So China rather than
Europe was the foremost world trader and producer and was able to resist
Western incursions as well as dictate terms to the European traders. Chinese choose
not to initiate imperialism, and assimilation of Chinese technologies and ideas
enables British industrial revolution. Pi Sheng, invents the movable-type
printing press (1095); Koreans invent first movable metal-type printing press
(1403). The Chinese (c. 9th century/, Polynesians ~c. 3rd century) sail to the
Cape and East coast of Africa. Britain only reverses the trade deficit by
pushing drugs in China. Tokugawa Japan remains tied in with the global economy.
Independent Tokugawa development provides a launching pad for the subsequent
Meiji industrialisation, Japan as an 'early
developer'.
China initiated a
silver currency and next as the world's foremost producer/trader, provides a
strong demand for Europe's silver plundered from the Americas. Europeans failed
to defeat the Asians and hence remained dependent upon them for a slice of the lucrative
Eastern trade: Afro-Asian age continues Chinese 'military revolution' - the
technological ingredients of which came to underpin the European military
revolution.
Asking the wrong
questions, either explicitly or implicitly) begin by asking two interrelated
questions:
What was it about the
West that enabled its breakthrough to capitalist modernity, and what was it
about the East that prevented it from making the breakthrough, are questions
that once informed Max Weber's research. But whether intended or not, these
questions are implicitly loaded against the East. First, they lead the
scholar to impute an inevitability to the rise of the West, by taking the
present dominance of the modern West as a fact, but then extrapolate back in
time to search for all the unique Western factors that made it so. Conversely,
by taking the subordination or backwardness of the present-day East as a fact,
such scholars similarly extrapolate back in time to search for all the factors
that prevented and ideas that enabled the Western industrial revolution.
Asking such question
however would require an appraisal of the East's achievements only in terms of
Western criteria - In the process the East is robbed of any progressive
economic capacity, thereby confirming that economic progress is and always has
been the monopoly of the West.
Or to express it
differently, there are entwined consequences that follow from such
misleading questions: first, the imputation of an 'iron law of Western
development' and an 'iron law of Eastern non-development'; second, the
assumption of the 'proactive European subject', counterposed to the 'passive
Eastern object', of world history. And third, the rise of the West is
understood through a logic of immanence: that it can only be accounted for by
factors that are strictly endogenous to Europe. The net effect of all this was
that the West is selected in while the East is selected out of the progressive
story of the rise of the modern capitalist world. And, whether intended or not,
the upshot of this is to view the rise of the West as a triumphant and miraculous
virgin birth - the very essence of the Eurocentric myth of the pristine West.
But although Max Weber asked these questions long before WWII started,
what are such questions and answers still doing in history books of today?
By definition these
question/answers posed at the beginning of the 20th century prevented the
researcher that time from discovering the point that not only has the East
achieved significant economic progress but that this in turn significantly
enabled the rise of the West. In short, this alternative point cannot logically
be captured by a question that leads the researcher to treat the rise of the
West and the tragedy of the East as two separate stories on the one hand, and
directs analytical attention to the progressive factors that exist only within
the West on the other.
Alternatively, we
should really ask, how did Sung China make the breakthrough to industrial
production and intensive (per capita) economic growth while Europe remained
mired in a backward agrarianism and a relatively weak commercialism?
And in that case
based on the available facts we might offer the following explanation. China
embodied unique properties and institutions that were absent in the West. China
enjoyed a strong state, which created a stable and pacified environment and
actively promoted the background conditions necessary for capitalism. By
contrast, Europe was fragmented into a plethora of states, none of which was
strong enough to promote a sufficiently pacified domestic environment to enable
capitalism to develop. Moreover, while China had solved its internal problems
as early as 221 BCE and was peaceful thereafter, Europe was in effect a realm
of warring states. In addition, China enjoyed a strong work ethic contained in
its uniquely rational Confucian religion. Europe, by contrast, was held back by
Catholicism, which specified respect for authority and a long-term fatalism
that prevented the emergence of parsimony, hard work and rational restlessness.
Perhaps a book would have been written entitled, The Confucian Ethic and the
Spirit of Capitalism, which would definitively demonstrate why Catholicism was
inimical to economic progress, and why only Confucianism embodied the correct
set of virtues that made significant economic progress inevitable.
