rightly or wrongly, that was why
Americans initially supported what they would later deride as the “forever
wars.” As with Vietnam, it was not until the fighting dragged on with no
victory that Americans decided that their perceived wars of necessity were, in
fact, wars of choice.
But all United States’ wars have been wars of choice,
the “good” wars, and the “bad” wars, the wars won and the wars lost. Not one
was necessary to defend the United States' direct security; all, in one way or
another, were about shaping the international environment. The Gulf War in
1990–91 and the interventions in the Balkans in the 1990s and Libya in 2011
were all about managing and defending the liberal world and enforcing its rules.
American leaders often discuss defending the
rules-based international order, but Americans do not acknowledge
the hegemonism inherent in such a policy. They do not realize that, as
Reinhold Niebuhr once observed, the rules are a form of hegemony. They are not
neutral but are designed to sustain the international status quo, which for
eight decades has been dominated by the American-backed liberal world. The
rules-based order is an adjunct to that hegemony. If dissatisfied great powers
such as Russia and China abided by these rules for as long as they did, it was
not because they were converts to liberalism or because they were content with
the world as it was or had inherent respect for the rules. It was because the
United States and its allies wielded superior power on behalf of their vision
of desirable world order, and the dissatisfied powers had no safe choice other
than acquiescence.
Reality Sets In
The long period of great-power peace that followed the
Cold War presented a misleadingly moving picture of the world. In times of
peace, the world can appear as international theorists describe it. The leaders
of China and Russia can be dealt with diplomatically at conferences of equals,
enlisted in sustaining a peaceful balance of power because, according to the
reigning theory of interests, the goals of other great powers cannot be
fundamentally different from the United States goals. All seek to maximize
their security and preserve their sovereignty. All accept the rules of the
imagined international order—all spurn ideology as a guide to policy.
The presumption behind all these arguments is that
however objectionable Russian President Vladimir Putin and Chinese President Xi
Jinping might be as rulers, state actors can be expected to behave as all
leaders have always allegedly behaved. They have legitimate grievances about
how the post–Cold War peace was settled by the United States and its allies,
just as Germany and Japan had legitimate grievances about the postwar
settlement in 1919. The further presumption is that a reasonable effort to
accommodate their legitimate grievances would lead to a more stable peace, just
as the accommodation of France after Napoleon helped preserve the peace of the
early nineteenth century. In this view, the alternative to the American-backed
liberal hegemony is not war, autocracy, and chaos but a more civilized and
equitable peace.
Americans have often convinced themselves that other
states will follow their preferred rules voluntarily—in the 1920s,
when Americans hailed the Kellogg-Briand Pact “outlawing” war; in the
immediate aftermath of World War II, when many Americans hoped that the United
Nations would take over the burden of preserving the peace; and again in the
decades after the Cold War, when the world was presumed to be moving
ineluctably toward both peaceful cooperation and the triumph of liberalism. The
added benefit, perhaps even the motive, for such beliefs was that if they were
true, the United States could cease playing the role of the world’s liberal
enforcer and be relieved of all the material and moral costs that entailed.
Yet this lovely picture of the world has periodically
been exploded by the brutal realities of international existence. Putin was
treated as a crafty statesman, a realist, seeking only to repair the injustice
done to Russia by the post–Cold War settlement and with some reasonable
arguments on his side—until he launched the invasion of Ukraine, which proved
not only his willingness to use force against a weaker neighbor but, in the
course of the war, to use all the methods at his disposal to wreak destruction
on Ukraine’s civilian population without the slightest scruple. As in the late
1930s, events have forced Americans to see the world for what it is, and it is
not the neat and rational place that the theorists have posited. No
extraordinary powers behave as the realists suggest, guided by rational
judgments about maximizing security. Like great powers in the past, they act
out of beliefs and passions, anger and resentment. There are no separate
“state” interests, only the interests and beliefs of the people who inhabit and
rule states.
U.S. House Speaker Nancy Pelosi
displaying a pin in Washington, D.C., March 2022
Consider China. Beijing’s evident willingness to risk
war for Taiwan makes little sense in terms of security. No reasoned assessment
of the international situation should cause Beijing’s leaders to conclude that
Taiwan’s independence would pose any threat of attack on the mainland. Far from
maximizing Chinese security, Beijing’s policies toward Taiwan increase the
possibility of a catastrophic conflict with the United States. If China
declared it no longer demanded unification with Taiwan, the Taiwanese and their
American backers would cease trying to arm the island to the teeth. Taiwan
might even disarm considerably, just as Canada remains disarmed along its
border with the United States. But such straightforward material and security
considerations are not the driving force behind Chinese policies. Matters of
pride, honor, and nationalism, along with the justifiable paranoia of an
autocracy trying to maintain power in an age of liberal hegemony—are the
engines of Chinese policies on Taiwan and many other issues.
