By Eric Vandenbroeck and co-workers

How to Protect Ukraine Without NATO Membership

On 1 June 2022, a working group on security guarantees for Ukraine headed by Anders Fogh Rasmussen (12th Secretary General of NATO) and Andriy Yermak as co-chair.  Ukraine proposed adopting neutral status in exchange for security guarantees at talks with Russia, meaning it would not join military alliances like Nato or host military bases, Ukrainian negotiators said.

All wars end. Eventually, the war between Russia and Ukraine will, too. The time to begin preparing for peace is not after the last gun falls silent but now, as the conflict rages. Long before they had triumphed in World War II, Allied leaders began to contemplate the shape of future peace. They discussed proposals at conferences in Tehran, Yalta, Potsdam, and elsewhere and made plans to create international institutions that could prevent another war. Today, a similar effort is needed. Western leaders must develop security mechanisms and consider strategies to assist Ukraine and manage future relations with Russia.

Ukraine must be brought into the democratic world and strengthened to resist future Russian aggression. It also needs some Western military protection. But policymakers must also think more broadly about Russia’s role in the postwar order. The nation needs a constructive vision, not just a plan to rein in its worst impulses. If, after the war ends, Russia is permanently banished from the international community, it will emerge, furious and humiliated, as a renewed threat. Putin, his war machine, and his imperial mindset must be defeated, and Ukraine must be hardened against any possible future aggression. At the same time, however, the West must also try to secure long-term peace with Moscow.

Such an outcome will require deterring Russia and simultaneously offering it a path to redemption—or at least peaceful coexistence. One way to do so would be to create a new security community—call it the Atlantic-Asian Security Community—composed of many NATO members, as well as Ukraine, its allies, and any neutral states that wished to join. Once Putin’s regime falls and is replaced by a government committed to peace, Russia should also be eligible to join.

The AASC could have a long-term purpose similar to NATO’s. Still, in the short term, its main task would be to supervise and legitimize the indefinite presence of Western military troops on Ukrainian soil. These troops—from NATO and non-NATO countries alike—would monitor Russian troop activity, help train Ukraine’s armed forces, assist with demobilization, monitor any future peace deal, and act as a tripwire to prevent fresh Russian aggression. This mission could be led by a non-NATO officer, perhaps from India or another country seen as neutral, but it must include U.S. troops. Nothing short of American boots on the ground can ensure Ukraine’s democratic future.

Polish president Andrzej Duda said promises of security guarantees ‘would be important for Ukraine and the morale of its soldiers'.

 

The End Of The Beginning

An end to the war is likely a long way off, largely because Russia and Ukraine are confident that victory is still possible. Russia believes that the resolve of Ukraine’s Western backers will break before its own, depriving Kyiv of the material and money it needs to continue the conflict. Ukraine disagrees, believing that the steadfastness of its citizens and its partners in the West—combined with the popularity and persuasiveness of President Volodymyr Zelensky—will enable it to retake the land that Russia illegally seized. With neither side ready to compromise, the fighting will likely continue for the foreseeable future.

But things can change fast, and the world needs to be ready. To the extent that Western policymakers are discussing a strategy for ending the war, they are largely focused on NATO expansion and Russian containment through economic isolation. The former is wrongheaded, and the latter is insufficient. Further extending NATO would virtually guarantee an antagonistic relationship not just with Putin but with all plausible future Russian leaders. Both the pro-NATO diplomat George Kennan and the pro-Western Soviet Premier Mikhail Gorbachev warned against expanding the alliance when new countries began joining in the 1990s. CIA Director William Burns made a similar warning about Ukraine in 2008 when he served as the U.S. ambassador to Russia. He wrote in a diplomatic cable that “Ukrainian entry into NATO is the brightest of all redlines for the Russian elite (not just Putin). I have yet to find anyone who views Ukraine in NATO as anything other than a direct challenge to Russian interests.” A stable peace in which Moscow is truly invested cannot be built on this option.

The United States and its allies and partners need to think creatively about how to guarantee Ukraine’s security beyond the paper promises that have been made in the past and trashed by Moscow and beyond proposals to turn Ukraine into a “porcupine” by arming it to the teeth. Western and non-Western military presence on Ukrainian soil is needed to ensure the nation’s defense. The question is how to structure it, embed it within existing or new security organizations, and ensure its efficacy.

NATO’s original purposes were summarized by its first secretary-general, Lord Hastings Ismay, in the alliance’s early days. It was designed, he said in 1949, “to keep the Russians out, the Americans in, and the Germans down.” The world needs an agile body that keeps Putin out—but that can eventually draw reform-minded Russians in, alongside the Americans, to keep Ukraine and its neighbors safe. To distinguish it from NATO, the AASC should not be called a treaty organization and should not obligate members to defend one another in case of attack. Yet it should still strive to deter Russian aggression by deploying international military personnel to Ukraine as long as Moscow remains hostile.