The obvious problem
here is that in explaining Islamic or Chinese success and European failure, we
necessarily end up by ascribing permanent causes to a situation that has always
been fluid. Similarly, were we to sit down say in 1900 and enquire into the
West's rise to prominence, it would be no less problematic to stand the previous
theory of Islamic or Chinese superiority on its head. But that is exactly what
has happened. Thus we find in all mainstream Western explanations of the rise
of the West a tendency to ascribe permanent attributes to the West that
rendered inevitable its breakthrough to modern capitalism (i.e. the Eurocentric
'logic of immanence'), while simultaneously presupposing a backward East that
was permanently incapable of progress. But given that the East had pioneered
significant economic progress after 500 and that it was more advanced than the
West up to 1800, it is clear that such an analysis would be entirely fruitless.
And it should be clear by now that such a fruitless exercise would necessarily
flow from the question that Eurocentrism begins with.
The major problem
with the question -'why Europe not China?' or, 'why the West not the East?' -
is that these are absolute questions that demand absolute answers; that is,
answers which attribute permanent positive characteristics to the West and
permanent negative features to the East. It is this that leads to the marginalisation of the East in the progressive story of
world history. What we need, therefore, is a question that is temporally
relativist. It must avoid the trap of ascribing permanent features to any one
region. This is important precisely because ascribing the West with unique and
permanent attributes inevitably obscures the alternative Eastern story that
this book has sought to uncover. In short, a temporally relativist question
will allow us to bring the East back from the marginalised
edge or dark ghetto that it was consigned to by Eurocentric world history.
We also could ask
as Jack Goody did in The East in the West, 1996(plus in his upcoming
Capitalism and Modernity), how and why did the leading edge of global economic
power shift between the East and West between 500 and 1800 to eventually
culminate with the breakthrough to capitalist modernity?
As we have seen, the
East enjoyed the lead in both global intensive and extensive power between 500
and 1800 before the pendulum finally swung to the West in the nineteenth
century. Many of the vital technologies that enabled the European medieval
agricultural revolution diffused from the East, Chinese agriculture remained
superior to Europe's until the nineteenth century (as even various Eurocentric
scholars have conceded). And an interrelated point is that China's long-held
lead was due to the fact that Chinese agricultural technologies enabled far
greater levels of intensive power.
As another example,
the Chinese had developed the curved iron mouldboard
plough, which was far superior to the clumsy medieval European square wooden mouldboard plough. And it was only during the eigteenth century that the Europeans began to catch up, in
large part because they assimilated the Chinese curved iron mouldboard
plough. So what is clear is that the superior achievements of the West can no
longer should be seen as permanent or even long-standing features of those
cultures but as the result of one of the swings of the pendulum .
In short then, the
Afro-Asian-led global economy as it emerged after 500 (pioneered mainly, though
not exclusively, by the Middle Eastern Persians and North Africans and later on
by the Muslims). However Eurocentric historians in the first part of the 20th
century dismissed the global origins of the rise of the West on the grounds
that before and after 1500 European trade with the 'periphery' was only
marginal. Even if that was true (which it is not), the crucial point is that
the global economy's ultimate significance was that it provided a ready-made
set of communication-arteries that linked up most of the globe, and
simultaneously constituted a conveyor belt along which the major Eastern
'resource portfolios' diffused to the backward West between 500 and 1800. And
particularly important was the Islamic Bridge of the World along which many of
these portfolios passed on their journey from East to West.
The basic claim here
is that at every major turning point of European development, the assimilation
of superior Eastern ideas, institutions and technologies played a major part.
And the technological dominance of Western culture is not merely characteristic
of the modern world: it begins to be evident in the early Middle Ages and is
clear by the later Middle Ages.
The crucial
technologies - the stirrup, the horse-collar harness, the watermill and
windmill, probably the iron horse-shoe and perhaps the medieval plough -
diffused across from the East to thereby enable the European medieval economic
and political revolutions. Moreover, the global flows of Eastern migrations
that hit Europe in successive waves after 370 helped prompt the creation of the
feudal political structure. The next phase of Europe's development concerned
the various 'proto-capitalist revolutions' - commerce, production, finance and
navigation - that were allegedly pioneered by the Italians after 1000. And the
major impetus for the Italian financial was not an innate relationship between
imperialism and superior material power, for what ultimately made Europe
imperialist, in contradistinction to China, was its specific identity.
None of this is to
say that material power or material factors are unimportant. For they are
vitally important. Indeed, the diffusion (and appropriation) of material
resources from the East to the West is a vital aspect of my overall argument. A
critical point of note was that material power in general and great power in
particular, are channelled in different directions
depending on the specific identity of the agent. Let us now consider the
genealogy of European identity and how this informed and guided the actions
that the Europeans undertook, and how these in turn enabled the rise of the
oriental West.
