As we have seen,
beliefs about political authority changed during the Thirty Years’ War.
Cardinal Richelieu’s foreign policy had interposed a new intermediate between
God and the ruler in the devolution of authority and credibility. This
intermediate was broadly described as the political community during the period
and later would become more popularly known as the nation. However, in the
mid-seventeenth century, the political community and the ruler were viewed as
nearly synonymous: as Louis XIV of France proclaimed, “L’etat,
c’est moi.” Over the next
one hundred years, two changes simultaneously occurred to alter this momentary
equilibrium. First, God became less important as the ultimate origin of
political authority and credibility. Natural law and natural rights theorists
still invoked the name of God, but they increasingly argued that these laws and
rights would remain the same with an active God or with an absentee God (or
with no God at all). As God’s role of guarantor of law was reduced, so was the
usefulness of tying His credibility to that of the ruler. Second, the political
community came to possess the inherent credibility forfeited by a receding God.
The political community became seen as the guarantor of natural laws and rights
– without it there would be no order and no security. It was then seen as
credible in its own right, and the rational ruler now appropriated that
transcendent credibility to enhance his own. The transformation of
proto-nationalism into nationalism required both changes and this, in turn,
produced the modern nation-state system. Middle ages and Reformation (see part
4 and 5 of this particular investigation)
God ruler
Proto-nationalism (p. 6) God political community ruler Nationalism (p.7) God
political community ruler. As a result of these changes, every nation or
political community had the potential to be a different source of transcendent
credibility. The number of sources of transcendent credibility in Europe thus
grew from two, Protestantism and Catholicism, to many as political communities
that possessed the power to support their claim to separateness did so. Our
research indicates that the borders between these political units would also
grow more distinct throughout this period. This, in fact, is what occurred –
the nation-state system of the nineteenth and twentieth centuries contained
political units separated from one another by extremely distinctive boundaries.
In fact, distinctive borders and territoriality are considered essential
characteristics of the modern nation-state.
Innitially during the late seventeenth and eighteenth centuries,
political theorists were far more willing to mitigate God’s role in political
authority than were practitioners and rulers. This is understandable since the
consequences of pursuing untested paths fall only indirectly on the theorist,
while the ruler can occasionally lose his head in trial and error. The constant
rebellions and wars of religion of the sixteenth and early seventeenth
centuries clearly demonstrated that the old system had numerous flaws.
Political leaders had several options including reinvigorating Christianity as
a source of transcendent credibility, embracing humanity as the only source of
transcendent credibility, or adopting a source being developed by political
theorists: nationalism. In theory, any of these may have dominated the others,
but it was nationalism that political leaders saw as most advantageous to their
ultimate purpose of generating compliance from the population.
Central to this
decision was ensuring that the population would see the “nation” as possessing
its own inherent (transcendent) credibility that rulers and governments could
appropriate. This part highlights how political theorists developed the concept
of the nation and its inherent credibility out of already accepted concepts of
God and His credibility. Political practitioners grew increasingly capable of
appropriating credibility more heavily from the political community rather than
directly from God. By the time the nineteenth century arrived, nationalism had
either absorbed or swept Christian theories of political credibility aside in
Europe. This had an enormous impact on political boundaries: nationalism
increased the number of sources of transcendent credibility in the European
system, which produced an increase in the distinctiveness of boundaries between
political units, producing the familiar “borders” of the twentieth century.
Ideological Foundations of Nationalism
In the aftermath of
the wars of religion, there emerged a growing attitude that directly basing
political authority on God could produce many negative consequences when there
was more than one religious option.542 Understandably, by the mid seventeenth century,
government entanglement with religion was frequently viewed as the primary
cause of war. However, since political authority derived from God, there was no
possibility that governments would or could remain aloof from theological
discussions. These necessarily had political consequences that a ruler could
not ignore. Some theorists suggested that if authority did not depend solely on
God, religious conflicts would move out of the public sphere, thereby reducing
the prevalence of war. However, taking God out of the equation entirely was not
what they desired or, at least, not what the power structures of the time would
allow them to say openly. If the people did not believe God was actively
involved, the whole edifice of social order would collapse.
In short, the effort
to move beyond the conditions created during the Reformation produced an
inherent tension between the desire for peace, which required marginalizing God
to some extent, and the necessity to protect order and stability, which
required continued access to the transcendent credibility of God. The Thirty
Years’ War verified that Europe could not return to single source of
transcendent credibility – neither Catholicism nor Protestantism could
eradicate the other. Thus, international stability depended on separating God
from the political order. This process had already begun in the development of
proto-nationalism, as an intermediate was inserted between God and the ruler in
the devolution of authority.
More distance was
needed, however. The authority of the political community still rested on its
connection with God. Thus, the potential for further religious conflicts still
existed, as the civil wars in England exemplified. Two different theoretical developments
were required to successfully untether God from direct control over political
authority. First, God must be distanced from his role as a necessary component
of political authority. Such authority must depend on something other than God
in order to prevent the conflicts that had plagued Europe for the past century
and a half. Among others, Hugo Grotius, Baruch Spinoza, and Thomas Hobbes
structured their theories of authority around the idea that, although God
exists and plays an important role in the world, political authority would
still be legitimate even if God did not involve himself. Such theories would
begin to marginalize God’s function in the legitimacy of political authority.
This would open a transitional path for eighteenth century theorists, such as
David Hume and the Enlightenment philosophes, to complete the sidelining of God
and argue that political authority depended on something other than God.
However, many practitioners of politics were unwilling to detach their
authority from God without an alternative source of credibility as effective as
God had been. Grotius and Hobbes suggested reason and science as alternatives.
Political practitioners did not consider these adequate bases for political
legitimacy. Rulers understood that even if such sources effectively generated
compliance from the elite in society, they could never work among the
illiterate masses.
Thus, this first
development produced a new puzzle: from where does the government obtain its
credibility without God? The second development of the seventeenth century was
endowing the political community or “nation” with a transcendent quality that
could itself function as a source of credibility for the ruler. In
proto-nationalism the political community had become an important step in the
overall devolution of authority, but it was still seen as a middleman, not a
source of authority in its own right. Further, it was intimately associated
with the ruler, who was seen as the physical embodiment of the nation. For the
ruler to use the nation as a source of transcendent credibility in its own
right, he would need to separate himself from the nation. Only then could it
attain a transcendent quality with an unquestioned credibility of its own.
Theorists within this
line of thought, such as Johannes Althusius, George
Lawson, and John Locke, had a problem of their own. At least initially, the
nation had no credibility aside from that appropriated from God. The idea of
the nation had to filter through society and become a part of worldview of
people to the extent that it gained a credibility that did not necessarily need
to rely on God. This would take time. In the meantime, God would have to stick
around. Thus, the different lines of thought of Hobbes and Locke had to develop
separately, yet simultaneously, in the seventeenth century.