Few nations have benefited more than China from the
U.S.-backed international order, which has provided markets for Chinese goods,
as well as the financing and the information that has allowed the Chinese to
recover from the weakness and poverty of the last century. Modern China has
enjoyed remarkable security during the past few decades, which was why China
spent little on defense until a couple of decades ago. Yet this is the world
China aims to upend.
Similarly, Putin’s serial invasions of neighboring
states have not been driven by a desire to maximize Russia’s security. Russia
never enjoyed greater security on its western frontier than during the three
decades after the end of the Cold War. Russia was invaded by the west three
times in the nineteenth and twentieth centuries, once by France and twice by
Germany. It had to prepare for the possibility of a western invasion throughout
the Cold War. But at no time since the fall of the Berlin Wall has anyone in
Moscow had reason to believe that Russia faced the possibility of attack by the
West.
That the nations of eastern Europe wished to seek the
security and prosperity of membership in the West after the Cold War may have
been a blow to Moscow’s pride and a sign of Russia’s post–Cold War weakness.
But it did not increase the risk to Russian security. Putin opposed the expansion
of NATO not because he feared an attack on Russia but because that expansion
would make it increasingly difficult for him to restore Russian control in
eastern Europe. Today, as in the past, the United States is an obstacle to
Russian and Chinese hegemony. It is not a threat to Russia’s and China’s
existence.
Far from maximizing Russian security, Putin has
damaged it—and this would have been so even if his invasion had succeeded as
planned. He has done so not for reasons concerning security or economics or any
material gains but to overcome the humiliation of lost greatness, to satisfy
his sense of his place in Russian history, and perhaps to defend a particular
set of beliefs. Putin despises liberalism much as Stalin and Alexander I and
most autocrats throughout history despised it—as a pitiful, weak, even sick
ideology devoted to nothing but the petty pleasures of the individual when
it is the glory of the state and the nation that should have the people’s
devotion and for which they should sacrifice.
Breaking The Cycle
That most Americans should regard such actors as
threatening to liberalism is a sensible reading of the situation, just as it
was sensible to be wary of Hitler even before he had committed any act of
aggression or begun the extermination of the Jews. When great powers with a
record of hostility to liberalism use armed force to achieve their aims,
Americans have generally roused themselves from their inertia, abandoned their
narrow definitions of interest, and adopted this broader view of what is worth
their sacrifice.
This is truer realism. Instead of treating the world
as made up of impersonal states operating according to their logic, it
understands primary human motivations. It understands that every nation has
unique interests peculiar to its history, geography, experiences, and beliefs.
Nor are all interests permanent. Americans did not have the same interests in
1822 that they have two centuries later. And the day must come when the United
States can no longer contain the challengers to the liberal world order.
Technology may eventually make oceans and distances irrelevant. Even the United
States itself could change and cease being a liberal nation.
But that day has yet to arrive. Despite frequent
assertions to the contrary, the circumstances that made the United States the
determining factor in world affairs a century ago persist. Just as two world
wars and the Cold War confirmed that would-be autocratic hegemons could not
achieve their ambitions as long as the United States was a player, so Putin has
discovered the difficulty of accomplishing his goals as long as his weaker
neighbors can look for virtually unlimited support from the United States and
its allies. There may be a reason to hope that Xi also feels the time is not
suitable to challenge the liberal order directly and militarily.
The bigger question, however, has to do with what
Americans want. Today, they have been roused again to defend the liberal world.
It would be better if they had been roused earlier. Putin spent years probing
to see what the Americans would tolerate, first in Georgia in 2008, then in
Crimea in 2014, all the while building up his military capacity (not well, as
it turns out). The cautious American reaction to both military operations and
Russian military actions in Syria convinced him to press forward. Are we better
off today for not having taken the risks then?
“Know thyself” was the advice of the ancient
philosophers. Some critics complain that Americans have not seriously debated
and discussed their policies toward either Ukraine or Taiwan, and that panic
and outrage have drowned out dissenting voices. The critics are right.
Americans should have a frank and open debate about what role they want the
United States to play in the world.
The first step, however, is to recognize the stakes.
