By Eric Vandenbroeck and co-workers
Law is a fundamental
component of every society, and every society has its own unique legal
tradition born from its history and development. Given the central position law
has in most states, this history, development, and understanding of law will
logically affect policy-makers decisions concerning a state’s appropriate
interpretation of international law. The field of international relations has
only begun to marginally consider the significant role that legal tradition may
play in explaining state behaviour and foreign policy
decisions. We next seek to correct this omission and highlight how important
domestic legal factors can be to state policy and action in the international
system.
In 1999, the member
states of NATO came together and agreed that action must be taken again the
Federal Republic of Yugoslavia. Citing international human rights law and the
prevention of aggression against Kosovo, the NATO states agreed that this
international legal principle allowed for the use of force by NATO states
against the Federal Republic of Yugoslavia to protect the Kosovar Albanians
from ethnic cleansing.1 The interpretation these states made of the relevant
international law was the same.
Once the operations
got under way, however, disagreements arose among the NATO members as to what
was required and allowed in such a campaign. Different NATO members, led
largely by the U.S. and France, disagreed over the appropriate interpretation
of the international legal rules regarding bombing civilian targets.2 The
Geneva Conventions require that military forces assess potential targets to
determine whether the objective is predominantly a military one, whether the
means to be used are proportional to the end to be achieved, and whether there
is a likelihood of civilian ‘collateral damage’ as a result of military
action.3 While all sides agreed that the Geneva Conventions were applicable,
there was a disagreement as to the meaning of the different components of the
rules concerning the bombing of civilian targets.
In March 1999, NATO
had moved into what was termed “Phase 2-plus” of its strategy. This phase was
“characterized by tactical strikes against military forces in Kosovo, and an
increasing emphasis on strategic strikes against targets in the FRY designed to
coerce the Milosevic regime into accepting NATO’s political demands.”4
Given these goals,
potential targets included power transmissions stations, oil refineries, and
factories. All of these could be considered dual purpose targets, meaning they
had military application as well as a function for the civilian population.
Moreover, many of these types of targets were located in areas where civilian
presence was likely, thus increasing the potential for collateral damage.5
The duality and
location of the targets created disagreement between the United States and
France over the appropriate interpretation of international legal rules. In a
number of situations from March through May 1999, proposed military targets of
dual purpose were consistently supported by the United States as being valid,
and vetoed by the French as being in violation of international law.6 In each
case, the U.S. representatives in NATO sought to go after what they viewed as
strategic military targets, essential for achieving NATO’s goals in entering
the conflict.7 France, on the other hand, consistently professed its belief
that targets were being selected that had the potential for too much collateral
damage and that, not only was this against existing international law,but it defeated the humanitarian purpose of NATO’s
mission.8
In the case of
Kosovo, many disagreements over the appropriate interpretation of international
law in specific situations were overcome through negotiations and strategic
military planning. The recurring differences in interpretation, however, caused
considerable frustration and discord among the personnel actively engaged in
the Kosovo campaign, and created tensions in what was otherwise a collaborative
effort. As summarized by Wheeler in his discussion of this situation, what the
case of NATO and the Kosovo bombing demonstrates “is that agreement on the
relevant legal rules is no guarantee that actors will agree on their
application in particular cases.”9 In this project, we thus seek to
understand what makes them disagree, as such conflict of interpretation can be
costly for states in terms of time, resources, alliances, and reputation. While
NATO ultimately succeeded in its endeavours, it was
not achieved without a great deal of frustration and misunderstanding, which in
the context of the use of force, can be deadly.
This project,
therefore, addresses the question of how it is possible to explain differences
in interpretation among states – particularly states as similarly situated as
the member states of NATO – of the same, recognized principles of international
law.
International law has
long been part of the international system. Indeed the construct of the
international system developed out of the Peace of Westphalia is based on the
recognition that certain international norms exist. Despite this long-term
existence and increasing relevance, however, minimal attention has been paid to
the interpretations states make of international law, and even less attention
has been paid to the methods states use to make their interpretations. Much of
the literature addressing international law focuses on state compliance under
international law and the various international system pressures which affect
compliance, while others have considered various domestic restraints on state
compliance with international law, including the influence of regime type,
level of economic development, and state membership in international
organizations.10 All of these works, however, focus on state action towards
international law without considering the prior steps states take in
considering international law before they move to act. The consideration of
compliance or non-compliance does not take into account that, in order for a
state to comply with a principle of international law, that state must first
make an interpretation as to what the principle of international law means.
Without such
interpretation, there can be no action. Interpretation thus acts as the first
step to policy formation for any state action concerning international law.
Most of the literature focuses on state policy towards international law based
on the assumption that international laws each have a single meaning – the same
meaning – for all states, and states choose a policy course that either
complies with this meaning or does not comply. This, however, is inaccurate.
There is generally not a single meaning of international law, and therefore,
there is a preliminary step to policy formation and international law
compliance that we must consider: what meaning is ascribed to international law
by the different states to whom the law applies?
We suggest that
international law does not just mean one thing - the same thing to all the
states – but rather, international laws are interpreted differently by every
state.
Therefore, in order
to truly understand state policy concerning international law or state
compliance with international rules, you must understand first what meaning a
state attaches to the law. Of course, in some cases state interpretations can
be clearly incorrect or outside the realm of reasonable interpretations, but in
many cases, given the nature of law creation, there can be multiple
interpretations that might be valid.11 Therefore, to truly understand state
policy and behavior towards international norms, we must understand how they
arrive at different interpretations of the same principle of international law.
Understanding Interpretation: The Legal Tradition of
States
Given this critical
role for state interpretation of international law in the creation of state
foreign policy and adherence to international rules, it is important to
understand how states arrive at different interpretations of international law
since that will ultimately determine the course of the state’s foreign policy.
The question, therefore, that this project addresses is how states arrive at
their interpretations of international law, and what can account for
differences in interpretation among states that would be expected to interpret
international law in the same manner under existing international relations
theory. Put another way, how is it possible that states can agree a particular
international legal rule exists, but then understand the rights or obligations
of that rule in different ways?
We suggest that the
answer to these questions is found not in the framework of the international
system, but rather in the historical development and cultural identity of the
legal tradition of states. I theorize that a state’s legal tradition – briefly
defined as the historical framework which constitutes how the decision-making
elites within a state understand the role and purpose of law and how this in
terms frames foreign policy choices12 – shapes the way a state interprets
international law. The legal tradition does so in two ways. First, the legal
tradition constitutes the way decision-makers think about the law, what the law
is designed to achieve, and how the law can be used to these ends.