In the eighteenth
century, however, after many Europeans had been given sufficient time to
acclimate to these two theoretical developments, it was possible for writers
such as David Hume, Jean-Jacques Rousseau, and Johann Gottfried Herder to begin
to unite the separate strands of thought into a unified theory. This
unification underwent several permutations before modern-day nationalism
finally emerged as the dominant theory of political credibility in Europe late
in the eighteenth century, notably following the American and French
Revolutions.
God Wanes Before
nationalism could take hold, political credibility’s traditional dependence on
God needed to be weakened. For this it is necessary to turn to the Natural Law
and Natural Rights theorists of the seventeenth century. These writers were concerned
with what they saw as a direct connection between religious disputes and the
prevalence of international and civil war. Despite some recent debate over the
connection of Hugo Grotius and Thomas Hobbes, they definitely agreed on one
crucial point.543 At a bare minimum, each sought to demonstrate “how people
without theistic beliefs can have a moral life,” and, by extension, how a
government can maintain its only a few shared,
fundamental doctrines are required for humanity, while the other doctrines
should be held loosely, if at all. Most importantly, Grotius argued that the
government had a right (or duty) to enforce these fundamental doctrines of
religion, while it should stay entirely out of other religious debates.547 To
the extent that God did involve Himself in temporal affairs, he did so only
sparingly. If governments stuck to the enforcement of the fundamental doctrines
and ignored the others, religious disputes would cease to become political
battles and the conflicts that occurred within and between states would finally
abate.
In Of the Law of War
and Peace (1625), Grotius revolutionized Natural Law theory when he suggested
that the Laws of Nature did not depend on the constant enforcement of God.548
These universal laws applied to all people at all times because to act against
them was to act against one’s self-interest (against reason). Richard Tuck puts
it this way: “Given the natural facts about men, the laws of nature followed by
(allegedly) strict entailment without any mediating premises about God’s
will.”549
In effect, Natural
Law was self-enforcing, or perhaps more accurately, reasonenforcing.
Whether God was actively present in the affairs of men or aloof made no
difference in the Laws’ validity or in the nature of human beings. To Grotius
then, the Natural Laws themselves possessed an inherent credibility separate
from God or a political community.550 In fact, the government’s credibility was
derived from the role it had in forcing irrational persons to act according to
Nature and reason. Christians, Grotius argued, have the benefit of redundancy:
credibility comes from both natural rights and from God. However, even if a
group of people were not Christian it was possible that they could use their
natural rights to successfully create a political society.551
This idea was
particularly useful during periods of European expansion throughout the
world.552 However, it was impractical as a source of transcendent credibility
to seventeenth-century rulers, primarily because it argued for a much broader
idea of individual rights (so long as one followed Natural Laws) against the
authority of the government.553 Like Grotius, the Jewish philosopher
Baruch de Spinoza was a Dutch outcast attempting to find a way to cope with
increasingly inflexible Calvinism.554 For both writers, the goal was not to
oppose Calvinism or its institutions, but to find a political theory that could
embrace a plurality of confessions simultaneously. In his Theologico-Political
Treatise (1670), Spinoza sought to accomplish this by distinguishing between an
ideal world and the real world. In an ideal world, each person could use his
reason to clear away the clutter in his mind: “Everyone would be free to choose
for himself the foundations of his creed; . . . each would then obey God freely
with his whole heart.”555 But, Spinoza argued, in the real world most people
would not use their reason because they both despised it and ridiculed it.556
While these people flailed about aimlessly, cut loose from the anchor of
reason, it would be impossible for others who chose to follow reason to do so.
The real world required government to keep the ignorant people from preventing
others’ pursuit of the best life.557 Government existed primarily for this
freedom.558
For Spinoza, the
right for an individual to pursue his best way of life and to live according to
the dictates of reason – in other words, his right to liberty – preexisted
government. A government’s legitimacy depended not on God, but on how well it
permitted its’ citizens to exercise their liberty. In fact, the opposite was
true: God’s legitimacy depended on the civil government.559 Spinoza then
searched history and found “Divine justice only in places where just men bear
sway.”560
However, Spinoza
recognized the importance of religion in the real world. He attached a
Machiavellian argument regarding the use of religion for the purpose of keeping
the common people manageable.561 History had shown that religion was a very
useful means of controlling those who did not use their reason.562 While a
minority of the people would use their reason to achieve their well-being, the
rest could justly be controlled using superstition and religion. Without this
power, the society would fall apart in division and strife.563 A government
could command the ignorant people to follow certain outward observances of
religion and rituals, as long as these acts were in “accordance with the public
peace and well-being,” though it could not command belief.564 This division of
the members of society into those who obey reason and those who do not became
an important distinction in many subsequent political theories. Spinoza was not
advocating the removal of God from the political stage. He was, in effect, arguing
for two simultaneous theories of political authority, one for the ignorant
masses of the real world and one for the minority who used their reason.565
In general, a
government should pretend to rely on the old theories of authority in which a
ruler’s legitimacy was derived from God. But, those who have chosen to live in
the ideal world and who, therefore, use their reason would know the secret
truth that the government’s legitimacy and authority is actually the result of
its ability to protect the Natural Right of Liberty. Only the superior persons
of society could understand such an idea of legitimacy.566
Grotius and Spinoza
provided two examples of political authority as it might have been (and may
still become). Grotius began the task of dislodging God from a central role in
the devolution of political authority to rulers, but his proposed alternative source
of transcendent credibility did not appeal to practitioners. Both he and
Spinoza transferred the credibility of government to its ability to protect
rights that existed in the State of Nature but that could not be fully enjoyed
due to the chaos of that condition. Spinoza hoped to make his system more
appealing to practitioners by empowering the government to perpetuate the
“myth” that older, more traditional, theories of political authority still
reigned supreme. Neither suggested God played no role in the establishment of
political authority. They merely asserted that his part in the play had already
been completed.
The English
philosopher Thomas Hobbes took this idea to its radical conclusion: for all
intents and purposes, the immortal God was replaced with the mortal god, the
Leviathan. Hobbes’s Leviathan (1651) is often cited as a watershed in political
theory. I would argue that this is because he was the first theorist to
successfully reduce God’s role in political authority and establish the
political community as a workable alternative as a source of authority and
credibility. Like Grotius, Hobbes envisioned a State of Nature. Unlike Grotius,
he found in this pre-government condition absolutely no laws, natural or
otherwise: “Where there is no common power, there is no law.” This did not mean
there was no God, or that God did not possess the requisite power to establish
and enforce laws if he so chose. By providing man with reason, God had already
done all he needed to do.567
Where did political
credibility come from, however, if God was absent? Hobbes’s answer required an
examination of how government emerged from the State of Nature. In this State,
man had only his nature and his reason. Although life in this condition was nasty,
brutish, and short, every man possessed God-given reason, which suggested a
solution in “convenient articles of peace, upon which men may be drawn to
agreement.”568 Still, this “contract” lacked an enforcement procedure. These
precepts, “without the terror of some power to cause them to be observed, are
contrary to our natural passions.”569 For Natural Law theorists of the Middle
Ages, the solution was God who, through His power and the power He bestowed on
the state and the church, could monitor and punish any cheaters. For Grotius
and Pufendorf, “sociability” did some of the work, the Natural Laws in many
instances could enforce themselves, and government did the rest. For Hobbes,
however, a civil government must carry the entire burden of enforcement.