The natural trajectory of history in the absence of American leadership has
been perfectly apparent: it has not been toward a liberal peace, a stable
balance of power, or the development of international laws and institutions.
Instead, it leads to the spread of dictatorship and continual great-power
conflict. That is where the world was heading in 1917 and 1941. Should the
United States reduce its involvement in the world today, the consequences for
Europe and Asia are easy to predict. Great-power conflict and dictatorship have
been the norm throughout human history, the liberal peace a brief aberration.
Only American power can keep the natural forces of history at bay.
In November 2022, General Mark Milley,
chairman of the U.S. Joint Chiefs of Staff, sent shockwaves through Western
capitals when he declared that the war in Ukraine was unwinnable by purely
military means. Milley suggested that Ukraine is now
in a position of strength and that this winter might be the moment to consider
peace talks with Russia. He also recalled World War I, when the adversaries’
refusal to negotiate led to millions of additional deaths, suggesting that
failure to “seize” the moment could lead to significantly more human
suffering. His remarks challenged not only the position of Kyiv but also
many of its Western backers, including Poland, the Baltics, North America, and
the United Kingdom, which have endorsed Ukraine’s pursuit of complete military
victory. As Estonian Prime Minister Kaja Kallas argues in Foreign Affairs, “The
only path to peace is to push Russia out of Ukraine.” She concludes that
Russia’s defeat, Ukrainian membership in NATO, the trial of Russia’s political
and military leadership for war crimes, and the payment of damages are
essential to peace. Ukrainian President Volodymyr Zelensky’s ten-point peace
plan unveiled in November takes the same approach.
If Milley’s comments were
controversial, they pointed to a more significant problem with seeking complete
victory. Complete victory could require a very long WAR,, and it
would also mean that its ultimate duration would depend on political factors
beyond the West’s control. For those calling for complete victory, the
West must keep supplying Ukraine with the weapons and resources to continue
fighting, wait for Russia to lose, and, ideally, for Putin to go.
But a grinding war of attrition has already been
hugely damaging for Ukraine, the West, and Russia. Over six million Ukrainians have
been forced to flee, the Ukrainian economy is in freefall, and the widespread
destruction of the country’s energy infrastructure threatens a humanitarian
catastrophe this winter. Even now, Kyiv is on financial life support,
maintaining its operations only through billions of dollars of aid from the
United States and Europe. The energy costs in Europe have risen dramatically
because of the disruption of usual oil and gas flows. Meanwhile, despite
significant setbacks, Russian forces have regrouped and have not collapsed. The
best plausible outcome for Ukraine would be the retreat of Russian forces to
the lines of control that existed before the February 2022 invasion. But even
if the Russians are swept back to the status quo ante, many Ukrainians fear that
Moscow will retrench and regroup, waiting for the next opportunity to invade.
It is unclear whether military deterrence would be enough to secure the
resulting peace.
Then, what is needed is a coherent political plan to
end the suffering and reassure Ukrainians that Russia will not begin a new war
at the earliest opportunity, even if PUTIN remains in power. That
will require the Russians to accept a defeat and the Ukrainians to accept that
complete victory may be unobtainable. But suppose those goals are to be
achieved. In that case, Western populations will need to accept the end of
Russia’s pariah status and its “return to Europe” while providing credible
security assurances to Kyiv. In other words, the West must formulate a central
policy vision that obviates the desire of Ukraine and its staunchest supporters
to have Russia smashed and neutralized. If the United States and its partners
fail to lay out such a plan, the chances for Milley’s
scenario will grow a
war of attrition, the danger of escalation and catastrophe, and a troubled
aftermath to the war.
Russian Resilience
Although it lacks the broad and deep support that
Ukraine has received from its partners and allies, Russia is stronger than many
would have predicted. Its army, economy, and leader all seem stable. Through
repeated defeats that have dispirited the Russian military, it has survived.
The coming winter will be a crucial test of the Russian army’s ability to
endure, but military experts do not predict its collapse. Many more defeats and
retreats would be needed to change this assessment.
The same is true of Russia’s economy. Many confidently
predicted that Russian trade and industry would be crushed by the weight of
sanctions imposed by Western governments. Such extreme economic pressure, it
was suggested, could be sufficient to force Moscow to withdraw from Ukraine.
But economic pressure is rarely enough to end a war. Russia’s economy has
shrunk in 2022, but by just three percent, significantly less than some had
predicted, and its financial system has proved sustainable and
macroeconomically stable. Russia is cut off from many Western supply chains,
but it has an extremely large current account surplus, which allows the
country’s companies and government to find much of what they need elsewhere.