Legal tradition does
this by serving as a roadmap which shapes policy makers decision-making process
by increasing clarity in terms of the appropriate course of action.13 Legal
tradition also identifies the set of “principled beliefs” which shape
policy-makers conception of just versus unjust action, identifying those
interpretations which would uphold their beliefs. This results in beliefs about
the law that lead to the use of one form of interpretation over another.
The second mechanism
by which legal tradition constitutes the way in which policy makers interpret
international law is that legal tradition determines the extent to which a
state’s interests may influence the decision-making process. As with general
understandings about law, legal tradition will shape the extent to which state
interests may be taken into account during the decision-making process. Those
same attributes that create certain beliefs about the law also determine how
free decision-makers are to take action based on material interests that may or
may not be in line with the conception of appropriate behaviour
accepted within that state. Some legal traditions, whether due to extreme
flexibility or the absence of the rule of law, will allow greater consideration
of state interests than others limited by non-interest-based concerns about
appropriate behaviour. In other words, not only does
legal tradition shape the way states think about the law, but it also affects
the way they think about their interests, and in turn, the extent to which
interests influence outcomes.
In the case of the
dispute among NATO members concerning the meaning of the international rules
outlined in the Geneva conventions, different legal histories and differing
perceptions of the role of law in member states led to different
interpretations of existing law, and ultimately, different policy preferences
concerning courses of action.14
The French legal
tradition, for example, founded on a mixture of Roman law, Canon law, and local
custom, and heavily influenced by the French Revolution and France’s position
in Europe, has developed into one in which law plays a central role in the life
of all French people.15 The centrality of law and the conception that law
exists to benefit the community facilitates the incorporation of international
legal principles into the domestic legal framework.16 This, in turn,
constitutes the framework under which state decision-makers will interpret
international law. This framework minimizes the extent to which interests can
dominate over concerns for the benefit of the largest number. In France this
results in a conservative approach and the use of a more traditional
interpretation of existing international law.
The legal tradition
of the United States, on the other hand, originating in the common law
tradition of England, but influenced by the principles of the American
Revolution and by the unique circumstances of the growth and development of the
United States as a country, uses the law primarily as a mechanism to protect
individual interests.17 This focus inward and concentration on individual
rights founded in U.S. legal history has made more varied the recognition of
the settled interpretations and binding force of international law by the U.S.
Moreover, in addition to the general attitude about law, the structure of the
political and legal institutions in the United States makes incorporation of
international law into the domestic legal system more difficult. This allows
for a greater consideration of interests in the decision-making process, and
consequently, although it is generally a state that adheres to international
law and supports the international legal system, the U.S. has historically been
more likely than France to push the outer boundaries of accepted concepts of
international law and adopt more liberal interpretations of existing legal
principles. In this research we thus seek to explore why a state’s legal
tradition implies the method of interpretation a state will use when viewing a
principle of international law, and explain, using a series of case study
comparisons how legal tradition has played a role in state interpretation in a
number of recent events, including intervention in Iraq in 2003, the enactment
of the Kyoto protocol in 1997, and the creation of the International Criminal
Court in 1998. As a result of this examination, we will suggest that
considering legal tradition as a key factor in the view states take towards the
appropriate meaning of international law facilitates our understanding of state
behaviour in terms of policy formation and compliance
with international law.
(A) International Law Matters
In this project, we
start by assuming that international law is a factor in state decision-making
processes.18 State interpretation of international law is therefore a central,
but under examined, component of state foreign policy development and is the
foundation upon which states ultimately act in the international system. This
does not necessarily mean that international law is a positive factor, or
indeed a primary factor, but we do posit that international law does exist and
is recognized as existing by the states of the international system. While this
assumption is contrary to much of the traditional literature in the
international relations field, recent studies have gone further towards
acceptance of international law as a relevant factor and focused on explaining
how international law matters rather than if it matters.
The dominant
theoretical approach in international relations for much of the 20th century,
and the approach which drew the field away from the consideration of law as an
important component of international relations in the years following World War
II, realist literature does not consider international law as an important
factor in understanding state behavior.19 The creation of realism in the 1930s
and 1940s by writers such as Carr and Morgenthau was
largely a reaction to the perceived failure of the “idealist” League of Nations
system that Wilson created after the first World War. Both Morgenthau and Carr, who many consider to be the founders of the modern
realist movement, believed that what Morgenthau called the “legalist-idealist”
perception on the world was inaccurate, and more importantly, dangerous.20 This
led to an enduring critique of those who espouse international law as idealists
who do not understand the way the world works. As put by Michael Walzer, lawyers “have constructed a paper world, which
fails at crucial points to correspond to the world the rest of still live
in.”21
Since the end of
WWII, realist thought has developed to take an even more stringent view of the
role international law plays in state behavior. Led in large part by the work
of Kenneth Waltz, neo-realism22 adopts many of the assumptions of realism, but
shifts the focus from one of absolute power to one of relative power in which
states weigh the costs and benefits of their actions with the goal of achieving
a balance of power.23 Realist theory treats any influence on state behavior as
exogenous, given and un changing, and founded on the notion that states seek to
protect the balance of power above all else. Most scholars in the realist camp
have deemed international legal principles simply “epiphenomenal”, cited by
states only when it serves their purpose of maintaining and/or improving their
relative power position in the international system.24
Neo-realists would
argue that international lawyers have an idealized account of international treaties
and the binding effect they have on states, and would point to the obvious gap
between ideals and practices, particularly practices of powerful states like
the United States. Material forces, not law, are for neo-realists the single
most important determinant of global politics25, and compliance with
international rules is done only to serve the interests of the state.
There have been many
criticisms of realism’s approach to law. One of the dominant critiques of
realism is that realism’s insistence that international law is simply a tool
that states may use to emphasize their positions does not explain, or even
attempt to address, the continually growing body of international legal rules
covering a wide variety of subjects.26 Moreover, these international legal
rules often do not conform to the theory that the powerful states dictate the
emergence of international law. Since the end of World War II, there have been
numerous international treaties created touching on subjects ranging from human
rights, to the environment, nuclear weapons, the open seas, and international
trade all of which have not only removed certain aspects of sovereignty from
individual states, but which have in numerous cases, gone against what might be
considered the express will of the dominant powers27.