Therefore,
enforcement of the contract that created a common power required men to
voluntarily reduce all their wills to one will and transfer that power to one
man or one group of men.570 This newly created sovereign enforced the
agreements in the original contract and, therefore, worked for the peace and
defense of every person. Hobbes called this sovereign the Leviathan, or the
“mortal god,” who served in the role traditionally assigned to God.571 The
Leviathan took on all of the transcendent qualities of God. The Leviathan
inherently possessed credibility because it was a voluntary creation existing
for the security of the people. Without it, life once again became nasty,
brutish, and short.
The Birth of Federalism
The descent back into
the dangerous chaos of the State of Nature was so horrific that once sovereign
authority was in place, it could not be questioned or removed. Until the
contract was signed, no political community or commonwealth existed. At the
moment of agreement, the commonwealth and the Leviathan came into existence
simultaneously.572 Quentin Skinner argues that, in Hobbes’s theory, “the legal
person lying at the heart of politics is neither the persona of the people nor
the official person of the sovereign, but rather the artificial person of the
state.”573
However, this
statement seems to mask the reality that, throughout the Leviathan, Hobbes
insinuated that it is the “official person of the sovereign” who acted on
behalf of the “artificial person of the state.” The people were not permitted
to usurp this position. In short, the legitimacy of the political community
itself depended on the existence of the ruler. While the origin of the
government ultimately came from the individuals (the multitude), its legitimacy
did not depend on that group’s continuing consent. Where then did its
legitimacy come from? It derived primarily from three places. First, it came
from the fear of plunging back into the anarchic State of Nature. Fear could
strengthen the contract and could be generated through the government itself
and from religion.574
Inasmuch as the
government used religion to avoid the collapse of society, it was just.575
Second, the government’s legitimacy emerged from the obligation willingly
accepted by each member of the political community at the signing of the
original contract. Third, since reason authored the contract, reason and
“science” also legitimated it. To Hobbes, science was how human beings gained
knowledge and reason was the act of gaining knowledge. The only purpose for
pursuing reason and science was the “benefit of mankind.”576
Thus, the contract
itself existed for mankind’s benefit and was thereby legitimate. Hobbes did not
believe that reason needed any further justification than itself. The
additional step of “God” was redundant and, hence, unnecessary. In a sense,
Hobbes brought theories of political authority “down to earth.” A ruler’s
authority did not trace back to God or Natural Laws, but to reason and the
conditions that necessitated the formation of the government. It may even be
said that he “secularized” political authority. Inasmuch as his theory replaced
God with a “mortal god,” there was a great deal of secularization. However, we
should be careful about making Hobbes more radical than he actual was.
Political authority still appropriated the credibility of transcendent
entities. Hobbes also retained God as a backstop: “This is the generation of
that great Leviathan (or rather, to speak more reverently, of that mortal god)
to which we owe, under the immortal God, our peace and defense.”577 The idea
that the political community possessed inherent credibility seduced
practitioners who sought an escape from the negative consequences of Godbased authority, justification for changes in
international relations practice, and an alternative source of transcendent
credibility that could be managed, manipulated, and sold to the people.
Grotius, Spinoza, and
Hobbes believed theories that made political authority less dependent on God
solved many of Europe’s most pressing problems. Critics, however, stressed
that, if the fundamental laws of nature developed from reason alone, God’s role
in the world ceased to be that of divine legislator and became, at best,
observer from afar.578 In other words, the political and theological
implications to these theories were closely linked. Although some in Europe
embraced this essentially deistic vision of the world, the vast majority were
not willing to accept it. Thus, while Grotius and Hobbes managed to move God
further from the center of theories of political authority, neither was
ultimately successful in shifting the source of legitimation to another entity.
Grotius transferred it to the natural laws and Hobbes pushed it onto reason.
Neither of these possessed sufficient means of motivating a population to
comply with the ruler’s commands. Spinoza seemed to recognize this and
suggested that two different theories should operate simultaneously: the
rational members of society should adopt Grotius’ and Hobbes’ theories (for
they are “True”) and the commoners should continue to be guided through older
theories, which although false, were very useful for generating compliance. The
problem with Spinoza’s policy was that it failed to solve the condition of
religious dissent that sparked these discussions in many societies. What was
needed was one inherently legitimate entity that all persons in society would
believe as credible in the absence of God. This was provided in the concept of
the political community.
Calvinist Theories of Resistance
During the early
modern period in Europe, the use of the notion of a “political community”
centered in largely on Calvinist theorists. These writers were significant,
Quentin Skinner argues, in that “they separate sovereignty from sovereigns,”
but they “make no comparable distinction between the powers of sovereignty and
the powers of the people.”579 Like the proto-nationalists discussed in the last
chapter, they saw political legitimacy as originating in God, passing through
the people, and ultimately resting on the ruler. Unlike the proto-nationalists,
however, these Calvinist theorists attempted to increase the separation between
the ruler and the people. The ruler was not the embodiment of the political
community, the “people” were. On the issue of resistance to rulers, these
Calvinist theorists veered away from John Calvin, who insisted that, according
to Romans 13, God commissioned all earthly rulers and no person could justly
raise their hand against what God had put in place.580
However, many
Calvinists in the sixteenth and seventeenth centuries lived in circumstances in
which obedience to Calvin’s interpretation could mean the eradication of
Calvinism altogether. Thus, these writers examined the Scriptures, sure that
the reform Calvin had instituted possessed the right, even the duty, to protect
itself legitimately from tyrants and heretics. In the end, they developed the
concept of an independent “political community,” which evolved alongside the
strand of thought of Grotius and Hobbes, but with a complementary outcome.
While Hobbes and Grotius edged God out of the formula of political authority,
they failed to find a practical alternative. The Calvinists, most notably
Johannes Althusius, George Lawson, and John Locke,
established the political community as an inherently credible alternative in
its own right, distinct from both God and ruler, but piously attempted to do so
without minimizing the role of God in the least.