During the COLD WAR, sanctions did not force Moscow to withdraw from
Eastern Europe; today, they are unlikely to force Russia to withdraw from
Ukraine. The price cap on Russian oil set by the G-7 in early December may hit
Russia’s import revenues, but even Western optimists are uncertain how
effective it will be. If, despite Western pressure, Russia’s war machine
remains funded and equipped, the result will be a bloody stalemate.
As the main architect of this war, Putin is also aware
of the potential consequences of defeat. His misreading of the history of
Ukraine and Russia led him to assume that his invasion would experience quick
success. But although Putin may misunderstand the origins of the Ukrainian
nation, his grasp of the important lessons of the twin collapses of the Russian
and Soviet states is strong. The Russian Empire fell in 1917 when its ruler,
Tsar Nicholas II, abdicated. The Soviet state collapsed after President Mikhail
Gorbachev’s military and security leaders betrayed him, and he lost control of
the capital. Putin has ensured that he remains in firm control of the military,
the security services, and the Russian population. The capital is calm and
well-fed, and the Kremlin has ensured that no army of unhappy conscripts is
stationed nearby, as was the case in March 1917. Instead, those who might have
led a revolution have fled abroad, while rebellions in Dagestan or
Buryatia—poor and remote areas in the Caucasus and Siberia, respectively—could
be managed.
Most Russians support the Russian government and are
not ready to accept defeat. Many regards Crimea and its stronghold of
Sevastopol as worth fighting for. And for many, Putin remains the guarantor of
Russian sovereignty and stability. To ELITE and even many
ordinary Russians, the outcome that the Ukrainians and their backers dream
of—the defeat of the Russian army and the downfall of Putin—is a political
nightmare, threatening economic chaos and lawlessness.
Given this complicated dynamic within RUSSIA, it
is unlikely that military defeats can be enough to make the Kremlin sue for
peace. But the West’s current approach to letting the war continue, though
morally satisfying and politically popular, is risky. It subjects Ukrainians to
the continual horrors of conflict. The death toll and financial cost of
fighting will continue to rise. It feeds Putin’s narrative that Russia is in an
existential battle with the West, and it encourages Russian nationalists’
belief that Russia must either win or perish. Western denunciations of Russia’s
war crimes will not be enough to change Russian minds. Although increasing
numbers of Russians no longer trust their government and media, they do not
trust their Western counterparts.
Today, those Russian elites who mistrust the West's
intentions and Putin’s may regard the prospect of peace as worse than the
continuation of the war. Ordinary Russians may agree: they have accepted their
government’s explanation that Western sanctions were imposed to crush the
Russian people. Western commentators have fueled this view by arguing that the
Russians must be punished for what their country has done to Ukraine. Those
Russians with access to the Western media on the Internet do not accept that
Russia is a “terrorist state” or an “imperialist nation.” Russian elites and
ordinary Russians believe it is in their best interests to rally around the
flag.
Of course, political change in an autocratic system
can be quick and complete. The power of Russia’s aging dictator rests on sowing
and maintaining fear, apathy, cynicism, and mistrust among the country’s
elites. With more Russian defeats and further mobilization, millions of
Russians may begin to blame Putin, just as their predecessors blamed Tsar
Nicholas and Gorbachev. Combined with a crisis of morale, apathy, and exhaustion
among the troops, such a shift in public opinion could generate a political
crisis. It would be when Russian political elites would have to decide whether
to compromise with the West or fight to the end.
Map And Carrots
In November 1918, U.S. President Woodrow Wilson’s
Fourteen Points convinced Germany’s leadership that they would be fairly dealt
with and persuaded them to accept an armistice. This compromise
ended WORLD WAR I. The weakness of the German army and its leaders'
realization that Germany had lost the war increased the attractiveness of
Wilson's proposals. Rather than allow the remnants of their forces to be
annihilated and their country invaded, they accepted Wilson’s terms that
promised not to punish Germany. This is the approach that the West must follow
today. The West must be prepared to offer a map for the Russian elites and
general population, outlining how they can end their isolation, free themselves
of sanctions, and remove their pariah status.
This map should begin by explaining the risks of
continuing the war. It should make clear that Russia cannot win. Ukraine’s
Western-supplied military equipment is superior, and its forces are determined.
If Moscow keeps fighting, it will sustain more defeats and casualties and place
itself in increasing danger of calamitous and violent collapse. The plan must
gently explain that Russia's future will be one of economic degradation; it
risks becoming a weakened dependence on China. By accepting that it must end the
war, the Russian government will spare itself the humiliation of a larger
unraveling.