A second critique of
the realist treatment of international law is that realist theory maintains
that in order for international law to be considered law at all it must be
expressly consent to by states. If states do not express their consent to be
bound by the law, then it is not possible for international law to have any
constraining power whatsoever over states. Moreover, for realist theory, the
only way that law can be effective is for it to be clearly defined and supported
by hierarchies of authority and means of enforcement – both attributes that
realists argue international law lacks.28
This position has
been refuted by a number of works, even harkening back to one of the original
realists, Hans Morgenthau, who acknowledged that “during the four hundred years
of its existence international law has in most instances been scrupulously
observed.”29 Decades later, Louis Henkin, an
international lawyer who wrote one of the first books attempting to examine
international law from an international relations perspective, devoted a great
deal of attention in his work to the belief that state behaviour
is guided by concern for following international rules.30
A third critique of
realism is that, not only does it not account for how international law has
come to constrain strong states despite a lack of overt consent in many cases,
but also that it has no account of how weak states use the law to shape the
outcomes they desire in the face of potential opposition and certainly greater power
from large states.31
A fourth critique of
realist literature, closely related to the above three, centers on the omission
from realist work of a consideration of the domestic attributes of a state,
including law, and how these influence not only the decision-making process
through which states decide on a form of action, but also how domestic
attributes may help define the state’s interest in the first place.32 Louis Henkin offered this critique of realist thought, stating:
“[C]ynical realism about international law is
unrealistic … it does not reflect the facts of international like: law is a
major force in international affairs; nations rely on it, invoke it, observe
and are influenced by it in every respect of their foreign relations.”33
Sharing many of the
same assumptions as the realist literature, including acceptance of the state
as the key actor in an anarchic international system, the neoliberal
institutionalist scholarship which has surged to rival realist scholarship also
assumes that influences on state behavior are exogenous, and thus constant and
unchanging, not constitutive of the decision-making process.34 Neo-liberal
institutionalism, however, differs from realism in several ways. First, rather
that treating states as rational actors seeking to maximize survival through
attainment and maintenance of power, neo-liberal institutionalism assumes that
states seek to maximize their various interests, which may or may not be
directly related to power.35 Second, states seek to maximize their individual
as well as collective interests, whereas realism focuses solely on individual
interests.36 Third, in seeking to maximize their interests, whether individual
or collective, states in neo-liberal institutionalist theory believe this is
something which is often best achieved through mutual cooperation37. Finally,
neo-liberal institutionalism posits that in seeking to achieve mutual
cooperation, states often create and utilize international laws, often through
international institutions, in order to provide a set of “functional rules
promulgated to solve co-operation problems under anarchy.”38 Thus, norms are
developed based on state preferences regarding their material forces, with the
goal of facilitating a state’s interest by, for example, providing clear rules
of behavior, increasing the availability of information, and providing a clear
indication of those states not acting in conformance with the norm.39 All of
these increase the ability of a state to accurately gauge its position in the
international system, and thus better achieve its goals and protect its
interests.40
Therefore, unlike
neo-realism, neo-liberal institutionalism does not treat international law as
simply an epiphenomenon of state interests and does acknowledge that
international law has an important role to play in the international system
beyond simply that of a tool for states to use when they see fit. Moreover,
scholars working within this approach have broadened their reach beyond simply
focusing on the international system as the level of analysis, and have taken
into account domestic actors and domestic institutions, as well as state and
system characteristics, in formulating their theories of state behavior.41
Neo-liberal institutionalist studies that have considered the role of
international law in state behavior include examinations of under what
circumstances states comply with their international treaty obligations,42 the
creation of new international normative obligations43, and the role of
international law in state decision making.44
As with neo-realism,
however, these theoretical assumptions are limited to an understanding of law –
whether domestic or international – as a tool with which states may help
maximize their interests. Any independent binding power of international law on
states is not considered. Moreover, neo-liberal institutionalist theory, as
with its neorealist counterpart, does not focus on how the law shapes either
the decision-making process states engage in or the underlying ideas,
identities, and cultural attributes which constitutes the state.45 Therefore,
neo-liberal institutionalism, like realism, misses out on an important
component in explaining the behavior of states and why they choose to act the
way they do. And, as with realism, this carries over to the consideration of
domestic law as well as international law as an important component of the
process.46
This project
thus takes a constructivist approach to the question of state action under
international law, providing an endogenous theory of which factors contribute
to state compliance with international law and how state interpretation of such
international law is made. One of the key contributions of this project is not
only the consideration of the endogenous mechanisms which affect state
compliance and development of a theory as to why similarly situated states may
often maintain different approaches to the same international law, but the
demonstration of the fact that to truly understand state compliance, we must
understand the point from which states begin. This project seeks to explain
that beginning point by focusing on how the legal tradition of states shapes
the initial interpretation states make of international law, which then serves
as the basis for a state’s efforts to comply or not comply, as the case may be.
(B) How International Law Matters – Building on the
Compliance and Foreign Policy Literature
The question then
becomes how international law matters in terms of state behavior. A great deal
of existing literature focuses on the role that international law plays at both
the system level in terms of state relationships with one another,64 and at the
domestic level in terms of state decision-making about its own policies and
course of action.65 One commonality among this literature, however, is that the
international law studied is taken as a single, immutable entity. Whether
provisions of the United Nations Charter, international environmental
obligations, or state responsibility under international human rights law,
existing work on the place of international law in the international political
system works from the position that all states accept the same meaning of the
international law at issue, and then all actions (or non-actions) are measured
in terms of that single meaning.
The reality, however,
is that international law, like all law, is open to interpretation and that
there are multiple interpretations which are reasonable and could be considered
valid.66 This means that states are not necessarily formulating policy or
contemplating their course of action from the same starting point. This is a
crucial factor to consider when attempting to understand state behavior in the
international system.
States begin their
policy process with different understandings of the world around them, and this
goes for their understanding of international law as well. In order, therefore,
to truly understand the position states take on specific issues, the policies
they create, and the actions they take, we must understand what it is that makes
up state understandings.
In this project, it
is state understandings of international law – of the international rules that
bind them – that are being considered.
This project builds
on two primary literatures within the field; the literature on state compliance
with international law and that concerning on the formulation of foreign
policy. Each offers foundations upon which to build, but neither goes far
enough in considering the development of state understandings of international
rules, and the extent to which these rules guide state behavior. Particularly
in the compliance literature, the focus on exogenous factor and traditional
power and institutions theories limits the consideration of those factors which
create the starting point from which compliance may be measured.
The literature
addressing state compliance with international law has grown substantially
since the end of the Cold War. A number of studies have been done seeking to
understand the external and internal factors which contribute to state
compliance with international rules. Some studies have focused on external
factors such as economic incentives, regional pressures, and reputational
concerns.67 Others have concentrated on the characteristics of the domestic
factors which influence compliance with international law, such as regime type,
electoral pressures, and level of NGO activity.68 None of these studies,
however, consider the influence that a state’s domestic law may have on its
treatment of international law. Moreover, while there are a growing number of
studies which seek to address the ideational, cultural, and normative factors
which may affect compliance,69 these are still outnumbered by more traditional
systemic and institutional explanations. This project seeks to address both of
these gaps by focusing not only on the legal beliefs held by states and the
domestic legal institutions which protect these beliefs, but also by seeking to
understand the mechanism by which these beliefs are translated into policies of
interpretation of international law.
