By Eric Vandenbroeck and co-workers
Putin's
language of the empire
In April 2019, referring to Putin's 2014 invasion of Ukraine, we
presented a factional history of Ukraine rebuffing Putin’s claim that
most of Ukraine “was given” to Russia.
Ironically, Putin himself said in October 2014, “In 1954, Khrushchev transferred Crimea to Ukraine hence once the Soviet
Union fell apart at the end of 1991, Crimea became part of an independent
Ukraine.
When Putin denies the reality of the Ukrainian state, this is
rhetorical preparation for destroying it, and speaking the familiar
language of the empire.
Empire’s story divides subjects from objects. As the philosopher Frantz
Fanon argued, colonizers, see themselves as actors with purpose and the
colonized as instruments to realize the imperial vision. Putin took a
pronounced colonial turn when returning to the Presidency a decade ago. In 2012,
he described Russia as a “state-civilization,” which by its nature absorbed
smaller cultures such as Ukraine’s. The following year, he claimed that
Russians and Ukrainians were joined in “spiritual unity.” In an extended essay on “historical
unity,” published last July, he argued that Ukraine and Russia were a single
country bound by a shared origin. His vision is of a broken world that must be
restored through violence. Russia becomes itself only by annihilating Ukraine.
As the objects of this rhetoric and the war of destruction that it
sanctions, Ukrainians grasp all of this. Of course, Ukraine does have a
history, and Ukrainians do constitute a nation. But empire enforces objectification
on the periphery and amnesia at the center. Thus modern Russian imperialism
includes memory laws that forbid serious
discussion of the Soviet past. It is illegal for Russians to apply the word
“war” to the invasion of Ukraine. It is also illegal to say that Stalin began the Second
World War as Hitler’s ally and used much the to integrate Poland as Putin is
using to attack Ukraine. In February, when the invasion began, Russian
publishers were ordered to purge mentions of Ukraine from textbooks.
Faced with the Kremlin’s official mixture of fantasy and taboo, the
temptation is to prove the opposite: that it is Ukraine rather than Russia that
is eternal, that it is Ukrainians, not Russians, who are always right, and so
on. Yet Ukrainian history gives us something
more interesting than a mere counter-narrative to the empire. We can find
Ukrainian national feelings at a very early date. In contemporary Ukraine,
though, the nation is not so anti-colonial, a rejection of a particular
imperial power, as post-colonial, the creation of something new.
Southern Ukraine, where Russian troops are now besieging cities
and bombing
hospitals, was well known to the ancients. In the founding myth of Athens, the
goddess Athena gives the city the gift of the olive tree. The citStalin made Crimea ethnic Russian strongholdStalin
made Crimea ethnic Russian stronghold ports on the Black Sea coast. The Greeks
knew the coast, but not the hinterland, where they imagined mythical creatures
guarding fields of gold and ambrosia. Here already was a colonial view of
Ukraine: a land of fantasy, where those who take have the right to dream.
The city of Kyiv did not exist in ancient times, but it is very
old—about half a millennium older than Moscow. It was probably founded in the
sixth or seventh century, north of any territory seen by Greeks or controlled
by Romans. Islam was advancing, and Christianity was becoming European. The
Western Roman Empire had fallen, leaving a form of Christianity subordinate to
a pope. The Eastern (Byzantine) Empire remained, directing what we now call the
Orthodox Church. As Rome and Constantinople competed for converts, people east
of Kyiv converted to Islam. Kyivans spoke a Slavic
language with no writing system and practiced paganism without idols or
temples.
Putin’s vision of “unity” relates to baptism in this setting. In the
ninth century, a group of Vikings known as the Rus arrived in Kyiv. Seeking a
southbound route for their slave trade, they found the Dnipro River, which runs
through the city. Their chieftains then fought over a patchwork of territories
in what is now Ukraine, Belarus, and the northeast of Russia—with Kyiv always
as the prize. In the late tenth century, a Viking named Valdemar took the city
with the help of a Scandinavian army. He was initially governed as a pagan.
But, around 987, when the Byzantines faced an internal revolt, he sensed an
opportunity. He came to the emperor’s aid and received his sister’s hand in
marriage. In the process, Valdemar converted to Christianity.