In the wake of
roughly seventeen years of overt war between the Catholics and Huguenots of
France, an anonymous Calvinist published Vindiciae
contra tyrannos (1579). The Vindiciae
was an attempt to expand the reasoning of Calvin and Romans 13 in such a way
that it remained Scriptural (and thus authoritative), yet also contained
conditions under which resistance to authority would be just. Its’ solution was
an insertion of “the people” between God and the ruler in the formula of
political authority: “it is the people that establishes kings, gives them
kingdoms, and approves their selection by its vote. For God willed that every
bit of authority held by kings should come from the people.”581 In this case,
so the author of the Vindiciae argued, the king’s
continued persecution of the Huguenots demonstrated his inability to do his job
and it was the responsibility of the “people” to correct the king. Thus, from
this perspective, the true rebels were not the Huguenots, but the king who refused
to step down.
There is a greater
distance between the people and the ruler in this theory than in that of Bodin
and Hobbes. Power transferred to an employee is delegated, not alienated. But,
from where do the people get their authority? Here the Vindiciae
only implied answers. It could not be all French people, because the Huguenots
were a very small percentage of the total population and could not have
mustered the necessary support in an assembly to oust the king. The Vindiciae implied that the “people” were the Calvinists
themselves.582 John Calvin argued that the elect, meaning those God predestined
to receive grace, stood in a position to help instruct the reprobate, or those
God predestined not to receive grace. The elect clearly belonged to the
Huguenots and, therefore, it was they who spoke for all the people through
their representatives.583
The aims of the Dutch
Calvinist Johannes Althusius differed fundamentally
from those of the author of the Vindiciae. The
Huguenots needed a theory that could motivate and legitimate resistance, while
the Dutch Republic of the final decades of the sixteenth century needed a
theory that could produce selective obedience and submission. He required a
theory that, among other things, justified the independence movement of the
United Provinces, yet also prevented discontented individuals from encouraging
further dissolution of this new political entity.584 To resolve this, Johannes Althusius based ultimate political authority on small
associations. In Politics Methodically Set Forth (1603), Althusius
asserted that sovereignty rested not in the people, but in the people as
members of associations.585
If the basis of
authority rested in the larger state (ala Bodin), the United Provinces had
unjustly broken away from the Holy Roman Empire; however, if authority resided
with the people, created.586
The creation of a
higher level of association does not in any way abolish associations at a lower
level. In Althusius’s writings, the task of the
highest level of political association is simply to prevent tyranny. The
inferior magistrates of the people can withdraw authority from a ruler who
attempts to use powers beyond this narrow purpose.587
This theory of
authority was based on voluntary contracts between associations of people, not
between the people and the ruler. The creation of associations, whether private
or public, was the product of a rational consent among equals and a passionate
“bond” between men.588
These contracts
rested on natural law and natural law rested on God’s authority. The position
of the ruler in this theory was both minimized and made accountable – exactly
where Althusius wanted the Holy Roman Emperor. Thus, Althusius’ federalist theory created a greater separation
between ruler and political community, giving the latter a life of its own.
Still, the community remained an intermediary through which God’s power passed,
not an entity that was credible in its own right. Historian J. Wayne Baker
points out that “Althusius specifically connects his
entire political theory with the religious covenant. In this religious
covenant, the magistrate and all the members of the realm promised to
introduce, conserve, and defend true religious doctrine and worship.”589 This
is unsurprising in a territory that had been in a constant state of war with
Catholic Spain for over three decades. His theory mirrored the organizational
structure of Calvinist national churches that Theodore de Beza had initiated in
1558.590
Althusius’ political model allowed for lots of local
empowerment, but he stopped far short of allowing for political or religious
tolerance. Evidence that this reflected the mood of the United Provinces can be
found in the 1619 execution of Advocate Oldenbarnevelt
for his policy of tolerating Arminians. Turning to
England, in 1660 the minister George Lawson wrote Politica
Sacra et Civilis, which more firmly placed sovereignty in the hands of the
people, meaning the community as a whole.591 Calvinist theorists had been
unwilling to do this because of their doctrines of the elect and the strong
connection they conceived between the political and Church organizations.592
Supporters of the Stuart monarchy also hesitated to make such a radical move
because admitting the people had such authority could be used to justify the
beheading of Charles I. Lawson’s ability to shift his arguments with the
changing political winds enabled him to see political authority through new
eyes.
The author of the Vindiciae and Althusius had
argued that the right to resistance rested in the hands of the people’s
representatives. Lawson rejected this.593 The whole people voluntarily had
joined together under natural law and formed apolitical community. With
voluntary and unanimous consent, this community created a coercive power to
sustain society. The people retained “real majesty” and delegated a lesser
form, “personal majesty,” to the coercive power. Thus, the creation of
representatives was a delegation of power that could be retracted at any
time.594
Lawson, writing in
the Restoration, designed his theory to examine the past three tumultuous
decades. The people of England created a government possessing multiple
branches, a monarchy and a parliament. If either of these branches were
eliminated, the whole government ceased to exist. According to Lawson,
parliament did not have the authority back in 1648 to abolish the monarchy
because there could be no parliament without a monarchy. The people could
choose to adjust the structure of government, but neither branch could make
such a decision single-handedly. Note how Lawson attempted to take a
middle position. The execution of 1648 was illegitimate because parliament
lacked the power to make such a decision. However, both the Cromwell government
and the newly-restored Stuart monarchy were legitimate because the people chose
to implement each. More coherent version of this theory had to wait until the
Glorious Revolution of 1688 cleared the path for John Locke to safely publish
his Two Treatises of Government.
Lawson’s real impact
on the history of political thought stems from his influence on Locke.595 It is
primarily through Locke that modern political theory derives the idea that
sovereignty always rests in the people. Locke argued for a theory of political
legitimacy founded on the consent of the members of the English nation, but
which also retained the credibility of God to supplement this credibility.
Locke had an enormous impact on the founding constitution of England following
the Glorious Revolution. King William III found in Locke’s ideas exactly the
political theory that would solidify his authority despite the “revolutionary”
context of his crowning. 596
To do this, Locke’s
Two Treatises of Government first had to refute Robert Filmer’s Patriarcha of 1653 (reissued in 1680).597 Tory politicians
and clergy in the last years of the Stuart monarchy favorably read Filmer’s
statements of support for absolutism in the monarchy. Filmer’s theory rested on
the analogy of the state as a family: because the king is the father, political
obligation is analogous to paternal submission.598 Locke’s refutation
accepted this well-accepted notion that the state is like a family and the
accompanying analogy between political obligation and paternal submission
within a household. However, Locke viewed this obligation very differently. The
male parent was not absolute. Children are the property of God, created by Him,
and entrusted to parents for proper care and training. Once the child reached
an age of reason and understanding, the young adult was free and considered an
equal of the father.599 The parent’s authority only continued with the
voluntary consent of the child.