Like the compliance
literature, existing work on foreign policy identifies a number of factors
which influence state formulation of policy, including policy regarding a
state’s position on international law. Much of this work, however, focuses on
exogenous factors which influence the policy-process, rather than seeking to
understand the constitutive components which shape policy-makers understandings
of what state policy should be. For example, work has been done on how regime type
and government structure affects foreign policy70; how public opinion affects
foreign policy71; and how events in the international system affect foreign
policy.72
Goldstein and
Keohane’s book Ideas and Foreign Policy is one a work, however, which does seek
to understand the mechanisms by which endogenous factors – those
characteristics unique to states – may shape the policy development process.
Arguing that there are three ways in which ideas can influence foreign policy,
the authors create a framework upon which this project builds.73 Whereas
Goldstein and Keohane focus on the mechanisms themselves, however, this project
provides a theory as to what domestic factors actually drive these mechanisms.
Focusing on two of the mechanisms in particular – road maps and principled
beliefs – I suggest that legal tradition provides the basis for which ideas are
translated into the foreign policy process concerning international law.
The importance of understanding interpretation:
bringing law back in to politics
In addition to
building on the literatures concerning foreign policy formulation and state
compliance with international rules, an additional contribution of this project
is the incorporation of law and legal considerations into international
relations. Much attention has been paid in the field to the role that the
legislative and executive branches of government have n creating foreign policy
or complying with international rules. Much less attention has been directed,
however, to the role of judicial branch of government, legal institutions, and
legal tradition in influencing outcomes. This oversight has been recognized by
scholars in the fields of both international law and international relations,
but little has yet been done to address the gap.74 This is particularly
surprising given the similar characteristics between domestic law and
international law. Law is, after all, law. Therefore, it makes sense that the
role of law at the domestic level would influence the approach a state takes to
law at the international level. Little has been done, however, in the existing
literature to address this relationship.
The following
research-project seeks to address this gap. Law and interpretation go hand in
hand. Law is a foundational component of society, one which at times precedes
even the development of political systems.75
Developing as society
develops, law not only creates the rules that govern everyday action, but also
provides the shared understandings by which people are able to live together in
a society without reversion to Hobbes’ war of “all against all”.76 There can be
“no society without a system of law to regulate the relations of its members
with one another.”77 Once law develops, the need for interpretation of that law
emerges. Every law must be interpreted, whether it is an ancient tribal custom
interpreted by village elders; a religious precept interpreted by leaders of
the faith; constitutional principles of modern democracies interpreted by
courts and legislatures; or principles of international law interpreted by
states. Interpretation of the law may also bring about disagreement, as
different peoples, sects, ideologies, and cultures may have varying ideas about
the correct approach to interpreting the law. In most cases, varying interpretations
are all based on plausible understandings of the law from the point of view of
the interpreter.78 This, however, does not diminish the fact that differing
interpretations between groups such as states can cause significant tension in
state relationships. Understanding how states arrive at different
interpretations may therefore provide a mechanism for lessening such tensions
in future situations.
Along with much of
the constructivist literature, international legal scholars have more and more
been developing theory that examines the relationship between international law
and international relations, combining the pragmatic and prospective discussion
of international law most often found in the legal community with the empirical
examination and theoretical and methodological rigor found in international
relations. Much of this recent cross-over is due in great part to the rise of
constructivism as a theoretical approach in international relations, as its
reliance on constitutive theory and consideration of the process behind state
action falls in line with that traditional considerations of the international
lawyer in the development, interpretation, and then at the end, application of
law. This has resulted in a discussion among members of both fields on the need
to “bridge the divide” between the two disciplines.79
It is at this
intersection of international law and international relations where we next
build our theory on the constitutive implication for legal tradition on state
interpretation of international law. Building on the idea of “politics within
law, the idea that law can be constitutive of politics, that politics may take
a distinctive form when conducted within the realm of legal reasoning and
practice,”80 I theorize that it is law - specifically the legal tradition of a
state – which constitutes the state decision-making process and the method of
state interpretation of international law.
There have been a few
works over the past several decades have touched on the issue of interpretation
of international law by states. For example, Louis Henkin,
in one of the first comprehensive works to cross the boundary of the two fields
of international law and international relations, How Nations Behave, discusses
how international law is a significant and restraint and influence on state
behavior.81 A few years later in his work Rules, Norms, and Decisions,
Friedrich Kratochwil argues that rules and norms
matter for decision-making, not by being causes of action, but by providing
reasons for action.82
A volume edited by
Christian Reus-Smit entitled The Politics of International Law, examined the
question of the interplay between politics and law in the behavior of states.83
In a number of different pieces within the volume, the authors have referred to
the idea that states have different interpretations of international law. In
the Reus-Smit book in fact, it is mentioned that: “As the recent debate about
war with Iraq illustrates, much argument in international relations is
precisely over the legal validity of the justifications advanced by states and
other actors in defense of their actions.”84
Whereas this
statement refers to the legal validity of different state interpretations under
international law, what I have undertaken to explain in this project is what
creates the different state interpretations in the first place.
As the focus of these
works was predominantly a system-level examination of how existing
international norms construct state behavior, none of the works considered how
it was that states came to these different interpretations on the norms that
influence behavior in the first place. This despite the fact that differing
interpretations by states of international law is not “a new feature of
international relations”85 and a number of these authors recognized that
different interpretations exist. (One of the reasons we decided to undertake
this researchproject)
Realist approaches do
not consider law a causal factor in the behavior of states, let alone a
constitutive one.86 For realist theory, state interpretation of international
law, if considered at all, would be assumed to be a reflection of state
interests, driven by power considerations. As anarchy and the drive for power
form the principal assumptions of realist theory, little room is available for
the consideration of legal factors. Further, given that state views on power
are considered exogenous factors (i.e., every state seeks to improve its
relative power position and use this power to its advantage), no constitutive
examination is made of the factors which shape state views in the first
place.87
Neo-liberal
institutionalism, which shares many of the same core assumptions as realism,
also has not considered the constitutive effects of legal tradition on state
decision-making, nor how states arrive at differing interpretations of
international law.
Institutionalist
theory has recognized that international law does play a role in state behaviour 88 and studies have been done that examine which
domestic factors contribute to state compliance with international law.89
However, little attention has been devoted to either legal tradition as a
factor in the decision-making process, or understanding interpretation as an
outcome.90 For neo-liberal institutionalism, the motives behind international
law adherence often stem from a desire to engage in cooperation to protect
one’s own interests or position. As with realism, little consideration is made
of the endogenous factors that might drive these decisions. This paper adopts
neither a realist nor an institutionalist approach to the problem of how states
arrive at different interpretations of the same principle of international law.