The AASC could plan strategically, conduct regular military exercises, and share classified materials among its members. In addition to safeguarding Ukraine in the event of renewed war, it could be tasked with other missions, could its members elect to do so. For instance, it might help enforce a future peace deal between Armenia and Azerbaijan, assist with migrant crises, or address terrorist threats.

But in the near term, the AASC’s main purpose could be to supervise and coordinate the deployment of at least several thousand international troops as trainers and monitors on Ukrainian soil. These troops would hail from the United States and other European and Asian AASC members. The presence of Western military personnel in Ukraine is essential for deterrence. Troops from the United States and other NATO countries could deploy as a part of the international force, and the United States could be prepared to come to their—and thus Ukraine’s—defense in the event of an attack.

Two approaches to forming such a force might be considered. One would be to create a peace implementation force, approved by the UN General Assembly rather than the UN Security Council, that Moscow could make neither veto nor stonewall. The force might be given a multiyear mandate to assist with demobilization, patrol the Russian-Ukrainian border, and perhaps monitor the fair treatment of minorities on Ukrainian soil to reassure Moscow and prevent conflict.

An alternative approach would be to place the international force directly under the AASC. The force would deploy only with the approval of the Ukrainian government, and its day-to-day tasks would be training Ukraine’s military and police. It could be deployed throughout the country to deter Russia from encroaching on Ukrainian territory. The training forces could also be in regular contact with NATO combat forces based in the eastern regions of member states’ territory. This would ensure that rapid-reaction forces could be sent to protect trainers. Any probing attacks against training personnel would be investigated and, if Moscow was complicit, punished either with economic measures or potentially by stationing Western combat forces in Ukraine until tensions subside. This force would ideally be headed by a general from a nation such as India that has managed to maintain passable relations with Western countries as well as with Russia.

As soon as Putin departs the Kremlin and is replaced by a nonthreatening leader, Russia will become eligible to join the AASC. NATO’s eastern members might be skeptical of Russia and seek to block an invitation. But the United States has often had to convince reticent allies to accept more members—for instance, during the rounds of expansion to eastern Europe under U.S. Presidents Bill Clinton and George W. Bush. Notable exceptions to this rule include France’s and the United Kingdom’s opposition to accepting Ukraine and Georgia in 2008 and Turkey’s current objection to Sweden’s membership. But the Baltic states and Poland, highly dependent on U.S. security guarantees and interested in good relations with the United States, would be unlikely to take a page from Erdogan’s playbook, especially since they would be consulted about the purpose of the AASC at its creation.

Should Moscow apply for membership, AASC countries should consider Russia’s military posture near Ukraine’s borders, its willingness to recognize the sovereignty of Ukraine, and its territorial disputes with other countries unconditionally when making its decision. The AASC would not replace or weaken NATO, even if Russia ultimately joined. Moscow would have to understand that reality. Its aggression against Ukraine and recent history of violent behavior make NATO’s continued existence in its current form nonnegotiable. If Russia is on the road to postimperial rule, the AASC will not exclude the country’s new leadership or reopen old wounds. In time, the AASC could perhaps even exceed NATO’s importance for European security. But that day would have to be seen as decades off.

 

War With Russia

An AASC-led international force would both harden Ukraine’s defenses and seek to deter any revival of Russian imperial aggression. The force’s mission would not be to defeat Russia militarily but to uphold the sanctity of international borders. If necessary, reinforcements from NATO members could help to defend Ukraine. By dint of its makeup—composed of U.S. and other Western troops—the training force would virtually guarantee that the United States and the rest of NATO would enter any future war if Russia were to renew it is to attacks on Ukraine or its other neighbors. It would thus be a highly credible tripwire.

At some point later in 2023, or perhaps 2024, war may seem futile to Moscow and Kyiv as some variant of a stalemate settles in. Or Ukraine might succeed in pushing Russian forces out of its territory. In either case, Western policymakers must be ready with a new security vision for the region. The issues are too complex to be improvised immediately if and when peace talks begin. Moreover, a new security vision may improve the prospects for peace by showing how Ukraine and post-Putin Russia can see their core interests protected and upheld. Debates must begin now to discuss and develop concepts before negotiations begin. Otherwise, they will have little chance of success. Ending this war will require a clear and cogent vision for a new security architecture for the region. It must be ready for when the opportunity to end the shooting arises.

 

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