Putin claims that this messy sequence of events reveals the will of God
to bind Russia and Ukraine forever. The will of God is easy to misunderstand;
in any case, modern nations did not exist at the time, and the words “Russia”
and “Ukraine” had no meaning. Valdemar was typical of the pagan Eastern
European rulers of his day, considering multiple monotheistic options before
choosing the one that made the most strategic sense. “Rus” no longer meant
Viking slavers but a Christian polity. Its ruling family now intermarried with
others, and the local people were treated as subjects to be taxed rather than
as bodies to be sold.
Yet no rule defined who would take power after a Kyivan
ruler’s death. Valdemar took a Byzantine princess as his wife, but he had half
a dozen others, not to mention a harem of hundreds of women. When he died in
1015, he had imprisoned one of his sons, Sviatopolk,
and was making war upon another, Yaroslav. Sviatopolk was freed after his father’s death and killed
three of his brothers, but he was defeated on the battlefield by Yaroslav. Other sons entered the fray, and Yaroslav didn’t rule alone until 1036. The succession had
taken twenty-one years. At least ten other sons of Valdemar had died in the
meantime.
These events do not reveal a timeless empire, as Putin claims. But they
do suggest the importance of a succession principle, a theme very important in
Ukrainian-Russian relations today. The Ukrainian transliteration of “Valdemar”
is “Volodymyr,” the name of Ukraine’s President. In Ukraine, power is
transferred through democratic elections: when Volodymyr Zelensky won the 2019
Presidential election, the sitting President accepted defeat. The
Russian transliteration of the same name is “Vladimir.” Russia is brittle:
it has no
succession principle, and it’s unclear what will happen when Vladimir
Putin dies or is forced from power. The pressure of mortality confirms imperial
thinking. An aging tyrant, obsessed by his legacy, seizes upon a lofty illusion
that seems to confer immortality: the “unity” of Russia and Ukraine.
In the Icelandic sagas, Yaroslav is
remembered as the Lame; in Eastern Europe, he is the Wise, the giver of laws.
Yet he did not solve the problem of succession. Following his reign, the lands
around Kyiv fragmented again and again. In 1240, the city fell to the Mongols;
later, the Grand Duchy of Lithuania claimed most of the old Rus, then the
largest state in Europe. Lithuania borrowed the grammar of politics and a good
deal of law. For a couple of centuries, its grand dukes also ruled Poland. But,
in 1569, after the Lithuanian dynasty died out, a Polish-Lithuanian
commonwealth was formalized, and the territories of Ukraine were placed under
Polish jurisdiction.
This was a crucial change. After 1569, Kyiv was no longer a source of
law but an object of it—the archetypal colonial situation. It was colonization
that set off Ukraine from the former territories of Rus, and its manner
generated qualities still visible today: suspicion of the central state,
organization in crisis, and the notion of freedom as self-expression, despite a
powerful neighbor.
During the sixteenth and seventeenth centuries, all the forces of
Europe’s globalization seemed to bear down on Ukraine. Polish colonization
resembled and, in some measure,, enabled the European colonization of the wider
world. Polish nobles introduced land-management practices—along with land
managers, most of whom were Jewish—that allowed the establishment of profitable
plantations. Local Ukrainian warlords rushed to imitate the system and adopted
elements of Polish culture, including Western Christianity and the Polish
language. In an age of discovery, enserfed peasants labored for a world market.
Ukraine’s colonization coincided with the Renaissance and a spectacular
Polish culture flowering. Like other Renaissance thinkers, Polish scholars in
Ukraine resuscitated ancient knowledge and sometimes overturned it. It was a
Pole, Copernicus, who undid the legacy of Ptolemy’s “Almagest” and confirmed that the
Earth orbits the sun. Another Pole, Maciej of Miechów,
corrected Ptolemy’s “Geography,” clearing Ukrainian maps
of gold and ambrosia. As in ancient times, however, the tilling of the black
earth enabled tremendous wealth, raising the question of why those who labored
and those who profited experienced such different fates.
The Renaissance considered questions of identity through language.