Rather, it turns to
constructivism and a constitutive analysis of the framework under which such
interpretations are made. By rejecting the reliance on exogenous state
interests and a common perception of an anarchical world, constructivism has
opened the door to an examination of the constitutive origins of state
interests and other motives for behavior.91 In adopting a constructivist
approach to understanding the reasons behind a state’s particular
interpretation of international law, this paper also seeks to address one of
the common critiques of this approach by incorporating an examination of state
interests into the theoretical structure.92 Unlike realism and
institutionalism, however, this current research project does not
presume that state interests are given and the consideration of interests bears
the same weight in all decision-making processes, whether those interests focus
of power relations or economic benefit. Nor is it assumed that interests
uniformly serve as the primary motivating factor for state action. Rather, this
paper examines interests as relevant to state interpretation of international
law, but suggests the interests themselves must be viewed through the lens of
legal tradition and can only be part of the policy process when they do not
conflict with understandings of appropriate action under the law.
Law, and specifically
in this case the legal tradition of a state, is a cornerstone of every society.
At the same time, however, the law within every society is different; has
developed out of a different history and has manifested itself in a different
set of beliefs and institutions. When contemplating an action under an existing
principle of international law, decision-making elites “assume the existence of
a set of socially sanctioned rules.”93 Legal rules often, however, leave open
the possibility for a number of different interpretations as to their meaning.
These differences, I suggest, are fundamental in influencing the way state
decision-makers, as products of their society, think about the law; whether it
be the purpose of the law, the creation or amendment of legal principles, or
the sources of law. Different interpretations of international legal principles
are therefore reflections of the unique legal tradition of the state. Thus,
because legal tradition is so foundational to each state, and constitutes the
unique environment within which state decision-makers interpret international
law, I suggest that a failure appreciate the strengths and weaknesses of the
different legal traditions leads to controversy among states.94
Consideration of the
constitutive effect that legal tradition may have on state decision-making
regarding the appropriate interpretation of international law is important for
a number of reasons. Understanding how it is that states interpret
international law is important for our ultimate understanding of how states
act. Understanding the methods of interpretation used by states may open a
window into state disagreement over different forms of action in crucial times,
and facilitate the working towards a mutually acceptable solution. In has long
been understood that there may very well be more than one viable interpretation
of the often-vague provisions of international law.95 Understanding how a
single state arrives at one such interpretation when a different states arrives
at the opposite can provide guidance has to how to overcome such obstacles.
This is particularly important since, as we suggest here, the interpretation
adopted by a state is usually based on socially-constructed ideas about law
that go to the very heart of the decision-makers beliefs and identity. Without
an understanding of how these beliefs came about, it can be very difficult to
overcome such inherent beliefs.
Additionally,
understanding how legal tradition shapes state interpretation of international
law may provide insight for policy-makers and others working on rule of law
issues in developing countries and struggle with different legal traditions
that do not have the same view of the role of law we have in the United
States.96 Understanding the different traditions of countries around the world
has the potential to greatly facilitate negotiation and monitoring of
international rules, and can provide insight into different reactions that
states have to different issues, perhaps minimizing the types of
misunderstandings we saw during the NATO action in Kosovo in 1999. It is thus
our expectation that this study will help other researchers and policy-makers
alike better understand the way in which states will approach international
law.
State Behaviour in the International System
P.2
State Behaviour in the International System
P.3
State Behaviour in the International System
P.4
State Behaviour in the International System
P.5
State Behaviour in the International System
P.6
1 Frederic R. Kirgis, “The Kosovo Situation and NATO Military in Action,”
American Society of International Law ASIL Insight (March 1999),
http://www.asil.org/insights/insigh30.htm.
2 Nicholas J.
Wheeler, “The Kosovo Bombing Campaign,” in The Politics of International Law,
ed. Christian Reus-Smit (Cambridge: Cambridge University Press, 2004), 207. In
this case there “was no disagreement among contending actors as to what the
appropriate legal rules were; nor was there any attempt to deny the binding
character of these. The controversy existed over what counted as a legitimate
target and whether the proportionality rule had been satisfied.”
3 Wheeler, “Kosovo Bombing Campaign,” 198.
4 Ibid., 199.
5 For an in-depth
discussion of this phase of the NATO action, see Wheeler, “Kosovo Bombing
Campaign,” 189-216.
6 These include the
bridges over the Danube in Belgrade and elsewhere, the headquarters of
Milosevic’s ruling Socialist Party, which also housed the offices of his
daughter’s radio and tv stations, the headquarters of Radio Televisija
Srbije, and shutting down the electrical grid in
Belgrade. All described in Wheeler, “Kosovo Bombing Campaign,” 202-206.
7 Regarding the
targets the U.S. military personnel overseeing the NATO campaigned wished to
strike, Lt. General Michael C. Short, commander of the air campaign, stated,
“There were still military and political targets in Belgrade I’d like to have
gone after. Clearly, I’d like to have dropped the Rock and Roll bridge. There
were other bridges across the Danube that we would like to have dropped. There
were economic targets, factories, plant capabilities that had dual capacity for
producing military goods and civilian goods. . . There was still part of the
power grid that we hadn’t hit. … Air war … is designed to go after that target
set, as rapidly and as violently and with as much lethality as possible. Just
stun the enemy. And we never stunned them, from my perspective.”, quoted in
Wheeler, “Kosovo Bombing Campaign,” 201-202.
8 President Chirac
“boasted after the war that any bridges left standing on the Danube were down
to him.” Wheeler, “Kosovo Bombing Campaign”, 202.
9 Wheeler, “Kosovo
Bombing Campaign,” 213.
10 Abram Chayes and
Antonia Handler Chayes, “On Compliance,” International Organization 47 (1993);
Antonia Chayes and Abram Chayes, The New Sovereignty: Compliance with
International Regulatory Agreements (Cambridge, MA: Harvard University Press,
1995); W. Dixon, “Democracy and the Peaceful Settlement of International
Conflict,” American Political Science Review 88 (1994); George Downs, David Rocke, and Peter Barsoom,
"Is the good news about compliance good news about cooperation?,”
International Organization 50 (1996): 379-406; Judith Goldstein and Lisa
Martin, “Legalization, Trade Liberalization, and Domestic Politics,”
International Organization 54 (Summer 2000): 603-32; Beth Simmons, Beth,
“Compliance with International Agreements,” Annual Review of Political Science
1 (1998):75-93; Beth Simmons, “International Law and State Behavior: Commitment
and Compliance in International Monetary Affairs,” American Political Science
Review 94 (2000): 819-836.
11 “[T]he Law is open
to interpretation.” Wheeler, “Kosovo Bombing Campaign,” 205-206
12 Legal tradition is
discussed in detail in part 2.