Having used Filmer’s
own analogy to set a new standard for political authority, Locke followed many
of his fellow seventeenth-century theorists back to a State of Nature to
understand how and why people first consented to create a government.600 Locke
argued government was not “natural,” but was a human creation designed to
secure property rights.601 The only truly “natural” thing was the “law” of selfpreservation. People would occasionally misjudge what
actions would preserve them and which would destroy them. These
“inconveniences” could effectively be solved with the creation of a civil
government. This was done when men “agree[ed] together mutually to enter into
one Community, and make one Body Politick.”602
Just as Locke took
sovereignty away from Adam and gave it to the people, he did the same with
property.603 God entrusted the world “to Mankind in common” for life and
convenience.604 A person said something was “mine” if he mixed his labor with
the stuff in nature. However, all property ultimately belonged to God – it was
only temporarily entrusted to the individual. The competition for property
produced disagreements between individuals, one of the most prominent
“inconveniences” a civil government should solve. Government began with a
two-step process. In the first phase, a group of free individuals consented to
put themselves under obligation to each other and submit to the majority. This
act transformed the disparate group into a united community – a “people.” In
the next step, the community decided to erect specific political institutions
and select personnel to exercise their authority. Like Lawson and contrary to
Hobbes, Locke saw this as a delegation of power, not alienation. The
institutions of government could completely dissolve (step two above), but
sovereignty still remained in the people thanks to their original compact (step
one).605 If the government was not doing its job (i.e. protecting
property) or if it began to act contrary to its purpose (i.e. confiscating
property), it declared a state of war on the people.606 Thus, people don’t
rebel, governments do. The author of the Vindiciae
indicated that such a state of war could only be declared by the magistrates of
the people, but Locke bestowed this judgment on the people as a whole.607 Locke
also turned the concept of “the people” against a William Barclay’s version of
divine right of kings.608
Barclay had argued
that if a king set himself against the commonwealth, the people as a whole
could defend themselves, but they could not attack the monarch. Barclay used
the standard argument of hierarchical arrangements: “an inferior cannot punish
a superior.” But, in very extreme cases and in very specific conditions,
Barclay argued that the parliament could rightfully remove the authority of the
king. Locke again followed Lawson in his response: once the king set himself
against the commonwealth, any relationship of inferior and superior the
Constitution in Scotland and England: A Comparative Approach to the Glorious
Revolution,” Journal of British Studies 38(1): 28-58. Ceased to be, so
Barclay’s argument collapsed. In such cases, the people as a whole were the
judges of right and wrong.609 Of course, God was the final judge, but He
encouraged the people to be industrious and pursue justice on their own. Since
government existed to police violators of the Natural Law, every government
action had to conform to natural law and reason for the government to be
legitimate. God was the author of both natural law and reason. Locke argued
that this meant the government had no business involving itself in confessional
or doctrinal arguments about God. The theological disputes between Calvinists, Arminians, and Catholics were private concerns, not public
ones. This is why Locke argued in Letter Concerning Toleration (1685) that a
state should tolerate all religions, but not atheism.
The Eighteenth
Century: Bringing the Two Strands of Thought Together The Hobbesian and Lockean
strands of thought described above developed somewhat separately for many
years, but over the course of the eighteenth century they began to merge into a
single theory of political credibility. This was done, in part, through a
theoretical transformation of religion that jettisoned the metaphysical source
of God, but which retained the crucial function of social cohesion. According
to a new group of thinkers, the traditional religion of Europe should be set
aside for “natural religion,” or a religion that depended on reason rather than
superstition. This new form, however, did not generate the same degree of
passion among followers – a
When the atheist
denied God existence, he undermined the bases for government (natural law and
reason).
This concept of “separation of church and state” was institutional only,
however. Organized religion should be distanced from government, but God should
be brought closer. Government should stay out of religious disputes, but it
should be intimately involved in the morality of its citizens. And there was no
doubt for Locke that God, not reason, was the source of this morality. In The
Reasonableness of Christianity, Locke claimed that “human reason unassisted
failed men in its great and proper business of morality.”611 On the other hand,
whether the Eucharist changed form or just remained bread was irrelevant for
government. Thus, Locke sought to avoid the religious disputes that had
produced wars and civil wars, but he also kept God firmly in control as the
ultimate source of legitimacy and credibility.612
542 Stephen Toulmin (1990), Cosmopolis: The Hidden Agenda of Modernity (Chicago:University of Chicago Press): 69-87.
543 At the heart of this
debate is the idea that there was a “modern school of natural law,”meaning specifically a conscious project by, in
particular, Grotius, John Selden, and Hobbes, to combat skepticism and
demonstrate the validity of a natural law based on reason and self-preservation.Proponents of this view include AP D’Entreves (1994 [1951]), Richard Tuck (1987), and JG Schneewind (1998). On the other side of the debate are
those who argue that Hobbes’s project was completely different than that of
Grotius and any connection is incidental rather than consciously developmental.
Scholars on this side include Perez Zagorin (2000),
Johann P Sommerville (2001), and Annabel Brett (2003).
544 Knud Haakonssen
(1998), “Divine/Natural Law Theories in Ethics,” in Cambridge History of
Seventeenth-Century Philosophy, vol. II, Daniel Garber and Michael Ayers, eds.
(Cambridge:Cambridge University Press): 1330.
545 Richard Bonney
(1990), The European Dynastic States, 1494-1660 (Oxford: Oxford University
Press): 181-83. The subsequent Dutch reaction in 1619 to the Arminians and anyone who dared to support them led to the
execution of Oldenbarnevelt and the flight of Grotius
to France. There is no indication that either of these statesmen professed
Arminian doctrines themselves. Their policy of toleration was likely intended
to present a united Protestant front against the constant threat from Catholic
Spain, CG Roelofsen (1990), “Grotius and the International Politics of the
Seventeenth Century,” in Hugo Grotius and International Relations, Hedley Bull,
Benedict Kingsbury, and Adam Roberts, eds. (Oxford: Clarendon Press): 95-133
546 It had enormous
effects on some of the clergy in France and among the Jesuits – missionary to
China Matteo Ricci, in particular. Further, The Jansenist movement eventually
emerged speaking out against such a theology and the casuistry that came to be
associated with it. Peter N Miller (2000), Peiresc’s
Europe: Learning and Virtue in the Seventeenth Century (New Haven: Yale
University Press): 102-29.
547 Grotius directly
addressed theological issues in two works, Defensio
fidei Catholicae de Satisfactione
Christi and De imperio summarum
potestatum circa sacra, both written in 1617 in the
midst of the Arminian controversy, though only the former was published at that
time, Richard Tuck (1991), “Grotius and Selden,” in Cambridge History of
Political Thought, 1450-1750 (Cambridge:Cambridge
University Press): 511-14.
548 Hugo Grotius
(2005 [1625]), The Rights of War and Peace, Richard Tuck, ed. (Liberty Fund).
The famous line of the Prolegomena is known as the etiamsi
daremus sentence, which translated means “even if we
should concede…”, here meaning that even if we should concede that God did not
exist. It should be noted that Grotius was not the first author to present such
an inherently heretical argument. The Spanish Scholastics had also considered
such a question, not to mention the rising neo-Stoical movement, both of which
had an influence of Grotius’ arguments, Schneewind
68.