Across Europe, there was a debate as to whether Latin, now revived, was
sufficient for the culture or whether vernacular spoken languages should be elevated
for the task. In the early fourteenth century, Dante answered this
question in favor of Italian; English, French, Spanish, and Polish writers
created other literary languages by codifying local vernaculars. In Ukraine,
literary Polish emerged victorious over the Ukrainian vernacular, becoming the
language of the commercial and intellectual élite. In a way, this was typical:
Polish was a modern language, like English or Italian. But it was not the local language
in Ukraine. Ukraine’s answer to the language question was deeply colonial,
whereas it could be seen as broadly democratic in the rest of Europe.
The Reformation brought a similar result: local élites converted to
Protestantism and then Roman Catholicism, alienating them further from an
Orthodox population. The convergence of colonization, the Renaissance, and the
Reformation was specific to Ukraine. By the sixteen-forties, the few large landholders
generally spoke Polish and were Catholic, and those who worked for them spoke
Ukrainian and were Orthodox. Globalization generated differences and
inequalities that pushed the people to rebel.
Ukrainians on the battlefield today rely on no fantasy of the past to
counter Putin’s. If there is a precursor that matters to them, it is the
Cossacks, a group of free people who lived on the far reaches of the Ukrainian
steppe, making their fortress on an island in the middle of the Dnipro. Having
escaped the Polish system of landowners and peasants, they could choose to be
“registered Cossacks,” paid for their service in the Polish Army. Still, they
were not citizens, and more of them wished to be registered than the
Polish-Lithuanian parliament would allow.
The rebellion began in 1648 when an influential Cossack, Bohdan Khmelnytsky, saw his lands seized and his son attacked by a
Polish noble. Finding himself beyond the protection of the law, Khmelnytsky turned his fellow Cossacks toward revolt
against the Polish-speaking, Roman Catholic magnates who dominated Ukraine. The
accumulated cultural, religious, and economic grievances of the people quickly
transformed the revolt into something very much like an anti-colonial uprising,
with violence directed not only against the private armies of the magnates but
against Poles and Jews generally. The magnate's reprisals against peasants and
Cossacks, impaling them on stakes. The Polish-Lithuanian cavalry fought what
had been their own Cossack infantry. Each side knew the other very well.
In 1651, the Cossacks, realizing that they needed help, turned to an
Eastern power, Muscovy, about which they knew little. When Kyivan
Rus collapsed, most of its lands had been absorbed by Lithuania, but some of
its northeastern territories remained under the dominion of a Mongol successor
state. In a new city called Moscow, leaders known as tsars had begun an
extraordinary period of territorial expansion, extending their realm into
northern Asia. In 1648, the year that the Cossack uprising began, a Muscovite
explorer reached the Pacific Ocean.
The war in Ukraine allowed Muscovy to turn its attention to Europe. In
1654, the Cossacks signed an agreement with representatives of the tsar. The
Muscovite armies invaded Poland-Lithuania from the east; soon after, Sweden
invaded from the north, setting off the crisis that Polish history remembers as
“the Deluge.” Peace was eventually made between Poland-Lithuania and Muscovy in
1667, and Ukraine was divided more or less down the middle, along the Dnipro.
After a thousand years of existence, Kyiv was politically connected to Moscow
for the first time.
The Cossacks were something like an early national movement. The
problem was that their struggle against one colonial power enabled another. In
1721, Muscovy renamed the Russian Empire about old Rus. Poland-Lithuania never
really recovered from the Deluge and was partitioned out of existence between
1772 and 1795. Russia thereby claimed the rest of Ukraine—everything but a
western district known as Galicia, which went to the Habsburgs. Around the same
time, in 1775, the Cossacks lost their status. They did not gain the political
rights they had wanted, nor did the peasants who supported them gain control of
the black earth. Polish landowners remained in Ukraine, even as state power
became Russian.
Whereas Putin’s story of Ukraine is about destiny, the Ukrainian
recollection of the Cossacks is about unfulfilled aspirations. The country’s
national anthem, written in 1862, speaks of a young people whom fate has yet to
smile but will one day prove worthy of the “Cossack nation.”