13 Judith Goldstein and
Robert O. Keohane, eds. Ideas and Foreign Policy: Beliefs, Institutions, and
Political Change (Ithaca, NY: Cornell University Press, 1994).
14 Wheeler, “Kosovo
Bombing Campaign.”
15 René David, French
Law: Its Structure, Sources, and Methodology, trans. Michael Kindred (1960;
Baton Rouge: Louisiana State University. Press, 1972).The continental
conception of law, which prevails in France, is very different [from the common
law]. Although law is certainly the concern of jurists, it is not their concern
alone. It involves the whole population, because it establishes the very
principles of social order and thus tells citizens how they should behave, in
accordance with the community’s ideas of what is moral and just. Law should not
be, and is not, an esoteric science; rather, it must be accessible to the
greatest possible number of persons. Because it has an educational role, it is
linked to the whole prevailing existential philosophy. It takes the place of
social morality and, for some, aspires to replace religion itself.
16 International law
is created at the international system level through multilateral discussion,
treaties, and the work of international organizations. Compliance with
international law, however, must take place through incorporation of
international legal principles into the domestic legal structure of a state.
For a state to truly comply with its international legal obligations it must
believe such rules are binding. In countries like France and the United States
(i.e. representative democracies) it is the voting population that influences
government decisions about state behavior. The better international law is
incorporated into the domestic framework, the more likely the populations of
these states are to acknowledge and accept its tenets, and the more likely it
is that the population will want the government to act according to those
tenets that it feels are binding. Once incorporated, principles of
international law are viewed in the same manner as domestic laws, both in terms
of binding authority and in terms of interpretation and alteration.
17 See generally Mary
Ann Glendon, Michael Wallace Gordon, and Christopher Osakwe, Comparative Legal
Traditions, 2nd ed. (St. Paul, MN: West Publishing, 1994); Lawrence M.
Friedman, A History of American Law, 2nd (Touchstone/Simon &
Schuster,1985); Jean-Baptiste Duroselle, France and
the United States: From the Beginnings to the Present, trans. Derek Coltman (Chicago: University of Chicago Press,1978), 12.
18 Louis Henkin, How Nations Behave, (New York: Oxford University
Press, 1979), 4. “I wish to show that cynical “realism” about international law
is unrealistic, that it does not reflect the facts of international life: law
is a major force in international affairs; nations rely on it, invoke it,
observe and are influenced by it in every aspect of their foreign relations.”;
see also Anne-Marie Slaughter Burley, “ International Law and International
Relations Theory: A Dual Agenda,”. American Journal of International Law 87
(1993):205-239; Emilia Justyna Powell and Sara McLaughlin Mitchell, “The
International Court of Justice and the World’s Three Legal Systems,” The
Journal of Politics 69, 2, May 2007.
19 Christian
Reus-Smit, “The Politics of International Law,” in The Politics Of International
Law, ed. Christian Reus-Smit (Cambridge, UK: Cambridge University Press), 15.
Realist thought treats politics as a struggle for material power between
sovereign states, and law as either irrelevant or a reflection of the
prevailing balance of power.
20 Hans Morgenthau,
Politics Among Nations: The Struggle for Power and Peace, 6th ed. (New York:
Knopf; 1985); Edward Hallett Carr, The Twenty Years
Crisis, 1919-1939 (London: Macmillan and Company Limited, 1939).
21 Michael Walzer, Just and Unjust Wars: A Moral Argument with
Historical Illustrations, 3rd ed. (New York: Basic Books, 2000), xix quoted in
Reus-Smit, “The Politics of International Law,” 46.
22 The remainder of
discussion in this project focuses on the tenets of neo-realism rather than the
realism of Morgenthau.
23 Kenneth Waltz,
Theory of International Politics (New York: McGraw Hill, 1979).
24 Lassa Oppenheim,
International Law, 2nd ed. (London; New York: Longmans, Green and Co., 1912);
Waltz, Theory of International Politics; John Gerard Ruggie,
“What Makes the World Hang Together? Neo-utilitarianism and the Social
Constructivist Challenge,” International Organization 52 (1998); John J.
Mearsheimer, 1994/95. “The False Promise of International Institutions,”
International Security 19 (1994/1995):5-49; Christian Reus-Smit, “The Politics
of International Law”, 14. The majority of international relations scholars
“still see international law as an epiphenomenon, a simple reflection of
underlying power politics or a functional solution to co-operation problems.”
25 Carr, Twenty Years Crisis; Morgenthau, Politics Among
Nations; Waltz, Theory of International Politics; Mearsheimer, “False
Promise”.12
26 Henkin, How Nations Behave, 337. “Realists” who do not
recognize the uses and the force of law are not realistic….”; Rosalyn Higgins ;
Alexander Wendt, Social Theory of International Politics, Cambridge Studies in
International Relations (Cambridge: Cambridge University Press, 1999); Martha Finnemore, "Norms, Culture, and World Politics:
Insights from Sociology's Institutionalism," International Organization 50
(1996a); see also Reus-Smit, “The Politics of International Law,” 17. It is
“clear that contrary to realist claims strong states are, in important cases,
constrained by international law.”
27 For example, in
completing the International Convention on the Law of the Sea, the wishes of
the United States were not granted in terms of the ability by states to enter
the territorial waters of others, and the responsibilities of states towards
the commons. Similarly, in creating the Rome Statute to the International
Criminal Court, which is discussed in detail in Chapter six, the wishes of the
United States in terms of the role of the UN Security Council and the referral
of cases to the court were not incorporated into the text.
28 Reus-Smit, “The
Politics of International Law,” 40.
29 Morgenthau,
Politics Among Nations. Another early realist, E.H. Carr
also understood that international relations could not be understood by power
relations alone, recognizing the underlying importance of societal beliefs and
moral/ethical principles in state behavior. See Carr,
Twenty Years Crisis.
30 For a discussion
of the constraining effect of international law without express consent see Henkin, How Nations Behave; see also Robyn Eckersley, “Soft
law, hard politics, and the Climate Change Treaty,” in The Politics of
International, ed. Christian Reus-Smit (Cambridge, UK: Cambridge University
Press, 2004), 91 discussing the concept of regulative ideals which guide state
behavior in the absence of explicit consent.
31 Henkin, How Nations Behave, 31. “Even the rich and mighty,
however, cannot commonly obtain what they want by force or dictation and must
be prepared to pay the price of reciprocal or compensating obligation. Even
they, moreover, seek legitimacy and acceptance for their policies, desire order
and dependability in their relations and the conservative influence of the law.
Sometimes, even, they seek protection in the law from the will of majorities
and the “tyranny of the weak.”
32 Higgins . Higgins
suggests that decision-makers are faced with making choices between competing
legal claims, each of which could, depending on the situation, be valid.;
Wheeler, “Kosovo Bombing Campaign,” 193.