549 Richard Tuck
(1979), Natural Rights Theories (Cambridge: Cambridge University Press):76-77.
550 God did not
reveal these Laws to man, but man was compelled by his nature to use his reason
to understand and obey these Laws. However, some people would not obey these
Laws. Thus, civil governments had been created to compel those people to obey.
551 Knud Haakonssen
(1998), “Divine/Natural Law Theories in Ethics,” in Cambridge History of
Seventeenth-Century Philosophy, vol. II, Daniel Garber and Michael Ayers, eds.
(Cambridge: Cambridge University Press): 1317-1357.
552 This idea had
also been used in a similar way by the sixteenth-century Spanish Scholastics
(Molina, Suarez, and Vitoria) in the early years of colonization, though these
theories depended more on the direct authority of God than Grotius’s did.
553 It is for this
same reason that Grotius’ theory succeeded at the international level, at least
among European political units. Each political unit possessed individual rights
against the others in an international society. Political units outside of Europe
were not seen to possess the same rights as European political units. Edward
Keene (2002), Beyond the Anarchical Society: Grotius, Colonialism and Order in
World Politics (Cambridge: Cambridge University Press). This is also the reason
why Grotius’ theories have experienced a revival in the late-twentieth century
as they closely mirror concepts of Universal Human Rights and global
organizations such as the United Nations.
554 Noel Malcolm
(1991), “Hobbes and Spinoza,” in The Cambridge History of Political Though,
1450-1700, JH Burns, ed. (Cambridge: Cambridge University Press): 550.
555 Baruch de Spinoza
(1951 [1670]), A Theologico-Political Treatise (New
York: Dover Publications): 10.
556 Ibid., 8.
557 “Men must
necessarily come to an agreement to live together as securely and well as
possible if they are to enjoy as a whole the rights which naturally belong to
them as individuals,” Ibid.,202.
558 Optimistically,
Spinoza said that it was almost possible for the ideal world to exist if a
government successfully held the real world at bay. Of course, he also
recognized that governments frequently acted in such a way to prevent a person
from pursuing his best way of life. In particular, a government could impose
one religious confession on all the people and try to coerce them to believe a
particular set of doctrines. When it acted in this way, government became
self-defeating and unstable, Michael A Rosenthal (2001), “Tolerance as a Virtue
in Spinoza’s Ethics,” Journal of the History of Philosophy 39(4): 535-57.
Still, this was not a justification to disobey the government, “for, if
government be taken away, no good thing can last, all falls into dispute, anger
and anarchy reign unchecked amid universal fear,” which was clearly worse,
Spinoza, Theologico-Political Treatise, 249.
559 God’s decrees “do
not receive immediately from God the force of a command, but only from those,
or through the mediation of those, who possess the right of ruling and
legislating. It is only through these latter that God rules among men,”
Spinoza, Theologico-Political Treatise, 248.
560 Ibid., 249.
561 Samuel J Preus
(1989), “Spinoza, Vico, and the Imagination of Religion,” Journal of the
History of Ideas 50(1): 71-94.
562 “We all know what
weight spiritual right and authority carries in the popular mind: how everyone
hangs on the lips, as it were of those who possess it,” Spinoza, Theologico-Political Treatise, 252.
563 Ibid.
564 Ibid., 249;
118-19.
565 Roger Scruton
(2002 [1986]), Spinoza: A Very Short Introduction (Oxford: Oxford University
Press): 95-102.
566 There was also a
further psychological advantage for the educated elite: by understanding and
following Spinoza’s theory, one became the superior in society, thereby
affirming and perpetuating the already existing hierarchical arrangement.
Applying different theories of political authority to different classes of
society became generally accepted among Conservative movements in Europe over
the next two centuries, Don Herzog (1998), Poisoning the Minds of the Lower
Orders (Princeton: Princeton University Press): 89-139.
567 God designed
human nature and gave man reason – this is all man needed to follow . For
Hobbes, Grotius’ argument that God both designed and enforced Laws was
redundant. Scientific methodology demanded starting with the most basic
premises and no more. Hence, God did not need to be involved in worldly affairs
for this theory of political authority to be valid.
568 Hobbes, Leviathan
109. The articles of this agreement would be considered by other philosophers
as “Natural Laws.” Hobbes did not view these as “laws” in the traditional
sense, but merely precepts that reason has shown individuals were necessary for
their own security, Quentin Skinner (2002 [1990]), “The Proper Signification of
Liberty,” in Visions of Politics, Volume III: Hobbes and Civil Science
(Cambridge: Cambridge University Press): 217. Although they were human
inventions, they did not depend on individual personalities. These precepts
applied to all people at all times, thus they should be considered “natural.”
569 Hobbes, Leviathan
139.
570 Ibid., 142.
571 Ibid., 142-43.
572 Hobbes, Leviathan,
142; Quentin Skinner (2002 [1999]), “The Purely Artificial Person of the
State,” in Visions of Politics, Volume III: Hobbes and Civil Science
(Cambridge: Cambridge University Press): 196-208. The contract may be
voluntary, but once the dotted line was signed, there was no going back. In
fact, a multitude of men was only a community (or “one” instead of many) “when
they are by one man or one person represented,” Hobbes, Leviathan, 135. Remove
the ruler, and the community no longer existed. Arguably, Hobbes did not
consider the State of Nature and the ensuing contract an historical event, but
only a mental exercise, or reason at work, despite the fact that there were
several contemporary empirical examples of conditions that paralleled the State
of Nature, such as tribes in the Americas and the international community
itself, Richard Tuck (1999), The Rights of War and Peace: Political Thought and
the International Order from Grotius to Kant (Oxford: Oxford University Press):
135-39. Since there was no actual moment of commissioning a sovereign, this
meant that there could be no actual moment of de-commissioning. The creation of
a society required that each person abrogate his right to nullify the contract.
If any person were allowed to retain this right, the contract would have
collapsed, since everyone at some point had an incentive to get out of it.
573 Quentin Skinner
(2002 [1989]), “The State of Princes to the Person of the State,” in Visions of
Politics, Volume III: Hobbes and Civil Science (Cambridge: Cambridge University
Press): 404.
574 Hobbes,
Leviathan, 118. For Hobbes, governmental fear and coercion were not limitations
on individual liberty (after all much of a person’s liberty had been
voluntarily ceded in the contract), but operated as useful means of preventing
complete social collapse – a far greater threat to individual liberty.
575 JB Schneewind paraphrases Hobbes in this way: “Our mortal god
decides what is good and bad and what is to be believed about the immortal
god,” 99.
576 Hobbes,
Leviathan, 50.
577 Hobbes,
Leviathan: 142-43. It has been argued that Hobbes was an atheist and inserted
God and Biblical citations so that his work would not be rejected outright, Leo
Strauss (1953), Natural Right and History (Chicago: University of Chicago):
202-32.