Then the map must outline the gains Russia will make
if it chooses the path of de-escalation. Specific content will have to be
determined through discussion, but some elements are apparent. First, a pledge
that Russia’s sovereignty and integrity will be respected after a peace
settlement with Ukraine. As unlikely as it may sound today, a framework other
than NATO should be convened to ensure Russia’s place in Europe’s
security architecture. Revisiting Gorbachev’s vision of “a common European
home,” marked by rapprochement rather than deterrence, and dismissed by both
the West and Russia today, is necessary. Second, the map must affirm that
Western governments will recognize and respect Russia’s leadership, provided
Moscow rigorously obeys the UN Charter and international law and honors
Russia’s international treaties, agreements, and commitments. Third, the West
should lay out a timetable for returning Russia’s frozen financial assets after
demands for demilitarization and withdrawal are met. Finally, the map must
declare that, after the war's end, all international economic obstacles will be
removed.
Until now, the West has used only sticks to coerce
Russia to stop the war. The map must include some carrots, as well. The road to
a peaceful settlement should be linked to gradually lifting sanctions. But the
giant carrot is international legitimacy. The West will have to grant
international recognition to some people and groups that constitute part of
today’s regime. The Russian side at future peace talks will not consist of
democrats, antiwar activists, and leaders in exile. Members of the military and
the Russian bureaucracy will inevitably sit at the negotiating table. Providing
at least some Russian leaders who will opt for peace with a choice between The
Hague tribunal and the chance to create a new peaceful Russia would be a
powerful stimulus for the road to peace and an end to the war.
Selling Peace
A vision for a postwar Russia should be aligned with a
Western vision of a postwar Ukraine without diluting the boundary between an
aggressor and a victim. Though Western populations will take some convincing,
persuading Ukraine to agree on the map and the carrots for Russia will be
challenging. Zelensky’s plan focuses on justice and
retribution for Ukraine; it is about coercing Russia to comply. Ukraine and its
eastern allies do not want to let Russia off the hook and oppose any security
guarantees to Moscow. They will demand peace terms be announced only after
Russia accepts its defeat and perhaps even after Putin is gone. The U.S.
government and other Western powers must explain that such a fundamental
approach will prolong the fighting and Ukraine’s suffering. Publicizing a map
toward negotiations now, while Putin continues his barbaric war and millions of
Ukrainians suffer, does not constitute appeasement of Russia or condone
Moscow’s aggression. On the contrary, it would be a prudent, strategic, and
realist political move by the West and Ukraine to address the growing number of
Russians who prefer peace but abhor a choice between war and defeat.
Crimea is a problem. Ukrainians are determined to
recapture the peninsula, which they regard, justifiably, as stolen Ukrainian
territory and a beachhead for Russian aggression. The West, however, has
serious reasons to fear that Putin would do whatever it takes to prevent the
fall of Crimea. The peninsula is the greatest obstacle to any talks between
Moscow and Kyiv. An explicit Western demand to return Crimea as a precondition
for peace talks will only rally more Russians to the side of war. Sometimes it
is a wise strategy to leave an intractable subject for future negotiations.
The longer this war continues, the worse its
consequences. World War I toppled great empires and dynasties across Europe,
sowed the seeds of WORLD WAR II , and led directly to the rise of
Mussolini and Hitler. Historic feuds between Germany and France over
Alsace-Lorraine and between Serbia and Croatia over Bosnia led to lethal
consequences for both sides. The wounds of these conflicts took generations to
heal.
Before February 24, 2022, most Americans agreed
that the United States had no vital interests in Ukraine. “If somebody in this
town would claim that we would consider going to war with Russia over Crimea
and eastern Ukraine,” U.S. President Barack Obama said in an interview
with The Atlantic in 2016, “they should speak up.” Few did.
Yet the consensus shifted when
Russia INVADED Ukraine. Suddenly, Ukraine’s fate was
important enough to justify spending billions of dollars in resources and
enduring rising gas prices; enough to expand security commitments in Europe,
including bringing Finland and Sweden into NATO; enough to make the United
States a virtual co-belligerent in the war against Russia, with consequences
yet to be seen. All these steps have so far enjoyed substantial support in both
political parties and among the public. An August poll found that four in ten
Americans support sending U.S. troops to help defend Ukraine if necessary.
However, the Biden administration insists it has no intention of doing so.
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