33 Louis Henkin, How Nations Behave.
34 Richard H.
Steinberg and Jonathan M. Zasloff, “Power and International Law”, American
Journal of International Law 100 (2006), 81. “Much rationalist work in
international law – particularly the early work – treats states as unitary actors
with interests that are exogenous to the model. This approach swept under the
carpet a crucial question: where do state interests come from?”
35 Robert O. Keohane
and Joseph S. Nye, Power and Interdependence, 3rd ed. (New York: Addison,
Wesley, Longman, 2001); David A. Baldwin, “Neoliberalism, Neorealism, and World
Politics,” in Neorealism and Neoliberalism: The Contemporary Debate, ed. by D.
A. Baldwin. (New York: Columbia University Press, 1993).
36 Philip G. Cerny,
“Globalization and the Changing Logic of Collective Action,” International
Organization 49 (1995):595-625; Andrew P. Cortell and
James W. Davis, Jr., “How Do International Institutions Matter? The Domestic
Impact of International Rules and Norms,” International Studies Quarterly 40
(1996): 451-478.; Robert A. Dahl, Polyarchy: Participation and Opposition. (New
Haven: Yale University Press, 1971); Beth Simmons, “Compliance with
International Agreements,” Annual Review of Political Science 1 (1998): 75-93.
37 Robert Axelrod,
The Evolution of Cooperation (New York: Basic Books, 1984); Robert O. Keohane,
After Hegemony: Cooperation and Discord in the World Political Economy
(Princeton: Princeton University Press, 1984); Robert Jervis, "Realism,
Neoliberalism, and Cooperation," International Security
24 (1999); Keohane and Nye, Power and Interdependence; Reus-Smit, “The Politics
of International Law,” 18; Robert O. Keohane, International Institutions and
State Power: Essays in International Relations Theory (Boulder, CO: Westview
Press, 1989), 3.
38 Reus-Smit, “The
Politics of International Law,” 15; see also Axelrod, Evolution of Cooperation;
Keohane, After Hegemony; Goldstein and Keohane, Ideas and Foreign Policy;
Simmons, “Compliance with International Agreements”.
39 Keohane, After
Hegemony; Henkin, How Nations Behave, 29. “Every
nation derives some benefits from international law and international
agreements. Law keeps international society running, contributes to order and
stability, provides a basis and a framework for common enterprise and mutual
intercourse. Because it limits the actions of other governments, law enhanced
each nation’s independence and security; in other ways, too, by general law or
particular agreement, one nation gets others to behave as it desires. General
law establishes common standards where they seem desirable. Both general law
and particular agreement avoid the need for negotiating anew in every new
instance; both create justified expectation and warrant confidence as to how
others will behave.”
40 Axelrod, Evolution
of Cooperation; Keohane, After Hegemony; Simmons, “Compliance with
International Agreements”; Goldstein and Keohane, Ideas and Foreign Policy.
41 Robert D. Putnam,
"Diplomacy and Domestic Politics: The Logic of Two-Level Games." International
Organization 42 (1988): 427-60; Alexander Wendt, "The Agent-Structure
Problem in International Relations Theory." International Organization 41
(1987).
42 Chayes and Chayes,
"On Compliance”; Simmons, "Compliance with International
Agreements"; Beth Simmons, "International Law and State Behavior:
Commitment and Compliance in International Monetary Affairs," American
Political Science Review 94 (2000): 819-36; Linda Camp Keith, "The United
Nations International Covenant on Civil and Political Rights: Does It Make a
Difference in Human Rights Behavior?," Journal of Peace Research 36
(1999): 95-118.
43 Robert Axelrod,
"An Evolutionary Approach to Norms." American Political Science
Review 80 (1986): 1095-111; Martha Finnemore and
Kathryn Sikkink, "International Norm Dynamics
and Political Change," International Organization 52 (1998).
44 Cortell and Davis, "How Do International Institutions
Matter?”; Henkin, How Nations Behave.
45 Reus-Smit, “The
Politics of International Law,” 19.
46 Eckersley, “Soft
law, hard politics, and the Climate Change Treaty,” 81. “Mainstream approaches
to treaty-making take the distribution of material capabilities and/or
interests of states in the context of a fixed structure and logic of
international anarchy as a sufficient explanation of the treaty processes and
outcomes.”
47 Reus-Smit, “The
Politics of International Law,” 19-20. International law can serve as the basis
of action. For example, “[w]hen states negotiated the laws of war, or codified
the norms comprising the ‘International Bill of Rights’, they were not just
formulating and enshrining a set of rules, they were enacting and proclaiming a
particular conception of legitimate statehood and rightful state action.”
48 Ibid., 20.
49 Ibid., 21 “The
idea that politics is simply power or utility-maximizing action, and that
international law is at worst epiphenomenal and at best a set of functional
rules, has been challenged over the past decade by a new wave of constructivist
international theory.”
50 Constructivists
also differ from realists and institutionalist in that they recognize with
greater ease the important role actors besides states play in the international
system. For purposes of this project, however, since we are looking at state
interpretation of international legal principles, we will just refer to states.
51 Reus-Smit, “The
Politics of International Law,” 21-22. In fact, constructivism argues that
norms explain what is, in fact, not easily explained by traditional paradigms
in political science. See also Finnemore, “Norms,
Culture, and World Politics”; Martha Finnemore,
"Constructing Norms of
Humanitarian Intervention," in The Culture of National Security: Norms and
Identity in World Politics, ed. Peter J. Katzenstein (New York: Columbia
University Press, 1996). Given that the major paradigms highlighted above are
framed primarily in terms of material forces, constructivists argue they should
be able to explain why the drive for power or specific interests are important.
However, given that neo-realism and neo-liberal institutionalism treat these
drives as exogenous, they are not explained. That, according to the
constructivist approach, is a problem.
52 Alexander Wendt,
"Anarchy Is What the States Make of It: The Social Construction of Power
Politics," International Organization 46 (1992): 391-425; Ted Hopf "The Promise of Constructivism in International
Relations Theory," International Security 23, (1998).
53 Hopf, "The Promise of Constructivism"
International Security 23 (1998).
54 Eckersley, “Soft
law, hard politics, and the Climate Change Treaty,” 95. Neorealists and
neoliberals assume that the anarchic character of international society is such
that states will always behave in mistrustful and/or instrumental ways. Against
assumptions, Wendt has argued that just as different social structures can
produce different social roles and identities, and different modes of relating,
so too can different ‘cultures of anarchy’ produce different state roles and
relationships.”.
55 Wendt, Social
Theory of International Politics.
56 For example, a
bomb (a material force) means something different to the terrorist using the
bomb and to the individual who will be blown up by the bomb.