In the early medieval
period the Europeans constructed their identity negatively against the Islamic
Middle East. Islam was chosen as the 'Other' in part because there was nothing
intrinsic to Europe which could be harnessed to create a single identity. The
point here is that this negative sense of identity led to the construction of
Christendom, which in turn played an important part in both consolidating and
reproducing the European feudal system as well as prompting the 'first round'
of Crusades (1095-1291). Without these Christian ideas the highly inegalitarian
social structure of European feudalism would have failed to gain legitimacy and
might, therefore, have imploded. Had this occurred Europe might have regressed
back into the Dark Ages (though equally it is possible that the Europeans
might have been rescued from such a fate by the energising
impact of Eastern trade/resource portfolios that passed in principally through
Italy and Spain via the Islamic Bridge of the World).
After 1453 the
Catholic Europeans felt especially threatened by the so-called 'Turkish
menace'. And it was this that prompted the 'second round' of Crusades after
1492/1498 initiated by Columbus and Da Gama.
The subsequent
'American and African experience' was vital in enabling the reconstruction of
European identity. Crucial here was the transmogrification of European
Christendom into Europe-as-the advanced West.. While under feudalism the
Europeans had defined themselves negatively against Islam, it was nevertheless
an identity that rested on insecurity. After the fifteenth century, Europeans
began for the first time since 500 to imagine themselves as superior to the
Black Africans and indigenous Americans, who were imagined as pagan savages.
Eurocentrism was now beginning to emerge (even though it rested on various
Christian conceptions of difference). It was this attitude that furnished the
Europeans with the moral self-justification for undertaking both the imperial
appropriation of American resources and the super-exploitation of indigenous
Americans and, above all, the Black Africans. Initially, the major economic
benefit derived from the plundered gold and silver, which enabled the Europeans
both to finance their trade deficit with Asia and engage in global arbitrage.
At the same time, Western Europe began to crystallise
as the embodiment of advanced civilisation as the
Eastern Europeans, alongside the Ottoman Turks, were imagined as 'barbarians',
although the Chinese and Japanese said the same about the Europeans.
It was however
especially the 1500-1750/1780 'American experience' represented the transition
phase from an emergent 'Christianised Eurocentrism'
to a fully developed conception of Western Europe as superior to the whole of
the world. Crucially, after 1700 European identity was now reconstructed along
implicit racist grounds (down to about 1840) and explicit racist criteria after
then. The upshot of this reconstruction was the prescription of imperialism as
a moral duty. Paradoxically, conceiving of the Eastern peoples as decidedly
inferior had the effect of making the exploitation and appropriation of their
resources bland, labour and markets) appear as
entirely natural or legitimate. In turn this significantly enabled Britain's industrialisation. This included first, the appropriation
of land-saving agricultural products from the Americas and guaranteed raw
cotton supplies through Black slave production. Second, the commodification of
Black slave labour yielded profits that significantly
boosted investment in the British economy (what I call the 'large ratios
thesis'). Third, Black slavery also provided an enormous stimulus to British
finance capital. Fourth, the Navigation Acts and the imposition of free trade
in the empire enabled the increase in Western exports which in turn nourished
Western industrial development. And fifth, the West reorganised
the East as centres of industrial raw material
supplies which were appropriated and exploited to service for example British
industrial needs.
Also notable was that
in the process many Eastern economies were held down through 'containment',
thereby maintaining Britain's economic lead. Finally, imperialism also entailed
the attempted 'cultural conversion' of the East (i.e. ethnocide), given that
the West felt threatened by so-called 'Eastern cultural deviancy'. And at the
extreme, genocide and social apartheid were also meted out by the Europeans.
In sum, three points
are noteworthy here. First, it was Europe's racist restlessness rather than
'rational restlessness' that enabled the later phase of the rise of the West.
Second, the obvious link between my emphasis on global structure and identity lies
in the fact that the latter has always been constructed within a global
context. And third, the Eurocentric assumption of a European iron logic of
immanence which made the rise of the West inevitable is rendered problematic by
the fact that without the plundering and exploitation of Eastern resources -
land, labour and markets - Europe would have failed
to break through into industrial modernity. Moreover, the Eurocentric logic of
immanence is also undermined by the fact that Europe was extremely lucky to
have made the breakthrough. Or as Michael Mann put it echoing the importance of
contingency: 'So world-historical development did occur, but it was not
"necessary", the teleological outcome of a "world spirit",
the "destiny of Man", the "triumph of the West" or any of
those.