578 See, for example,
the arguments of Richard Cumberland (1632-1718), Ralph Cudworth (1617-88),
Bishop Samuel Parker (1640-88), and Nathaniel Culverwel
(1618-1651); JGA Pocock (1990), “Thomas Hobbes: Atheist or Enthusiast? His
Place in a Restoration Debate,” History of Political Thought 11(4): 737-49.
579 Skinner (2002
[1998]), “The State of Princes to the Person of the State,” in Visions of
Politics, Vol. II: Renaissance Virtues (Cambridge: Cambridge University Press):
394. Skinner is referring in this passage to the “monarchomachs,”
but explicitly lists two Calvinist monarch sources: the Vindiciae
contra tyrannos and Johannes Althusius’s
Politica.
580 John Calvin (1991
[1559]), “On Civil Government,” in On Secular Authority, Harro Hopfl, ed. (Cambridge: Cambridge University Press): 76.
581 Philippe du
Plessis-Mornay (1969 [1579]), “Vindiciae contra tyrannos,” in Constitutionalism and Resistance in the
Sixteenth Century, Julian H Franklin, ed. (New York: Pegasus Books): 158. The
king is an employee of the people. The Vindiciae uses
the analogy of the pilot of a ship to illustrate the point. While aboard a
ship, the owner will obey a pilot only while he looks out for the good of the
ship. When the pilot no longer can or will do his job properly, he is quickly
fired. The same is true for a king who is not “looking out for the public
good.” Thus, the people, if faced with a king who ceases to fulfill the job he
was hired to do, are also represented by a parliament or “an assembly with a
kind of tribunal authority,” who may justly remove the king.
582 In particular,
the right (responsibility) of resistance fell to the local or inferior
magistrates. However, the Huguenots tended to be geographically concentrated,
thus their local magistrates also tended to be the elected of the elect, Robert
M Kingdon (1991), “Calvinism and Resistance Theory, 1550-1580,” in The
Cambridge History of Political Thought, 1450-1700, JH Burns, ed. (Cambridge:
Cambridge University Press): 214; Spellman (1998), 82.
583 This concept of a
political community was used successfully in a few smaller experiments in
Europe – most notably by Theodore de Beza in Geneva and Heinrich Bullinger in
Zurich. Likewise, it helped provide justification for political resistance
among a persecuted church. However, as a practical political theory for a
territory larger than a city it fell fall short.
584 If the basis of
authority rested in the larger state (ala Bodin), the United Provinces had
unjustly broken away from the Holy Roman Empire; however, if authority resided
with the people, resistance of the various provinces to the larger United
Provinces could be legitimately supported.
585 Spellman (1998):
76-78; Howell A Lloyd (1991), “Constitutionalism,” in The Cambridge History of
Political Thought, 1450-1700, JH Burns, ed. (Cambridge: Cambridge University
Press): 287-92; Johannes Althusius (1964), The
Politics of Johannes Althusius, Frederick S Carney,
trans.(London: Beacon Press).
586 Each level of
association can more effectively fulfill separate tasks, each of which is
necessary to the citizens. The only powers that should be delegated to higher
levels are ones that cannot be exercised as effectively or efficiently at lower
levels. This is the same as the principle of “subsidiarity” the European Union
added to Article 3b of the Maastricht Treaty. Larry Cata
Becker (1998), “Forging Federal Systems Within a Matrix of Contained Conflict:
The Example of the European Union,” Emory International Law Review 12: 1361-62.
587 Which magistrates
were empowered to act was an important question for Althusius,
again, because he was developing a theory where only some groups possessed this
power. “In his terminology the term magistrate applies to any office-bearer of
the res publica, with terms such as magistratus summus, ephors, optimates and senators used to distinguish
various office-holders from emperor via territorial nobility to urban council.
His writings addressed primarily inferior magistrates like him,” Robert von
Friedeburg (2005), “The Problems of Passions and of Love of the Fatherland in
Protestant Thought: Melanchthon to Althusius, 1520s
to 1620s,” Cultural and Social History 2(1): 94.
588 Friedeburg
(2005), 92.
589 J Wayne Baker
(2000), “Faces of Federalism: From Bullinger to Jefferson,”Publius
30(4):33.
590 Local
congregations were associations that came together to form local colloquies and
so on, until reaching the national synod at the apex. Each level was crucial
and each played a different role. The structure was intended to allow local
congregations to control themselves as much as possible. Yet, at the same time,
the structure also protected itself from heresy.
591 It is also
possible to read Lawson as an elitist who argued that “political power devolves
back not to the people but to their natural representatives: the original forty
counts of the forty counties, that is, to the local gentry,” James Tully (1991),
“Locke,” in The Cambridge History of Political Thought, 1450-1700, JH Burns,
ed. (Cambridge: Cambridge University Press): 622. Whether Lawson based ultimate
political power in the “people” or in the “local gentry” is indicative of the
inconsistency of portions of his theory – one reason why history remembers
Locke rather than Lawson.
592 Lawson was not a
Calvinist, but was a clergyman in the Church of England who adjusted his
position to whatever government happened to be in power, Stuart or Puritan.
This proved to be an effective survival strategy in the English upheavals of
the mid-seventeenth century. It is precisely this“accommodating
attitude” that allowed Lawson to transform and adapt the dominant theories of
political authority in vital ways that John Locke later adopted, Conal Condren
(1992), “Introduction,” in Lawson: Politica Sacra et
Civilis (Cambridge: Cambridge University Press): xv.
593 George Lawson
(1992 [1660]), Lawson: Politica Sacra et Civilis,
Conal Condren, ed. (Cambridge: Cambridge University Press): 41-75.
594 Lawson, writing
in the Restoration, designed his theory to examine the past three tumultuous
decades. The people of England created a government possessing multiple
branches, a monarchy and a parliament. If either of these branches were
eliminated, the whole government ceased to exist. According to Lawson,
parliament did not have the authority back in 1648 to abolish the monarchy
because there could be no parliament without a monarchy. The people could
choose to adjust the structure of government, but neither branch could make
such a decision single-handedly. Note how Lawson attempted to take a middle
position. The execution of 1648 was illegitimate because parliament lacked the
power to make such a decision. However, both the Cromwell government and the
newly-restored Stuart monarchy were legitimate because the people chose to
implement each.
595 Julian H Franklin
(1978), John Locke and the Theory of Sovereignty (Cambridge: Cambridge
University Press). On the other hand, the most prolific George Lawson scholar
suggests that Lawson should be studied as something more than just an
anticipation of Locke’s theory, Conal Condren (1981), “Resistance and
Sovereignty in Lawson’s Politica: An Examination of a
Part of Professor Franklin, His Chimera,” Historical Journal 24(3): 673-81.
596 Lois G Schwoerer
(1990), “Locke, Lockean Ideas, and the Glorious Revolution,” Journal of the
History of Ideas 51(4): 531-48.