57 Goldstein and
Keohane, Ideas and Foreign Policy.
58 Wendt, Social Theory
of International Politics.
59 Reus-Smit, “The
Politics of International Law,” 22.
60 Reus-Smit, “The
Politics of International Law,” 15; Steinberg and Zasloff, “Power and
International Law,” 82. “In the analytical approaches above, interests 0 whether
those of individuals, the group, or the state – are taken to be real, solid,
and usually driven by material considerations. And the actors that are
privileged in various theories – whether individuals, interest groups, or the
state – are presumed to matter because they have power based on various
material assets. At its core, constructivism offers a revolutionary,
ontological challenge to that stance, claiming that neither power nor interests
exist independently of the group. Interests and identity are constructed
socially; they are plastic and may be refined. International law may be
understood as both a reflection of identities and interests of the powerful,
and as a social artifact that reinforces identities, interests, and power.”
61 Henkin, How Nations Behave, 337. “[I]dealists
who do not recognize the law’s limitations are largely irrelevant to the world
that is.”
62 My theory and
research design incorporating legal tradition and interests into a
constructivist
framework are discussed in more detail in Chapter 3.
63 Richard Price,
“Emerging customary norms and anti-personnel landmines,” in The Politics of
International Law, ed. Christian Reus-Smit (Cambridge, UK: Cambridge University
Press, 2004), 108. Not only norms, but “state interests themselves are
socially-constructed” by the constituting norms, which in this case is legal
tradition.
64 Burley,
“International Law and International Relations Theory,” 205-239; Simmons,
“International Law and State Behavior,” 819-836.
65 Cortell and Davis, “How Do International Institutions
Matter?,” 451-478; Goldstein, “
International Law and Domestic Institutions,” 541-64.
66 Wheeler, “Kosovo
Bombing Campaign,” 195. “States can agree on relevant principles, but disagree
on what this means in terms of their application …”.
67 Simmons,
“Compliance with International Agreements,” 75-93; Simmons, “ International Law
and State Behavior,” 819-836; George W. Downs and Michael A. Jones, “ Rational
Choice and International Law: Reputation, Compliance and International Law,”
Journal of Legal Studies 31 (2002): 95-114.
68 Jack Donnelly,
“International Human Rights: A Regime Analysis,” International Organization 40 (1986):
599-642; Simmons, “Compliance with International Agreements”; Simmons,
“International Law and State Behavior”.
69 Simmons,
“Compliance with International Agreements.”
70 Goldstein and
Keohane, Ideas and Foreign Policy; Keohane and Nye, Power and Interdependence.
71 Ole R. Holsti, Public Opinion and American Foreign Policy. (Ann
Arbor: University of Michigan Press, 1996); Dan Reiter and Allen Stam,
Democracies at War (Princeton: Princeton University Press, 2002); Amy Skonieczney, “Constructing NAFTA: Myth, Representation and
the Discursive Construction of U.S. Foreign Policy,” International Studies
Quarterly 45 (2001): 433-54.
72 Goldstein and
Keohane, Ideas and Foreign Policy.
73 Ibid.
74 Slaughter Burley,
“International Law and International Relations Theory”.
75 H.L.A. Hart, 1994
(1961) The Concept of Law, 2nd ed. (1961; Oxford: Clarendon Press, 1994), 1.
76 Henkin, How Nations Behave, 330.
77 J.L. Brierly, The
Law of Nations, 6th ed., ed. Sir Humphrey Waldock (Oxford: The Clarendon
University Press, 1963).
78 Wheeler, “The
Kosovo Bombing,” 191. “There is no single correct way of applying the law in
particular cases because it is open to different interpretation, each of which
is plausible in its own terms.”
79 Christian
Reus-Smit, “Introduction,” The Politics of International Law, ed. Christian
Reus-Smit (Cambridge, UK: Cambridge University Press, 2004), 2.
80 Reus-Smit, “The
Politics of International Law”, 14.
81 Henkin, How Nations Behave.
82 Fredrich Kratochwil, Rules, Norms, and Decisions: On the Conditions
of Practical Reasoning in International Relations and Domestic Affairs,
Cambridge Studies in International Relations. (Cambridge: Cambridge University
Press, 1989).
83 Christian
Reus-Smit, “The Politics of International Law.”
84 Reus-Smit, “The
Politics of International Law,” 17-18.
85 Kritsiotis, at 64.
86 Oppenheim,
International Law; Waltz, Theory of International Politics; Mearsheimer, “False
Promise of International Institutions,” 5-49; Ruggie,
“What Makes the World Hang Together?.”
87 Waltz, Theory of
International Politics.
88 Steinberg and
Zasloff, “Power and International Law,” 64-87.
89 Axelrod, The
Evolution of Cooperation; Keohane, After Hegemony; Jervis, “ Realism,
Neoliberalism, and Cooperation”; Keohane and Nye, Power and Interdependence.
90 A recent article
by Beth Simmons has identified the potential for the explanatory power of legal
tradition. Beth Simmons, “Why Commit? Explaining State Acceptance with
International Human Rights Obligations” (working paper, International Legal
Studies Working Paper Series, Boalt Hall School of Law, University of
California, Berkeley, 2002); reiterated in Sonia Cardenas, “Norm Collision:
Explaining the Effects of International Human Rights Pressure on State
Behavior,” International Studies Review 6 (2004): 213-231.
91 Steinberg and
Zasloff, “Power and International Law”; see also Reus-Smit, “Introduction,”
21-22.
92 For a discussion
of this particular critique of constructivism, see Reus-Smit, “Introduction”;
see also Henkin, How Nations Behave, 337.
93 Reus-Smit, “The
Politics of International Law,” 41.
94 Henkin, How Nations Behave, 337. Law “a major force in
international relations and a major determinant in national policy. Its
influence is diluted, however, and sometimes outweighed, by other forces in a
“developing” international society. Failure to appreciate the strengths and
weaknesses of the law underlies much misunderstanding about it and many of the
controversies about its significance.”
95 Wheeler, “Kosovo
Bombing Campaign,” 191. “There is no single correct way of applying the law in
particular cases because it is open to different interpretations, each of which
is plausible in its own terms.”
96 It is important that
a work of international relations scholarship be as useful (policy-relevant)
for diplomats, police-makers and international lawyers, as it is to scholars.
For a discussion of the need for policy-relevant scholarship, see Joseph Lepgold and Miroslav Nincic,
Beyond the Ivory Tower: Scholarship and Statesmanship in International
Relations (New York: Columbia University Press, 2001) and Miroslav Nincic and Joseph Lepgold, eds.
Being Useful: The Policy Relevance of International Relations Theory (Ann
Arbor: University of Michigan Press, 2000).
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