The nineteenth century was the age of national revivals. When the
Ukrainian movement began in imperial Russian Kharkov—today Kharkiv, and mainly in ruins—the
focus was on the Cossack legacy. The next move was to locate history in the
people as an account of continuous culture. At first, such efforts did not seem
threatening to imperial rule. But, after the Russian defeat in the Crimean War,
in 1856 and the insult of the Polish uprising of 1863 and 1864,
Ukrainian culture was declared not to exist. It was often deemed an invention
of Polish élites—an idea Putin endorsed in his essay on “historical unity.”
Leading Ukrainian thinkers emigrated to Galicia, where they could speak freely.
The First World War brought the principle of self-determination, which
promised a release from imperial rule. It was often used to rescue old empires
or build new ones in practice. The Ukrainian National Republic was established
in 1917, as the Russian Empire collapsed into revolution. In 1918, in return
for a promise of foodstuffs, the country was recognized by Austria and
Germany. Woodrow Wilson championed self-determination, but his victorious
entente ignored Ukraine, recognizing Polish claims instead. Vladimir Lenin
invoked the principle, though he meant only that the exploitation of national
questions could advance the class revolution. Ukraine soon found itself at the
center of the Russian civil war, in which the Red Army, led by the Bolsheviks,
and the White Army, fighting for the defunct empire, both denied Ukraine’s right
to sovereignty. In this dreadful conflict, which followed four years of war,
millions of people died, tens of thousands of Jews.
Though the Red Army ultimately prevailed, Bolshevik leaders knew that
the Ukrainian question had to be addressed. Putin claims that the Bolsheviks
created Ukraine, but the truth is the opposite. The Bolsheviks destroyed the
Ukrainian National Republic. Aware that Ukrainian identity was real and
widespread, they designed their new state to account for it. It was largely thanks
to Ukraine that the Soviet Union took the form it did as a federation of units
with national names.
The failure of self-determination in Ukraine was hardly unique. Almost
all of the new states created after the First World War were destroyed, within
about two decades, by Nazi Germany, the Soviet Union, or both. In the political
imaginations of both regimes, Ukraine was the territory whose possession would
allow them to break the postwar order and transform the world in their image.
As in the sixteenth century, it was as if all the forces of world history were
concentrated on a single country.
Stalin spoke of internal colonization, in which peasants would be
exploited so that the Soviet economy could imitate—and then
overtake—capitalism. His policy of collective agriculture, in which land was
seized from farmers, was particularly unwelcome in Ukraine, where the
revolution had finally gotten rid of the (still predominantly Polish)
landholders. Yet the black earth of Ukraine was central to Stalin’s plans, and he
moved to subdue it. In 1932 and 1933, he enforced a series of policies that led
to around four million people dying of hunger or related disease. Soviet
propaganda blamed the Ukrainians, claiming that they were killing themselves to
discredit Soviet rule—a tactic echoed today by Putin.
Europeans who tried to
organize famine relief were dismissed as Nazis.
The actual Nazis saw Stalin’s famine as a sign that Ukrainian
agriculture could be exploited for another imperial project: their own. Hitler
wanted Soviet power overthrown, Soviet cities depopulated, and the whole
western part of the country colonized. His vision of Ukrainians was intensely
colonial: he imagined that he could deport and starve them by the millions and
exploit the labor of whoever remained. Hitler’s desire for Ukrainian land
brought millions of Jews under German control. In this sense, colonial logic
about Ukraine was a necessary condition for the Holocaust.
Between 1933 and 1945, Soviet and Nazi colonialism made Ukraine the most
dangerous place globally. More civilians were killed in Ukraine, in acts of
atrocity, than anywhere else. That reckoning doesn’t even include soldiers:
more Ukrainians died fighting the Germans, in the Second World War, than
French, American, and British troops combined.