597 Part of the
subtitle of Locke’s First Treatise is “The False Principles and Foundation of Sir
Robert Filmer, and His Followers, Are Detected and Overthrown.” See also Johann
Sommerville (1991), “Introduction,” in Filmer: ‘Patriarcha’
and Other Writings, Johann P Sommerville, ed. Cambridge: Cambridge University
Press): ix-xxiv.
598 Filmer supported
this idea biblically, arguing that Adam was the first king and Charles I was
Adam’s eldest heir. Granted, this last addition was slightly strained, but the
king-as-father analogy was easily understood in English society and carried a
lot of weight among many, Johann P Sommerville (1991), “Absolutism and
Royalism,” in The Cambridge History of Political Thought, 1450-1700, JH Burns,
ed. (Cambridge: Cambridge University Press): 357-58.
599 The child could
consent to transfer authority to the father, but he could also refuse to
consent to this. The father had the right to hold inheritance as a hostage to
generate consent, but otherwise he had no legitimate power to compel the fully
reasoning adult to submit to his authority. The parent’s duty to God was
fulfilled once the child was raised.
600 Spellman (1998),
94-97.
601 Filmer had
implied that because Adam was made the first king, government was natural.
There could have been no State of Nature because there were no people before
Adam and, hence, no time when people lacked government. Locke responded:
“Supposing we should grant, that a Man is by Nature Governor of his Children,
Adam could not hereby be Monarchas soon as Created;
for this Right of Nature being founded in his being their Father, how Adam
could have a Natural Right to be Governor before he was a Father, when by being
a father only he had that Right, is, methinks, hard to conceive.” John Locke,
First Treatise of Government, paragraph 17, Locke: Two Treatises of Government,
Peter Laslett, ed. (Cambridge: Cambridge University
Press): 153.
602 Locke, Second
Treatise, section 14: 276-77.
603 For Filmer, both
sovereignty and property were given to Adam and passed down through
inheritance.
604 Locke, Second
Treatise, section 25: 286.
605 What made the
contract language of Locke and other English Whigs so important was that it
gave the people the right to decide when a contract was violated. Thus, the
events of the Glorious Revolution of 1688 could be considered the choice of
“the people,” James Farr and Clayton Roberts (1985), “John Locke on the
Glorious Revolution: A Rediscovered Document,” Historical Journal 28(2):
385-98. This “radical” position was contrasted with the position of moderates
and conservatives who argued that there was no “revolution” at all: either
William legally conquered England (William’s choice) or James II deserted his
throne (James’ choice), Tim Harris (1999), “The People, the Law, and
606 “Whenever the
Legislators endeavour to take away, and destroy the
Property of the People,(1991), “Introduction,” in Filmer: ‘Patriarcha’
and Other Writings, Johann P Sommerville, ed. Cambridge: Cambridge University
Press): ix-xxiv. 598 Filmer supported this idea biblically, arguing that Adam
was the first king and Charles I was Adam’s eldest heir. Granted, this last
addition was slightly strained, but the king-as-father analogy was easily
understood in English society and carried a lot of weight among many, Johann P
Sommerville (1991), “Absolutism and Royalism,” in The Cambridge History of
Political Thought, 1450-1700, JH Burns, ed. (Cambridge: Cambridge University
Press): 357-58.
607 One shouldn’t
expect a mass meeting or a vote on whether to resist the government, however.
When people were treated unjustly or the government continually breached the
public trust, people would fight back whether this was right or wrong,
legitimate or not. The fact that the people were so roused to action that they
would fight was a pretty good indication that the government had broken its
trust with the people and deserved dissolution: “The People…are not apt to
stir…. But if they universally have a perswasion,
grounded upon manifest evidence, that designs are carrying on against their
Liberties…who is to be blamed for it?... Are the People to be blamed, if they
have the sence of rational Creatures, and can think
of things no otherwise than as they find and feel them?” Locke, Second
Treatise, section 230: 418. This amounted to a very pragmatic (though circular)
solution for the sovereignty of the people: the people rightfully reclaimed
their sovereignty when they reclaimed their sovereignty. This would rarely
happen, according to Locke, so when it did we should take special notice.
608 Tully (1991):
638-39; William Barclay (1954 [1600]), The Kingdom and the Regal Power (Chevy
Chase, MD: Country Dollar Press).
609 “When a King has Dethron’d himself, and put himself in a state of War with
his People,what shall hinder them from prosecuting
him who is no King, as they would any other Man,” Locke, Second Treatise,
section 239: 424-25.
610 “God in Heaven is
Judge: He alone, ‘tis true, is Judge of the Right. But every Man is Judge for
himself, as in all other Cases, so in this, whether another hath put himself
into a State of War with him,” Locke, Second Treatise, section 241: 427.
611 Locke, The
Reasonableness of Christianity, section 241.
612 Locke scholarship
over the past two decades has emphasized the importance of religion in his
epistemological and political systems. This is a response to two
interpretations of Locke in the 1960s and 1970s that marginalized Locke’s
Christianity. Straussians argued that Locke was
really just a Hobbesian; see, for example, Leo Strauss (1953), “Modern Natural
Right,” in Natural Right and History (Chicago: University of Chicago Press);
Thomas L Pangle (1988), The Spirit of Modern Republicanism (Chicago: University
of Chicago Press). CB Macpherson contended that Locke was more concerned about
capitalism and private property than he was about religion, (1962), The
Political Theory of Possessive Individualism: Hobbes to Locke (Oxford:
Clarendon Press). There has been a significant shift in the 1990s and 2000s
toward following John Dunn’s suggestions and returning Locke’s religious
background and beliefs to the center of his political theory: John Dunn (1969),
The Political Thought of John Locke: An Historical Account of the Argument of
the Two Treatises of Government’ (Cambridge: Cambridge University Press); James
Tully (1980), A Discourse on Property: John Locke and His Adversaries
(Cambridge: Cambridge University Press); Mark Goldie (1983), “John Locke and Anglican
Royalism,” Political Studies 31: 61-85; Richard Ashcraft (1986), Revolutionary
Politics and Locke’s ‘Two Treatises of Government’ (Princeton: Princeton
University Press); John Marshall (1994), John Locke: Resistance, Religion and
Responsibility (Cambridge: Cambridge University Press); Kirstie M McClure
(1996), Judging Rights: Lockean Politics and the Limits of Consent (Ithaca:
Cornell University Press); BW Young (1998),Religion and Enlightenment in
Eighteenth-Century England: Theological Debate from Locke to Burke (Oxford:
Clarendon); Jeremy Waldron (2002), God, Locke, and Equality: Christian
Foundations in Locke’s Political Thought (New York: Cambridge University Press)
According to these scholars, Locke’s theory depended on God. Removing Him would
undermine his arguments regarding equality, property, contract, and consent.
Thus, Locke’s project was very different from Hobbes’s.
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