In one sense the rise
of the West could indeed be explained through contingency, for the Europeans
needed a great deal of luck given that they had been neither sufficiently
rational, liberal-democratic nor ingenious to independently pioneer their own
development. The first, and probably most fortuitous piece of luck that came
their way was that the East had pioneered significant economic progress through
an inventive capacity, which in turn furnished the Europeans with the many
different 'resource portfolios' that underpinned the rise of the West. Second,
had the Asians not also created a global economy, then many of their more
advanced innovations would simply have failed to arrive in Europe in the
absence of oriental globalisation.
A third piece of good
fortune was that the more powerful Eastern societies did not seek to colonise Europe and absorb it into their cultural orbit (as
the Europeans would subsequently do to them). For one the Mongols turned their
back on conquering the heartland of Europe and turned on China instead.
Paradoxically, the Europeans were extremely lucky that the Mongol empire was
created. For it delivered both goods and Eastern resource portfolios to the
West via the northern route of the global economy (the Pax Mongolica).
Also the Muslims probably were not really interested in conquering medieval
Western Europe, even if they conducted many raids across this continent. And
Europe was ultimately blessed by China's forbearance in that it chose not to universalise its 'standard of civilisation'
through imperialism. Though China's benign forbearance was later punished by
Europe's imperial campaign of drug-pushing, warfare and the assault on China's
very identity some four hundred years later.
A fourth aspect
derived from the fact that the Spanish stumbled upon the Americas where gold
and silver lay in abundance, the aim of Columbus’s travel. This was highly
fortunate in the first instance, because Columbus was supposed to have arrived
in China. But he blundered. Had he not blundered he would have ended up by
performing the kowtow to the Chinese emperor - a very different scenario from
the one that unfolded in the Americas. In China he would have been received as
a primitive tributary, and the bullion resources in the Americas would
have been untapped. Without the appropriation of American bullion, the
Europeans probably would have been unable to maintain their presence in Asia in
the 15001800 period (since it was this money that financed their trade).
Accordingly they would have been 'unable to redirect their economic energies
towards Africa, India and the East Indies'. And when American Natives had
inadequate immune systems to counter the Eurasian diseases that were imported,
it considerably eased the process of European settlement.
The English East
India Company happened to be in India at the time when the Mughal polity began
to disintegrate of its own accord into various competing factions. Thus what
defeated the Indian army was not superior British military power but a series
of internecine rifts. And after 1757 the British succeeded in gaining an
imperial hold only by playing off the different political factions. It was only
later on that European guns succeeded in consolidating Britain's hold over
India.
Moreover, had the
Indians not been gracious and willing hosts to the East India Company ever since
the beginning of the seventeenth century, the British would neither have
enjoyed a presence there, nor would they have been able to expand their power
base once the Mughal polity had begun to autonomously disintegrate.
So the story of the
rise of the oriental West cannot be related in terms of the immanence of the
European social structure. The leading edge of global power resided squarely
within different parts of the East right down to about 1800. Between about 500
and c.1000 the leading edge of global power lay in the Middle East. By 1100 the
'pendulum' began to swing eastwards with China enjoying the leading edge of
global intensive power and, by the fifteenth century, grasping the leading edge
of global extensive power. After about 1500 the pendulum began very gradually
to swing back westwards as the Europeans engaged in imperialism and
simultaneously intensified their linkages with the East.
We cannot know
whether the East would have made the final transition to modern industrialism
in the absence of Western imperialism. For the West's economic containment
strategies stymied the growth potential of many Eastern economies (though Japan
was an exception that fits the anti-Eurocentric rule given that it successfully
industrialised in the absence of European colonisation). So modernisation
is a continuous process and one in which regions have taken part in
leap-frogging fashion. No one is endowed with unique [inventive] features of a
permanent kind that enable them alone to invent or adopt significant changes
such as the Agricultural [or Industrial] Revolution.
The Chinese
international tribute system was radically different from Western imperialism,
more voluntary than forced, and China's identity was more a defensive construct
that was designed to both maintain Chinese cultural autonomy in the face of
potential 'barbarian' invaders (e.g. the Mongols) and reproduce its domestic
legitimacy in the eyes of its own population. But Europeans constructed a Great
Divide between West and East. Defining the East as inferior and incapable of
self-development while simultaneously defining the identity of the West as
independent, proactive and paternal, so it is obvious that by about 1800 the
West had managed to take the lead in terms of material-military power. But
there was nothing inevitable about the imperial role that the Europeans chose
to undertake in the world. And their actions were significantly guided by their
identity that deemed imperialism to be a morally appropriate policy.
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