The central conflict of the war in Europe was the German-Soviet
struggle for Ukraine, which took place between 1941 and 1945. But, when the war
began in 1939, the Soviet Union and Germany were de-facto allies and jointly
invaded Poland. At the time, what is now western Ukraine was southeastern
Poland. A small group of Ukrainian nationalists there joined the Germans,
understanding that they would seek to destroy the U.S.S.R. When it became clear
that the Germans would fail, the nationalists left their service, ethnically
cleansed Poles in 1943 and 1944, and then resisted the Soviets. In Putin’s
texts, they figure as timeless villains, responsible for Ukrainian differences
generally. The irony, of course, is that they emerged thanks to Stalin’s much
grander collaboration with Hitler. In a brutal counter- insurgency, and today
Ukraine’s far-right polls at one to two percent. Meanwhile, the Poles, whose
ancestors were the chief victims of Ukrainian nationalism, have admitted nearly three million
Ukrainian refugees, reminding us that there
are other ways to handle history than stories of eternal victimhood.
After the war, western Ukraine was added to Soviet Ukraine, and the
republic was placed under suspicion precisely because it had been under German
occupation. A manufactured allocation of guilt justified new restrictions on
Ukrainian culture. This circular logic—we punish you; therefore, you must be
guilty—informs Kremlin
propaganda today. Russia’s foreign minister, Sergey
Lavrov, has argued that Russia had to invade Ukraine because
Ukraine might have started a war. Putin, who has said the same, draws on
Stalin’s rhetoric. We are to understand that the Soviet victory in the Second
World War left Russians forever pure and Ukrainians eternally guilty. At the
funerals of Russian soldiers, grieving parents are told that their sons were
fighting Nazis.
The history of the colonization of Ukraine, like the history of troubling
and divisive subjects in general, can help us get free of myths. The past
delivers several strands of colonial rhetoric to Putin, which he has combined
and intensified. It also leaves us vulnerable to a language of exploitation:
whenever we speak of “the Ukraine” instead of “Ukraine,” pronounce the
capital city in the Russian style, or act as if Americans
can tell Ukrainians when and how to make peace, we are continuing imperial
rhetoric by partaking in it.
Ukrainian national rhetoric is less coherent than Putin’s imperialism
and, therefore, more credible and more human. Independence arrived in 1991 when
the U.S.S.R was dissolved. Since then, the country’s politics have been marked
by corruption and inequality but also by a democratic spirit that has grown in
tandem with national self-awareness. In 2004, an attempt to rig the election
was defeated by a mass movement. In 2014, millions of Ukrainians protested a
President who retreated from the E.U. The protesters were massacred, the
President fled, and Russia invaded Ukraine for the first time. Again and again,
Ukrainians have elected Presidents who seek reconciliation with Russia; again
and again, this has failed. Zelensky is an extreme case: he ran on a peace
platform, only to be greeted with an invasion.
Ukraine is a post-colonial country that does not define itself against
exploitation so much as accept, and sometimes even celebrates, the
complications of emerging from it. Its people are bilingual, and its soldiers
speak the language of the invader and their own. The war is fought in a
decentralized way, dependent on the solidarity of local communities.
These communities are diverse, but together they defend the notion of Ukraine
as a political nation. Something is heartening in this. The model of the
country as a mini-empire, replicating inequalities on a smaller scale, and
aiming for a homogeneity that is confused with identity, has worn itself out.
If we have democratic states in the twenty-first century, they will have to
accept some of the complexity that is taken for granted in Ukraine.
The contrast between an aging empire and a new kind of nation is
captured by Zelensky, whose simple presence makes Kremlin ideology seem
senseless. Born in 1978, he is a child of the U.S.S.R. and speaks Russian with
his family. A Jew, he reminds us that democracy can be multicultural. He does
not so much answer Russian imperialism as exists alongside it, as though
hailing from some wiser dimension. He does not need to mirror Putin; he needs
to show up. Every day, he affirms his nation by what he says and does.
Ukrainians assert their nation’s existence through simple acts of
solidarity. They are not resisting Russia because of some absence or some
difference, because they are not Russians or opposed to Russians. What is to be
fought is elemental: the threat of national extinction represented by Russian
colonialism, a war of destruction expressly designed to resolve “the Ukrainian
question.” Ukrainians know that there is no question to be answered, only a
life to be lived and, if needed, to be risked. They resist because they know
who they are. In one of his first videos after the invasion, when Russian
propaganda claimed he had fled Kyiv, Zelensky pointed the camera at himself and
said, “The President is here.” That is it. Ukraine is here.
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